THE modern history of Sweden has been one characterised by a state of continuous peaceful existence. No participation in any war since 1814, neutral in both world wars, no political assassinations in the country for nigh on two centuries following the murder of King Gustav III in an aristocratic coup attempt in 1792. This remarkable irenic run, free of political violence, was shattered on the night of 28th February 1986 with the seemingly unfathomable murder of Sweden’s incumbent Democratic Socialist prime minister, Olof Palme＊.
Sveavägen murder scene 🔻 (Photo: Anders Holmström/Svenskt Pressfoto)
“Clouseauesque” policing The Swedish PM’s shooting in Sveavägen, one of Stockholm’s busiest streets, by a single assassin, was followed by an amateurish investigation that was a complete shambles from the start. An initial mix-up over phone calls meant the police were slow to respond to the crime, losing precious minutes while the murderer made good his escape. On arrival, they failed to cordon off the murder scene properly, allowing onlookers to contaminate potential forensic evidence; key witnesses were allowed to leave the scene without being questioned. Established crime protocol—a street-by-street search of the area (ie, a dragnet)—was not implemented [“Olof Palme: Sweden believes it knows who killed PM in 1986’, BBC News, 100-Jun-2020, www.bbc.com/]. Another injudicious move on the police’s part was the ignoring of witnesses who had key information.
🔺Head of investigation, H Holmér (Image: www.news.sky.com)
The police investigation was headed by Chief Commissioner Hans Holmér who assumed more or less from day one that the crime was politically motivated, eventually becoming fixated on the Kurdish militant group the PKK as the likely perpetrators, to the neglect of other, more tangible leads. After a haul of locally-based Kurdish immigrants were arrested and then released for lack of solid evidence, the prosecutors and media turned against Holmér’s handling of the case, forcing him to resign [‘“Murder Most Foul” – the Death of Olof Palme’, (Jan Lundius), Inter Press Service,30-Jun-2020,www.ipsnews.net; BBC News]⦿.
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The cast of suspects and the conspiracy theories◘ In the 39 years since the Palme shooting the police have conducted 10,000+ interviews and more than 134 people have confessed to the murder. Aside from the PKK, another international suspect was the white South African regime. Palme was a charismatic figure in world politics but also a controversial and polarising one, as a foreign policy-minded social democrat he elicited criticism from both left and right, including from both superpowers. In addition, his high-profile anti-apartheid stance was a thorn in the side of the Pretoria government. One theory suggests a conspiracy between South Africa’s security and intelligence forces and right-wing extremist mercenaries within Sweden to execute Palme. The view gained some traction but Swedish investigators have never satisfactorily connected the dots between these elements. Not unexpectedly, CIA involvement in Palme’s murder was also suspected by some.
🔺 Stockholm: Intersection of Sveavägen and Tunnelgatan
Palme’s economic reforms, especially those geared towards promoting worker control, did not endear him to the capitalist class in Sweden. More specifically there was Palme’s strong stance against the Swedish arms manufacturer Bofors who was illegally selling weapons to several proscribed nations. When Iran was blocked from receiving a shipment one scenario advanced is that an Iranian hitman liquidated the Swedish PM [‘Sweden’s Bofors Arms Scandal’, Directorate of Intelligence, 04-Mar-1988, www.cia.gov/].
Political pressure for “a result” Refocusing domestically on individuals, the spotlight turned to Christer Pettersson who had a criminal record including manslaughter. Pettersson was dubiously convicted of Palme’s murder in 1989, in part because Palme’s widow, prompted by police officers, picked him out in a police lineup. The seriously compromised verdict was easily overturned on appeal (lack of a murder weapon or motive) [‘Who killed Sweden’s prime minister? 1986 assassination of Olof Palme is finally solved – maybe’, (Andrew Nestingen),The Conversation, 11-Jun-2020, www.theconversation.com]. The investigation team’s eagerness to ‘fit’ Pettersson for the crime despite the absence of hard evidence, reflects the pressure exerted by the ruling Social Democratic Party on the police to secure a quick resolution of the crime “acceptable to the public” [‘Who killed the prime minister? The unsolved murder that still haunts Sweden’, (Imogen West-Knights), The Guardian, 16-May-2019, www.theguardian.com].
Another, more ‘political’ suspect to attract the police’s interest early on was Victor Gunnarsson. Gunnarsson was an activist with connexions to various right-wing groups, especially the European Workers Party which held grudges against Palme. Gunnarsson was briefly detained by Holmér but the case against him however dissolved when witnesses failed to locate him at the murder scene at the time of the crime. Gunnarsson later emigrated to the US where he himself ironically became a homicide victim [‘Victor Gunnarsson’, People Pill, www.peoplepill.com].
“Skandiamannen”✪ Another name on the person of interest list of police was Stig Engström. Engström willingly offered himself up to police as a ‘witness’ at the time of the assassination and though questioned, the police eventually discounted him as a serious suspect. But some 20 years after the murder, a new theory, originating in a book by Lars Larsson and developed by journalist Thomas Pettersson, gained traction. The case put by Pettersson that Engström was the killer rested on a conjunction of factors—the “right timing, the right clothing, (he had) unique information, he had close access to guns of the right type, he was right wing and Palme unfriendly” [‘After 34 Years, Sweden Says It Knows the Killer of Olof Palme’, (Thomas Erdbrink & Christina Anderson), New York Times, 10-Jun-2020, www.nytimes.com]. Petersson handed over his findings to the police in 2016, leading to a reopening of the investigation.
Palme, then Swedish communications minister, appeared in the controversial 1960s “erotic-drama” ‘I am Curious – Yellow’ (below with the film’s star, Lena Nyman)🔻
”Resolved” but left up in the air? In 2019 the state prosecutor announced that he had come to the conclusion that Engström was probably Palme’s killer, but, given that Engström himself died in 2000, he promptly closed the case. Not everyone in Sweden is satisfied by the conclusion to the Palme case, many questions remain unanswered about the inconclusiveness of the evidence…eg, no DNA match, where is the missing murder weapon and what was the motive? (BBC). To paraphrase one antagonistic perspective on the case resolution: “it settles none of the unanswered questions”, instead it “underlines the determination of powerful political forces to continue the cover-up surrounding Palme’s murder” [‘Decades-long cover-up continues of assassination of Swedish Prime Minister Olof Palme’, (Jordan Shilton), World Socialist Web Site, 13-Jun-2000, www.wsws.org/].
Endnote: Palmology and parallels with the JFK conspiracy saga The collective trauma felt by Swedes with Olof Palme’s 1986 assassination—many expressing a sense of lost national innocence, no longer immune from political violence◘—recalls the devastating effect the assassination of President Kennedy in 1963 had on the American psyche (Lundius). Both leaders’ violent deaths triggered a runaway train of conspiracy theories, some plausible and some highly implausible◕. In the years since 1986 Sweden’s national obsession with the unsolved murder, labelled Palmessjukdom (“Palme sickness”) has inspired a raft of plays, films, television and musical works on the topic. It has even been cited as a contributing “factor in the worldwide explosion of Scandinavian (noirish) crime fiction”. ‘Palmology’ has spawned a veritable Swedish industry of privatspanarna – a legion of private investigators (such as Thomas Pettersson) conducting independent inquiries into the baffling crime…some have been serious researchers, others espousing “crackpot theories” (West-Knights).
🔻 PM Palme (source: www.cnbc.com)
——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪—𝄪 ＊ not however the country’s last political murder, in 2003 Swedish foreign minister, Anna Lindh, was assassinated by another “lone wolf” assassin ⦿ marginalising SÄPO (Säkerhetspolisen – the state secret police) from the investigation didn’t make the task any easier ✪ Engström was dubbed “Skandia Man” by Lars Larsson because he worked in the Skandia Insurance Co tower building which fronts on to Sveavägen-Tunnelgatan ◘ and perhaps in some measure jolting Swedes out of a lingering outlier complacency ◕ among the considerable number of suspects ‘fingered’ for the hit on the Swedish PM was the Swedish police, the Yugoslav secret service, even Palme’s own wife, Lisbet!
I happened upon the remarkable, daring exploits of Lt. Edgardo Simoni—the Italian prisoner of war who made a habit of repeatedly escaping from various Australian POW camps during WWII—while reading the non-wartime story of another (very different) ace escape artist, Kevin John Simmonds, a con on the run from NSW cops who bamboozled an extensive manhunt comprising 500-odd police and 300 volunteers in 1959, leading them on a long, fruitless chase through harsh and rugged bush land before being finally being recaptured. To their embarrassment the state’s police officers found themselves lagging far behind the solo fugitive in a catch-up game of “Where’s Wally”, with Simmonds making them at times look like “right” (and not very bright) “Charlies” (They’ll Never Hold Me, by Michael Adams (Affirm Press, Melbourne, 2024).
Kevin John Simmonds
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The theme of valiant escape and valiant escapees from POW camps is a standard trope of cinema and television that has been done to oblivion over the years. This sub-genre has been a recurring feature in cinema for the past seven or eight decades, including a raft of classic war (WWII) features like Escape from Stalag 17, The Colditz Story, The Bridge on the River Kwai, Von Ryan’s Express, The Wooden Horse, The Mackenzie Break and of course the most lauded of all movies subscribing to the sub-genre – 1963’s The Great Escape.
But for me my favourite POW screen vehicle is the antithesis of these largely stark and grim dramas. No, not Hogan’s Heroes but another TV war sitcom, an episode from the Seventies TV series Ripping Yarns (created by two-sixths of the “Monty Python” team, Michael Palin and Terry Jones) called ‘Escape from Stalag Luft 112B’. The protagonist played by Palin (Major Phipps) is a serial escape attempter…during the war to date he has attempted over 560 escapes, 200 of them before he had left England, as a consequence he is transferred to Germany’s most infamous prison camp. At Luft 112B he continues his escape attempts 24/7, all of them ludicrously impossible. Meanwhile the rest of the British POWs frustrate Phipps no end by being perfectly content to sit out the war in their cosy and comfy little gentleman–officer confinement. By the show’s end the other POWs and German guards have all scarpered, leaving Phillips as the only man to never have escaped the “inescapable POW camp”. In his life after the war we learn that escaping is so intrinsically part of Maj. Phipps’ DNA that two years after his death and burial, locals discovered a tunnel dug from his grave to the cemetery fence: his final and “greatest” escape! A gem of a send-up of both the unrelentingly solemn POW film and British upper-middle class and upper class twits𖤓.
Michael Palin, ‘Escape from Stalag Luft 112B’
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Back to the real life POW escapologist Signoré Simoni. Simoni was one of more than 18,000 Italian military personnel captured by the Allies and transported to Australian POW camps, in his case assigned to the Murchison Camp # 13, near Shepparton, Victoria. Unlike the fictional Maj. Phipps’ fellow prisoners and the great majority of his fellow Italian POWs, Edgardo Simoni never content to stay put behind barbed wire and high fences paralleled the fictional Phipps in trying to escape whenever the opportunity presented itself.
Italian prisoners of war arriving at Circular Quay wharf, Sydney, 1941 (source: coasit.com.au)
Simoni’s first shot at freedom failed but undaunted he soon tried again. Swapping uniforms with an Italian private in the prison was his passport to the outside POW work detail. From there he easily managed to slip away from the Murchison guards and head for metropolitan Melbourne. Once there, he took the alias “George Scoto” and got a job selling door-to-door cosmetics (very successfully) which lasted for ten months. Afterwards, Simoni moved to Mildura in country Victoria where he found work on a farm. Here he was recaptured by Australian military police and despatched to a higher security goal in the isolated town of Hay, NSW. Simoni was not intent to accept captivity in Hay and in no time he had escaped by painstakingly filing through the bars of his cell window, becoming the only POW to escape from that supposedly escape-proof incarceration facility. Simoni then walked 300km to Bendigo where he caught a train to Melbourne. His second sojourn in Melbourne was cut short by a stroke of rotten luck when he was spotted and arrested by the same policeman who had arrested him on the previous occasion! (‘Italian POWs in Australia’ by Frank O’Rourke, Newsletter # 580, 02–07–2021, www.melbashed.com.au)✦.
Italian POWs at Myrtleford Camp (photo: Geoffrey McInnes/Aust War Memorial)
Myrtleford, Victoria, was the next POW camp (# 5) to accommodate the peripatetic Signoré Simoni. Edgardo had been an anti-fascist in Italy and had joined Mussolini’s army only after swearing allegiance to the monarchy, but in Australia he started to embrace communism which led to the authorities placing him under special surveillance. Not very successfully it seems because Simoni was still able to regularly abscond from the Myrtleford facility at night-time without much effort to moonlight as an unofficial organiser for the local tobacco sharefarmers exhorting them to agitate for better working conditions (‘Edgardo Simoni oral history interview by Dan Connell’, 06–11–1986, http://archival.sl.nsw.gov.au).
Col. Edgardo Simoni (ret.) in 1974: revisiting his travels around SE Australia
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Endnote: All in all Lt. Simoni—who earned the nickname La volpe (“the Fox”) for his war-time escapades—made 13 escape attempts in the three years he was a POW in Australian detention. At the end of the war, upon release, Simoni returned to Italy and resumed his career in the military, rising to the rank of colonel. In 1974 La volpe re-visited Australia, this time on happier terms, to retrace the steps of his fugitive odyssey around NSW and Victoria.
𖤓 the 2000 Aardman film animation Chicken Run also mines the escape from prison trope, freely parodying WWII POW movies (especially The Great Escape) by exploiting all the familiar cliches
✦ the press closely followed Simoni’s escapades in Australia as if they were tracking “Public Enemy # 1”: ‘Search For Italian’ MELBOURNE. June 10. Police and military authorities searching for Lt. Edgardo Simoni, 25, the Italian who escapedon a bicycle from a prisoner ofwar camp in Gotiburn Valley on Saturday, believe that he has crossed the Victorian border. Detectives and railway enquiry officers are checking; every interstate and country train. and interstate detectives have joined the search ~ Adelaide Advertiser, June 11 1942”
In 1975 the Republic of India annexed the small, remote Himalayan Kingdom of Sikkim. This was a sudden move on Delhi’s part but not entirely unexpected by observers outside Sikkim. For a number of years leading up to this, India had flagged its intentions, sometimes obliquely, to tighten its grip on the Himalayan micro-state. Sikkim’s ruler, the Chogyal (“god–king” or “righteous ruler”), had been under mounting pressure from forces, both external and internal, conspiring to subvert his increasingly tenuous hold on power.
Map of the Kingdom of Sikkim
The buffer state: After British rule over the Indian Sub-continent ended in 1947, the new nation of India, faced with the imposing spectre of communist China to the north, sought to shore up its northern frontier borders. The vast Himalayas provides a natural barrier to India’s north but the 64km-wide independent state of Sikkim offers several passes through the mountain range. This gateway to and from Tibet gave any hostile power (ie, China) a saloon passage into the heart of India. Thus to the Indians from the very start, Sikkim was of immense strategic importance to their national security. In 1950 Delhi bullied Sikkim into accepting a treaty favourable to India, allowing it control of the tiny kingdom’s international affairs, defence and communications, restricting Sikkim to control of its internal affairs only§. After the PRC forcibly incorporated Tibet in 1951 India closed its borders with Tibet. In 1967 Sikkim was the site of border clashes between Chinese and Indian troops in Nathu La and Cho La passes.
Nathu Pass on the Indo-Chinese frontier (credit: Nature Canvas Travel)
Clashing political agendas: While Indian designs on Sikkim intensified, internal factors also challenged the Chogyal’s rule. Chogyal’s vision for Sikkim centred around a greater independent role for the country and an enhancement of its (and his) international identity. Chogyal’s policies also tended to favour the Bhutia–Lepcha community which made them widely unpopular with other sections of society. In the early 1970s domestic opposition to the Chogyal was led by Sikkim’s chief minister Kazi Lhendup Dorjee. Opponents of the monarchy were critical of the ruler’s reluctance to initiate democratic reforms for the country. They wanted Chogyal to concentrate on internal development and increase Sikkim’s political freedom, rather than continue with his preoccupation with the kingdom’s international stature [Gupta, R. (1975). Sikkim: The Merger with India. Asian Survey, 15(9), 786–798. https://doi.org/10.2307/2643174]; ‘Letting go of Sikkim’s ghost’, Nepali Times, 03-July-2021, www.nepalitimes.com].
Chogyal of Sikkim (Palden Thondup Namgyal)
Undermining the monarchy: India played a double game in the political intrigues in Sikkim – openly supporting Dorjee’s anti-king movement while reassuring Chogyal that the country’s monarchy was not in peril. Chogyal was completely blindsided by the deception and tragically continued to believe in the goodwill of the Indian government towards his kingdom. A principal agent of the subversion was RAW (India’s secret service organisation), often working through the pro-democracy Sikkim National and State Congresses (commandeered to do India’s bidding). RAW covertly promoted public unrest within Sikkim in various ways, such as trucking in stacks of Indians to take part in supposedly Sikkimese-dominated protests against Chogyal. RAW also incited those Hindu–Sikkimese who bore a grudge against Chogyal to revolt against his regime. Similarly alienated from the king were the Nepali-speaking Sikkimese (comprising 75% of the population), leaving the Chogyal with little popular support at the time he needed it most [‘The Pain of Losing a Nation’, Sudeer Sharma, The Darjeeling Un-Limited, Sept. 2007, www.darjeeling-unlimited.com].
RAW headquarters in New Delhi
Countdown to coup: Indian Prime Minister Indira Gandhi, fixated on the question of border securityand creating a buffer to China, was a prime mover in the push for a “permanent association”…in 1973 India made its move. Chogyal was coerced into taking part in talks with Delhi, the outcome of which was the severe curtailing of his royal powers (reducing his rule to the status of figurehead). More ominously India formally became the “protectorate” of the tiny Himalayan state. The ultimate chapter in the saga came in April 1975 when, totally unexpected by Chogyal, a 5,000-strong Indian force stormed the royal palace in Gangtok, easily overcoming the royal guards and took the king prisoner. India swiftly abolished the Sikkimese monarchy, installing Chief Minister Dorjee (nominally) in charge. A hastily-arranged referendum–for which the foreign press was banned from observing—produced a highly contentious, totally lopsided vote confirming Sikkim’s incorporation into the Indian republic as its 22nd state, described by Delhi as (giving Sikkim) “freedom within India”. India was prompted to fast-track the coup against the king because of concern that Sikkim might follow the same course as Bhutan had in 1971, becoming a member of the UN (Sharma). Beijing duly protested India’s annexation of the Himalayan micro-state.
Entrance to the Sikkim royal palace and monastery, Gangtok
Postscript: Arguments have ensued over whether the 1975 annexation was legal or not. From the Indian standpoint, the key element was the Maharaja of Sikkim joining the British-initiated Chamber of Princes (CoP) in 1920. As an “Indian princely state” Indians argue, this bound Sikkim to post-independence India’s arrangements with the princely states for incorporation. Advocates for the retention of Sikkimese sovereignty counter that Sikkim was only ever a formal member of CoP, which in any case had no executive powers to legislate [‘Did India have a right to annex Sikkim in 1975?’, Sunil Sethi, India Today: Upd. 18-Feb-2015, www.indiatoday.in].
PM Mrs Gandhi and the Chogyal: Choosing your Indian friends
Footnote: The Chogyal’s choice of wife in the early 1960s, the new Gyalmo (“Queen of Sikkim”), a young American woman named Hope Cooke, didn’t enhance the king’s popularity among many of his countrymen or in Delhi. Because of her American origins suspicions were voiced in that Cooke was a CIA agent (unsubstantiated) and was thought to be influencing the Chogyal in his stated intentions to achieve greater independence from India [‘Take-Over of Sikkim by India Is Laid To Protectorate’s Move to Loosen Tie’, Bernard Weinraub, New York Times, 28-April-1973, www.nytimes.com].
The king and queen of Sikkim (Namgyal and Cooke)
§ as the British had done in Sikkim before India gained it’s independence
The post-independence relationship of India and Pakistan has been characterised by ongoing tensions, mutual suspicions and a sequence of short wars involving the sovereign state successors to the British Raj𖤓. At the forefront of this regional disharmony has been Jammu and Kashmir (J & K), the greater part of the area controversially awarded to Hindu-dominated India in the 1947 Partition of the Subcontinent but populated by a Muslim majority.
Kargil: 8,780-ft above sea level
Advancing by stealth across the disputed boundary: The most recent of these short-lived, episodic wars occurred in 1999 in Kargil in the remote union territory of Ladakh. Faced with the frustration of India holding the dominant hand in the disputed Kashmir region and unwilling to consider any alterations to the Line of Control (LoC)𖦹, Pakistan opted for a bold if brash strategy. “Infiltrators” from the Pakistan side, crossed the LoC and took hold of Indian positions in the inhospitable glaciated terrain of Kargil, initially undetected by the Indian command. Alerted to the incursion, the Indian military unleashed a counteroffensive and over two months of fighting drove the Pakistanis back onto their side. Islamabad first sought to explain the military incursion as the work solely of Mujahideen “freedom fighters”, but this deception was quickly exposed with Pakistan paramilitary involvement discovered to be central to the military operation❖.
Kargil and Kashmir (image: insightsonindia.com)
Islamabad’s motives for the act of aggression taken by what Indian media termed “rogue army” elements, seem to have been severalfold. The strategic plan was to cut India’s communication lines in Kashmir between Srinagar and Leh. Pakistan was probably also motivated by a desire to regain lost honour for earlier military reversals at India’s hands, especially the Indian army’s 1984 seizure of Siachen Glacier and the crushing defeat in the 1971 war (Liberation of East Pakistan). Islamabad hoped that the proactive move might also prove a fillip for the flagging Pakistani insurgency movement in Kashmir [RAGHAVAN, SRINATH. Review of Dissecting the Kargil Conflict, by Peter Lavoy. Economic and Political Weekly 45, no. 44/45 (2010): 29–31. http://www.jstor.org/stable/20787524]. Essentially, Pakistan’s intent was to create a crisis in Kashmir with the aim of forcing New Delhi to sit down to negotiations and finally settle the Kashmir imbroglio.
Pakistani soldiers in snow-capped Kargil (source: au.pinterest.com)
Strategic miscalculation:The upshot for Islamabad was pretty disastrous, the status quo remained in New Delhi’s favour, strategically Pakistan failed to hold its advance position into enemy territory and found itself diplomatically isolated by its action…most of the international powers, including its ally China, criticised Pakistan for what some observers saw as its “reckless”, “adventurist”, “risk–adverse” behaviour. [Tellis, Ashley J., et al. “THE SIGNIFICANCE OF THE KARGIL CRISIS.” Limited Conflicts Under the Nuclear Umbrella: Indian and Pakistani Lessons from the Kargil Crisis, 1st ed., RAND Corporation, 2001, pp. 5–28. JSTOR, http://www.jstor.org/stable/10.7249/mr1450usca.8. Accessed 15 Nov. 2024]. This generally-held perception of Pakistan resorting to intemperate action allowed India to turn the information war in the Kargil conflict into a diplomatic victory for New Delhi.
Pakistan, First Islamic state to join the nuclear club (source: Topcity–1)
Spectre of the nuclear option: While the brief Kargil War was limited to a low intensity conflict, the potential was there for it to escalate into an expanded conventional war, and most alarmingly, into a nuclear confrontation. The possibility of this happening existed because a year prior to Kargil, in 1998, Pakistan joined India as the second South Asian state to attain nuclear weapon capacity. This became more acutely critical to the international community during the war when, in response to India’s massive build-up of military arms in Kargil-Dras sector, Pakistan foreign secretary Ahmed hinted that the country might resort to using nuclear weapons. Islamabad may have only produced the nuclear card as a deterrent to an Indian counter-thrust, nonetheless Pakistan Prime Minister Sharif was clearly engaging in nuclear brinkmanship – by moving nuclear warheads towards the border (for which he was roundly rebuked by US President Clinton) [‘India and Pakistan Fought in 1999. Why Didn’t It Go Nuclear?’, Sébastien Roblin, The National Interest, 14-June-2021, www.nationalinterest.org].
Indian soldiers celebrate victory in the Kargil War (photo: business–standard.com)
No let-up for the troubled Kashmiris: Although there hasn’t been any new wars in Jammu & Kashmir since 1999, tensions and conflicts have continued virtually unabated since then. In 2019 there were troop clashes across the de facto border following Pakistani Islamist terrorist attacks. With Prime Minister Modi’s BJP Hindu nationalist regime committed to integrating J & K, an administrative rearrangement of the territory saw it lose its autonomy and be downgraded in status. Civil and political rights of the majority Muslim population have been eroded and Indian security forces are frequently accused of human rights violations. Separatist and jihadist militants continue to wage a protracted insurgency against the authorities [‘Indian Kashmir’, Freedom in the World 2024, https://freedomhouse.org].
Heavy Indian army presence in Kashmir fuelling Pakistani resentment (photo: pakistanpolitico.com)
Postscript: Atlantique IncidentAfter fighting in Kargil ceased in July 1999 there was no easing of Indo–Pakistani tensions. Just one month later the Indian airforce shot down a Pakistan navy plane in the Rann of Kutch (border land between Pakistan’s Sindh province and Western India’s Kutch district), accused of violating the former’s air space. The matter dragged out with both sides blaming each other and a failed international court appeal, leading to a further deterioration in the ruptured relationship.
Rann of Kutch, site of Atlantique Incident (Sir Creek) location of a second long-running Ind–Pak border dispute
𖤓 1947–48, 1965, 1971, 1999
𖦹 the temporary border separating the two countries in the Himalayas region
❖ in so doing it breached the Simla Agreement (1972) between the two neighbours
As a kid I developed a liking for “Our Gang” comedies, a series of American short films about a gang of poor, mainly white (but including black) children. I enjoyed the good-natured tomfoolery and minor mischief perpetrated by the juvenile gang members, particularly Spanky, Alfalfa and Buckwheat. I’m thankful that I was exposed to the “Our Gang” shorts🅐 as it pointed me towards another cinema series about the same demographic that became part of my standard viewing fodder – the Dead End Kids series of movies and its successors.
The “53rd Street Gang” in their playground
While the antics of “Our Gang” were unadulterated if sentimentalised fun, I came to prefer the more serious tone and developed storylines of the “Dead End Kids” (DEK) movies. The early movies were starkly realistic, and this was realism of the grittiest kind, rooted in the unforgiving here and now of grim slum life in America’s depression era. These kids were dirt poor, locked into a daily struggle for survival, taking every opportunity, fair or foul, to fleece or steal from anyone or anything that presented itself. At the same time their brutal experience had made them rebels with a cause – the inequities of capitalist America…impoverished slum boys who never missed a chance to decry or one-up the “better-offs” in society.
Where it started: Dead End (1937)
The Kids from Dead End: The DEK phenomena had its genesis in a 1935 Broadway play, Dead End🅑, by Sidney Kingsley, featuring a cadre of young actors which would go on to form the nucleus of the gang in the movie series: Billy Halop, Bobby Jordan, Gabriel Dell, Huntz Hall, Bernard Punsley🅒 and the Gorcey brothers, Leo and David. The play was successful, running for two years, Hollywood mega-mogul Samuel Goldwyn saw the show and was immediately impressed. Goldwyn bought the film rights and made Dead End as a United Artists feature film in 1937, co-starring the Kids alongside Humphrey Bogart. The film was a hit but the boys caused havoc during the production, crashing a truck into a soundstage, prompting an annoyed Goldwyn to unload them to Warner Brothers.
Angels With Dirty Faces: the Dead Enders plus James Cagney in a gangster melodrama (source: alchetron.com)
Warners Bros’ crime school graduates: At Warner Brothers the Dead End Kids made six features, typically in supporting roles to big stars (Ronald Reagan, Jimmy Cagney, Pat O’Brien, Anne Sheridan, John Garfield and Bogart). In They Made me a Criminal (1939) starring Garfield, the Kids don’t make an appearance until 25 minutes into the film. The Warners’ series followed the studio’s formula of serious social crime dramas with the Kids heavily involved in the plot and also lending some comedy relief (‘Dead End Kids’, www.boweryboys.bobfinnan.com). Billy Halop was acknowledged as the leader of the gang and was purportedly paid more than the other boys, leading to some bad feelings within the group. Despite the DEK success at Warners the studio was disenchanted with the group’s off-camera antics (more impromptu hell–raising) and released them from their contracts after their sixth film.
Sea Raiders (1941): emphasising the interchangeable nature of the group’s various names, Universal tended to use the double-billing, “Dead End Kids” and “Little Tough Guys”, in their advertising
Little Tough Guys: Universal decided to get in on the act, cashing in on the DEK’s appeal with its own (B–movie) series. Billing the gang as the “Little Tough Guys”, Universal made 12 features in the late 1930s–early 40s, featuring at one time or other all of the original Kids except Leo Gorcey. Shemp Howard, one of the popular “Three Stooges”, appeared in two of the LTG movies, and was acknowledged by Huntz Hall as an influence on the slapstick style of comedy that the group later developed.
East Side Kids: The Dead End Kids morphed into a new incarnation called the “East Side Kids” in a series made by Monogram Pictures. These were 22 films made as low-budget imitations of the DEK movies, initially crime melodramas with comedic overtones, but as the series evolved, the comedy angle took greater emphasis. With Halop gone by this time, Leo Gorcey and Bobby Jordan were now the gang leaders. As the series progressed, the comedy duo of wise guy Leo Gorcey and zany but dim Huntz Hall became the focus in films like Million Dollar Kid and Spooks Run Wild (a horror comedy headlined by an ageing Bela Lugosi) (www.boweryboys.bobfinnan.com). As a variation on the usual criminals that the boys routinely cross swords with, in Let’s Get Tough (1942) they find themselves this time trying to foil Nazi and Japanese saboteurs in the US. A black former child actor of the original Our Gang movies “Sunshine Sammy” Morrison and William (“Billy”) Benedict were added to the ESK retinue of scruffy working class street kids.
Spooks Gone Wild (1941): East Side Kids v Dracula
Bowery Boys: Stoogesque slapstick and streetwise Abbott and Costello In 1945 the ESK series folded and was replaced by yet another name for the team of screen performers, the “Bowery Boys”🅓. Leo Gorcey this time had an enhanced stake in the enterprise, owning 40% of the production company🅔, acting as producer and contributing to the script. Gorcey also brought his father Bernard to the films’ players. Bobby Jordan left the series again and Gabriel Dell returned. The interaction of Leo Gorcey, with his malapropism-prone utterances as “Slip”, and Hunt as dim-witted sidekick “Sash”, continued to provide the central plank of the humour. The Bowery Boys series—made by Allied Artists, successor studio to Monogram—comprised 48 movies in all. The early efforts continued the standard fare of gangster melodrama, but after “Three Stooges” director Edward Bernds started directing Gorcey and Co, the films resorted more to slapstick comedy, Three Stooges-like wordplay and occasionally to fantasy themes (‘The Bowery Boys: Anything But Routine’, Ivan G. Shreve, Jr Classic Flix, 19-Sep-2013, www.classicflix.com). Abbott and Costello’s influence is also evident, there are obvious echoes of Africa Screams in the Bowery Boys’ Jungle Gents (1954) (‘Dead End Kids’ found new life as ‘Bowery Boys’, Jim Willard, Loveland Reporter-Herald, 07-July-2018, www.reporterherald.com).
Bowery Boys Meet the Monsters (1954): several movies in the series sought to capitalise on the public’s craze for horror/monster movies
By the time the final Bowery Boys film In the Money is made in 1958, the series is looking tired, stale and frayed…only Huntz Hall and David Gorcey remain of the originals (Leo’s ongoing bouts with the demon alcohol saw his forced departure in 1956, replaced by Stanley Clements), the “Kids” were now middle-aged, hardly juvenile delinquent material, and their screen work lacking the verve and punch of earlier days.
In the Money (1958): ageing juvenile delinquents
🅐 syndicated for television in the 1960s as The Little Rascals
🅑 the “Dead End” tag came from the inscription on the road sign at the river’s edge in the original, 1937 film
🅒 Punsly was the odd one out among the “young punk” band of actors, he stayed in the DEK/ESK series only till 1942 (notching up 19 films) before leaving show biz for good to become a successful physician (later chief of staff at a private hospital in LA)
🅓 the Bowery is a street and neighbourhood in Lower Manhattan, NYC
The lethal force of the Covid-19 outbreak unleashed on the world in 2020 has killed to date in excess of seven million people globally (worldometers.info). In addition to this great toll of human life the pandemic and the ensuing commercial lockdown had a deadly effect on struggling businesses. One such victim is Debenhams plc, a retailing national institution with a continuous history centuries old. The British high street retailer went into liquidation and irrevocably out of business in May 2021, drawing the curtains on a trading lifespan extending back nearly 243 years.
Debenhams: Oxford Street (London) flagship store (photo: Debenhams plc)
Debenhams, the world’s oldest department store, was an iconic brand with a trusted reputation, a staple for household goods, beauty brands and clothing. The department store titan was bought out of administration by online fashion retailer Boohoo for £55m with the purpose of its famous brand being reinvented as an online bazaar – which is an ironic outcome given that Debenhams’ reluctance to refocus its sales strategies around the online platform (see below ).
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Debenhams stores across the UK
Debenhams was founded by William Clark in 1778 as a drapers’ store in Wigmore Street, London. In 1813 Clark partnered with investor William Debenham, trading as Clark and Debenham in London and Cheltenham. After Clark retired Debenham partnered with Clement Freebody in 1851 (under the name Debenham and Freebody). Into the 20th century the company was still in the hands of William Debenham’s descendants and in 1920 acquired upmarket Knightsbridge department store Harvey Nichols. Debenhams experienced a business crisis in the late 1920s involving its subsidiary Drapery Trust, the fallout of which forced then owner Ernest Debenham to sever his family’s connections with the retail chain that still bears his name…as a result the company went public.
Era of expansion: The 1930s and 40s saw considerable expansion for Debenhams, becoming the biggest department store chain in the UK by 1948, with takeovers in several British cities (in 1950 there were 110 stores in the UK). In the 1970s Debenhams found itself in more volatile waters, having to fight off takeover attempts, culminating in it being acquired by the Burton Group in 1985 (subsequently the two demerged in 1998). From the 1990s the retail company took on an international profile with stores opening in 18 countries. Debenhams stores spread to Ireland as well as acquiring the Danish department store chain Magasin du Nord, plus a raft of widespread franchises encompassing the Middle East, Asia, Malta, Russia, Australia and elsewhere.
Debenhams’ Belfast (NI) store: closing sale (photo: news.com.au)
Profits decline while debts inflate: The Covid pandemic put the shutters on Debenhams’ retail existence but the decline of the household name in British retailing can be traced to business failures and wrong strategies over the preceding two decades. The decline had been precipitous, in 2016 the 166–store strong chain had been worth £900m, just three years on, this had plummeted to £20m. Retail analysts attribute Debenhams’ demise in part to its failure to read the future, to embrace change in consumer preferences resulting from the advent of the iPhone and online shopping. Simon Reynolds, a branding consultant, skewers management for neglect of the company’s historic brand – missing in Debenhams was a “clear brand proposition for its customers…it couldn’t demonstrate what made it different to its competitors and it lacked relevance to younger customers”. Debenhams’ expansion plans in 2006, its stated intention to double the then 120 stores it operated𖤓, added an additional cost burden§ which failed to be offset by a sales revenue boost (sales remained static in fact). This down-spiralling trend, according to retail consultant Richard Hyman, demonstrated that Debenhams had lost its relevance in the competitive retail environment (‘Debenhams: Three things that went wrong’, Rebecca Marston, BBC News, 09-April-2019, www.bbc.com). The end was nigh.
𖤓 in 2017 when it should have been closing underperforming stores, and just one year before a record loss toppled Debenhams into administration, the company inexplicably was still opening new stores! Poor store placement was a negating factor as well, opening new stores in small population areas like Stevenage or too close to existing Debenham stores was symptomatic of the injudicious path taken by the retailer (‘One ‘reckless’ decision that killed UK retail giant Debenhams’, Benedict Brook, News.com.au, 21-May-2021, www.news.com.au)
§ a combination of prime-site large properties, big rents and long leases, high rates and large staffing needs
In earlier blogs we have seen how the ruling elites from aristocratic Byzantine Greek families managed to carve out chunks of the vast Byzantine Empire and establish their own imperial dynasties in the early 13th century. The three rump states of Trebizond, Nicaea and Epirus all came into being at the expense of the Latin Empire. Their action was a reaction to the Crusade leaders from Catholic Europe who had deposed the old regime in Constantinople (the Angelos dynasty) and proceeded to divvy up the imperial Byzantine lands among themselves and their financial backers. The latter, representing the political and commercial interests of Venice, a key player in the whole enterprise, did very well, netting three-eighths of the old empire’s strategic possessions including Crete) and innumerable war spoils from Byzantium. The crusader hierarchy elected from their leaders, Baldwin, Count of Flanders and Hainaut, as the first Latin emperor of Constantinople.
Nomenclature: the term “Latin Empire” was not contemporary to the period, and was only applied by historians in the 16th century to distinguish the Crusader feudal state from the classical Roman Empire and the Byzantine Empire (both of which called itself “Roman”). The term “Latin” was chosen because the crusaders—Franks, Venetians, and other Westerners—were Roman Catholic and used Latin as their liturgical and scholarly language in contrast to the Eastern Orthodox locals who used Greek in both liturgy and common speech. The Byzantines referred to the Latin Empire as the Frankokratia (“rule of the Franks”) or the Latinokratia (“rule of the Latins”). The crusaders themselves in documents tended to use the expression “Empire of Constantinople” or more commonly referred to the empire as “Romania” and themselves as “Romans” [Jacobi, David (1999), “The Latin empire of Constantinople and the Frankish states in Greece”, in Abulafia, David (ed.), The New Cambridge Medieval History, Vol. V: c. 1198–c. 1300, (Cambridge University Press), pp. 525–542].
Latin imperial crest
Attempts by the Crusader state to expand its imperial boundaries was hampered by constant conflict with its neighbours, the Bulgarian Empire to the north and the three Byzantine successor states. Baldwin I didn’t last long as Latin emperor, his army was crushed by Tsar Kaloyan’s Bulgarian troops at the Battle of Adrianople, with Baldwin captured and dying in prison later in 1205. Latin fortunes improved for a while with his successor, Henry of Flanders (for competence, the pick of the Latin emperors by a wide margin), who won back most of the lost territory in Thrace and concluded a successful peace treaty with the Bulgarian enemies after marrying Kaloyan’s daughter.
After Henry’s death there was a swift turnover of Latin regents🄰 and the Despotate of Epirus stepped up its campaign to wrest the Kingdom of Thessalonica from the Latin Empire, finally capturing it in 1224. The threat from Epirus receded however after the Epirotes were badly beaten by the Bulgarians under Tsar John Asen (Battle of Klokotnitsa, 1230)…around this time the burgeoning power of the Empire of Nicaea replaced Epirus as the principal Byzantine threat to the Latin state.
The Latin empire, now led by Baldwin II (known as Porphyrogenitus – “born to the purple”), was economically diminished and reduced in area to little beyond the city of Constantinople itself. Baldwin spent much of his long reign as emperor scurrying round the courts of Western Europe cap-in-hand in a largely fruitless quest for aid for Constantinople’s impoverished state. Nicaea meanwhile was tightening the screws on Constantinople. In 1259 the Nicaeans defeated the Principality of Achaea, a vassal state of the Latin Empire (Battle of Pelagonia). The loss of Achaea, the strongest of the Frankish states in Greece, was a decisive blow for the Latins in the defence of their imperial capital.
Seal of Baldwin II Porphyrogenitus
After a failed attempt to take Constantinople in 1260 the Niceans were ultimately successful in the endeavour the following year, without planning to do so. A small force of Nicaea on a scouting mission in the proximity of Constantinople’s walls fortuitously discovered that virtually the entire garrison and the Venetian fleet had temporarily vacated the city, leaving it defenceless. Seizing the opportunity the Nicaeans located an unguarded entry point and stormed the city, capturing it in the name of Nicaea’s emperor, Michael VIII Palaiologos. The Latins had lost, irrevocably, their Byzantine empire, with their remaining possessions reduced to a few enclaves in southern Greece, the title of emperor was nonetheless retained, in name only, by a succession of claimants up until 1383.
Composition of the Latin Empire: The empire was a feudalistic polity, comprising numerous vassal states or fiefdoms, including the Duchy of Philippopolis (northern Thrace); Lemnos (island in the Aegean); the Kingdom of Thessalonica (Macedonia and Thessaly)🄱; the County of Salona (modern Amfissa in central Greece); the Marquisate of Bodonitsa (central Greece)🄲; the Principality of Achaea (encompassing the Morea or Peloponnese peninsula🄳; the Duchy of Athens (encompassing Attica, Boeotia and parts of southern Thessaly); the Duchy of Naxos (or of the Archipelago) (encompassing most of the Cyclades islands); the Triarchy of Negroponte (island of Negroponte (modern Euboea); the Principality of Adrianople (modern Edirne, eastern Thrace)🄴; the County palatine of Cephalonia and Zakynthos (several Ionian islands)🄵. All of these entities and regions within the Byzantine world were ultimately absorbed by the Ottoman Empire.
The Latin Empire entities, Venetian possessions and the Byzantine rump states
Encumbrances to empire: The Latin Empire was intended to recreate the Roman Empire in an eastern setting (Byzantium) with a Catholic monarchy, but as a political entity it only lasted a mere 57 years (cf. the preceding Byzantine Empire which, established by Constantine in 330 CE, was in its 874th year when Constantinople was sacked). The Latin Empire failed abjectly to establish itself as an enduring power, the seeds of which were present from the onset. The Crusade leaders started dividing up who gets what part of the Byzantine “pie” before they had started the process of conquest in some of the regions (in fact the conquest of the former Byzantine imperial space was never completed). The approach to the whole task lacked cohesion. Moreover, the “individual expeditions undertaken by various Latin knights and commoners, as well as by the Venetian state, prevented systematic implementation of the partition plan”. The territories the Latins occcupied in the European part of “Romania“ and the Aegean, as a consequence, became “a mosaic of (mainly small) political entities”[David Jacoby, ‘After the fourth crusade: The Latin empire of constantinople and the Frankish states’, (Jan. 2009) DOI:10.1017/CHOL9780521832311.028 in The Cambridge History of the Byzantine Empire c.500–1492 (pp.759-778)]. These separate smaller “principalities and regions were in principle dependent on the Latin emperor’s suzerainty “ but were in “de facto (terms) practically independent entities” [Filip Van Tricht, The Latin Renovatio of Byzantium: The Empire of Constantinople (1204–1228) (2011)]. All of this worked against the task of making the empire centrally unified and coherent. Allied to this, Venice’s singular pursuit of its self-interest by its nature worked to the detriment of crusader goals. Another factor weighing down the Latin Empire was its economic decline, heavily in debt to the Venetians, Latin emperors were forced to resort to hocking their royal jewels to meet their costs. A succession of wars with the Bulgarian Empire and the Byzantine claimants proved costly. By the time of the last Latin emperor, Baldwin II, the population of the once-great metropolis Constantinople had plummeted alarmingly.
🄰 this period was the Latinokrakaria
🄱 Thessalonica’s short history as an quasi-independent entity was characterised by ongoing warfare, principally with the Bulgarian Empire before being conquered by Epirus (1224)
🄲 both Salona and Bodonitsa originally were vassal states of the Kingdom of Thessalonica
🄳 Achaea, the strongest of the Crusader states, exercising suzerainty over the Lordship of Argos and Nauplia. Achaea continued to prosper even after the eclipse of the Latin Empire. Its main rival was the Byzantine Despotate of the Morea which eventually succeeded in conquering the principality
🄴 the Principality of Adrianople committed itself to a course of fluidity in regard to the dominant powers venturing into its orbit, shifting allegiances readily from Constantinople to Epirus to Bulgaria to Nicaea during the 1220s for the quid pro qua of retaining its local autonomy [Filip Van Tricht, ‘The Byzantino-Latin Principality of Adrianople and the Challenge of Feudalism (1204/6–ca. 1227/28)’, www.core.ac.uk]
🄵 in addition to these both the Genoese and Venetians possessed colonies in the Greek islands and in mainland Greece at one time or other (Genoa: including Lesbos, Lemnos, Thasos, Samothrace, Ainos, Lordship of Chios and port of Phocaea; Venice: including Crete, Corfu, Lefkas, Tinos and Mykonos)
The turmoil and political upheaval in the wake of the sacking of Constantinople by crusaders in 1204 fragmented the unity of the vast Byzantine Empire into a patch-quilt of separate parts. Epirus«𝕒», a region which encompassed parts of modern Greece, Albania, Bulgaria and northern Macedonia, formed itself into one of these independent states, known by modern historiographic convention as the Despotate of Epirus✴︎. Its founder and first despot was Michael I Komnenos Doukas (a member of the deposed Byzantine imperial house of Angelos) with the state’s capital initially (and mainly) situated at Árta in N.W. Greece. Michael’s reign saw some expansion by conquest into neighbouring Thessaly at the expense of the Lombard lords and for a brief time, control over the Lordship of Salona. Michael’s realm also became a refuge and centre of resistance for Greeks opposed to the intrusions of the Latin Crusaders [‘Michael I Komnenos Doukas’, Wikipedia, en.m.wikipedia.org].
Epirus (source: world history.org)
✴︎ for accounts of the history of other Byzantine successor states see also the earlier articles on this site: Byzantine-Lite: The Empire of Trebizond under the Komnenos Dynasty and The 13th Century Empire of Nicaea: An Empire in Exile and the Restoration of Imperial Byzantine
Epirus imperial dreams – the Empire of Thessalonica:The Epirote State rulers soon found themselves embroiled in conflict with several of the other regional players, namely the other successor states, the Bulgarians (their former allies) and the Latins (Franks, Italians, etc). Michael I was assassinated in 1218 and replaced by his half-brother, Theodore Doukas, who extended the “empire” eastward, capturing Thessalonica from the Latins in 1224. Theodore duly established the “Empire of Thessalonica” and had himself crowned as emperor.
Battle of Klokotnitsa and aftermath: Theodore’s dream of ensconcing himself in Constantinople at the head of a greater Epirus-centred empire came crashing down at the Battle of Klokotnitsa in 1230. Theodore’s forces were attacked by both Bulgaria (under Tsar John Asen II) and the Nicene Empire (under John II Vatatzes) and comprehensively beaten. Theodore was captured, Bulgarian troops poured into Epirus and the despotate–cum–empire was reduced to vassal status vis-a-vís the Bulgarians. With Theodore imprisoned for seven years, the Epirote imperial leadership passed to his brother Manuel Komnenos Doukas, under whose reign the downslide continued, much of the earlier conquests in Macedonia and Thrace were lost. Meanwhile, in Epirus, Michael II, illegitimate son of the founder of Epirus Michael I, assumed control of a diminished Epirus and was recognised as despot (1230–ca.1267/1271). During Michael II’s rule the Epirote state was progressively reduced in size and power…in 1264 Michael was forced to recognise the suzerainty of Michael VIII Palaeologus whose rival successor state had ousted the Latins from Constantinople and restored the Byzantine Empire under the Nicene emperors.
Theodore Doukas
Deposed Theodore returns as king-maker:In 1237 Theodore returned to Thessaloniki and deposed Manuel and installed his son John as emperor of Thessalonica. However, under pressure from the Nicaean Empire John was forced to abdicate in 1242 in favour of John III Vatatzes, the Nicaean emperor. In 1246 Thessalonica was lost to Nicaea for keeps. Over in Epirus Michael II was succeeded by his son Nikephoros I whose sovereign power was challenged by Charles I of Anjou and Sicily with whom he eventually entered into an alliance (Nikephoros acknowledged himself as Charles’ vassal). Later, Nikephoros allied himself with Charles’ son and successor Charles II, which led to conflict with the Byzantines.
Map of Epirus, ca. 1250 (source: anistor.gr)
Epirus’ fragile autonomy: Thomas I followed the same perilous path as his father Nikephoros after succeeding him in ca. 1297. Thomas clung precariously to power as Epirus lunged from alliance to conflict with both the Angevins and the Byzantines. Ultimately, Thomas was assassinated by his Italian-Greek nephew Nicholas Orsini, Count of Cephalonia (Ionian islands) in 1318. Nicholas, in control of southern Epirus, conspired with the Republic of Venice to retake the north including the city of Ioannina but was unsuccessful. In 1323 he was in turn usurped by his brother John II Orsini. The pattern of instability persisted…Epirus lost its independence to the Byzantine Empire in 1338 before briefly winning it back (with the assistance of Catherine I, Latin empress), only to lose it yet again to Byzantium, all within the space of two years. In 1348 it was the turn of the Serbs under (King) Stefan Dušan who incorporated Epirus and Thessaly into the Serbian Empire. After the Serbs came the Albanians…in 1367 the Despotate of Árta, an Albanian clan led by Pjetër Losha, attacked and besieged the Despotate of Epirus’ capital Ioannina.
Neapolitan ambitions for the Hellenes:Árta as a mainly autonomous despotate and then lordship persisted until 1416 when the incumbent despot’s rule was terminated by another Italian incursion. Neapolitan count, Carlo I Tocco (hereditary count palatine of Cephalonia and Zakynthos) took Arta as part of a systematic territorial expansion in Greece«𝕓». Carlo reached the limit of his expansion in the 1420s when the Byzantine emperor John VIII Palaiologos’ army cut short Carlo’s attempts to expand his influence into the Despotate of the Morea (the Peloponnese).
Carlo I, Cephalonia and Epirus coat-of-arms
Epirus, the final chapter:Under Carlo I’s successor, Carlo II, the Tocco dynasty lost Ioannina in 1430 to the encroaching Ottoman conquest of Byzantine lands, as well as almost all of their possessions in Eripus by ca.1448«𝕔». At this time the fate of Epirus and the other post-1204 successor states of the Byzantine Empire had been well and truly sealed by an ongoing preoccupation with civil wars, conflict between themselves and religious disputes to the neglect of the greater threat posed by their common enemy from Asia Minor«𝕕».
Michael I Komnenos Doukas
Epirus, manoeuvring between east and west: Epirus, perched centrally between the east (Byzantium and Anatolia) and the west (western Europe), was in a special position, trying to carve its own niche in the region while competing for advantage and influence against the vested interests of more powerful players (namely Anjou, Venice, Sicily, Bulgaria, Serbia, Nicaea, Ottomans). The Epirote state’s despots through this era pursued two strategies for survival: it sought to protect its power base from its Latin enemies, while at the same time maintaining its independence from the rest of the Byzantine states. In a Byzantine world in which loyalty was a fluid commodity, Eripus found itself compelled by the power imbalances it faced to constantly swap its allegiances between the Latins and the Byzantines [Evangelos Zarkadas, ‘The Despotate of Epirus: A Brief Overview’, Mapping Eastern Europe, Eds: M.A. Rossi and A.I. Sullivan (accessed October 14, 2023), http://mappingeasterneurope.princeton.edu].
Ioannina (photo: theplanetd.com)
Postscript: Paucity of sources on Epirus Historians have long lamented the scarcity of surviving sources on Epirus, especially from the depostate itself. Probing this medieval Byzantine-Greek chapter has been hampered by an absence of historical narratives and biographies of the despots. The chronicles that do survive are those of Byzantine historians from Constantinople such as George Pachymeres (13–14th centuries) [Donald M Nichol, in Zarkadas].
«𝕒» or in the form some prefer, “Epiros”
«𝕓» adding it to Corinth and Megara captured by him earlier
«𝕔» Carlo II’s son Leonardo III ruled as the last Despotate of Eripus up to Epirus’ ultimate coup d’grâce by the Ottoman Empire
«𝕕» the last remnant of Epirus, Vonitsa, fell to the advancing Ottomans in 1479
After crusaders from the Fourth Crusade sacked Constantinople in 1204—instead of attacking and subduing Egypt as the original plan was meant to be—the vast Byzantine Empire splintered into four main, distinct entities, comprising a Latin successor state in the Balkans and Constantinople itself, and three Byzantine Greek rump states. One of these in north-eastern Anatolia became the small Empire of Trebizond, which I looked at in a recent blog (08-May-2024), ‘Byzantine-Lite: The Empire of Trebizond under the Komnenos Dynasty’.
The Byzantine neighbourhood, post-1204
The largest and most powerful of the Greek successor states to emerge was Nicaea (then the name of a city-state in north-western Anatolia). Styling itself under the cognomen Empire of Nicaea, the dominant Laskaris family of nobles, proclaimed Theodore (I) Lakaris emperor (basileus) in 1205. The Laskarii staked a claim on the Byzantine throne as well but had plenty of competition, the other two Greek Byzantine successor states, Trebizond and (the Despotate of) Epirus, both advanced claims to be the rightful heirs to the Byzantine crown.
Emperor Theodore I Lakaris
Proceeding by conquest, alliance and intermarriage: While Theodore I and his successors within the Lakaris dynasty were eyeing off Byzantium, the Nicene Empire had plenty of more immediate challenges to face. The territorial boundaries of the empire was surrounded by hostile states, so it had to deal constantly with multiple conflicts and crisis points. Ongoing wars were waged against the Latin Empire𝕬 (Henry of Flanders, Robert of Courtenay) to the north; against the Seljuk Turks of Iconium (Asia Minor); and against its rival successor states, Trebizond and Epirus𝕭. Aside from waging war Theodore deflected some of the threats to Nicaea by the stratagem of alliances and arranged royal marriages.
Emperor John III Doukas Vatatzes (source: Etsy.com)
Less Roman, more Hellenistic: Theodore’s successor as emperor John III Doukas Vatatzes (his son-in-law) continued the strategy, allying with Bulgaria against the Latins and to help neutralise any threats from Epirus𝕮. John failed in a combined Nicaean-Bulgarian siege of Constantinople in 1235 but his reign did achieve military victories and diplomacy which resulted in an enlargement of Nicaea’s imperial territories…eg, Battle of Poemanenum, 1224, John decisively defeated the Latin army, giving Nicaea a foothold on the Balkans littoral; military campaigning against Epirus led to new Nicene gains in Macedonia and Thrace (Thessalonica fell to John in 1246). John’s successful rule also benefitted from his domestic policy, the economy was reformed, agriculture boomed, taxes were reduced and prosperity in Nicaea thrived. Emperor Theodore II, a man of letters, succeeeded John III, marking a cultural renaissance for the empire – Hellenistic learning flourished with Nicaea forging a more distinctly overt Greek identity, throwing off the shadow of its Roman past. At the same time Theodore undertook a military restructuring, the creation of a formidable army of native Greek troops, ending the state’s reliance on foreign mercenaries [‘The Rise of the Empire of Nicaea: How the Byzantines Reclaimed the Throne’, Timeless Treasure, (video, You Tube) Nov. 2023].
Battle of Pelagonia, 1259 (source: Attarisiya/X.com)
Palaiologos’ palace coup: Theodore II’s reign unfortunately was too brief, he died in 1258 after only four years at the helm, with the throne falling to his eight-year-old son, John IV, creating a situation ripe for instability and opportunism. The power vacuum was quickly filled by the grand constable (megas konostaulos) Michael Palaiologos who launched a coup, making himself co-emperor with John IV. Within a short period Michael had deposed the infant John (and had him blinded). Taking the throne as sole emperor (basileus), Michael VIII Palaiologos’ dynastic line continued to rule the empire right up to the Ottoman takeover of Constantinople in 1453. Meantime, Michael consolidated his position and that of Nicaea by defeating the alliance of William of Villehardouin, Prince of Achaea and Michael II Komnenos Doukas of Epirus at the Battle of Pelagonia in 1259.
The Gate of the Spring – entrance in the Constantinople walls breached by Strategopolous and his soldiers
Capturing Constantinople by accident: Pelagonia elevated Michael’s prestige at home, however with the stigma of the “emperor-usurper” still figuring prominently in many Nicaean minds, for genuine legitimacy Michael needed to secure the ultimate goal, the prize of Constantinople [‘Michael VIII Palaiologos’, Wikipedia, http://en.m.wikipedia.org]. First attempts at conquest in 1260 saw Michael personally leading a failed siege attempted on the city. While Michael was doing a deal with the Republic of Genoa to secure naval support for a new assault on the Latin capital, the unexpected happened. Nicaean general, Alexios Strategopolous and a small force were on a reconnaissance mission which took them close to the city of Constantinople, when it stumbled on a virtually unguarded city/citadel (most of the Latin garrison and the naval fleet were away conducting a raid on the Nicene island of Daphnousia). Alexios seized the opportunity and his force surreptitiously found its way inside the fortified walls where it easily overcame feeble resistance. Baldwin II the Latin emperor, panicked and fled the city, leaving the Nicaeans in complete control of Constantinople.
Emperor Michael VII Palaiologos
A hollow prize: Michael VIII by a stroke of good fortune had regained Byzantium for Nicaea, but the city and the empire was a shell of its former glory. Constantinople was in a very impoverished and diminished state, ravaged by war, most of its treasure either destroyed or shipped off to Western Europe (much of it ended up in Venice). Michael did what he could to fortify and strengthen the restored empire including a massive building project, but Constantinople as a trading port declined and Byzantium would never again hold the military and economic sway it commanded before the 1204 sacking by the Crusaders. After Charles I of Anjou triumphed over Manfred, king of Sicily (Battle of Benevento, 1266), Michael’s foreign policy became preoccupied with the rivalry with Charles. This proved a catastrophic blunder, long-term, as Michael withdrew troops from their posts in Asia Minor to bolster his army in confronting the Latins in the Aegean littoral, thus weakening his Anatolian defences against the burgeoning threat posed by the Seljuks to his east.
Hagia Sophia (former church) in Iznik (modern name of Nicaea) (photo: Greekcitytimes.com)
Byzantine post-Michael VIII, the inevitable decline and fall: After Emperor Michael’s death in 1282, his dynastic successors managed merely to squander the restored empire’s “remaining resources in several bloody civil wars” [‘The Accidental Reconquest of Constantinople’, Krystian Gajdzis, Medium, 28–Aug-2022, www.medium.com]. The cost of looking inward was ill-fated neglect of the growing menace of the tribe of Osman and their descendants’ piecemeal capture of Byzantine cities across northern Anatolia, taking them inexorably closer and closer to Constantinople, something succeeding Byzantine emperors were increasingly powerless to prevent [Roger Crowley, 1453: The Holy War for Constantinople and the Clash of Islam and the West, (2005)].
City of Nicaea: fell to the Ottomans in 1331 (Nuremberg Chronicle, 1493, source: Byzantium.gr)
𝕬 the Latins were regularly bankrolled by the affluent Republic of Venice
𝕭 Nicaea got some respite from Seljuk borderraids with the appearance of the all-conquering Mongol horde in Anatolia, forcing the Sultanate of Rum to focus its energies on repelling the Mongol advance
𝕮 John continued the practice, marrying off his son (Theodore) to a Bulgarian princess
We all know of the great empires of history, the names roll off the tongue easily—Roman, Byzantine, British, Spanish, Chinese, Mongol, Persian, Alexander the Great, Ottoman, etc—we’ve read the history texts at school and seen countless historically bastardised film interpretations, but what of the myriad of little and little known and often ephemeral (small “e”) empires of the distant past? Not so familiar. I’ve always marvelled at the idea of these lesser, obscure imperial entities and been intrigued by how they managed to exist (and persist) at all side by side with the aforementioned “big boys”, the powerful and by definition expansive empires🄰.
Regional map, 1265: Byzantine, Eurasia, Black Sea (image: University of Texas Libraries (U Texas at Austin))
Byzantine’s successor states: Take for instance the Trapezuntine Empire, more commonly called the Empire of Trebizond…who outside of the learned medievalist has ever heard of it, let alone be confident of pinpointing its location on any world atlas? Time to fill in a few gaps in the general knowledge caper. Imperial Trebizond consisted mainly of several small portions of land in the region known as the Pontus on the southern shores of the Black Sea🄱. The “empire” had its origins in the sack of Constantinople and dissolution of the Byzantine Empire by crusaders of the Fourth Crusade in 1204. Byzantine’s eclipse provided the opportunity for the creation of five new rump states from its existing territory – what became the empires of Trebizond, Nicaea and Thessalonica and the despotates of Morea and Epirus.
Trebizond imperial flag: Double-headed eagle (associated with ports and harbours)
This didn’t happen by osmosis, in the case of Trebizond the empire came about when the Komnenos brothers (Alexios and David), descended royally from Komnenian Byzantine emperors, seized Trebizond and the surrounding province of Chaldia with the military support of their formidible relative, Queen Tamar of Georgia. The elder brother had himself crowned emperor of Trebizond (Alexios I)🄲. Emperor Alexios, styling himself Megas Komnenos🄳, also laid claim to the Byzantine throne however the Trebizond rulers lost out to the more militarily accomplished Nicene Empire in that contest. Michael VIII Palaiologos of Nicaea became emperor of the restored Byzantine Empire (aka Latin Empire) in 1261 and the Palaiologan Dynasty ran the empire right up to Constantinople’ fall to the Ottomans in 1453.
A nominal “empire”: Trebizond was something of an outlier when it comes to classic empire material…for a start, aside from acquiring Erzurum to its south in the early 14th century and the coastal enclave of Sinope in eastern Anatolia🄴, there was no expansive growth as we saw with ancient Rome and Great Britain, the Pontus-based “empire” failed abjectly to expand its borders in any lasting way. Nor was it an empire with a conglomerate structure (or if you like, the necessary political configuration), ie, a situation where a dominant central power controls peripheral (outer) client states or colonies, Trebizond acquired no vassal states to speak of subordinate to its power [“A Glossary of Political Economy Terms: Empire”, (Auburn University), www.auburn.edu/]. It lacked the military force to realise these goals by conquest. In short the Trapezuntine Empire was an empire in name only🄵.
Alexios I of Trebizond and his army (depicted by an unknown artist)
Last Greek empire standing:The only really stand-out achievement of the Trebizond Empire was its staying power. Despite its disadvantages —positioned within the sphere of influence of more powerful states such as the Seljuk Turks; the destabilising roles of Genoa and Venice; the decimation of the Black Death; the instability of civil war (which allowed the Genoese and Turks to further encroach territorially on a weakened Trebizond)—the empire survived for so long, from its founding in 1204 to its ultimate conquest by the Ottomans under Sultan Mehmet II in 1461—257 years, 22 emperors (including two empresses)—even outlasting the supposedly impregnable Constantinople which fell in 1453, as well as outliving the other Byzantine successor states in the region🄶. For this reason imperial Trebizond is sometimes called the last “Greek empire”.
Scholars point to a number of factors contributing to the empire’s surprising longevity. One is a favourable geographical location, the Pontiac Mountains behind Trebizond provide an advantageous natural barrier to invaders with designs on the mini-state. The capital city of Trebizond, built to resemble a kind of “mini-Constantinople” complete with imitation Hagia Sophia church, was further protected by the erection of impressively strong walls and fortifications [‘Trebizond’, The Byzantine Legacy, www.thebyzantinelegacy.com].
Trebizond’s Hagia Sophia
The inestimable value of Mongol patronage and strategic alliances: But above all else what permitted Trezibond to continue to survive in such a turbulent world was its commercial importance, and what permitted its commerce to thrive was the expansion west and southwards of the all-conquering Mongol Empire. The Mongols’ capture of Baghdad and the eclipse of the Abbasid Caliphate in 1258 resulted in the terminus of the lucrative Silk Road being diverted to Trebizond, making the city-state a funnel between east and west trade and enriching the small empire [Michael Goodyear, ‘Empire of Trebizond’, 21-May-2019, World History Encyclopedia, www.worldhistory.org]. The other critical practice to preserve Trebizond’s independence was marriage diplomacy, of which the Komnenian rulers were very adept. Trebizond rulers formed alliances with rivals, defusing potential threats to the empire by arranging the marriage of many of its (beautiful) princesses to the Byzantine royalty and to Black Sheep and White Sheep Turkomen (nomadic Turkish confederations) (Goodyear).
Trebizond continued to pay tribute to the Mongols as a vassal state which guaranteed its continued protection under the all-powerful Turco-Mongol warlord Tamerlane (or Timur), but once he departed the scene (beginning of the 15th century) and Mongol power waned, the Ottoman Turks re-emerged as the greatest danger to the tiny empire’s survival.
Map of city citadel, Trebizond (source: armenica.org)
Endgame for Megas Komnenos: The tipping point for the Ottomans to decisively move on Trebizond seems to be Emperor David Komnenos’ intrigues with European powers with the purpose of launching a new crusade against the Ottoman Empire. Mehmet II laid seize to Trebizond in 1461 and after a concerted sea and land blockage, it compelled David, bereft of any sign of relief from his Christian allies, to surrender the citadel-city almost without a single sword needing to be drawn in anger. The fall of Trebizond, the final Greek outpost, as one historian noted, also extinguished the last vestiges of the Roman Empire, nearly 1,500 years after its beginnings [Donald M. Nicol, The Last Centuries of Byzantium, 1261–1453, (1993, 2nd edition].
‘Conquest of Trebizond’ (Cassone work 1461, by Apollonio di Giovanni di Tommaso)
Postscript: Trebizond under the Ottomans became the modern city of Trabzon, which during WWI was captured by the Russians. Interestingly, following the war a proposition was made at the Paris Peace Conference for an independent Pontiac Greek state (the would-be “Republic of Pontus”) including Trabzon and most of the post-Trebizond space. While the key figure at the talks US President Wilson supported its creation, the Greek prime minster didn’t, fearing the mini-state would be too vulnerable to withstand any Turkish attempt to absorb it, and the proposition was lost.
🄰 of course the reality was that most of them didn’t persist for long
🄱 plus several even smaller enclaves on the Crimean Peninsula
🄲 his brother, David, became commander of the state’s imperial army
🄳 Megas means “great” or “grand”. After 1282 Komnenian emperors added basileus and autokrator to their list of royal titles
🄴 the Komnenos emperors managed to lose Sinope twice, the first time to the Nicene Empire and the second time for keeps, to the Sultanate of Rum
🄵 although it did meet some of the criteria for an empire, it had a flourishing commerce and wealth (mainly from its silver mines) and it possessed an entrenched ruling class
🄶 the fate of Theodoro (it’s Crimean enclaves) managed to be postponed even longer than that of Trebizond, they were not absorbed into the Ottoman Empire until 1475
The ancients, the Greeks and Romans, perceived the world of their day as one with the Mediterranean at its centre, surrounded by the conjoined land masses of Europe, Africa and Asia, comprising what the Greeks called oikouménē, the known, inhabited or inhabitable parts of the worldⓐ. This envisaged world was “a curious place where legends and reality could co-exist” [Vedran Bileta, “3 Legendary Ancient Lands: Atlantis, Thule, and the Isles of the Blessed”, The Collector, 03-Nov-2022, www.thecollector.com]. The Greeks believed that at the northernmost extremity of the existing world lay a fabled island called Thuleⓑ. The originator of this belief was 4th century BC Greek explorer Pytheas of Massalia (now Marseille, Fr.) who claimed to have visited and discovered Thule on a voyage beyond Britain to the northern sea and the Arctic. Pytheas introduced the idea of Thule—far distant and encompassed by drift-ice and possessed of a magical midnight sun—to the geographic imagination. Other ancient writers enthusiastically took up Pytheas’ fantastical notion, notwithstanding that the account of his journey (On the Ocean) had been lost to posterity…Pliny the Elder (1st century AD) described Thule as “the most remote of all those lands recorded”; Virgil (1st century BC) called the island Ultima Thule, (“farthermost Thule”, ie, “the end of the world”).
Thule, as Tile (1539 map) shown (with surrounding sea-monsters) as located northwest of the Orkney islands
Seeking Thule: The loss of Pytheas’ primary source text, the description of his voyage, led countless generations that followed him to speculate as to where the exact location of Thule might be. Many diverse places have been misidentified as Thule…the Romans thought it was at the very top of Scotland, in the Orkneys; Procopius (6th century AD Byzantine historian), Scandinavia; early medieval clerics located it in Ireland while both the Venerable Bede and Saxon king Alfred the Great asserted that Iceland was really Pytheas’s Thule, as did the famous 16th century cartographer Mercator. Other candidates advanced over the millennias include Greenland, Norway, the Faroe Islands, Shetland, “north of Scythia”, Smøla (Norway) and Saaremaa, an Estonian island.
Smøla island (Norway)
Other conjectures on Thule’s whereabouts have been meaninglessly vague, eg, Petrarch (14th century Italian humanist scholar): Thule lay in “the unknown regions of the far north-west”, supposedly inhabited by blue-painted residents (Roman poets Silius Italicus and Claudian), a probable conflation with the Picts of northern Britain. Thule, from as early as the 1st century AD on, “became more of an idea than an actual place, an abstract concept decoupled from the terrestrial map, simultaneously of the world and otherworldly”…an emblem of mystical isolation, liminal remoteness, a real discovered place and yet unknown” (F. Salazar, “Claiming Ultima Thule”, Hakai Magazine, 08-Sep-2020, www.hakaimagazine.com).
The Thule neighbourhood? (image: worldatlas.com)
Thule has continued to attract the interest of explorers right up to modern times. Continent-hopping scholar-explorer Sir Richard Burton visited Iceland, writing it up as the real “Thule”. Famed Norwegian polar explorer Fridtjof Nansen having explored the Arctic region, produced an account of Pytheas’s ancient Arctic expedition, hypothesising that Thule was in fact a Norwegian off-shore island that the Greek voyager had identified [Nansen F., In Northern Mists, Vols I & II, (1969)]. Greenlandic-Danish explorer and Eskimologist Knud Rasmussen underlined the case for Greenland as the location by naming the trading post he founded in NW Greenland “Thule” or “New Thule” (later renamed in the Inuit language, “Qaanaaq”)ⓒ.
Thule Society, emblem
Thule Society: In the aftermath of World War 1 Thule provided stimulus of a very different kind for extreme-right racist nationalists in Germany. An emerging Munich-based secret occultist and Völkisch group named itself after Pythea’s mythical northern island. The Thule Society (Thule-Gesellschaft) propagated a form of virulent anti-Semitism which fed early Nazism in Bavaria, it also preached Ariosophy (an outgrowth of Theosophy), a bogus ideology preoccupied with visions of Aryan racial superiority, a key component of the later Nazis’ ideological frameworkⓓ. Out of the Thule Society came the ultranationalist Germany Workers’ Party (DAB)which in a short time transformed into the National Socialist Workers Party (Nazi Party). A number of Thulists (eg, Hess, Frank, Rosenberg) became prominent in the Nazi leadership during the Third Reich [David Luhrssen, Hammer of the Gods: The Thule Society and the Birth of Nazism (2012)].
Endnote: Hyperborea’s remote utopia Greek mythology throws up a parallel legend to that of Thule in the Hyperboreans. These were mythical eponymous people living in Hyperborea (hyper = “beyond”, boreas = “north wind”ⓔ). Their homeland was perpetually sunny and temperate (despite lying within a cold, frigid region), and Hyperboreans were divinely blessed with great longevity, the absense of war and good health…in other words, a utopian society [‘Hyperborea’, Theoi Project – Greek Mythology, www.theoi.com]. As with Thule, locating this paradisiacal northern land has proved elusive to pinpoint with the ancient scribes and geographers agreeing only that it lies somewhere on the other side of the Riphean Mountains (which themselves have been variously located). Homer described Hyperborea as being north of Thrace, some other classical geographers had it beyond the Black Sea, vaguely somewhere in Eurasia, perhaps in the Kazakh Steppes. Herodotus (5th century BC) had it in the vicinity of Siberia, while for Pindar (fl. 5th century BC) it was near the Danube. Apollonius of Rhodes (3rd century BC) identified the Hyperboreans with the Celts and Britain, Plutarch (fl. 1st century AD) , with Gaul.
Hyperborea, imagined (image: greek-mythology.org)
ⓐ which, they believed, itself was surrounded by an unbroken chain or body of water
ⓑ a belief shared by the Romans who saw Thule as the extreme edge of orbis terrarum
ⓒ from 1953 to 2023 the northernmost US Air Force base (NW Greenland) was called the Thule Air Base
ⓓ Thule was symbolically important to the right wing nationalists, a pseudo-spiritual home of Aryanism, further “proof” of the mythic origins of the “Germanic race”
THE street names around Macquarie University in the northwest of Sydney have an unambiguously militaristic ring to them. Many, many bear the names of historical battles, wars and military campaigns. In particular the battles of two 19th century wars, the Crimean War and the Napoleonic Wars, figure heavily in the street configurations – there’s Balaclava Road, Waterloo Road, Talavera Road, Vimiera Road, Taranto Road, Busaco Road (actually misspelt as the correct spelling of the Peninsula War battle is “Bussaco”), Trafalgar Place, Nile Close and Crimea Road itself. Then there’s Culloden Road, Abuklea Road, Libya Place and Agincourt Road on the Marsfield side, and Khartoum Road, all from various other wars involving the British and English imperialists. The names “Marsfield” and “Field of Mars”§ also feature in the locales of the Ryde district. Khartoum (famous for its 1885 siege) also lent its name to a very atypical cinema that existed in the North Ryde area long before the university, tech industry or shopping centre came along. The part of North Ryde, which is now called Macquarie Park, was largely green-belt bushland before the 1960s, punctuated by pockets of agriculture, Italian market gardens, citrus orchards and farms, plus an incongruously-placed greyhound racing track on the site of the future university campus. At the time the area which backs onto the Lane Cove National Park had not been developed commercially and its attractive natural surrounds drew the Northwood Group of artists to it who painted the orchards, market gardens, farms and waterways.
Nestled in among all of these market gardens and bushland was the Khartoum Open-Air Theatre, North Ryde’s first licensed cinema. Located on the corner of Khartoum and Waterloo Roads and carved out of a former orchard, it looked like the type of run-down picture house you’d encounter in a country town rather than in Sydney suburbia. The less than majestic Khartoum, held its first public screenings in early 1938. Debut feature for the theatre on opening night was Cecil B DeMille’s The Plainsman.
≜ ‘The Plainsman’ (1936)
The picture theatre’s knock-up construction from timber and corrugated iron earned it an affectionate (and not inaccurate) nickname from locals, “The Shack”. Roselands “Theatre Beautiful” it was not! The entrance section and projection booth were made of timber. “Open-air” really meant open-air with an obvious lack of shelter. The structure had a partial roof but most of the seating was exposed to the elements – the covered (padded) seats cost the princely sum of 1/6d while the uncovered (and less comfortable wooden) seats went for 1/-.
≜ Khartoum Theatre, an undisguisedly rudimentary open-air cinema absolutely devoid of any “bells and whistles”
The theatre’s owner was one Mr N Johnstone and was later partnered by Jack Peckman who doubled as projectionist. The Khartoum functioned as a two-man operation. At intermission or between double features the theatre would regularly provide an unorthodox form of entertainment for the patrons, wood chopping contests (in keeping with the bush ambience?). On wintry nights, if heating was needed, fires were started in 44-gallon drums (wonder if anyone alerted the local fire brigade?)(‘Khartoum Theatre’, www.cinematreasures.org)
Despite its primitive and seemingly incommodious facilities the Khartoum maintained a steady patronage from locals even after the North Ryde Skyline Drive-In, just one block away, opened in 1956. The greater threat however, not only to the Khartoum but to cinemas everywhere, was the arrival of television. (‘Cinemas of the 20s and 30s’, City of Ryde, www.ryde.nsw.gov.au/).
North Ryde Drive-In (photo: David Kilderry/ Drive-Ins Downunder)
“The Shack” managed to keep going at North Ryde—longer than many of the other, conventional cinemas, in the Ryde district—until 1966 when it closed down, bringing an end to 28 years of big screen entertainment in the former orchard. The Wild One with Marlon Brando was the feature chosen for the final screening on closing night in 1966 (‘Sydney’s lost cinemas: Ten of the best which enchanted audience before biting the dust’, Brian Kelly, The Daily Telegraph, 07-Sep-2016, www.dailytelegraph.com.au).
Khartoum Theatre, North Ryde, 1938-1966, one screen, 480 seats
As a kid I was wholly immersed in what film critics call ”epic films“…those mega-large scale productions with sweeping scope and spectacle, unfettered extravagance, lavishly costumed, a cast of thousands (actual persons, not a computer-generated substitution of a multiplicity of images for people en masse), exotic locations, loosely set in a far ago historical context which could be Biblical, could be Viking sagas, Sinbad the Sailor/Arabian Nights adventures, 16th century pirates, Spanish Conquistadors in the New World, 12th century Crusaders venturing forth for the Holy Land or from countless other pages in the chronicles of history. Even movies which mix myth with history like the Robin Hood sagas or the Arthurian legend drew me to their flame. But it was the world of antiquity, in particular the BC era as interpreted on celluoid screens large or small that most fired my imagination. My all-time favourite viewing entertainments back then were “sword-and-sandal” movies. Yes okay I admit that when we got a TV set in the late Fifties, watching Westerns started to consume the lion’s share of my leisure time, but by circa 1960 there was just so many damn TV westerns, “horse operas”, “oaters” call them what you like monopolising air time on the box, that you had to be discerning to avoid them (which I wasn’t!).
King of Kings (1961): dubbed “I was a teenage Jesus” by critics upon its release
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The Peplum:
This quintessential term in the epic film lexicon comes from the garment worn by Greek women in the Archaic era, the peplos. What the Hellenic women of antiquity called a peplos—a long outer robe or shawl which hung from the body in loose folds and sometimes was drawn over the head—is a far cry from how moviemakers in the mid-20th century conceived the garment. Peplaⓐ in the Greco-Roman cinematic universe were a much sexier affair, mini-length tunics to show off shapely legs (and worn by both sexes).
Peplum fashionistas
In that less prescriptive age when no one fretted much about the adverse physiological (or psychological) effects on juveniles of their maxing out in front of the idiot box 12 hours a day, my penchant was to get as much Hollywood epic blockbusters into me as I could manage—this included such classic Hollywood biblical and historical fodder as Ben-Hur, The Ten Commandments and Spartacus —seeing them in the picture theatre and again on television when they turned up there. If I had to nominate one ancient world epic flick as my all-time favourite though, I’d probably plump for the 1963 Jason and the Argonauts movie– admittedly a smaller scale ‘indy’ production without the big name star drawing power (maybe more “epic-lite?”). It’s stellar appeal lay in part, like its more famous fellow Greek myth story, “The Odyssey”, in the adventure-packed extravaganza of its Classical heroic tale, its virtuous protagonist’s quest and ultimate triumph against the longest of odds stacked against him. But what elevated Jason and the Argonauts above the pack for my 11-year-old self was undoubtedly the film’s fantasy special effects. I was captivated by the myriad of fearsome legendary creatures created by Ray Harryhausen’s ground-breaking SFX wizardry—though to more discerning adult eyes they must have looked decidedly “hokey” and “stilted”—the glorious highlight of which was the iconic scene where Jason single-handedly battles the frenetic army of animated sabre-wielding skeletons – and emerges triumphant of course!
Jason and the Argonauts (1963): Harryhausen’s Special FX
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At some point in my juvenile years I developed a special fondness for Italian-made sword-and-sandal ⓑ flicks, something which I find hard today to rationalise. These are films, made primarily between the late Fifties and the mid Sixties, with trite, ludicrous and meaningless translated titles like Goliath and the Vampires, Hercules Against the Sons of the Sun, Samson Against the Sheik and Ursus in the Valley of the Lions.Most are set in ancient Greece, sometimes in Rome or elsewhere within the Empire (occasionally somewhere more exotic), and characteristically with storylines and events riddled with anachronisms.
Ursus finds himself in the Amazon in this 1960 entry
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The sword-and-sandal formula
Robert Rushing defines the peplum as “depicting muscle-bound heroes…in mythological antiquity, fighting fantastic monsters and saving scantily clad beauties”. Sloppily dubbed into halting English, atrociously woodenly acted, scenes lacking continuity, the plots are ludicrously formulaic, typically involving a superhuman strong man hero who stereotypically runs through his repertoire of superhuman feats of strength, triumphing over all foes while rescuing a beautiful but defenceless heroine (typically wearing the briefest peplum imaginable) and sometimes liberating the oppressed masses to boot at the same time. Unlike Hollywood’s lavish epic spectacles (Quo Vadis?, Cleopatra, Ben-Hur, etc.) , these Italian homegrown peplums were decidedly low-budget flicks which zeroed in on the hero’s beefcake attributesⓒ. (‘Sword-and-Sandal’, Wikipedia, http://en.m.wikipedia.org). The Italian cinematic peplum was indeed a curious passion of my pre-teen to early adolescent years.
Hercules (1958) with Steve Reeves: prototype for the Italian sword-and-sandal film
Hercules by another name
The ur-peplum was Hercules (Italian title: Le Fatiche di Ercole), released in 1958, starring American bodybuilder-turned-actor Steve Reeves, an instant hit which pocketed >$5,000,000 profit for the producers and backers and unleashed a steady stream of sequels starting with Hercules Unchained. As a variation to Hercules, other strongman protagonists were added to subsequent peplum movies, including Samson, Goliath, Ursus and Italy’s own folk hero Macisteⓓ. By 1965 the peplum was pretty much passé in Italy, with the void quickly filled by Spaghetti Westerns and Eurospy films.
My fascination with this Continental movie sub-genre was even more remarkable and unfathomable because, even then, I knew that the films were egregiously badly put together! Watching them was like being drawn against your better instincts to look at something as horrific as a car crash…you know it’s wrong but you just can’t resist the temptation. The unequivocal fact that the sword-and-sandal pictures were such thoroughly execrable, absolute turkeys of films perversely had precisely zero impact on my satisfaction quotient during my early impressionable years!
This 1964 ”Sword-and-sandaller” Maciste Contre Les Hommes De Pierre was released in English as Hercules Against the Moon Men, (“Hercules meets Sci-Fi”)
Footnote: Now at an age where I am hurtling towards senectitude I find the grainy and tired-looking footage and the equally tired storylines so unappetising that I couldn’t even stuck it out for 10 minutes, let alone stay the course of a peplum…but even with my profoundly diminished enthusiasm I still hold a soft spot for the deeply flawed sub-genre…I guess that’s simply nostalgia kicking in – the remembrances of things past which seemed better then (ie, in my youth) than they do now guided presumably by a more mature, more measured outlook.⿻⿻⿻
The sub-genre’s popularity in the early ’60s prompted the Three Stooges to get in on the act with a slapstick, farcical take on the Italian peplum The Three Stooges Meet Hercules (1962)
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ⓐ plural of peplum
ⓑ “sword-and-sandal” and “peplum” are used interchangeably to describe this sub-genre, both terms have a disparaging connotation. The sorcery component of the sub-genre was something I could take or leave
ⓒ so to have the lead convincingly looking the part, professional bodybuilders, athletes and wrestlers were transformed into actors and cast as the Herculean-like protagonist
ⓓ Maciste as strongman in the peplum films was resurrected from a previous incarnation in the silent era of Italian cinema
“To plunder, to slaughter, to steal … these things they misname empire.” ~ Tacitus, (Roman historian) c.AD 98.
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For much of the 19th century and beyond Britain had a preoccupation with the country of Afghanistan. Basically, it was all about Russia and India. Britain was engaging in a power struggle with Tsarist Russia for influence and expansion in Asia and Africa, part of what later became known as “the Great Game”. Russia had slowly grown its empire through “expansion creep” over several centuries, eastward to the Pacific but also pushing south deep into Central Asia. Britain’s concern was the security of its greater Indian sub-continent which provided the vast treasure trove of riches and resources which bankrolled Britain’s industrialisation juggernaut as well as paying for the upkeep of its other imperial territories. Russia’s systematic conquest of the Muslim states of Central Asia signified to Britain the likelihood that British India was also on the Russians’ radar.
Afghanistan & Central Asia, 19th century
Afghanistan found itself in the middle of this emerging 19th century conflict, stuck between the imperial ambitions of Britain and Russia. From the British perspective, Afghanistan, commanding the strategic northwestern passes into British India, its value to Britain was as a buffer state blocking Russian expansion any further south. British policy, hell-bent on preventing Russia getting a foothold in Afghanistan, led directly to war between Britain and Afghanistan in the 1830s with a British invasion (First Anglo-Afghan War, 1839-42)…a war not universally popular in Britain as a number of politicians believed the Russian threat to India was highly exaggerated.
Map image: collection.nam.ac.uk/
Britain invaded Afghanistan with its “Army of the Indus” comprising East India Company troops including a large number of Indian sepoys. The army had early successes, capturing the seemingly impregnable Ghazni Fortress in 1839 and was able to march on the Afghan capital Kabul unencumbered. The British turfed out the ruling amir Dōst Mohammad and replaced him with the previous ruler Shah Shujā. This turned out to be a grievous misreading of the political situation by Britain which held a false notion of Afghan national unity (at best the country was at that time a loose grouping of semi-autonomous tribes) [Jones, Seth G. Review of Imperial Britain’s Afghan Agony, by Diana Preston. The National Interest, no. 118 (2012): 52–58. http://www.jstor.org/stable/42896440.] Shujā, of the deposed Durrani dynasty, far from being a strong, unifying ruler, was an oppressive tyrant extremely unpopular with the masses. Consequently insurgency broke out in Kabul and in different regions of the country, forcing the British force to abandon Kabul and retreat from Afghanistan. The retreat was calamitous, one of the worst calamities in British military history. Beset by harsh winter conditions (subzero temperatures) and rugged terrain, the straggling army “was eviscerated as it battled through biting cold, knee-deep snow and apoplectic tribesmen” (Jones). Of an original 4,500 soldiers and 16,000 support personnel, only a handful of men made it back to safety.
British army, Bōlan Pass into Afghanistan
Stinging from the catastrophic defeat and the loss of an entire army, a disgrace for nation and empire, the British Raj command launched a retaliatory raiding party from India several months later which sacked Kabul, but this was only ever, after the main event, a pyrrhic victory for the British. In 1843 the hated Shujā was assassinated and Dōst Mohammad and the Bārakzai dynasty duly resumed the Afghan throne.
Russia also experienced a military setback trying to invade the Khanate of Khiva in 1839
1878 Afghan war
The British made a victor’s choice for the new amir of Afghanistan, Abdur Rahman Khan (Sher Ali’s nephew), who agreed to Britain taking control of Afghanistan’s foreign policy (making it a protectorate of Britain) while London promised to not interfere with Afghan internal affairs (the status quo within the country was thus resumed). Within several years Britain and Russia reached a deal which demarcated the northern frontier of Afghanistan[̊𝓪], clearly defining the southern limit of Russian expansion in Central Asia [Azmi, M. R. (1984). RUSSIAN EXPANSION IN CENTRAL ASIA AND THE AFGHAN QUESTION (1865-85). Pakistan Horizon, 37(3), 106–135. http://www.jstor.org/stable/41393703].
Panjdeh incident
Before the Russo-British accord was reached, a diplomatic incident at Panjdeh, just inside the Afghan border with Turkmenistan in 1885 brought the rival empires to the brink of war. Owing in part to the poorly-defined boundary, a clash ensued between a Russian army and a force of the amir’s Afghans, with considerable casualties on the Afghan side. In the end diplomatic negotiations and a timely intercession from the amir averted war. Afterwards Russia and Britain nutted out an agreement on the issue which allowed the Russians, despite having been the aggressors, to keep the Panjdeh territories.
Gurkha Rifles v Afghan tribesmen. Artist: Frederick Roe, 1920 (collection.nam.ac.uk/)
1919 Afghan war
A palace coup in 1919, bringing a new amir, Amānullāh, and the “war hawks” party to the helm of Afghan politics, was the spark for an Afghan military incursion into eastern India in the aim of encouraging rebellion in India’s northwestern frontier and regaining lost Pathan lands. Amānullāh had timed the invasion to take advantage of British and Indian war-weariness from four long years of world war. The fighting was pretty indecisive but with the British blocking Afghan invasion routes into India both parties soon agreed to a ceasefire[̊𝓫]. The subsequent Treaty of Rawalpindi handed Afghanistan one definite positive from the war, Britain finally extended full recognition of Afghan sovereignty[̊𝓬], and for the British, the peace of mind of having the Durand Line reaffirmed as the undisputed frontier between Afghanistan and British India.
Afghan delegates to 1919 peace talks with British (source: afghanistan-analysts.org/)
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[̊𝓪] establishing what British Prime Minister Disraeli called a “scientific frontier”
[̊𝓫] beyond the peace maverick Afghan tribesmen continued to raid British forces in Waziristan and along the northwest frontier
[̊𝓬] accordingly Afghans also refer to this conflict as the War for Independence
The fifteen or twenty years following WWII witnessed a very uneven pattern of decolonisation in Asia and Africa, with a number of the old European powers slow to cast off their coloniser mantle…the Belgians in the Congo; the French in Algeria and Vietnam and the Netherlanders in Dutch East Indies (Indonesia) in the end were extracted only after engaging in costly and unpopular wars. As the global wave of decolonisation gathered traction and other colonisers from the Old World divested themselves of their imperial territories, the Estado Novo regime of Portugal steadfastly clung on to its possessions – Angola, Mozambique, Portuguese Africa (Portuguese Guinea, Cape Verde, São Tomé and Príncipe), Goa (plus four minuscule enclaves on the western Indian coastline), Macau and East Timor.
Salazar: saviour of nation and empire
Portugal had been the first of the European powers to establish overseas colonies (enthusiastically followed closely by Spain), its earliest colonies date back to the 15th century. The Portuguese colonisers’ attitude towards the peoples they colonised in Africa, Brazil and elsewhere was really no different to any other rival European imperialist power of the time…undertake a Christian civilising mission to enlighten(sic) the “savages”, while economically exploiting them and their territories. In the 1950s with decolonisation starting to gain momentum, Portugal, a unitary, one-party state headed by dictator Antonio Salazar, looked for strategies to preserve its empire, aware that it faced a backlash from newly independent states in Africa and Asia who were a growing voice in the UN demanding it and other imperial powers decolonise ASAP. In 1952 Portugal effected a constitutional change, overnight the empire ceased to exist, Lisbon officially rebranded all of its overseas territories as províncias ultramarinas (overseas provinces). On paper it seemed Portugal had no colonies to decolonise, but the bulk of international observers saw the transparency of this, a technicality by Salazar to try to ward off criticism of the country’s failure to decolonise (a ploy that did buy Portugal some time but was always only a delaying tactic)[Bruno Cardoso Reis. (2013). Portugal and the UN: A Rogue State Resisting the Norm of Decolonization (1956–1974). Portuguese Studies, 29(2), 251–276. https://doi.org/10.5699/portstudies.29.2.0251].
‘The Masters and the Servants’ (source: errancias.com/) Enter Freyre and Lusotropicalism
The Estado Novo in the Fifties turned to a Brazilian writer Gilberto Freyre for guidance. The noted sociologist had developed a theory⦑ą⦒ in the 1930s concerning the effect of Portuguese culture on its former colony of Brazil, a phenomena that became known as Lusotropicalism⦑ც⦒. Basically, Freyre’s thesis was that Portugal and Portuguese culture diverged from other late-stage imperialist countries because of two factors, the first Portugal’s unique history as a “pluricontinental nation”, in the pre-modern era being inhabited by Celts, Romans, Visigoths and Moors et al resulting in extensive integration between the different groups⦑ƈ⦒. Freyre contended that (extensive) miscegenation in Portuguese metropolitan and colonial societies was a “positive” in that it led to the creation of “racial democracy” across the empire (ie, Portuguese and Lusophone society was “non-racist”)…as supposed evidence of this Freyre and conservative apologists could tender the de jure eligibility for Portuguese citizenship availed to non-white people, the attainment of assimilado status. The stark reality however is that the Portuguese authorities put so many obstacles in the way that made it virtually impossible for blacks from the colonies to ever secure the same legal rights and status as white citizens [Almeida, J. C. P., & Corkill, D. (2015). On Being Portuguese: Luso-tropicalism, Migrations and the Politics of Citizenship. In E. G. RODRÍGUEZ & S. A. TATE (Eds.), Creolizing Europe: Legacies and Transformations(pp. 157–174). Liverpool University Press. https://doi.org/10.2307/j.ctt1gn6d5h.14]⦑ɖ⦒.
Lisbon street scene, late 16th century Just your warm and friendly colonisers?
The other component of the Freyre thesis concerns the Iberian climate. Portugal’s warmer climate, Freyre argued, made it more humane and friendly, and more adaptable to other climates and cultures⦑ꫀ⦒. The combination of these two factors led Freyre to conclude that the Portuguese were “better colonisers”. A question arises, given that Spain shares the same climate and its “biological stock” and culture has undergone the same process of multinational hybridisation over epochs of history as its contiguous neighbour, why wouldn’t Spain be equally good as assimilators and have a similar experience of inter-racial harmony?
Salazar, though initially wary of a controversial philosophy which had at its centre a “glamourised” miscegenation and pseudoscientific mythologising about race, eventually reshaped Freyre’s theory into his regime’s official doctrine, a framework staking Portugal’s claim to ideological legitimacy to continue its anachronistic practice of colonisation. Lisbon’s politicians and diplomats were unleashed in the UN to burst forth with volleys of rhetoric about the soi-disant “special” relationship between the homeland and the overseas provinces⦑ᠻ⦒: the two were indivisible; the provinces were an integral part of Portugal’s unique, singular, multiracial nation; Portugal’s very identity depended on their retention, etc. [Cristiana Bastos, ‘Race, Racism and Racialism in Three Portuguese-Speaking Societies’, in Luso-Tropicalism and its Discontents, edited by Warwick Anderson, Ricardo Roque and Ricardo Ventura Santos (2019)].
Portuguese military in the colonial war with Angola
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Pariah state or defender of the West?
A spate of new decolonisations, speedily attained after 1960, leveraged even more pressure on Lisbon to decolonise – or at least to seriously begin a dialogue about a path to decolonisation, Salazar dugs his heels and refused to do either. Portugal was condemned in the UN as a practitioner of “colonisation in denial and in disguise” and was even more trechantly criticised after the coloniser engaged colonial rebels in Angola, Mozambique and Portuguese Guinea in wars of liberation. Lisbon responded by making a Cold War pitch to try to shore up Western solidarity on the issue…Salazar claimed to be defending Western civilisation in Africa against the menace of communism. This earned them few brownie points in Washington where the Kennedy Administration was among those pressing Lisbon to decolonise, while at the same time not going too hard, remembering its own vested interests (US was using the Azores Islands as an military base courtesy of Portugal). To its UN detractors and to the international community, Portugal throwing itself in full-scale colonial wars to prevent decolonisation was not a good look, resulting in further condemnation (Reis). Portugal’s international position was further undermined when, first, India overran the Portuguese colony of Goa by force in 1961 and annexed it, and later in the decade, another blow to Portuguese prestige, it lost control of its tiny enclave Macau to Communist China. Portugal, against the tide of history, continued to cling doggedly to its small portfolio of overseas possessions long after it could be said to amount to anything worthy of the name empire.
The Carnation Revolution overthrows Portugal’s “New State” (Image. lisbonlisboaportugal.com)
Postscript: Old habits
Significantly, the Lusotropicalism mindset didn’t end with the overthrow of the Estado Novo dictatorship in 1974, despite the new democratic government moving quickly to grant independence to the Portuguese colonies…conservative apologists in Portugal’s democratic era continue to celebrate and romanticise “mixedness” as “something inherently progressive” [‘Luso-tropicalism’, Global Social Theory, www.globalsocialtheory.org]. It seems the Portuguese politics has still not freed itself from the national myth-making that its long-dead leader Salazar had institutionalised in the 1950s…in 2017 the Portuguese head of state at an international meeting in Senegal was happily extolling “the virtues of Luso-exceptionality” (Bastos).
Endnote: Social integration myth The Lusotropical notion which claimed that Portuguese colonists integrated with the colonised subjects in a superior way was contradicted by the Portuguese town planning model for Africa, the colonatos. This scheme envisaged whites-only settlements which were intended to be “miniature Portugals”. When put into practice in Angola and Mozambique the colonatos were organisational disasters, poorly planned, little infrastructure and technical assistance, poor transport lines, etc. [Cláudia Castello, ‘Creating Portugal in Colonial Africa’, Africa is a Country, 25-May-2020, www.africasacountry.com].
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⦑ą⦒ labelled a “quasi-theory” by some scholars (Cláudia Castello, ‘“Luso-Tropicalism” and Portuguese Late Colonialism’, Buala, 28-May-2015, www.buala.org)
⦑ც⦒ Luso = pertaining to Portugal + tropicalism
⦑ƈ⦒ with transference to Brazilian society through its coalescence and integration of Europeans, enslaved Africans and native Amerindians
⦑ɖ⦒ with regards to colonial Brazil Freyre in his best known work The Masters and the Slaves misrepresents slavery as “a mild form of servitude” and he has been further criticised for exonerating the absolving the colonisers of any racist practices in modern Brazil and glossing over the iniquities of the slave trade [Wohl, Emma (2013). ‘“Casa Grande e Senzala” and the Formation of a New Brazilian Identity’,
Outer Mongolia, Inner Mongolia, China, early (20th. (image: tripsatasia.com)
At the onset of the 20th century nationalist feelings were on the rise in east and central Asia. For the Chinese they were fuelled by the humiliations of the First Sino-Japanese War and the intervention of foreign powers and foreigner-imposed concessions in China following the Boxer Rebellion, allied with a powerful sense of anti-Manchurism towards the ruling Qing Dynasty. To the north in Outer Mongolia, also within the realm of Qing control, nationalism was also spiking. Hastening the sense of Mongolian nationalism was the recently introduced Qing government’s policy of Sinicisation, an attempt at Han colonisation and cultural assimilation of the Mongol people (subordination of the Mongolian language to that of Chinese, exploiting Mongolian natural resources including the converting of pasture lands into agricultural production fields).
The spread of Chinese nationalism and aspirations to modernise China culminated in the 1911 Xinhai Revolution and the collapse of the Qing monarchy in February 1912, ushering in a new political landscape in China. While republicanism gripped China Mongol nobles and lamas took advantage of the upheaval to declare the independence of “Great Mongolia”, establishing a de facto absolute theocratic monarchy under the Bogd Khan (“holy ruler” or “emperor”). The newly established Beiyang government refused its recognition, affirming that Outer Mongolia was an integral and legitimate part of China’s territorial inheritance from the former Qing rulers. Under a 1915 agreement between Tsarist Russia and China Bogd Khan was forced to accept a status of “autonomy under Chinese suzerainty”…the deal also opened the way for Russia to colonise contiguous Tannu Tuva (an enclave within northwest Outer Mongolia which Tsarist Russia had established a protectorate over).
Bodg Khan’s Green Palace, Ulaanbaatar
Russian Civil War comes to Mongolia In 1919 Chinese troops under Xu Shuzheng occupied the Outer Mongolian capital Urga (or Niislel Khüree)⧼a̼⧽, deposing the Bogd Khan and ending Mongolia’s autonomy. Mongolian revolutionaries responded by organising themselves into a resistance group and a new political force, the Mongolian Peoples Party (MPP), emerged. The Mongol activists solicited support from the new Bolshevik government which had overthrown the Russian Romanov monarchy. Meanwhile, a White Russian (anti-communist) force under Baron von Ungern-Sternberg entered Outer Mongolia, sweeping away the occupying Chinese troops. Ungern restored the Mongol Buddhist leader to the throne while setting himself up as a warlord in Outer Mongolia. Soviet Red Army units eventually routed Ungern’s White Guards in southern Siberia and he was executed.
Roman von Ungern AKA “The Mad Baron” (image source: 2.bp.blogspot.com)
Mongolian Revolution The Mongolian Revolution that took place in 1921 was, according to Fujiko Isono, “a logical outcome of the declaration of Mongolian independence in 1911” (Isono, Fujiko. “The Mongolian Revolution of 1921.” Modern Asian Studies 10, no. 3 (1976): 375–94. http://www.jstor.org/stable/311912.). Mongolian rebels, both of a nationalist and a socialist bent, in unison with external assistance from Ungern’s cossacks and the Bolsheviks, defeated and drove out the remaining Chinese troops occupying Outer Mongolia. Nationalist Dogsomyn Bodoo was elected prime minister in the new provisional government and the monarch’s powers were limited (upon Bogd Khan’s death in 1924 the monarchy was allowed to lapse). The MPP (renamed the MPRP – Mongolian People’s Revolutionary Party) proclaimed independent Outer Mongolia a People’s Republic. A power struggle between nationalists and communists ensued, from which the Soviet-backed communists emerged triumphant and Bodoo was removed from the PM post, tried as a counter-revolutionary and summarily executed in 1922.
1921 Mongolian Revolution
Mongolian sub-branch of the Soviet Great Terror The power struggle within the ruling MPRP for leadership and control continued, becoming increasingly violent and bloody. Purges of the party hierarchy and attacks on Mongolian Buddhism were stepped up…the upshot saw military strongman Khorloogiin Choibalsan gradually consolidate and then cement his hold on power in the 1930s. Having removed all of his political rivals one by one in classic Stalinist style Choibalsan waltzed into the leader’s job in 1939 uncontested.
Choibalsan with his role model, Stalin
Soviet satelliteand internal terror The Choibalsan-led Mongolian communist regime freely aligned itself with Moscow to the point of becoming a puppet of the Soviet Union, with Choibalsan even taking direct orders from Stalin on internal Mongolian matters. Choibalsan identified with the Soviet supreme leader to the extent of almost cloning himself on the personality of Stalin…slavishly imitating the ruthless political style of Stalin right down to the cult of personality and the mass purging of “enemies of the Revolution” (including some former prime ministers and heads of state), show trials, gulags and executions⧼b̼⧽. Choibalsan’s unquestioning, all-the-way with the Kremlin stance entrapped Mongolia in a perpetual state of economic and political dependency on the USSR—a policy perpetuated after 1952 by Choibalsan’s Sovietphile protégé and successor Yumjaagiin Tsedenbal⧼c̼⧽—condemning the country to a client status relationship with Moscow. This dependency paradigm was only broken after the collapse of the Soviet Union, compelling Mongolia to move tentatively towards democracy, social reforms and economic liberalisation.
Footnote: The Pan-Mongolia pipe dream Pan-Mongolism was an irredentist idea that has been kicking round in Russian/central Asian circles since the late 19th century. It postulates the creation of a “Greater Mongolia”, a vast area comprising both Inner and Outer Mongolia, Buryatia, Dzungaria (northern half of Xinjiang), and sometimes including Transbaikal, Tuva and even Tibet, a theoretical geographical amalgam which has been described as a kind of “twentieth century Mongol Empire redux” (‘The Spectre of Pan-Mongolism’, Mongolink, 21-Feb-2017, https://mongoliainstitute.anu.edu.au/). One interested onlooker in the region who could appreciate the benefits of fostering a sense of Pan-Mongolism was imperial Japan. From the early 20th centuryit was eyeing off eastern Asia as an potential territorial acquisition to funnel surplus Japanese population into. The Japanese blueprint envisaged a client state stretching from Lake Baikal to Vladivostok which would include Outer Mongolia. Carving out one large united Mongolia, they reasoned, “would help exert pressure on China and create favorable grounds for the Japanese occupation of the Russian Far East” (‘Pan-Mongolia’, 29-Feb-2019, www.mongoliastore.com; (S.C.M. Paine, Imperial Rivals, (1996)). During WWI the Japanese gave to backing to Grigory Semyonov, a Russian Cossack ataman of Buryat descent with a Pan-Mongolian agenda…Semyonov’s plan was to unify Buryat-Mongolia, Khalkha-Mongolia and Inner Mongolia, but it floundered due to a Bolshevik counter-attack and seemingly also due to Khalkha Mongols’ suspicions of the Buryats (‘Buryatia: Residents Concerned about Moscow’s Intentions’, 23-Oct-2010, Unrepresented Nations and Peoples Organization, www.unpo.org). In the 1930s a composite, Mongol borderland state named Mengjiang was created comprising the central hub of Inner Mongolia. Supposedly an “autonomous or independent state” nominally ruled by a Mongolian nobleman Prince Demchugdongrub, it was in reality a puppet state of the Empire of Japan𓇽.
Signing of the 1945 Sino-Soviet Treaty of Friendship & Alliance (source: Peter Chen / endofempire.asia)
Postscript: China and its interests were not represented at the 1945 Yalta Agreement (between USSR, USA and UK), leaving Stalin with the tricky task of settling Mongolia’s future directly with Chiang Kai-shek’s Chinese republic. After tortuous negotiations with China’s premier Soong Tzu-wen Stalin brokered a deal – China would give up on its territorial claim to Outer Mongolia and (reluctantly) recognise Mongolia’s independence. In return Stalin gave the Chinese an assurance he would not (or no longer) support either the Chinese Communists or the separatists in Chinese Xinjiang⧼d̼⧽. Stalin’s accord with Chiang effectively snuffed out the last flicker of Choibalsan’s dream of achieving a Pan-Mongol state (‘Khorloogiin Choibalsan — Stalin of the steppe’, Sergei Radchenko, Engelsberg Ideas, 21-Jun-2021, www.engelbergideas.com). Moscow’s interests were well served by the outcome, geopolitically, an independent Mongolia would be a buffer for the USSR against China while also being open to influence from the Kremlin.
Modern Mongolia (admitted to the UN, 1961)
𓇽 for the Mengjiang story refer to the July 2019 post on this blog, “Mengjiang: The Empire of Japan’s Other East Asian Puppet State in Inner Mongolia” at https://www.7dayadventurer.com/2019/07/02/mengjiang-the-empire-of-japans-other-east-asian-puppet-state-in-inner-mongolia/
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⧼a̼⧽ later renamed Ulaanbaatar (literal meaning = “red hero”) ⧼b̼⧽ called in Mongolia, Ikh Khelmegdüülelt (“Great Repression”) ⧼c̼⧽ Tsedenbal went one subservient step further than his mentor petitioning Moscow (unsuccessfully) in the 1950s for Mongolia to be incorporated into the USSR ⧼d̼⧽ when the Chinese Communists took control of the nation in 1949 Stalin had to debate the question of who owns Mongolia all over again with Mao who doggedly argued for Outer Mongolia to be unified with Inner Mongolia but as part of the PRC. Stalin refused to budge from the position that Mongolian independence was not negotiable and in the end Mao, with the PRC then a brand new Communist state needing to establish a good relationship with the world’s leading socialist state, had to acquiesce (Radchenko)
WEST BY SOUTHWEST History books tell us how the United States in the first half of the 19th century strove to fulfil its self-defined mission of “Manifest Destiny” by spreading its territorial reach on the continent ever more westwards. Having acquired the Southwest—comprising vast stretches of mainly dry, desert land—through highly profitable adventures south of the Río Grande, Washington found itself staring at a dauntingly formidable obstacle to exploration and settlement.
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SHIPS OF THE DESERT” FOR THE SOUTHWESTERN DESERT
The idea of using camels to meet the massive challenge of traversing this harsh terrain was first floated by Quartermaster captain George H Crosman in the 1830s but it was later taken up with full enthusiasm by Jefferson Davis (later to be the breakaway Confederacy’s president during the Civil War) who advocated tirelessly for the superior efficacy of camels over mules and horses as “beasts of burden” ideally suited to the Southwest. As well as the being the optimal pack animal for the arid New Mexico territory plains, the camel, it’s proponents claimed, would help soldiers hunt down troublesome native peoples impeding westward progress (‘The sinister reason why camels were brought to the American West’, Kevin Waite, National Geographic, 27-Oct-2021, www.nationalgeographic.com). Davis, after being appointed secretary of war in the Pierce Administration, eventually got approval to purchase a caravan of 40 camels through Congress in 1855 and the US Army Camel Corps came into existence.
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The plan to import camels itself was not Davis’ idea but the brainchild of Major Henry C Wayne , also an early convert to the camel cause. Wayne was selected to collect the army’s first batch of camels from West Africa, however his public role in the camel saga soon became secondary to the private capacity he fashioned for himself as the number one publicist in promoting the virtues and utility of camels for America…proclaiming a multiplicity of uses in addition to transportation, including plantation chores (eg, hauling cotton, corn, etc.) which were more cost-effective than comparable equine alternatives. Wayne’s efforts ignited a craze for camels and dromedaries especially among Southern planters (‘The Dark Underbelly of Jefferson Davis’ Camels’, Michael E. Woods, Muster, 21-Nov-2017, www.thejournalofthecivilwarerw.org).
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CONSPIRACY AND OPPORTUNISM
With camels, if not quite thick on the ground very much conspicuously present, the Camel Corps HQ was established at Camp Verde, Texas, and army camel experiments were undertaken in the Southwest. What eventually emerged though were other, non-military uses for the importation of camels. Behind the enthusiasm of slaveholders to acquire camels lay a deeper scheme. Jefferson Davis and the slaveholders were determined to expand slavery westward into the new territories of the Southwest even to “free” states like California, and they certainly saw the camel, capable of going without water for long periods while still hauling great loads, as instrumental to the conquest of the southwestern deserts and the securing of a safe route to the far west. Though Davis himself denied this was his intention historian Kevin Waite asserts that “camels were part of his broader fantasies for the western expansion” of the slave industry. Michael Woods offers a different viewpoint, arguing that Davis did not envision this outcome when he initiated the camel project nor did he collude with the “Slave Power” which steered the scheme, but his crucial championing of the project did trigger the chain of events that led to it.
Transatlantic Slave route to Texas
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MASKING THE BANNED SLAVE TRADE
The importation of these humped, cloven-footed creatures by Southerners likely served another, even more nefarious purpose of the slaveholding class. Suspicions were high in anti-slavery circles that the influx of camels in the 1850s was being used as a smokescreen to shield the smuggling in of African slaves—an activity made illegal in the US since the 1808 ban—probably funnelled into the country via the Texas coastline where a raft of slave traders were based (Woods).
Camel expedition in the Southwest, 1857 (Image: via VMI/Getty)
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With the outbreak of war between North and South in 1861 plans for their extensive use were pretty much shelved notwithstanding that the Confederacy now had sole control of the camels. Post-bellum, interest was not revived for a number of reasons – the camels didn’t catch on partially due to the creatures’ undesirable personal traits and their being not easy for Americans to handle. Besides, the completion of the Transcontinental Railway in 1869 made their utility for long distance transport more or less obsolete. Consequently, owners were quick to dispose of their stocks of camels, some were sold off to travelling circuses or zoos, others were simply released to roam into the wild leading to random sightings of the creatures decades afterwards.
ARISING from the ashes of the catastrophic Great War the League of Nations was founded in 1919 on high Liberal ideals but with the most challenging of tasks – “to promote international cooperation and achieve peace and security “. Ultimately, the League failed to live up to its mission statement, in the end floundering badly in its efforts to stop aggressive acts by rogue states and prevent the outbreak of a second world war.
Fear of failure?
The interwar years were marked by numerous incidences of disputes between states over territories and borders. One of the most apparent shortcomings of the League (LoN) was its choosiness in deciding which conflicts to intervene in and which not to…under the League’s foundation secretary-general Eric Drummond, the approach was a cautious and selective one, prompted by the fear that failure might undermine the body’s authority in the international arena (‘League of Nations’, History, Upd. 23-Mar-2023, www.history.com).
Opening session of the League’s assembly, 1920 (Source: Topical Press Agency/Getty Images)
The LoN’s reluctance to involve itself in every international dispute also came down to the inherent weakness of its position. Where one of the discordant parties was not a member of the LoN and especially a larger power, the capacity of the organisation to effect a viable resolution was severely curtailed. The LoN declined to intervene when Soviet Russia attacked a port in Persia in 1920 in the belief that non-member Russia would disregard its authority. The LoN’s dispute resolution capacity was similarly neutralised in the 1923 Corfu incident…Mussolini’s Italy had bombed and invaded the Greek island leading to Greece asking the LoN to intervene but Mussolini, though a member, simply ignored the LoN’s attempts to mediate in the conflict.
Structural and functional weakness, the power of single veto
The League’s organisational structure proved a further impediment to the realisation of LoN’s primary purpose of maintaining inter-governmental peace. Unlike its successor world body the UN, all LoN members, whether powerful or minor players on the world stage, had equal voting rights in the assembly with the making of decisions requiring unanimity from the members, the necessity of universal consent a recipe for perpetual indecision and impasse (‘Why Did the League of Nations Fail?’, Luke Tomes, History Hit, 27-Oct-2020, www.historyhit.com).
Map of LoN member countries
“League of Victors”, minus the US
Critically, several of the more internationally significant nations were excluded from the new world body. The United States by choice excluded itself from membership, a massive setback to a world body’s claim to inclusiveness. In the aftermath of WWI and the Russian Revolution the vanquished Germans and the USSR🅐, were prevented from joining. At LoN’s point of peak membership (1935) there were 58 League nations, at its dissolution (1946) this had dwindled to only 23 members.
League idealism trumped by real politik
Viewed through rose-coloured glasses the LoN’s proponents assumed the organisation’s creation would herald in an era of internationalism. Their naïveté between the wars was exposed by the rise of ultra-nationalism especially when it coalesced in a totalitarian regime (acerbated by the Great Depression): for individual nations, League of Nations or no League of Nations, fundamental self-interest remained paramount (Tomes).
2nd Italo-Ethiopian War, 1935-36
Expansionism by far-right regimes unchecked
In the 1930s, in a deteriorating international climate, the eruption of serious crises demonstrated the LoN’s impotence vis-a-vís aggressively inclined renegade states. When the imperial Japanese army invaded Manchuria (Northeast China)—a clear breach of Article 10 of the League’s Covenant (disrespecting another member’s sovereignty)—the LoN took no action against the offending nation. When the Commission eventually ruled that Manchuria should be returned to China, Tokyo responded by simply relinquishing its League membership and staying put🅑. When Fascist Italy’s provoked a colonial expansionist war against a much weaker state Abyssinia (Ethiopia) in 1935, the LoN’s condemnation and subsequent economic sanctions on the Italian aggressors were undermined by the great powers Britain and France who in a secret deal green-lighted Italy’s action in East Africa. The British and French concession to Italy was meant to help lure Mussolini away from allying with Germany and Hitler. Once again particular countries put self-interest ahead of the collective security goals of the LoN. Rome’s response to the League’s threats, like Japan and Germany before it, was to to pull Italy out of the LoN. The Ethiopian crisis damaged the League’s reputation further and reinforced the paucity of its peacekeeping role.
The LoN failed miserably in its stated objective of bringing about international disarmament, on the contrary under its watch rearmament and military buildup in Germany, Italy, Japan and the USSR greatly expanded in the 1930s. Without armed forces of its own the LoN was reliant on the great powers to enforce its authority which they were generally unwilling to do. The League in time of state conflicts thus fell back on negotiation and arbitration and the threat of sanctions (never fully implemented), in which it had a sorry track record (‘The League is Dead. Long Live the United Nations’, The National WWII Museum, 19-Apr-2022, www.nationalww2museum.org).
Palace of Nations (Geneva) League HQs (Photo: League of Nations Archive)
Footnote: The League’s legacy
While the League of Nations was unable to realise its raison d’être, a workable system of international cooperation and security, there was a positive side to its existence. Where smaller nations were involved the LoN did have some success in settling disputes of neighbouring countries peacefully, eg, between Finland and Sweden in 1921 over the Aland Islands. The organisation’s activities embraced many issues of concern and urgency in its day, including efforts to curb the opium traffic; tackling the scourge of tropical diseases like malaria and leprosy; post-WWI refugee crisis and POW repatriation; recognising the rights of ethnic minorities; regulation of workers’ wages and conditions; curtailing the arms trade. While not always successful in these projects the pioneering LoN can be credited for providing a framework for its successor the UN to carry out its humanitarian work.
🅐 Germany was eventually allowed to join in 1926 and Soviet Russia in 1934
🅑 Nazi Germany likewise relinquished League membership in 1933 when challenged by the League, freeing it to embark on a massive military buildup and pursue its territorial expansion goals in Europe. The Soviet Union was another significant withdrawal from the LoN family, expelled in 1939 for invading Finland
One of London’s most colourful traditions which continues to the present day is the veritable institution of livery companies, the city’s ancient and modern trade associations. The liverya⃞ companies (LC) are Medieval in origin, established in the 12th century by groups of tradesmen, craftsmen and merchants with similar skills and interests. Like the guilds before them they functioned as kinds of trade unions in an embryonic state before the establishment of unionised labour associations.
Boundary lines of the “Square Mile”
Photo: London Toolkit
Traditionally, the core role of the LCs has been to maintain standards and regulate prices in the various industries. The LCs fostered apprenticeships upon completion of which the apprentice became a “freeman” with licence to operate within the city walls (until the 18th century you couldn’t ply your trade within the city unless you were a freeman). An increasingly important auxiliary role of LCs has seen them engage in benevolent and charitable activities aimed at livery members and their families who have fallen on hard times (‘The History of London Livery Companies’, Black Taxi Tour London, 12-Feb-2020, www.blacktaxitourlondon.com).
How one becomes a Livery freeman There are two pathways to LC membership: serving a term of seven-plus years as an apprentice to a LC “master”; and patrimony, membership passed down from a parent who holds the status of freeman at the time of the child’s birth. There is in addition the entity of honorary freeman, mostly granted to celebrities and politicians by LCs…honorary Company members include Winston Churchill, Nelson Mandela, Margaret Thatcher and Stephen Fry.
Guiding the flock over the Bridge (Source: Metro UK)
With club membership comes privilege A freeman is by definition a “Freeman of the City of London”, which carries certain privileges, one is the right to stand for election as aldermen or sheriff and if they get that far, even lord mayor. Another popular office open to freemen is ale conner, an elected official who gets to test the quality of new ales (somebody has to do it!). Another quirky privilege for freemen historically was the right to drive a flock of sheep over London Bridge without having to pay a toll. Recently some LCs—specifically the Worshipful Company of Woolmen—have revived this sheep herding exercise across the Thames. A key feature of livery activities is the ceremonial. LC membership affords an excellent opportunity to engage regularly in cosplay. All manner of Liverymen like to don ceremonial robes and march in processions like the Lord Mayor’s Show with no pomp or spectacle spared. Liverymen also indulge in other traditions such as pancake races and the Loving Cup ceremony (‘The traditions of the City of London and its Livery Companies’, CityandLivery, 27-Apr-2018, www.cityandlivery.blogspot.com).
Lord mayors from all walks of life The office of Lord Mayorb⃞, the annually elected administrative boss of the fabled “Square Mile”, the City of London, has been filled by freemen from the broadest cross-section of vocational backgrounds. Recent lord mayors have been merchant tailors, solicitors, haberdashers, shipwrights, grocers and musicians.
Order of Precedence As the number of LCs grew a hierarchy of companies evolved with each company designated the prefix “Worshipful Company of ________” and an “Order of Precedence“ established, headed by the Great Twelve Livery Companies – they are in order, Mercers, Grocers, Drapers, Fishmongers, Goldsmiths, Merchant Taylors, Skinners, Haberdashers, Salters and Ironmongers (due to a historic disputation over their place in the seniority, #6 and #7 swap places in the pecking order every 12 months!). The Great Twelve were determined on the basis that they were “the most powerful and influential companies controlling all sorts of aspects of daily life and trade” in the city at the time the sequence was settled (Inspiring City, 27-Jul-2013, www.inspiringcity.co).
Crest of Worshipful Company of Bowyers
The monumental changes in fashion and technology since the LC were in it’s infancy has led to many historic trades, crafts and professions withering away. Others haven’t disappeared entirely, like the Worshipful Company of Bowyers (AKA Longbowstring-makers), but their fundamental raison d’être has shifted markedly…despite the disappearance of the long-bow as a weapon used in war and hunting, the weapon retains a more limited usage today in the sport of target archery. Accordingly the Bowyers Co’s primary focus these days is on charitable workc⃞. In 2010 the LCs of London made benevolent gifts to the sum of nearly £42 million, the majority for education and welfare (‘British Institution: Livery Companies’, Matthew Engel, Financial Times, 22-Dec-2022, www.ghostarchive.org).
A lot of the LCs are still identified by their historic name…the famous black taxi cabs ubiquitous in the city fall within the purview of the quaintly named Worshipful Company of Hackney Carriage Drivers which harks back to the horse-and-cart era. Likewise, the Worshipful Company of Scriveners represents London’s qualified notaries public. Professional practitioners of calligraphy, heraldry and genealogy also come under its ambit. The Worshipful Company of Carmen once represented the drivers of produce carts (carters), now obsolete, so like many in its modern form it devotes it’s energies and finances solely to charitable and ceremonial pursuits.
Tallow Chandlers Co dining hall (Source: tallowchandlers.org)
The Livery Halls
At the present time there are some 110 livery companiesd⃞, 39 of which possess their own premises and some of these have very lucrative property portfolios. Many LCs share with others, eg, the Master Mariners Co’s “hall“, appropriately enough a historical ship HQS Wellington moored in the Thames, is also a venue used by the Scriveners Co. One of the longest functioning livery halls is that of the Worshipful Society of Apothecaries in Blackfriars, parts of its building dates to the 13th century. ༒══━一══━一══━一══━一══━一══━一══༒
a⃞ the word livery originally described the form of dress worn by retainers of noblemen and by extension was attributed to the specific attire for different trades or crafts b⃞ not to be confused with the political office of mayor of London (Boris Johnson’s previous gig before Westminster beckoned) whose jurisdiction, Greater London (GLA), is much larger c⃞ in 1371 London’s arrow-makers split off from the Bow-makers to establish their own distinct LC, the Worshipful Company of Fletchers
d⃞ with several other groups awaiting approval of their LC membership
🇬🇧🔫🇬🇧 THE phenomena of James Bond in both book and movie form was meant to be purely escapist entertainment, bereft of the slightest pretension that they were anything remotely cerebral. Interesting then that Bond has gleaned so much serious academic enquiry and analysis over the years. A sample of articles on JSTOR reveals a feast of scholarly entries on the subject of James Bond — “Shaken, Not Stirred Britishness: James Bond, Race, and the Transnational Imaginary”, “The Marketable Misogyny of James Bond“, “Paradoxical Masculinity: James Bond, Icon of Failure”, “Why James Bond Villains Prefer Post-Soviet Architecture”, “The Spy Who Loved Globalization”, ”How safe do you feel?: James Bond, Skyfall, and the Politics of the Secret Agent in an Age of Ubiquitous Threat”, and so on it goes.
The James Bond film franchise is certainly sui generis among English-language movie series. October 5 this year marked the 60th anniversary of the introduction of James Bond to cinema screen audiences (Dr No, 1962), and the cinematic sequence remains as yet unbroken, notwithstanding ”the elephant in the room” of last year’s No Time To Die in which the indestructible James Bond actually dies! Virtually all other elongated movie series have ultimately reached a natural (or unnatural) termination point – even the long-running, prolific and increasingly unimaginative Carry On comedy series ran out of steam by the Eighties 🄰.
Ian Fleming ‘Casino Royale’, 1st 007 novel (Image: bondfanevents.com)
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Box office El Dorado Over a six-decade period the 25 movies🄱 constituting the James Bond industry made by Eon Productions (Broccoli and Saltzman’s production company) have earned a total somewhere north of US seven billion dollars. Boosted undoubtedly by the mass popularity of screen Bond🄲 the James Bond spy novels written by former WWII naval intelligence officer Ian Fleming, on which the cinema franchise is based, have themselves racked up sales of more than 60 million copies.
If you came anew to the Bond movies looking for a healthy dose of gritty social realism based on the world of espionage a la John LeCarre, you’d be sadly disappointed. The franchise’s entries are all about fantasy and high-adventure escapism. Unlike the shadowy cloak-and-dagger characters that the real world of spies and secret agents (apparently?) inhabit, James Bond 007 in his public persona is an open book, he doesn’t use a fake name, he doesn’t try to disguise his appearance or furtively hide in dark corners. He’s direct, brash, brutal and recklessly undisciplined in his actions and antics, with a propensity to be easily distracted from the assignment at hand by the happy prospect of a spot of horizontal folk-dancing.
Though wildly successful at the box office over an extraordinarily long shelf life, James Bond is not everyone’s cup of tea. An early critic Judith Crist described the series’ first vehicle Dr No as “an updated comic strip of the Fu Manchu school, fast moving, faster shooting, utterly fantastic”. JB has been pilloried by feminists for his unrepentant chauvinism—especially in Sean Connery and Roger Moore’s interpretations of the character—and four decades of “Bond Girl“ objectification of women. The backlash against JB’s misogyny compelled producers to tone down the blatant sexism in the most recent incarnation of the most famous of all British secret agents played by Daniel Craig. Bond has also been excoriated as a “thug trained to wear a tuxedo”…007’s “license to kill” green-light unleashes the agent’s deep predilection for perpetrating extreme, lethal violence in cold blood.
Predictable Bondery Then there’s the plots! The storylines are more than fanciful…James Bond’s arch-villains hatch mind-bogglingly ludicrous schemes which suggest that they have been maxing out on the Kool-Aid – such as nuking Fort Knox’s gold reserves; constructing a massive capsule-gobbling rocket to capture the space crafts of both superpowers; detonating explosives along the Californian fault lines to destroy Silicon Valley; ad nauseum. The franchise has also been lambasted for being BORING! Agent 007 has been called out for living “the same story over and over” (Elizabeth Winterhalter). Repetition is a constant motif…we see Bond right on cue rendezvous with a typically crotchety “M” to be briefed on his latest world-rescue mission, flirting with Miss Moneypenny in their regular tête-à-tête ritual, and getting a rundown on the very latest weapon gadgetry from an equally irascible “Q”. In every second scene, just about, JB is pursued by a posse of miscellaneous henchmen only to miraculously escape certain death by the barest of margins every time. The movies almost invariably end in the same formulaic fashion: Bond infiltrates the arch-villain’s impregnable lair, triumphs over the likes of Blofeld and Goldfinger and numerous assorted henchmen, and finishes by bedding his leading lady on an inflatable dingy, in space, a balcony, etc and signing off to “M” with a corny double entendre🄳.
Bond with “Jaws”, larger than life henchman-turned-ally
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Cultural relevance to the West Some Bondphiles have an altogether different take on this Groundhog Dog trait in James Bond of repeating the same basic plot structure infinitum…they see it as a key ingredient of the franchise’s success: ”the simplicity of the plot arch allows the films to seamlessly transcend and become culturally relevant to the audience” (‘What is the Secret of James Bond’s Eternal Success?’, www.undandy.com). Another explanation of James Bond’s allure contends that the fictional MI6 spy instantly resonated with Western audiences in the climate of the Cold War, being seen as a kind of antidote to the prevailing morass of the social order (especially in the US). 007’s talent as a fixer of “global crises” casts him in the guise of a saviour salvaging the world from an inevitable downward spiral into chaos and discord (‘James Bond and America in the Sixties’, Drew Moniot, JUFA, Vol.28, No.3, 1976). Moniot also attributes JB’s popularity in America to the existence of a vacuum of real-life heroes in 1960s society, the emergence of 007, a mythological hero who was invincible, fulfilled that psychological need at that time.
British Bond and foreign Blofeld
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Vicarious🄴 charm of the bon vivant lifestyle Part of the appeal lies in the character of James Bond. Fleming visualised 007 as fit, sensual, with superior grey matter and a technical wiz, a model of “red-blooded heterosexuality”. He also emphasises Bond’s “Britishness” in the novels, JB’s 100% success rate on missions and in the romance stakes presents Bond as representing the “Best of British”… Fleming’s idea of an antidote to the sad realities of a declining Britain denuded of empire. Leaving aside the ever-present mortal danger to his very existence, Bond leads “a ridiculously good lifestyle (by) any man’s standards”🄵(Undandy), his appearance is akin to a “GQ cover model”; an endless supply of the best alcohol (which the MI6 agent knocks back with worryingly frequency); the best cars (trademark Aston Martin DB5); his apparently irresistible sex appeal to women (‘Bond by rules’, Tim Brayton, 2012, www.alternateending.com). As crime doyen Raymond Chandler neatly put it, “Every man wants to be James Bond and every woman wants to be with him”.
Tropeville central Aside from JB’s personal magnetism, the series’ catalogue of recurring tropes helps to cement the franchise’s appeal. Familiar ingredients include the default opening sequence depicting 007 in action through the prism of a gun barrel; over-the-top hi-tech gadgets; a smorgasbord of diverse exotic locations; a brisk cocktail of action stunts (car chases, boat chases, ski pursuits, etc); the centre-stage presence of the Bond Girls and of a megalomaniacal arch-villain mastermind; all eagerly anticipated by James Bond‘s legion of rusted-on fans. Also adding value and lustre to the films are the high quality title-songs – like the utterly unforgettably iconic Goldfinger theme, and not far behind that Shirley Bassey classic, Live and Let Die, Diamonds Are Forever, and You Only Live Twice, etc, etc.
Bond, tapping into the zeitgeist of the day One (insider) view on the longevity of James Bond comes from those at the helm of the multi-billion dollar franchise today, Cubby Broccoli’s daughter Barbara and his step-son Michael Wilson. Broccoli’s heirs attribute the success to the family having managed to keep hold of the franchise’s reins throughout its entire history, and to JB’s and the franchise’s adaptability, 007 being able to change with the times🄶 (‘Why James Bond Has Endured For So Long, According to the Franchise Producer’, Joshua Meyer, Film, 8-Dec-2021, www.slashfilm.com).
Footnote: James Bond, books v films
The early James Bond movies kept pretty faithful to the plots of Ian Fleming’s crime thrillers, however as the series went on, the screen adaptations bore increasingly less resemblance to the novels (eventually everything except the Fleming titles were jettisoned). Other differences relate to the protagonist himself, 007’s proclivity for terminating with extreme prejudice (and without a skerrick of compunction) the various henchmen aligned against him increases tenfold from the books to the movies, as does his appetite for sexual conquests whilst on the job. Another point of departure from the novels for the films is the lack of story continuity from one picture to the next (eg, Bond in a grieving state at his wife’s murder at the end of On Her Majesty’s Secret Service doesn’t get a mention in the follow-up Bond feature).
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🄰 probably the closest to it is the Star Wars franchise (1977 to the present)
🄱 there was in addition one non-Eon Bond film, Never Say Never Again, a Taliafilm production
🄲 even Bond’s snobbish swipe at the Beatles in Goldfinger at the height of Beatlemania in 1964 didn’t dent his appeal with the public
🄳 with one or two notable exceptions…On Her Majesty’s Secret Service ends with the death of Mrs James Bond and No Time To Die ends with the death of 007 himself
🄴 in creating the overachieving superspy Fleming was in fact acting out his own vicarious impulses…endowing 007 with the sort of ideal, action-man hero lifestyle that the writer dreamt of
🄵 one writer characterised it as “elegant lifestyle porn” (Brayton)
🄶 one example: in the rebooted Skyfall (2012), the film and JB concern themselves with the very real and very contemporary threat of the ubiquity of the internet and cyber-terrorism
On August 12 this year Booker Prize-winning novelist Salman Rushdie was stabbed multiple times while giving a lecture in the lake resort community of Chautauqua in western New York State. It remains unclear to what extent Rushdie’s assailant was motivated by the Iranian fatwa against the Anglo-Indian author who suffered serious if not life-threatening injuries in the attack. The attempt on Rushdie’s life for engaging in free speech occurring at the Chautauqua Institution is ironic, given that organisation’s long tradition of the free exchange of ideas. [‘Chautauqua, where Salman Rushdie was attacked, has a long history of promoting free speech and learning for the public good’, Charlotte M. Canning, The Conversation, 25-Aug-2022, www.theconversation.com].
Source: the guardian.com
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For all the wrong reasons the crime has shone a light on the Chautauqua Institution with its nearly 150-year-old history. The organisation was the brainchild of a Methodist minister and a Midwest businessman, initially established in the 1870s to provide training to Sunday school teachers and church workers. The first Chautauqua ”event” organised was at Lakeside, Ohio (1873), quickly followed the next year by Chautauqua, New York. Although founded by Methodists the Chautauqua concept was from the start non-denominational in spirit [‘Chautauqua‘, Wikipedia, http://en.m.wikipedia.org]. In the tranquil lakeside outdoor setting of Chautauquaⓐ, the roots what would grow into an institution of seasonal (summer) education and culture programs for adults took shape.
Source: the attic.space
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Non-sectarian Chautauqua
From its parent base in western New York a movement soon spread across the US with “Daughter Chautauquasas” springing up everywhere…at the movement’s peak, around 1915, there were about 12,000 such rural-based communities, all independent of the parent institution. While some Chautauquas remained religious-oriented, the movement as a whole became more secular and wider in its scope, coinciding with the Progressive Era (circa 1890–1920), a time in which political and social reforms were flourishing in America (Canning). A factor in this was that Chautauquas tended to foster free thinking which was incompatible with the strain of evangelical Christianity permeating the organisation. Chautauqua philosophical emphasis was on life skills, self-improvement and transformation of lives, ‘What is Chautauqua, the site of the Rushdie attack has a long history’, Kelsey Ables, Washington Post, 13–Aug–2022, www.washingtonpost.com).
Redpath Chautauqua, “circus like promo” (Source: Culture Under Canvas, Harry P Harrison)
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Chautauquas under ”the Big Top”
By the early 1900s Chautauquas were evolving away from permanent independent assemblies to a new variant (aided by the expansion of railways), the spawning of itinerant Chautauquas, where promoters took the Chautauqua idea on the road, travelling to different country regions and setting up temporary “circuit” or “tent” Chautauquas with an itinerary of week-long programs packaged as “culture” experiences. A host of “performers” would be engaged to appear on the circuit at these events—lecturers and speakersⓑ, showmen, singers, musicians and dancers, politicians, opera stars, magicians, preachers—comprising a series of “travelling talent circuits”ⓒ. These Chautauquas added entertainments to the traditional serving of education and religious instruction intended to be “morally uplifting” and culturally enhancingⓓ [‘“The Fourth American Instiution” Understanding Circuit Chautauquas‘, Brittany Hayes, U.S. History Scene, www.ushistoryscene.com]. The tent Chautauquas, the most prominent of which were the Redpath Chautauquas, were in competition with the popular entertainment of the day, vaudeville. The Chautauqua circuit sought to elevate itself above vaudeville which it viewed as a baser and more vulgar form of entertainment (Wikipedia). The tent Chautauqua circuit catered for a wide variety of entertainment, resulting in a wide gulf in quality…at the lower end its engagement in animal acts and slapstick comedy blurred the line with the vaudevillian world [The Chautauqua Movement’, The Colorado Chautauqua, (2020), www.chautauqua.com. Some observers in fact characterise the tent circuits as “Chautauqua” in name only, having appropriated it to add cachet to their business enterprise [‘The Lingering Magic of Chautauqua’, Paul Hendrickson, Washington Post, 01-Jul-1978, www.washingtonpost.com.
Kansas Tent Chautauqua, 1906
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Chautauquas made a contribution at the local level to the enrichment of rural Americans‘ social lives and fostered individual self-improvement. Some observers also saw the movement as a buffer against the effects of rapid urbanisation in that period by giving support to local communities and their traditional values…a counterweight to the centripetal forces luring especially the young to the cities, emphasising the virtues of small town “good life” in rural America (Canning).
Source: joplinglobe.com
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Decline of the Chautauqua
The 1920s was the last great decade of Chautauquas. By the Thirties with the devastating economic impact of the Depression taking its toll, the movement’s popularity was on the wane. Hastening its fall was a combination of factors – the rise of the car culture made extended travel more accessible for rural dwellers; other forms of entertainment were supplanting the Chautauquas’ appeal, especially the advent of sound movies and commercial radio; new educational opportunities for women were opening up; etc [‘Chautauqua in Santa Barbara’, Michael Redmon, Santa Barbara Independent, 14-Sep-2016, www.independent.com; Ables].
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Criticism of Chautauqua
Chautauqua’s cachet at its high water mark was undeniable—President Theodore Roosevelt described the movement as ”the most American thing in America”—however it was not without its detractors. Famed novelist and Noble laureate Sinclair Lewis was dismissive of the Chautauquas’ educational merit and intellectual pretensions. Lewis’ Main Street describes the movement as a “combination of vaudeville performance, Y.M.C.A. lecture, and the graduation exercise of an elocution class…” (Hayes). Chautauquas in their heyday effected positive change in the lives of people, helping working class and middle-class women in particular to acquire the educational and vocational training to allow them “to launch ‘real careers’ (‘Chautauqua Movement’). The movement nonetheless had its limitations. Chautauqua enunciated freedom of expression and thought but did not have an overt political stance. It never challenged the White Protestant hegemony in American society…(it) was “not revolutionary and never led the charge on issues like suffrage or civil rights” and racial inequality (Canning).
Still in the business of providing adult education today, the Chautauqua Institution was a pioneer of the principle of what we call life-long learning, which takes many worldwide forms such as TED Talks, University of the Third Age, and a raft of other continuing education programs.
Photo: oldsite.chq.org
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Endnote: the Chautauqua circuit movement was to some degree a throwback to the earlier Lyceum movement which flourished before the American Civil War. Public lyceums anticipated the Chautauquas by organising circuits of adult public education programs involving travelling lecturers and teachers – featuring 19th century American luminaries such as Ralph Waldo Emerson, Henry David Thoreau and even Abraham Lincoln.
Chautauqua (pronounced “Shuh-TAW-Kwa”) etymology: believed to be an Iroquois (Seneca) word, possibly meaning either or both “a bag tied in the middle” and/or ”two moccasins tied together”.
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ⓐ the idea of an outdoor setting was gleaned from camp meetings in rural South and West
ⓑ giving literary readings and drama recitals
ⓒ speakers who featured on the Chautauqua circuit included the women’s suffragette leader Susan B Anthony, inventor Thomas Alva Edison and national politician William Jennings Bryan
ⓓ “look up and lift up” was a slogan of Chautauqua
When the assortment of Malay Peninsula states and the British colonies in Singapore and Borneo joined together to form the Federation of Malaysia in 1963, it’s large neighbour to the south, Indonesia responded by launching a policy of Konfrontasi (“Confrontation”) against the newly-formed state. The Konfrontasi took the form of both a diplomatic offensive and acts of military aggression against Malaya/Malaysia, targeted at it’s territory in northern Borneo.
An Asian subset of the Cold War
Various outside countries took sides in the Konfrontasi in an East/West alignment of powers transforming the conflict into yet another local arena for a proxy playing-out of the Cold War
▪ Malaysia was backed militarily by Britain and the Commonwealth (Australia and New Zealand), and diplomatically and materially by the US and Canada
▪ Indonesia got support from the two major communist powers, the USSR and mainland China, and from the Philippines and North Vietnam
Bung Karno rhetoric in full flight (Source: indoleft.org)
Indonesia’s initiation of the Confrontation with Malaysia should be seen in the context of nation-building and the regional ambitions of the former Dutch colony‘s leader. President Sukarno, father of Indonesian independence, AKA Bung (“Brother“) Karno, saw the new Malaysian state as a neo-colonial appendageⓐ, a plot by the British to destabilise Indonesia (The Philippines held a similar view of Malaya). Sukarno’s own brand of socialism and his anti-western bent was sharpened by western complicity in sectional insurrection movements against the Indonesian state (giving aid to Permesta and Darul Islam rebels in their struggle against the government). Sukarno-inspired invective spoke of “crushing Malaysia” (Indon: Ganyang Malaysia).
Indonesia Raya, a Pan-Malay Union?
Indonesia’s nationalists had long nurtured a dream of Indonesia Raya, the creation of a “Greater Indonesia” uniting all the territories of ethnic Malays (see Endnote)… Sukarno’s objective was to wreck the Malaysian Federation and drive the British forces out, the realisation of which, it was hoped would allow Djakarta to establish a Greater Malay hegemony in the region led by Indonesia [Hindley, Donald. “Indonesia’s Confrontation with Malaysia: A Search for Motives.” Asian Survey 4, no. 6 (1964): 904–13. https://doi.org/10.2307/3023528]. An allied objective was territorial expansion, having earlier secured Irian Jaya through assertive brinkmanship diplomacy, Djakarta also harboured designs on adding northern Borneo to the republic [DVA (Department of Veterans’ Affairs) (2021), The Indonesian Confrontation 1962 to 1966, DVA Anzac Portal, accessed 24 May 2022, https://anzacportal.dva.gov.au/wars-and-missions/indonesian-confrontation-1962-1966].
Australian combat troops in Borneo (Photo: National Museum of Australia)
An undeclared war
The Indonesia-Malaysia conflict never broke into open warfare but remained a limited engagement, a series of low-intensity border actions between the combatants. The military strategy adopted by the Indonesians comprised campaigns of infiltrations across the (Kalimantan/Borneo) border to make sorties on the Malaysian side. The Sultanate of Brunei—also viewed by Indonesia as a British puppet—was another target of Djakarta‘s subversive measures. Eventually the British retaliated with ”Operation Claret”, a sequence of counter-raids by small forces penetrating Indonesian Kalimantan which managed to keep the Indonesian forces on the back foot. Later Indonesia extended the conflict to the southern Malaysian mainland with a series of paratroop and seaborne raids.
Suharto (Source: Indonesia at Melbourne)
Removing Sukarno
The conflict drifted into a stalemate through 1964 and 1965 while Japan, Thailand and the Philippines strived unsuccessfully to broker a peace deal [‘Konfrontasi (Confrontation) Ends’, HistorySG, www.eresources.nlb.gov.sg]. The ultimate circuit-breaker was domestic in origin, an ongoing power struggle involving the president trying to juggle the growing demands of the Indonesian Army on one side and the PKI (Indonesian Communist Party) on the other came to a climax in October 1965 with a failed palace coup. Army leaders used the incident as a pretext to carry out a mass purge of PKI (communist) members and leftist sympathisersⓑ – at least half a million were liquidated! President Sukarno was consequently discredited owing to his alleged close association with the PKI and eventually forced to relinquish power to General Suharto. Sukarno’s downfall took the heat out of the conflict…by August 1966 with Suharto’s “New Order” running the shop in Djakartaⓒ, Malaysia and Indonesia settled their differences with a peace treaty, bringing the Konfrontasi to a close with the sweetener of of desperately-needed US aid for the Indonesian state.
Endnote: Maphilindo, a still-born S.E. Asian association
The eruption of the Konfrontasi in 1963 killed a promising regional initiative stone dead. Filipino president, Diosdado Macapagal, convened a summit in Manila that year to propose a non-political confederation of Malaysia, Indonesia and the Philippines called “Maphilindo“…a long-held dream of Filipinos for union of states in the Malay Archipelago (Melaya irredenta – cf Indonesian aspirations)ⓓ. Suharto’s unilateral and uncompromisingly aggressive move squashed any hopes for close fraternal relations and mutually-advantageous cooperation in the region but Maphilindo did signpost the way to ASEAN which became a reality in 1967 [Pauker, G. J. (1964). Indonesia in 1963: The Year of Wasted Opportunities. Asian Survey, 4(2), 687–694. https://doi.org/10.2307/3023576].
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ⓐ when attempts were made to reach a resolution of the conflict Djakarta refused to negotiate directly with the “ puppet state“ of Malaysia
ⓑ a task facilitated for the army by invaluable CIA assistance (supplying communications equipment and lists of suspected communists to Sukarno) [‘What the United States Did in Indonesia’, Vincent Bevins, The Atlantic, 21-Oct-2017, www.theatlantic.com]
ⓒ and well and truly Cold War-aligned now with America in the anti-communist camp
ⓓ in the tri-state agreements Djakarta secured a coup getting Kuala Lumpur and Manila to agree that any Western bases (of which there were some on both Malaysian and Filipino soil) would not be be an indefinite fixture (Pauker)
Japan is one of many nations who have imposed sanctions on Russia in response to its invasion of Ukraine, but unlike the others Japan has felt an immediate backlash from Moscow in retaliation. The Russian Federation called a halt to peace talks with Japan over the disputed Kuril Island chain[a̼] which has been an ongoing bone of contention between the two countries since the end of WWII.
Japanese residents on Etorofu Is prior to Soviet takeover (Source: ABC News)On 9 August 1945 in the dying days of the war the USSR invaded Japanese-held territories to its east. Part of the victorious Soviet spoils of war was the Kuril Islands chain§. Since that time successive Japanese governments have tried, without success, to negotiate with Moscow the return of four of the southernmost islands – Kunashir, Iturup, Shikotan and the Habomai islets collectively known to the Japanese as the Northern Territories (Nōzanterotorī). Relations between the two countries have become perpetually strained over the ongoing issue[b̼]. Prospects for resolution of the issue in the three-quarters of a century since the Soviet seizure have been repeatedly stymied…in 1955 Moscow offered to return Shikotan and Habomai to Japan on the proviso that it keeps them demilitarised and not open to foreign vessels, however intervention by Washington effectively torpedoed the arrangement. Secretary of state John Foster Dulles, alarmed at the possible rapprochement of Japan and the USSR warned Japan that if it gave up its claim to any of the southern Kuril Islands, the US might decide to keep Okinawa in perpetuity, squashing the prospect of a peace treaty in 1956. An alternative view from Elleman et al contends that Dulles’ intention was not to sabotage the discussions but to try to give Tokyo a stronger bargaining chip to negotiate with the Russians [Bruce A. Elleman, Michael R. Nichols, & Matthew J. Ouimet. (1998). A Historical Reevaluation of America’s Role in the Kuril Islands Dispute. Pacific Affairs, 71(4), 489–504. https://doi.org/10.2307/2761081].
Kunashir Is (Photo: Reuters)Why is Russia determined to keep the islands?
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There are both geostrategic and economic factors driving Moscow’s resolve to retain the islands seized from Japan. Kremlin military thinking sees the continued sovereignty over the South Kuril Islands as vital to the defence of the RFE coastline against potential threats from the US, China or Japan. The Soviet rulers viewed the archipelago and the Kunashir and Etorofu islands in particular as a “protective barrier fencing off the Sea of Okhotsk from the Pacific Ocean” (Rajan Menon and Daniel Abele). The Kuriles’ economic value is considerable, they are thought to be rich in minerals (manganese nodules and crusts, titanium, magnetite and rhenium) and there is good prospects of offshore reserves of oil and gas in its waters. In addition, the islands are adjacent to rich fishing grounds [Chang, Duckjoon. “BREAKING THROUGH A STALEMATE?: A STUDY FOCUSING ON THE KURIL ISLANDS ISSUE IN RUSSO-JAPANESE RELATIONS.” Asian Perspective 22, no. 3 (1998): 169–206. http://www.jstor.org/stable/42704185; ‘Why Russia will not return the Kuril Islands to Japan’, Nikola Mikovic, The Interpreter, 17-Nov-2020, www.lowyinstitute.org].
The Japanese perspective and strategy
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The Japanese position is that the annexed islands have historically been part of the nation, handed to Japan in 1875 by Tsarist Russia in exchange for Sakhalin Island (Treaty of St Petersburg)[c̼]. In particular the Japanese view the two most southern islands as integrally connected to the adjacent island of Hokkaido. Since the 1980s Tokyo has tended to follow a quid pro quo approach, offering up the carrot of economic assistance, much needed by Russia, but making it conditional upon the resolution of the islands dispute (known in Japan as the seikei fukabun[d̼] policy). A change of approach from recent Japanese prime minister Shinzo Abe eschewing all mention of the hot button subject of the Kuriles and emphasising economic cooperation in a diplomatic offensive aimed at wooing President Putin, again came up short in delivering the desired result for the Japanese.
Putin and Abe (Source: dw.com)
Intractable thorn in bilateral relations
° ° °
Right up to the contemporary era Japanese and Russian politicians have gotten no closer to resolving the Kuriles dispute. With the passage of time public opinion within both countries has hardened on the issue making it more difficult…the Japanese are distrustful of Russia and its current leader, while the rise of nationalism in Russia post-Cold War has sharpened opposition to making any concessions on the islands. President Yeltsin found that out in the 1990s when he had to back down on his commitment to a peace treaty with Japan including a territorial concession, due to domestic opposition (not least of which came from RFE locals). The Kremlin is keenly aware of the politdownside of returning all or any of the Kuril islands which would be seen by Russian nationalists as a sign of weakness on its part (Mikovic).
Image: OSINTdefenderFollowing Japan’s imposition of sanctions against Russia, prompting the Kremlin to pull the plug on the peace talks, Japanese politicians including current prime minister, Fumio Kishida, have reverted to a hardline position on the dispute, branding Russia as “an illegal occupier” who has militarised sovereign Japanese territories [‘Clash between Japan and Russia looms as Tokyo steps up Kuril Island claims: ‘Russian Army is illegal occupier’, Michael Willems, City A.M., 01-Apr-2022, www.cityam.com]. As a consequence, resolution of the 76-year-old stalemate on the Kuriles’ future now seems further away than ever.
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[a̼] in Japan sometimes called the Chishima Islands or the Northern Islands (Hoppō Ryodo)
[b̼] although relations between Japan and the Soviet Union briefly attained a state of normalisation in the mid-1950s
[c̼] the southern portion of Sakhalin was regained by Japan after victory in the 1904-05 war
[d̼] “the non-separation or politics and economics”
Malaysia and Singapore and other SEA neighbours (image: constitutionnet.org)
In September 1963 the Federation of Malaysia came into existence, merging peninsula Malaya and the British crown colonies of Singapore, Sarawak and North Borneo (Sabah)𝕒. Not quite two years later, in August 1965, the Federation was rent asunder when Singapore abruptly exited the Federation, albeit with some reluctance initially from Singapore but ultimately by mutual consent of the two governments and with (on the surface) little apparent rancour. The reasons for the transitory nature of the Malaysia/Singapore unification lie in the fragility and weaknesses of the new federation’s arrangements at its onset.
What was Kuala Lumpur and Singapore seeking to get out of the merger in the first place? Significantly, aside from wanting to merge for security from communist expansion, Singapore and Malaya had distinctly different reasons to unify. The original impetus lay primarily with the Singapore side. From as early as 1955 politicians starting with David Marshall (foundation chief minister of Singapore) proposed the idea to Malayan leader Tunku Abdul Rahman. Initially the Tunku refused to countenance the proposal, his principal focus being to maintain the racial balance of the peninsula state in favour of ethnic Malays. By around 1960 Abdul Rahman had changed his mind. Following Singapore’s attainment of self-government in 1959, Kuala Lumpur, fearful that a future independent Singapore might fall under the sway of communist power, was more favourable to merging with the island-state to shore up Malaysian security𝕓. A secondary but undeniably important motivation on Malaya’s part was the economic advantages that Singapore could bring to the Federation𝕔 [‘Merger and Separation’, www.mindef.govt.sg].
Singapore’s incentive to merge Prime Minister Lee Kuan Yew sold the concept of the union with Malaya to the Singapore electorate by persuading it that the island-state’s political and economic survival depended on unifying. Lee saw the benefits in establishing a federation common market with the opening up of greater Malaysia to Singapore goods. Lee’s push for the merger alienated the radical left wing element of his ruling People’s Action Party (PAP), which split off forming Barisan Socialis (“Socialist Front”)…this helped Lee and the PAP moderates consolidate their hold on Singapore politics by broadening the party’s electoral appeal [Leifer, Michael. “Singapore in Malaysia: The Politics of Federation.” Journal of Southeast Asian History 6, no. 2 (1965): 54–70. http://www.jstor.org/stable/20172797].
Source: New Straits Times
Unresolved seeds of disunity After two years of protracted and difficult negotiations the merger came into effect in September 1963. Neither Malaya or Singapore were ever really satisfied with the compromise agreement. While Rahman by including Sabah and Sarawak in the union was able to roughly retain Malay ethnic parity with the Singapore Chinese, communal tensions within the Federation exacerbated after 1963. The Tunku’s desire to grant special privileges and rights to Malays—to appease the radicals in the mainland’s dominant party UMNO (United Malays National Organisation)—left him at loggerheads with Lee who was determined to fix the federal status of Singapore citizens. Lee counter-campaigned against Malay political hegemony with the slogan “Malaysian Malaysia”, a call for racial equality in the Federation[‘Singapore Separates From Malaysia and Becomes Independent, 9 August 1965’, HistorySG, www.eresources.nib.gov.sg]
Singapore aerial view, 1964 (Source: Pinterest)
1964, pivotal year With the 1964 federal elections in Malaysia, Lee’s agenda for effecting change crystallised as he sought to redress Singapore’s disproportionate representation of only 15 seats in the federal legislature (the Singapore-Chinese population size warranted at least 25 seats). Lee entered PAP candidates in the mainland elections, hoping to win a foothold in the ruling coalition (Alliance) with UMNO by elbowing aside the Malaysian Chinese Association. The tactic backfired with PAP securing only one new seat and caused resentment and further suspicion from Malays. 1964 also witnessed the outbreak of racial riots in Singapore between the Chinese and Malay communities (with both the Malayan Communist Party and UMNO playing active roles in the fracas). The consequence of which was to widen the gulf between Singapore and the mainland and hasten the eventual break in 1965 [Milne, R. S. “Singapore’s Exit from Malaysia; the Consequences of Ambiguity.” Asian Survey 6, no. 3 (1966): 175–84. https://doi.org/10.2307/2642221].
Distrust across the causeway By 1965 relations between the Malaysian mainland and Singapore had deteriorated graphically. Divisions were widening with UMNO actively working to destabilise PAP’s position in the island-state. Both governments were dissatisfied with the way the federation was functioning. The Singapore government was frustrated by the paucity of its political clout at the federal level. Equally galling was the failure of the hoped-for economic benefits for the island to materialise. Singapore saw itself having to make a disproportionate contribution to Malaysian finances for very little return. Progress towards a viable common market was negligible, as was the promised pioneer status for Singaporean industries. Singapore retaliated by delaying the loans promised to Sarawak and Sabah, much to KL’s displeasure.
LKY, after signing of the Malaysia agreement (Photo: Ministry of Information and the Arts Collection, courtesy of National Archives of Singapore)
Bilateral tensions and antagonisms played their part in perpetuating division between the two main constituent parts of the Malaysian Federation. Lee Kuan Yew’s personality and tendency towards unilateral action at times didn’t help keep a lid on those tensions, eg, Lee’s decision to unilaterally declare Singapore’s “de facto independence” in August 1963 ahead of the official proclamation by the Tunku didn’t win him friends in either Malaya or Britain.
Endgame: Schism, regrets and relief The split occurred in August 1965 after a separation agreement had been drafted, the lead-up to the event was kept very hush-hush (even the Malaysian deputy prime minister was not made privy to the process in train). Singapore was hived off from Malaysia in the end in a bloodless but nonetheless dramatic manner. The failure of the Singapore/Malaysia nexus, as Nancy Fletcher observes, ”grew out of differences in intention and expectation bound up in the very concept of Malaysia (shaped by) divergent economic interests, conflicting political ambitions, and brought to the point of conflagration by inter-racial fear” [Nancy McHenry Fletcher, ‘The Separation of Singapore From Malaysia’, Data Paper # 73, South East Program, Cornell University, July 1969, www.ecommons.cornell.edu.
Source: Straits Times
Footnote: ultimately both parties reached the conclusion that the status quo was beyond salvation but that was not completely the end of it. Rahman, prior to initiating the severing of Singapore from the Federation, first proposed to the Singaporese the alternate arrangement of a “confederation”. According to Janadas Devan, the Singapore government after consideration ultimately rejected the confederation idea, apparently on the “no taxation without (national) representation” principle𝕕[‘Singapore could have been ‘one country, two systems’ within Malaysia, not sovereign country’, Janadas Devan, Straits Times, 28-Jan-2015, www.straitstimes.com].
^^^^^^^^^^^^^^^^^^^^^
𝕒 Brunei was originally intended to be part of the new federation but withdrew prior to its formulation
𝕓 a large concern for the Malayan leadership was a hostile Indonesia who were against the whole concept of “Malaysia” as a British “neo-colonial plot” [‘Why Indonesia Opposes British-Made Malaysia’ (1964), www.lib.ui.ac.id], culminating in the Konfrontasi episode between the two countries
𝕔 Singapore was also attractive to the Malay Peninsula rulers for its strategic location and fine natural harbour
𝕕 the British were also opposed to the confederation solution
THE Second World War and the occupation of British Malaya by the Japanese gave the Malayan Communist Party (MCP) an opportunity to take a more prominent political role in Malayan society. Britain’s feeble submission at the hands of the Japanese invaders put paid to any notions of invincibility felt about the British colonial regime. Into the British void stepped the MCP, it’s military wing, the Malayan People’s Anti-Japanese Army, mainly composed of ethnic Chinese guerrillas, bore the brunt of armed resistance against the Japanese. After the Japanese surrender the MCP were afforded a brief taste of governing before the British returned [Richardson, Thomas. “The Malayan Emergency.” In Fighting Australia’s Cold War: The Nexus of Strategy and Operations in a Multipolar Asia, 1945–1965, edited by PETER DEAN and TRISTAN MOSS, 1st ed., 115–36. ANU Press, 2021. http://www.jstor.org/stable/j.ctv25m8dqh.13]. The MCP was also active in Malayan labour circles, embroiling itself in the vanguard of strikes and disturbances against substandard labour conditions and wages.The MCP increasingly targeted British-controlled industry in the country, especially the production of rubber and tin, the mainstays of the Malayan economy, putting it on a collision course with the British Malaya authorities.
◬ Advertisement: Guarding national assets against the “communist bandits” (Source: Pinterest)
Sungai Siput incident After three European planters were murdered by the komumis in Perak state in 1948, the MCP was proscribed as a political party and a state of national emergency declared in Malaya and Singapore. A protracted guerrilla war followed—for purposes of insurance it was not described as a war, hence the term “Malayan Emergency” (Darurat Malaya)a⃞—pitting Malayan Chinese communists against Britain, the Malay-dominated Federation and Commonwealth countries.
The combatants’ motives Britain’s motives for cracking down on the MCP radicals was transparent and twofold. First, it’s priority was to protect its economic and commercial imperial interests in Malaya…its prized reserves of tin and rubber representing “by far the most important source of dollars in the Colonial Empire”. In 1948 this was doubly important to the UK, having just lost its colonial possessions in India [‘British Imperial Revival In The Early Cold War: The Malayan’Emergency’ 1948-60’, Liam Raine, History Matters, 23-Nov-2020, www.historymatters.group.shef.ac.uk]. Secondly, in the bipolar context of the Cold War and as the US’ ally, Britain was doing its bit to keep South-East Asia in the capitalist camp by blocking an attempt to extend the communist imprint on the region. Conversely, the Chinese in Malaya, disaffected with British colonial rule and its monopoly of the country’s lucrative raw materials, were seeking to achieve Malayan independence and forge a socialist stateb⃞. The MCP’s military arm adopted a strategy of raiding mines and estates (industrial sabotage) and attacks on soldiers, police, colonial collaborators and high-ranking officials (even succeeding in assassinating the British high commissioner). When the British launched counter-raids, the communist guerrillas would retreat to jungle outskirts where they could be hidden within the Chinese community and receive crucial material support from a network of civilian supporters known as Min Yuen.
◬ Jungle patrol (Photo: Imperial War Museums)
◬ General Gerard Templer (Image: npg.si.edu)
Briggs Plan To counter the guerrillas’ stratagem the British devised the Briggs Plan (Rancangan Briggs) to try to isolate the insurgents from their rural support base. Half a million rural inhabitants (including the indigenous minority, the Orang Asil), labelled “squatters” by the British, were forcibly removed from their land and resettled in “New Villages” (Kampung baru)c⃞. As well as physically separating the guerrillas from the Chinese community—thus halting the vital flow of food, information and recruits from the peasants to the insurgents—the plan included a campaign to win the “hearts and minds” of the rural population and lure them away from the communists. Separating the “fish” from the “water”, British intelligence called it. Education and health services including better amenities were provided for some of the New Villages. This second British objective was less successful as a force for achieving cohesion among rural Malayans. The new British initiative, under the new high commissioner Gerard Templer, while effective militarily, was ruthlessly heavy-handed in its approach. The strategy’s rigorous population control and punitive measures alienated the Chinese inhabitants, at the same time many Malays, jealous of the infrastructure afforded the new settlements, were disaffected.
[‘Briggs Plan’, Wikipedia, http://en.m.wkipedia.org ].
◬ Chin Peng, “enemy of the state”
Decolonisation and independence The British counter-insurgency’s effectiveness in whittling away the guerrillas’ support prompting the MCP’s leader Chin Peng to try to negotiate peace, however talks failed due to the insistence by Malayan leaders, especially Tunku Abdul Rahman, that the guerrillas surrender unconditionally. The granting of independence to Malaya in 1957 was a critical body blow to the MCP’s hopes as thereafter the struggle was no longer an anti-colonial cause. Inaugural prime minister Rahman was now able to characterise the conflict against the communists as a “People’s War” and unify the majority behind him. Bereft of its raison d’être the guerrilla movement quickly dissolved with the last significant group surrendering in 1958 at Perak. Most of the other insurgents still at large including Chin fled north across the Thai border [DVA (Department of Veterans’ Affairs) (2021), The Malayan Emergency 1948 to 1960, DVA Anzac Portal, accessed 14 April 2022, https://anzacportal.dva.gov.au/wars-and-missions/malayan-emergency-1948-1960 ]. MCP failings At the end of WWII the communists’ guerrilla resistance to the Japanese had won it a following among significant numbers of Malayan Chinese, however during the Emergency it failed to consolidate that hold. The MCP’s stated mission was to build a broad coalition uniting Malaya’s racial groups (Malays, Chinese, Indians), in practice it blundered but making no real appeal to non-Chinese segments, the party remained predominantly the domain of the ethnic Chinese community. Even more damning was its non-engagement with rural Chinese (>90% of the Chinese population), the party steadfastly maintained an urban focus, failing to take the concerns of Chinese peasants seriously. The British were able to exploit the MCP’s omission to lever significant grass-roots support away from the guerrillas.[Opper, Marc. “The Malayan Emergency, 1948–1960.” In People’s Wars in China, Malaya, and Vietnam, 173–204. University of Michigan Press, 2020. http://www.jstor.org/stable/10.3998/mpub.11413902.12].
◬ Chin Peng and Chairman Mao, 1965
Lurching into imperial irrelevance In the twilight of Britain’s once majestic global empire, the Malayan Emergency was its fleeting, final hurray. The 1956 Suez Crisis nakedly exposed the limitations of Britain, foreshadowing a status as a spent international force. With decolonisation in Asia, Africa, the Middle East and Oceania in full swing through the Fifties and Sixties, the Sun was setting on the British Empire after all.
Footnote: Peace delayed On 31 July 1960 the Yang di-Pertuan Agong (Head of the Malayan government) officially ended the Emergency. The communist guerrilla force, without their general secretary Chin Peng (by now a guest of the Chinese government in Peking) and shrunken to less than 2,000 men, continued the futile fight against the Malayan state from their border outpost. Armed resistance to the government in Kuala Lumpur from underground units resumed in the late Sixties, but the splintering of the MCP into three opposing factions and a series of internal purges further undermined the effectiveness of its cause. Finally, in December 1989 the Thais brokered the Hat Yai Peace Agreement between the Malaysian government and the MCP [‘Chin Peng, an obituary’, Anthony Reid, New Mandela, 05-Oct-2013, www.newmandela.org].
Amur/Heilong River basin (Photo: WWF–Russia/Y Darman)
In 1883 in a remote region of Northeast China gold was discovered near a tributary of a tributary of the great Amur River by hunters from the local Orochen (or Oroqen) tribe➀. Once word got out, aspiring prospectors flocked to the location on the Zheltuga stream from far and near. The bulk came from Russia, peasants and workers from Siberia and beyond. Many chancers came from Blagoveschensk, by boat to the Cossack station at Ignashino, just across the river from the gold strike spot. Many of these were miners who had deserted from the Amur goldmining district (of which Blagoveschensk was the centre). The gold discovery also became a magnet for all sorts of criminal elements including escaped convicts and deportees from the Far East including Sakhalin Island.
A multi-ethnic mix
As more and more miners joined the hunt for gold, a community given the name of Zheltuga grew up, by 1885 there was around 10,000 miners in residence. Russians were the dominant group but the Chinese (mainly Manchus but also some coolies from Shandong province) made up possibly as much as 10% of the population. Others who joined the diggings included Koreans, Orochens, Frenchmen, Germans, Americans, Poles, Jews and Siberians. The population of the mining community was very fluid, the chancers would dig frenetically for the precious nuggets and if favoured by fortune, they wouldn’t hang around, no one stayed long at the goldmining caper in the Zheltuga camp, a couple of months being about the average➁…the mining community was in “a state of constant flux” [Gamsa, Mark. “California on the Amur, or the ‘Zheltuga Republic’ in Manchuria (1883-86).” The Slavonic and East European Review 81, no. 2 (2003): 236–66. http://www.jstor.org/stable/4213684].
Nine of the 10 headmen of Zheltuga (Photo: Earth Science Museum & Moscow State University)
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Administration and rough-hewn code of civic duties
Despite (or because of) the wildness of the camp and the dubious morality of many of its residents, Zheltuga didn’t function in an ungoverned, anarchical manner. To maintain order and keep Zheltuga’s rampant violence, murder and mayhem in check, a political structure was established with an elected leader and an executive of ten headmen or foremen. A code was promulgated with harsh penalties for breaches of the community’s law – execution for murder, flogging and banishment for lesser crimes. Major decisions affecting the community as a whole were made democratically, meetings of miners (Orlinoe poe) were held in the central field (Orlovo pole/“Eagle Field”) with the entire assembly voting on the matter at hand.
Colours of the Zheltuga republic’s flag
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Leaders (rather grandly termed “presidents of the republic”) also tended to come and go in regular fashion…the first leader went by the name of Adolf Karlovich Fass, a man with a mysterious background, variously thought to be German, Italian (Karl Fassi?) or Jewish in origin. Fass’ short tenure in charge was terminated when he was arrested by Cossack forces and disappeared. Briefly filling the void apparently was an equally shady figure from the Cossack stations named Sakharov. One of the camp’s last leaders was the better known Russian lawyer Pavel Prokunin who led armed resistance against the Chinese assault on Zheltuga before being deposed as well (Gamsa).
Photo: Earth Science Museum & Moscow State University
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Commerce in a frontier proto-state
As the camp’s population swelled, a rudimentary township grew rapidly. To service the burgeoning numbers on the goldfield there were 160 shops by 1885 including 18 hotels and taverns, bath houses, a theatre, a church, a hospital, a billiards saloon and even a circus. A sex industry for the miners (Zheltuga was decreed a male-only community) was set up on the Russian side at Ignashino. Also popular on the goldfield were the spiritonosy (“alcohol carriers”) merchants—mainly Jews and and “Old Believers” from Transbaikalia—who sold vodka to the miners. Businesses in the Zheltuga ’republic’ were required to pay tax [‘ Zheltuga Republic’, Wikipedia,
https://en.m.wikipedia.org].
With the mining of gold Zheltuga’s raison d’être the camp was inevitably tagged with the nickname “California on the Amur” in reference to the more famous, earlier American gold rush. Another name it acquired was Novaia Kalifornia (“New California”). Similarly Ignashino’s proximity to the Manchurian prospecting epicentre earned it the sobriquet Ignashinskaiia Kalifornia.
Source: MAMM / MDF / russiainphoto.ru
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Heightening political instability on the border
The Zheltuga gold mine was located within the northern frontier of imperial China. The Qing authorities’ slowness to act on this trespass on sovereign Chinese land was due to Peking’s ignorance of the goldmining activity. Russia conversely was well aware of the situation and the local region command tended to usually turn a blind eye to it. When the veil dropped from Chinese eyes, the governor (amban) of Aigun (Dongbei China) protested to the new Russian governor-general of Priamur region Baron AN Korff about the illegal gold mine on Chinese territory. Finally forced to take some action, Korff in 1885 moved to bring the community under rein…supplies were cut off and a Cossack cordon was imposed to block Russians passing to the Chinese side and the miners were compelled to sell their gold to the Cossack commander Prince Wittgenstein at a set price. (Gamsa).
Curtains for the “Amur California”
The Chinese Qing government issued warnings to the Zheltuga community to disband its operations on Chinese soil. Initially the miners retreated to the surrounding taiga (boreal forest), pretending to have vacated the camp, only to return to their diggings afterwards. Peking eventually got jack of the miners‘ refusal to heed its demand they vacate the camp, finally taking decisive military action. In early 1886 a detachment of 1,600 Chinese soldiers attacked the mining camp, dispersing the Russian miners who were allowed to skedaddle back over the Amur➂…the Chinese miners were not so fortunate, those caught while fleeing were summarily massacred by the troops. The camp was subsequently razed to the ground. The following year an officially-run Chinese gold mine was established nearby in the village of Mohe (today China’s northernmost city).
Postscript: Hóng-húzi, an imagined “Red Beard” republic of proto-communist Chinese brigands
A curious sidelight to the Zheltuga story is the mythical “Hóng-húzi republic”, the invention of two late 19th century French writers (Messieurs Ular and Mury) both of who travelled to the region and wrote separate accounts. Both concocted alternative versions of the Zheltuga episode as Chinese outlaw republics in northern Manchuria (Ular: ”Feltuga republic”| Mury: “Cheltuga republic”). The essentially “Russian enterprise with a proportionally limited, though nonetheless intriguing, Chinese participation” was recast as “an egalitarian republic of Chinese ‘red beards’” based on communist principles. The myth gained some traction at the time and persisted well into the 20th century. Mark Gamsa described the “Red Beard” saga as “a jumble of myth, rumour and unverified bits of factual information…(fuelled by) “an inventive spirit” [Gamsa, Mark. “How a Republic of Chinese Red Beards Was Invented in Paris.” Modern Asian Studies 36, no. 4 (2002): 993–1010. www.jstor.org/stable/3876481].
§§§§§§§§§§§§§§
➀ a Manchu-Tungus linguistic ethnic minority of forest hunter-dwellers in Heilongjiang and Inner Mongolia
➁ some got no further than the local (Chita) casino, set up to relieve them of their hard-earned moolah (‘How Russians secretly set up their own ‘California’ in China’, Boris Egorov, Russia Beyond, 03-Feb-2021,
www.rbth.com/history/333347-russians-secretly-set-up-california)
➂ leniency was shown to the Russian miners as Peking didn’t want to antagonise Moscow and worsen relations with the Russian Bear
The greater part of the boundary separating Russia from China comprises a 2,824-kilometre river – known as the Amur to the Russians on the northern side and Heilongjiang (meaning “Black Dragon River”) to the Chinese on the southern side. At the river’s confluence with the Zeya River is a curious juxtaposition of urban settlements on the border of the two great Asian powers – Heihe and Blagoveshchensk, facing each other across the river, two small cities similar in size and separated physically by less than 600 metres of water.
Image: russiatrek.org
Heihe, a prefecture-level city within the province of Heilongjiang, only came into existence as recently as 1980 (an earlier town called Aihui or Aigun was located in the vicinity, some 30 km south of contemporary Heihe). Blagoveshchensk«𝓪» is the capital of the Amur (Amurskaya) Oblast in Russia’s Far East with a controversial back story. Cossacks built the first Russian outposts here (then called “Ust-Zeysky”) in the 1850s, on land that under the terms of the 1689 Treaty of Nerchinsk between the Russian tsar and the Qing Dynasty that Russians had been evicted from. Blagoveshchensk (or ‘Blago’ as it is often shortened to) came into being after an opportunist Russia forced China to acquiesce to the inequitable Treaty of Aigun in 1858…the Qings lost over 600,000 sq km of territory in Manchuria including the Amur River site of the future city of Blagoveshchensk. The resentment felt by the Chinese at the unjust 1858 Treaty was magnified in 1900 during the Boxer Rebellion when the Russian authorities in Blagoveshchensk forcibly deported the city’s Chinese community resulting in around 5,000 of the fleeing refugees losing their lives in a mass killing. In modern times Heihe/Blagoveshchensk has been the scene of violent confrontation between Soviet and Chinese troops. In 1969 the two countries fought a battle close to the ”twin cities” over a disputed island in the Amur/Heilong river – at the cost of hundreds of casualties. Amur/Heilong River (Source: worldatlas.com)
By 1989—the year in which the border between the USSR and China reopened after being closed for much of the century—Heihe was still a small village. During the following thirty years Heihe has witnessed the rapid growth and accelerated development associated with many Chinese cities (eg, Shenzhen), a flurry of commercial activity with mercantilist purpose, a flourishing of modern high-rise apartments and even some greening of the city. Conversely Blagoveshchensk, older and more settled, looks “sedate and almost stagnant” by comparison…seemingly resistant to the modernising example of its nearby neighbour. [Franck Billé, ‘Surface Modernities: Open-Air Markets, Containment and Vertilcality in Two Border Towns of Russia and China’, Economic Sociology, 15(2), March 2014, www.repository.cam.au.uk].
Blagoveshchensk tertiary institutionSpatial contrast in architectural styles༄࿓༄
Heihe and Blagoveshchensk over contemporary times have evolved diametrically different urban landscapes. Blagoveshchensk’s taste in architecture tends toward a kind of “horizontal functionalism” (Franck Billé). It’s structures which includes some classical public buildings as well as surviving grey concrete remnants of the Soviet era adhere mostly to a flat, horizontal form«𝓫». Urban planning is faithful to a rigid grid format and retains a “Roman fort” quality. Heihe, on the other hand, in its modernisation projects the iconic vertical model of the Chinese mega cities to its south (high-rise on overdrive, modern shopping malls, etc). Structures like the large Heihe International Hotel sit jutting out prominently on the riverside promenade (Billé).
Heihe lightshow (Photo: Maxim Shemetov/Reuters)Light and dark༄࿓༄
Heihe’s vibrant exterior can be viewed as a pearl set against the beigeness of Blagoveshchensk’s static oyster. At night Heihe’s waterfront becomes a glittery cornucopia, a spectacular colour light show advertising itself to the other side. The stark contrast between the two towns is reminiscent of a similar chiaroscuroesque nocturnal effect observable with the northern Chinese city of Dandong and its barren ill-lit North Korean neighbour 500 metres across the Yalu, Sinuiju. While Heihe’s edge sparkles, Blagoveshchensk’s riverbank remains largely underdeveloped. Notwithstanding the drabness of Blagoveshchensk many of its citizens remain unimpressed by their showy twin’s persona. Blagoveshchensk skeptics describe Heihe as a “Potemkin village”, a flash exterior hiding a poor and dirty reality below the surface, and the evening light show a transparent bait to lure Russian visitors and their roubles from across the Amur [Joshua Kucera, ‘Don’t Call Call Them Twin cities’, Slate, 28-Dec-2009, www.slate.com].
Sculpture of a kiprichi (Source: Indian Defence Forum)The “suitcase trade” ༄࿓༄ The proximity between the Russian and Chinese towns has led to patterns of interaction, especially after the 1989 border opening when Blagoveshchensk day-trippers began making shopping expeditions to Heihe to buy cheap consumer goods, clothing, the latest electronics, etc. Some Russians segued this into a nice little earner, commuting to the Chinese side, buying in bulk and transporting the goods back to Blagoveshchensk in suitcases to resell at a profit. They were known as kiprichi, also acquiring the less flattering nicknames of “suitcase traders” and ”bricks”. The bottom fell out of this two-way trade however in 2014 when the value of the Russian rouble disintegrated against the yuan. The suitcase trade was no longer profitable for Russians, finding their main source of trade with Heihe had disappeared down the gurgler. The devaluation also had a deleterious effect on many Chinese traders who had set up business in Blagoveshchensk (Kucera).
Russian dolls in Heihe (Photo: Zhang Wenfang/chinadaily.com.cn) The kiprichi aside, the Russian side of the river has showed marginal if any interest in forming grass-roots connexions with Heihe…most of the running has fallen on the Chinese side to try to create a welcoming “Russian feel” of sorts in Heihe. Street signs in the Chinese city are written in Cyrillic as well as Chinese, but other attempts have been less convincing, eg, the erection of faux-Russian architecture and shop decor; the appearance of matryoshka doll garbage cans on the street (a counter-productive innovation as it caused offence with some Russians).
Mutual development? ༄࿓༄ The potential for larger scale cross-border exchange between the two cities has been slow to take root, not for lack of commitment or effort on the side of Heihe. Blagoveshchensk has repeatedly dragged its feet on initiates for joint commercial and industrial projects proposed by the Chinese, this is despite China being the Amur region’s largest trading partner! A case in point is the highway bridge connecting Heihe and Blagoveshchensk, essential to expand north Asian trade by integrating the two sides’ road networks. First mooted in 1988, the Russians procrastinated and procrastinated regarding committing to the project which it was envisaged would increase the flow of goods and people between the two towns exponentially…work only commenced in 2016 and construction finalised in late 2019 (still not opened in 2022 due to the ongoing pandemic). Heihe city became a free trade zone in 1992 and boosted by funding from Beijing as part of the Belt and Road Initiative (BRI), has strived to forge local (Dongbei/RFE) economic integration with it’s Russian twin town (even tying it to Moscow’s Siberian gas pipeline plans) [Gaye Christoffersen, ‘Sino-Russian Local Relations: Heihe and Blagoveshchensk’, The Asian Forum, 10-Dec-2019, www.theasianforum.org ].
Russian Far East demographic vulnerability༄࿓༄
Blagoveshchensk’s reluctance to wholly engage with Heihe as partners in joint developments tap into prevailing Russian fears and anxieties about its giant southern neighbour, with whom it shares a porous 4,200-km border. With the Russian Far East being population poor and resource rich, Russian concerns about the possibility of future Chinese future designs on the vast, sparsely-populated territory—including the perceived threat of ‘Sinicisation’«𝓬» (being culturally overwhelmed by the far more numerous Chinese), Chinese expansionism and the balkanisation of the RFE—are never far from the surface. Concerns which are made sharper by awareness of the persisting sense of injustice felt by China at the 1858 Treaty (Billé).
Image: http://gioffe.asp.radford.edu/
Postscript: Siberian exports, casino tourism༄࿓༄
Over the last several years there have a few optimistic signs that Blagoveshchensk is tentatively opening itself up to more trade with Heihe. In the last decade Amur Oblast’s exports (mainly soy, timber, gold, coal and electricity) to China have risen by 16% , and in the same period Chinese visitors to Blagoveshchensk increased tenfold aided by the hosts putting more effort into creating a more attractive environment for tourists, eg, the introduction of casinos in Blagoveshchensk to cater for Chinese gambling aficiandos. Of course, as with the new cross-border bridge, COVID-19 has stopped all of these positive developments dead in their tracks for now [D Simes Jr & T Simes, ‘Russian gateway to China eyes ‘friendship’ dividends after COVID’, Nikkei Asia,www.asia.nikkei.com ].
ก็็ก็็ก็็ก็็ก็็ก็็ก็็ก็็ก็็ก็็ก็็ก็็
«𝓪» = “Annunciation”, literally meaning in Russian, “city of good news”. The traditional Chinese name for Blagoveshchensk is Hailanbao
«𝓫» with some exceptions such as the 65-metre tall, hyper-modern Asia Hotel
On New Years Day 1915 two members of the small immigrant Afghan community of Broken Hill launched an unexpected and deadly attack on a passing convoy of open ore-trucks carrying 1,200 industry picnickers to Silverton. The incident itself did not escalate much further, the so-called ‘battle’ was over after a 90-minute shootout, with the perpetrators dealt with and summarily despatched by a contingent of police, soldiers and private riflemen from the town, however it’s ramifications were more lasting and widespread. What was on the surface a random, mindless and unprovoked attack on innocent picnic-goers, had a complicated lead-up.
The picnic train with overflowing “sardine tin” of passengers (Photo: Broken Hill City Lib)
The casualties:
In the carnage two of the “sitting duck” picnic party were killed by the attackers’ gunfire and up to ten others wounded. The two gunmen then retreated from the scene towards the West Cameleers camp, killing another, unrelated civilian on the way. The police, troops and volunteer militia members of the ‘posse’ caught up with the two attackers at Cable Hill and engaged them in a shootout at a nearby rocky quartz outcrop known as “White Rocks”. During the shootout a fourth victim was killed by stray shots from the perpetrators’ gunsⓐ. A police constable was also wounded and both Muslim assailants were ultimately killed in the affray.
‘White Rocks’ (Source: The Conversation)
In the immediate aftermath of the incident the two perpetrators were wrongly identified as Turks—the Ottoman Turkish Empire has recently sided with the German Reich in the world war against Britain (and therefore against Australia)—due to a Turkish flag and a letter pledging allegiance to the Sultan of Turkey found among the possessions of one of the attackers. In fact the two Muslims originated from the northwest frontier of British India (within modern Pakistan or just over the border in Afghanistan).
A still from a 1981 film, ‘The Battle of Broken Hill’
The assailants:
Badsha Gool Mahomed
(aged about 40) a Pashtu-speaking Afghan Afridi tribesman whose two stays in Australia were punctuated by periods of service in the Turkish Army. After a decline in work for cameleers he was employed in the Broken Hill area’s silver mines before being retrenched. At the time of the incident Mahomed was an ice cream vendor in the townⓑ.
Mullah Abdullah (aged about 60) a Dari-speaking halal butcher and imam for the local cameleer community. Abdullah too tried camel-driving but finding it not feasible turned to working as a butcher in “The Hill”, supplementing it by presiding as spiritual leader for the Afghan community.
‘Barrier Miner’ 2 January 1915’
The influential local newspaper the Barrier Miner had a field day with the incident… “War in Broken Hill”, “The New Year’s Day Massacre“, (Attack) “under the Turkish flag”. Some modern writers have described the “Battle of Broken Hill” as a terrorist incident, “terrorist-suicide mission” (and Abdullah as a) “grey-bearded zealot, fiery when insulted” [Christine Stevens, ‘Abdullah, Mullah (c. 1855–1915)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, https://adb.anu.edu.au/biography/abdullah-mullah-12763/text23021, published first in hardcopy 2005, accessed online 10 February 2022], and inevitable parallels have been drawn with the contemporary landscape of international terrorism. Giving credence to the train ambush being considered a politically motivated act was the edict of Ottoman sultan Mehmet V that the faithful of the Islamic world take up the fight (jihad) against the enemy in the war, made just two months earlier in November 1914 (which undoubtedly struck a cord with the radicalised Mahomed) [‘History repeating: from the Battle of Broken Hill to the sands of Syria’, Panayiotis Diamadis, The Conversation, 03-Oct-2014, www.theconversation.com].
A union closed shop
Imam Abdullah on the other hand had fresh personal grievances against the locals. He had for some time suffered racist harassment from the town’s youths. In addition, Abdullah had fallen foul of the local branch of the Butchers Trade Union which took a discriminatory approach to not-British butchers in the town…only a week or so earlier the non-unionised Afghan butcher had been convicted for the second time of selling meat without a licence by the chief sanitary inspector. Whether the two men were motivated by a sense of persecution or patriotism, relations between the Afghan community and the Europeans in Broken Hill had been disintegrating for some time with the ‘Ghan’ cameleers camp targeted for sabotage. [‘The Battle of Broken Hill and repercussions for the German Community’, The Enemy At Home, www.migrationheritage.nsw.gov.au].
Photo: brokenhill.nsw.gov.au
Economic downturn knee-jerk
A heightening of inter-ethnic tension was a direct result of the grim economic climate of the day, mine closures in Broken Hill meant unemployed miners and the search for alternate work…it didn’t take long for resentments to surface about Muslim immigrants taking white jobs. Afghan immigrants were made to feel unwelcome in Broken Hill and other outback towns with the cameleers relegated to living on the edge of European society in ‘Ghantowns’. Tensions were particularly heated between the local unionised teamsters and the immigrants, largely due to the Afghans cameleers being simply more competitive labour options than the white teamsters…cheaper to hire and providing a quicker service than that of the teamsters’ wagons. This perceived threat to the position of European teamsters in the Broken Hill district led them to retaliate with violence against the Afghan community [‘The Battle of Broken Hill’, Mike Dash, Smithsonian Magazine, 20-Oct-2011, www.smithsonianmag.com].
Razed German Club house (Photo: Broken Hill City Archives)
A “lone wolf” attack
Despite the assailants leaving a note indicating that they had acted alone, many citizens in Broken Hill connected the event to the Turkish enmity towards the British Empire in the warⓒ. An incensed mob, hell-bent on wreaking retribution against the Afghan cameleer camp, had to be prevented from launching reprisals against the outlier Afghan community. The focus then switched to Broken Hill’s German community who many believed had agitated the brace of Afghans into attacking the picnic train. The police and military this time were unable to stop the rampant mob from torching the German Club to the ground.
Wider ramifications
A crackdown of the authorities was not long in coming. With newspapers like the Barrier Miner and the jingoistic Sydney Bulletin beating up the story for all it’s worth and with headlines trumpeting “Turk atrocity” and “Holy War”, “enemy aliens” from Austrian, German and Turkish working in the Hill’s mines were sacked, followed swiftly by Federal attorney-general Billy Hughes’s blanket internment of all foreign aliens in the country.
Photo: Destination NSW Media Centre
Footnote: In a bizarre coincidence Broken Hill’s “ice cream cart terrorism” had a resounding echo in the abhorrent 2016 Bastille Day “lone wolf” terrorist attack in Nice, France. The perpetrator who drove his lorry down a seafront promenade, killing 86 pedestrians (most of them mowed down by the speeding vehicle), told the police when questioned at the site prior to committing the atrocity that he was delivering ice cream.
↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝↜↝
ⓐ the four victims of the two cameleers’ localised “Holy War” were the only Australians killed on home soil as a result of enemy fire during the Great War
ⓑ Mahomed‘s ice-cream cart was used to transport the duo’s concealed weapons to the railroad ambush site
ⓒ some people in hindsight saw the incident as a prequel on Australian soil to the Gallipoli conflict later that same year
At the conclusion of World War Two no one was seriously of the opinion that Glasgow didn’t need to urgent address the acute housing and quality of life dilemmas besetting the city’ inhabitants. For their part, the planners focusing on the city certainly had (or at least professed) good intentions in their efforts to ameliorate what was for tens of thousands of Glaswegians a polluted, congested and thoroughly unpleasant living environment. For all the planning and the vast sums of money poured into redevelopment however, the results were and continue to be more than disappointing. As discussed in the first two parts of this blog series, the uncoordinated approach of having two rival sets of planners trying to implement conflicting visions of a new Glasgow didn’t help matters at all.
Map credit: Glasgow City Council.The Clyde Valley Regional Park Plan with the umpf of the UK government behind it got more of its planned restructure of Glasgow off the drawing board than the discredited Bruce Plan. The core of CVRP’s plan was the “overspill policy”, relocating the surplus population away from the slums of inter Glasgow to new, modern, sanitary, green and spacious accommodation far from the inner-city. There were two planks to the planners’ intended re-housing fix – the creation of five purpose-built “New Towns” outside of Glasgow, at East Kilbride, Glenrothes, Cumbernauld, Irvine and Livingston, and the establishment of four new housing ‘schemes’ (ie, estates)«A̴» on the outskirts of Glasgow — Castlemilk, Drumchapel, Easterhouse and Pollok. Irvine new town (Image: earlyooters.blogspot.com).Avoiding the city slums only to find a brand new set of problems
What looked good on paper (modern flats, heating, indoor toilets, more space, etc) transpired in reality for many of the relocated residents into a deeply dissatisfactory and frustrating experience. Flaws soon surfaced in many of the flats and houses, shoddy construction«B̴», poorly designed heating and ventilation, crumbling housing stock (eg, Castlemilk and Drumchapel). For these residents, the initial hopes and optimism floundering on what Florian Urban calls “a sculpture park of failed modern utopias”. There were grounds for hopefulness at the beginning. After the poky, dirty, overcrowded tenements of Glasgow central, the former inner city residents you imagine would have welcomed living in the housing schemes, many of which were “the equivalent size of many towns in Scotland”, but their positivity were cut asunder by infrastructure realities – there was nothing like an equivalent level of facilities provided to cope with the large implants of population. In a catastrophic piece of non-planning the areas of the schemes had hardly any places for residents to shop or to meet new people and socialise (no pubs, no dance halls, no cinemas, etc) and the promised open spaces for leisure activities failed to materialise. Public transport to take estate residents to the city centre did not run frequently enough and was relatively expensive. The promised local employment opportunities for the new estates were not forthcoming, so unemployment became a major problem for the schemes’ residents (‘Overspill Policy and the Glasgow Slum Clearance Project in the Twentieth Century: From One Nightmare to Another?’, Lauren Paice, IATL Reinvention, Vol 1 Issue 1, May 2013, http://Warwick.ac.uk; ‘Billy Connolly classically described the new estates as “deserts wi’ windaes”’, The Herald, 07-Nov-1998, www.theheraldscotland.com). Scheme in Easterhouse.Scourge of Easterhouse
Easterhouse has the unwanted distinction of embodying the most dire consequences of the failings of Glasgow scheme planning. Physically isolated on the eastern edge of Glasgow, the severity of Easterhouse’s housing estate social problems and their persistence in the 21st century, has drawn a lot of concerned celebrity attention…. Princess Diana, PM Tony Blair and French President Chirac et al all made special visits to its notorious “sink-estates” (‘What’s Happened To Easterhouse: the Most Notorious Housing Scheme in Glasgow’, Francisco Garcia, Vice, 14-Nov-2016, www.vice.com). So depleted was its basic amenities, so lacking in a sense of community spirit, its infrastructure and housing problems magnified by a unemployment rate calamitously high (31.9% cf. a national average of 13.7% Hansard, 3 May 1985), the suburb’s schemes became a case study for social planners on what not to do to create a successful housing development (Paice). Easterhouse’s continuing woes have been compounded seemingly by a corresponding lack of political will to effect meaningful change (Hansard). Rather than leaving their problems and worries behind in the toxic slum tenements of the city, the dispersed Glaswegians found in the peripheral, facilities-deficient housing estates and towns a raft of new social problems…spikes in incidences of drunkenness and family violence, suicide, etc. Alienated and bored youth reacted to the lack of things to do by engaging in vandalism and petty crime (with young gangs perhaps no where active in the late Sixties than in Easterhouse and it’s so-called “Ned culture”)..
Family dislocation
Relocation to the edges from the city led to other unforeseen or unaddressed problems, including a major disruption to the extended family network…many residents in the new projects were now too far away from their past abodes and cut off from their extended families and friends, resulting in a heightening of a sense of isolation (Paice). This outcome was even more perturbing for those Glasgow citizens who had been forced into relocating to the schemes and New Towns.
Cumbernauld Town Centre: “the rabbit warren on stilts”.Though the Glasgow schemes and the New Town project have been widely maligned as abject failures and disasters by both observers and residents, not everyone has come away with a negative perception: the people of Cumbernauld in a 1980s poll gave the program an 87% approval (of course some schemes and some New Towns did better than other). At the very least, the housing experiments did free thousands and thousands of Glaswegians from the abomination of slum life in the city and transported them into new and better if still far from perfect living conditions… certainly anywhere after the Glasgow slum tenements had to be a step up, although some would argue that after fifty or sixty years, the New Towns with their persisting ailments, no longer new, were showing the clear signs of the foundations of new Glasgow slums«C̴» [‘Neighbourhoods New Towns’, (W Hamish Fraser), The Glasgow Story,www.theglasgowstory.com]. Craigshill 1960s (image: Livingston Devlt Corp).Divine right of technocrats
Nonetheless, a deep sense of dissatisfaction was and continues to be the general feeling about the two housing programs. Both plans for Glasgow’s regeneration, both the Scottish Office and Glasgow Corporation, were guilty (unsurprisingly) of taking a technocratic, “top-down’ approach to the re-housing solution. Both groups of planners failed to consult the residents themselves on what they wanted, the very people whose futures were riding on the experiments’ success and would be most affected by the results…a blind “focus on processes and numbers rather than people and their lives” (‘Modernizing Glasgow – Tower Blocks, Motorways, and New Towns 1940-2010’, Florian Urban, Glasgow School of Arts,www.radar.gsa.ac.uk). In hindsight, had they done so, at least some of the chronic and systemic problems may have been averted.
Social engineering, the “Glasgow Effect”
Glasgow’s 20th century standing as the British Empire’s “Second City” and an economic and industrial powerhouse in the region came at a cost. Studies have long revealed that Glaswegians have a proportionately higher early death-rate—and not accountable by poverty alone—than other comparable great cities«D̴». A 2016 report by the Glasgow Centre for Population Health (‘History, politics and vulnerability: explaining excess mortality’) concluded that the combined historic effects of overcrowding, poor city planning (1960s-’80s) and “a democratic deficit–a lack of an ability to control decisions that affect their lives”—were the causes of the city’s susceptibility to premature death (“Revealed: ‘Glasgow effect’ mortality rate blamed on Westminster social engineering”, Karin Goodwin, The Herald, 16-May-2016, www.heraldscotland.com). The SO took this tact, the GCPH asserted, knowing full-well that the policy would be damaging to the long-term health of Glaswegians (Goodwin).
Castlemilk ca.1965 (Source: Gordon Waddell (Pinterest))
.
“Skimming the cream”
The evidence points to a deliberate government policy of social engineering experiments in Glasgow…Scottish Office documents released under the 30-year rule reveal a calculated policy in determining which inner city residents were relocated where. ”Skimming the cream” (rehousing the best preferred preferred citizens in the choices parts of the new settlements) was practiced. Skilled workforce and young families were chosen to reside in East Kilbride and the other New Towns while the centre was left with “the old, the very poor and the almost unemployable”. This tactic and the steering of economic investment away from Glasgow resulted in a “serious population imbalance” (Goodwin) and putting the vulnerable ’stayers’ in a jeopardy.
Murray Drive (Photo: Stonehouse Heritage Group)
Postscript: Belatedly aborted Stonehouse – New Towns become surplus to needs
There was meant to be a sixth New Town built to absorb overspill population from Glasgow…the small village of Stonehouse was slated to accommodate 22,000 new homes and 35,000 people, in fact local farmers had their land compulsorily purchased and the first 96 homes in Murray Drive were not only constructed«E̴» but in 1976 the first residents were already two days in occupancy before the Scottish Office suddenly got “cold feat” and pulled the plug on the development! Why was Stonehouse New Town axed and why did it occur so late in the process? Originally proposed in the early Sixties when planners had identified a continuing need for new houses on the periphery, by 1973 two developments had prompted a policy change — Glasgow city had depopulated dramatically as a result of the dispersals (1970-73: 58,000 Glaswegians left) and the authorities were concerned that too many young people were leaving the centre. The emphasis for the inner city refocused on renovating rather than demolishing and rebuilding and the SO began redeploying resources towards regenerating and rehabilitating the East End of Glasgow. Roger Smith’s answer to the obvious question of why the authorities still kept going with Stonehouse after it was apparent by 1973 that the project was a “no-goer” is that the government machine at both the centralised and local level was simply incapable of “respond(ing) quickly to changing events and new understandings of existing situations”…which seems to sum up many of the urban planning missteps made in postwar Glasgow (Roger Smith (1978) Stonehouse—an obituary for a new town, Local Government Studies, 4:2, 57-64, DOI: 10.1080/03003937808432733; ‘The Scottish town that never was’, Alison Campsie, The Scotsman, Upd. 04-Jun-2020, www.scotsman.com.au).
••••••••••••••••••••••
«A̴» which initially were unfortunately called “townships” until someone pointed out Apartheid South Africa’s use of the same term to delineate non-white homelands
«B̴» the haste of the estate building program contributed to this
«C̴» as a result of multiple factors including lack of investment, cost-cutting on building materials and techniques, poorly maintained estates, apathy and neglect, pollution, loss of community pride, etc.
«D̴» 30% greater risk of dying before 65 than comparable deindustrialised cities like Liverpool and Manchester (Goodwin)
«E̴» everything else planned remained unbuilt, schools, swimming pools, sports centre, factories, etc.
In Part 1 of ‘Glasgow’s Postwar Planning Wars’ we saw how decades of neglect and torpor had resulted in a concentration of Victorian slums and a chronic housing crisis that Glasgow authorities coming out of World War 2 were forced to confront. This prompted the 1945 Bruce Report, proposing that what Glasgow needed to regenerate its overpopulated metropolis was a new approach which was in the words of its author Robert Bruce, ‘surgical’ and ‘bold’. While Bruce’s scheme emphasised slum clearance and a mega-sized re-building project within the city limits, other planners from outside Glasgow put forward a competing plan, one with a very different vision of Glasgow and its solution for the city’s problems.
Patrick Abercrombie (Source: alchetron.com)
The alternative model: ”New Towns” In 1949 the Scottish Office (in Edinburgh) presented the city of Glasgow with an alternate blueprint for improving living standards and renewing the city, the “Clyde Valley Regional Plan 1946” (CVRP), Advocacy of the CVRP model was spearheaded by English town planner Patrick Abercrombie〚𝔸〛, whose town planning CV included the City of London, Hong Kong and Addis Ababa. The Abercrombie Plan recommended rehousing much of the population outside the city largely in “New Towns” which would function as overspill areas for overcrowded central Glasgow…it proposed not Bruce’s skyscrapers but low-rise living, expanding out to spread the density beyond the city limits [‘Scotland from the Sky’, BBC One, Series 1, Episode 2, (TV documentary, 2018)]. Integral to the plan was the presence of green belts in unbuilt areas, establishing buffer zones between the city and the New Towns – an idea the CVRP got from the earlier Garden Cities Movement〚𝔹〛. The outcome of the authorities’ attempts to transform Glasgow’s urban landscape into New Towns and “Peripheral Housing Estates” will be outlined in detail in ‘Glasgow’s Postwar Planning Wars, Part 3’.
Scottish New Town (Source: Pinterest)
New Towns phenomena New Towns were not novel to Glasgow and Scotland, the new towns movement was an international one (from the 1950s on, spreading to developing and de-colonising countries in Africa, Middle East and Asia) [’New towns on the Cold War frontier’, (Michelle Provoost), Eurozone, 28-Jun-2006, www.eurozine.com]). Pioneered in Britain, the movement followed the passage of the 1946 New Towns Act—handing the UK government power to designate areas of land for new town development—kick-starting an ambitious program of new peripheral and outlying settlements across the Home Countries [‘New towns’, UK Parliament, www.parliament.uk].
Schism Over Glasgow: two distinct planning strategies Academic Florian Urban sees the contest to shape postwar Glasgow as one of national ’planners’ versus local ’housers’. The Scottish Office’s CVRP was national policy, Westminster’s optimal regional fix for the poverty, overcrowding and unsanitary nature of Glasgow’s urban inner core. Bruce’s plan was to be the intended local fix, the solution to Glasgow Corporation’s objective of eradicating the city’s slums and ghettos. The first group was advocating dispersal away from the centre and the other containment in newly configured but in some cases even denser concentrations within the metropolis. The schism between the planning philosophies of the planners and the housers tapped into other existing tensions at the time – Tory national government (1951-55) versus Labour Glasgow City Council〚ℂ〛; ’refined’ Edinburgh versus “gritty industrial” Glasgow [‘Modernizing Glasgow – Tower Blocks, Motorways, and New Towns 1940-2010’, (Florian Urban), Glasgow School of Arts, www.radar.gsa.ac.uk]. The Corporation’s opposition to the Scottish Office’s interference (as it saw it) was couched in existential terms…loss of population was equated with the Glasgow authority’s loss of political prestige [‘Building and Cityscape Council Housing’, (Ranald McInnes), The Glasgow Story, www.theglasgowstory.com].
Photo: the sun.co.uk
Regionalisation v Containment: the first as advocated by the Scottish Office and Abercrombie entailed first and foremost the creation of new towns (low-rise housing consisting of “detached, semi-detached or terraced houses surrounded by ample green space”)…contrasting with the containment approach of Bruce and the Glasgow City Council which sought to create “an architecture based on the principles of the existing city (3 to 4-storey modern tenements and corridor streets)” (Urban).
Image: Google Earth
Even after Glasgow Corporation withdrew its approval of Bruce’s proposals (too radical, too expensive), it never formally adopted the Clyde Valley Plan in its place…it did however accept many of the CVRP’s principles. In 1954 the Corporation made key concessions to the planners, agreeing to the creation of green belts around the city and accepting the inevitability of decentralisation (the need for 100,000 new flats outside the metropolis to alleviate the centralised overcrowding). The planners’ objectives were aided by the appointment of Archibald Jury as city architect〚𝔻〛 who was fully on board with the goals of (British) national planning (Urban).
Photo: architectsjournal.co.uk
A mishmash of “divergent visions” In the end the Corporation sat on the fence and opted for “two bob each way”…cherry-picking from both rival schemes — so that both modernist tower blocks and low-rise buildings got erected concurrently and haphazardly, oodles of high-rise and low-rise housing all mingled in together. This confused juggling of opposing plans by the Glasgow authorities led to construction delays and made for erratic even schizophrenic urban planning in the three decades after the late 1940s, contributing to high levels of dissatisfaction felt by many Glaswegians with their reassigned housing arrangements〚𝔼〛.
▓▒░▒░▒▒▒░░▒▒░▒▒░▒▓
〚𝔸〛 together with co-author Robert Matthew 〚𝔹〛 the New Towns movement can trace its British lineage to the “Garden cities movement” of the turn-of-the-Twentieth-century – to the pioneering experiments with Welwyn (later the first of the British New Towns), Letchworth and Cadbury’s Bournville 〚ℂ〛 Glasgow Corporation, still trading on its earlier status as an economic powerhouse within the British Empire, was staunchly committed to resist any attempt by Westminster to curtail its municipal powers (Urban) 〚𝔻〛 replacing Robert Bruce as Glasgow chief planner after he resigned in pique in 1951 following the rejection of his plan 〚𝔼〛 many of the residents removed (some forcibly) from inner Glasgow and relocated in the New Towns and the peripheral estates were sufficiently disenchanted with their new lot that they requested to be transferred to alternate accommodation
⏏️ Corporation engineer Robert Bruce (Source: Scottish field) ⨳
⨳ ⨳ ⨳ As WWII drew to a close Glasgow Corporation (City Council) had big plans for changing the face of Scotland’s biggest city and the (British) “Empire’s Second City” in the postwar period. Determined to rid Glasgow of its unhealthy “ghettos of decay and decline”, its plague of overcrowded slums and entrenched poverty and to fix the city’s critical housing shortage, the Corporation was gearing up for a mission to transform the city-scape. In 1947 a plan for total urban renewal put forward by the city engineer and master of works, Robert Bruce, found favour with the authorities〚𝔸〛 [‘Streets in the Sky: a social history of Glasgow’s brutalist tower blocks to be documented’, Judith Duffy, The Herald, 29-Mar-2015, www.heraldscotland.com].
⏏️ Central Train station, Glasgow (Photo: Network Rail) ⨳ ⏏️ The Planning Committee’s eight-minute film ‘Glasgow Today and Tomorrow’ (1949) was its sales pitch for Bruce’s vision of “New Glasgow”. The functionality and conformity of the estate in this model illustrates why the Bruce Plan was likened to a communist Eastern Bloc city (Screenshot, ‘Scotland on Screen’)⨳⨳⨳“New Glasgow”
Footnote
♾♾♾♾♾♾♾♾♾♾♾♾♾♾ 〚𝔸〛officially, the “First Planning Report to the Highways and Planning Committee of the Corporation of the City of Glasgow” 〚𝔹〛Bruce’s vision was long-term, envisaging a transformation over a 50 year-span into “a healthy and beautiful city” 〚ℂ〛 the city an agglomeration of one million people at the time 〚𝔻〛 an embittered Bruce resigned his post with the Corporation in 1951 〚𝔼〛 furnished with the same set of “mod cons” as Moss Heights
Corsica is best known of course as the birthplace of France’s most famous general/ emperor/dictator/egoist, the one and only Napoleon Bonaparte. However the rocky island of Corsica is deserving of greater recognition for the novelty of its 1750s experiment with democracy and universal suffrage. Prior to 1755 Corsica was a colonial outpost of the Republic of Genoa. Corsicans under the nationalist, resistance leader Pasquale Paoli rebelled against Genoa’s rule in that year[❂] and drove the Genoese off the island (except for a few coastal towns where they were still in occupancy).
▲ 1757 map of Corsica
Having declared the neophyte entity a sovereign state and a republic, Paoli drafted a revolutionary constitution which predated the more celebrated written constitution of the United States of America by three decades. It provided for universal suffrage for islanders over the age of 25…the inclusion of women in the Corsican franchise was a world first[§], building on the island’s earlier precedent of traditional female participation in the podesta (analogous to mayoral elections)[●̲̅̅] [‘The Real First Written Constitution’, Matthew Wills, JSTOR Daily Newsletters, 03-Aug-2018, www.daily.jstor.org].
▲ Moor’s head emblem of Ripublica Corsa
Inspiring the Corsican constitution were the deeply pervasive ideas of the Enlightenment, thinkers such as Rousseau and Voltaire and the ideals of independence, democracy, progress and liberty. Corsica became a constitutional democracy with a Cunsulta (diet or legislative assembly). Enlightened or not, the new republic went unrecognised internationally with the singular exception of the Bey of Tunis [‘Corsican Republic, the small and ephemeral independent state that held the first modern Constitution Jorge Álvarez, LBV, 30 June 2020, www.labrujulaverda.com].
▲ Monument to Pasquale Paoli
Alas, both Corsican sovereign independence and universal suffrage did not sustain for long. The Genoese, unable to supplant Pasquale Paoli’s hold on Corsica by themselves, “horse-traded” Corsica to France, precipitating a French invasion of the island in 1768. The Corsicans fought a guerrilla war against the invaders but were always at astronomically long odds of succeeding. After the decisive Battle of Ponte Novu in 1769[✜] the overpowered Corsican republic’s fate was sealed and Paoli was forced into exile in Britain.
▲ Anglo-Corsican Kingdom blazonry
Postscript: “The Anglo-Corsican Kingdom”
At the time of France’s conquest of Corsica the British debated intervening to restore Corsican rule but rejected it at the time. The state of war between Britain and France from 1793 following the French Revolution prompted Britain to reverse the earlier decision. ‘Invited’ by the Anglophile Paoli (now back in Corsica) to intervene, the upshot was the creation of a unique if ephemeral union between Britain and Corsica. Although there was some flowery talk about common political values and “sister nationhood”, British motives were primarily military and strategic – with its preeminent naval power, control of Corsica gave it a vital Mediterranean base vis-á-vis revolutionary France (especially important after the British fleet’s 1793 expulsion from Toulon by Napoleon). The outcome of the brief experiment of the union (1794-96) with Corsica as a client of imperial Britain was disillusionment on both sides. Aggravating the situation was the relationship between the London-appointed viceroy Sir Gilbert Elliot and the representatives of the Corsican people, especially Paoli – one of mutual distrust. After 1796 Corsica realigned its future to association with France, a province of which it remains to this day [Carrillo, Elisa A. “The Corsican Kingdom of George III.” The Journal of Modern History 34, no. 3 (1962): 254–74.http://www.jstor.org/stable/1874355.; ‘Britain and Corsica 1728-1796: political intervention and the myth of Liberty’, Luke Paul Long, PhD thesis, University of St Andrews (2018), http://DHL.handle.net/10023/13232].
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▲ Corte & Corsica (Photo: Flickr)
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[❂] following an earlier uprising by the Corsicans in 1729
[§] Sweden in the early 17th century granted women a limited franchise but only for those holding land and property
[●̲̅̅] Paoli introduced other reforms, a University was established at Corte, the Corsican language was fostered, Corsica minted its own coinage
Albania emerged from the Second World War with a communist government led by Enver Hoxha striving to free itself from the clutches of Yugoslavia whose leader Tito was intent on making its smaller neighbour part of the Yugoslav federation, a particularly tricky scenario as Albania, economically stricken after the war, was dependant on Yugoslav for urgently needed aid.
𝒮𝓉𝓇𝒶𝒾𝓉𝓈𝑜𝒻𝒞𝑜𝓇𝒻𝓊
Into this already tense situation in the first half of 1946, a rift developed in UK/Albanian relations. First, in March-April London refused to exchange diplomats with Tirana, citing the latter’s unfriendly and “uncooperative attitude” towards British personnel🅰. In May two Royal Navy cruisers Orion and Superb were navigating through the Corfu Straits (a narrow passageway separating that Greek island from Albania) when fired at by an Albanian land gunnery. The British warships sustained no damage but matters escalating from there…two British destroyers entered the straits in October and hit hitherto undetected land mines, HMS Saumarez in particular was badly damaged and later written off. More importantly there were British crew casualties (44 dead and a similar number injured). The following month the Royal Navy undertook a sweeping operation of the straits and found 22 mines {’Albanian-American Relations in the Fall of 1946: A Stormy End’, (Edward J. Sheehy), Tirana Observatory, 9-Apr-2009, www.tiranaobservatory.com}.
𝐻𝑀𝒮𝒮𝒶𝓊𝓂𝒶𝓇𝑒𝓏𝐼𝒞𝒥𝑒𝓂𝒷𝓁𝑒𝓂
The United Kingdom of Great Britain and Northern Ireland v. the People’s Republic of Albania
The UK’s response to the incident was to take Albania to the International Court of Justice in The Hague (the inaugural case brought before the new Court). The protracted case, not concluded until 1949, was a landmark case for the inter-country disputation, helping to lay the foundations for the development of what would eventually become the UN International Law of the Sea (ratified in 1982) {‘Summary of Relevant Aspects of the Corfu Channel Case (Merits)’, www.iilj.org}. The eventual judgements handed down were mixed, the Court found that Great Britain (GB) in entering Albania’s territorial waters did not violate its sovereignty (having a right of “innocent passage”), however it adjudged that GB’s mine-sweeping operation (codenamed “Operation Retail”) was a sovereign violation of Albanian waters, nor did it have permission from the international mining clearance organisations to conduct the operation. Lawyers for the British had argued that it took the action to secure evidence of the minefield’s existence, but the Court threw out GB’s argument of acting in self-protection or self-help {‘The Corfu Channel Case, The United Kingdom of Great Britain and Northern Ireland v. the People’s Republic of Albania‘, UN Environment Program, www.leap.unep.org}.
𝐿𝑒𝑔𝒶𝓁𝒯𝑒𝒶𝓂𝒢𝐵𝒶𝓉𝒯𝒽𝑒𝐻𝒶𝑔𝓊𝑒𝒸𝒶𝓈𝑒
The British legal argument that the mines had been laid by Yugoslavia, acting on a request from Tirana, was denied by Hoxha’s government which blamed Greece for the mines – at the time Albania had involved itself in the civil war in Greece on the side of the Greek communists. The Court determined that collusion between Albania and Yugoslavia in mining the straits could not be proven (www.iilj.org). In a subsequent judgement The Hague ruled that Albania had failed in its responsibility to warn GB of the minefield danger, consequently Albania was ordered to pay GB damages of £843,947 for the material loses of the warships (equivalent to £24.4 million in 2019){‘Corfu Channel Case’, Wikipedia, http://en.m.wikipedia.org}. Hoxha rejected the verdict—though in 1950 the regime offered GB a token amount of £40,000 as payment for compensation—making no serious effort to meet its liability.
Monetary gold stolen from Rome
In 1946 the victorious allies (GB, US and France) established the “Tripartite Commission for the Restitution of Monetary Gold” to recover gold stolen by Nazi Germany and return it to the rightful owners. Included in the Nazi loot was 2,338 kg of gold seized in 1943 from the Bank of Rome by the Nazis, a treasure claimed by both Italy and Albania (and indirectly and partly by GB who identified in this a remedy for its still outstanding damages verdict). The Commission was unable to resolve the monetary gold issue so an independent arbiter appointed by The Hague determined that the gold belonged to Albania. Italy contested the matter—it’s claim resting largely on Italians having been the majority shareholders in the National Bank of Albania (which had been seized by fascist Italy)—taking the dispute to the ICJ, Italy v France, United Kingdom and Northern Ireland and United States of America (1954). The ICJ however held that it had no jurisdiction to adjudicate the case.
𝒩𝒶𝓉𝒾𝑜𝓃𝒶𝓁𝐵𝒶𝓃𝓀𝑜𝒻𝒜𝓁𝒷𝒶𝓃𝒾𝒶𝐻𝒬
A post-Hoxharesolution
Albania refusal to accept the compensation judgement against it and GB’s blocking the transfer of the gold to Albania occurred as Albania entered a long phase of self-isolation🅱. The recovered Nazi gold sat in the vaults of the Bank of England for over four decades and the diplomatic impasse between London and Tirana was not broken until the eclipse of the communism in Albania. When democracy was established in 1991, diplomatic negotiations began and a deal was done, the new government in Albania agreed to pay GB’s compensation bill from the Corfu episode and in return the British agreed to release 1674 kg, providing the funds that economically weak post-communist Albania needed before it could pay GB the amount owing.
𝑀𝒶𝑜𝒶𝓃𝒹𝐻𝑜𝓍𝒽𝒶
.
Footnote: The Tripartite Gold Commission did not deliver the gold to Albania until 1996 (the lengthy process required the cooperation of the GB, US and French governments) and the amount ultimately paid by the Albanian government to GB in “full and final settlement” was US$2,000,000.
▁▂ ▄ ▅▆▇ █ █ ▇▆▅ ▄ ▂▁
🅰 in relation to war graves identification and limitations on movement with the country, a charge denied by Tirana
🅱 Albania severed its relationships not just with the UK and US (Sheehy), but even within the socialist Second World. Stalinist ideologue Hoxha broke off ties with both USSR (1961) and China (1978) for being too ‘revisionist’
Current Lord Chamberlain Andrew Parker (fmr MI5 head) (Source: The Times)
The Lord Chamberlain (LC) is the most senior member of Queen Elizabeth II’s Royal Household retinue. The office has been around in Britain for over 600 years, the incumbent is usually a peer and traditionally has always been male. Today, the LC handles the organisation for the Queen’s attendances at garden parties, state visits, looks after HM’s thoroughbred horses and he supervises the annual upping of the Royal swans. For much of its history though the LC had another, controversial role, censor of the British Theatre with virtual dictatorial powers — he “was answerable to no-one, not even parliament, and was not obliged to justify his decision to playwrights or theatre managers” [NICHOLSON, Steve. Theatre Censorship in Britain (1909-1968) In: Les censures dans le monde: xixe-xxie siècle[online]. Rennes: Presses universitaires de Rennes, 2016 (generated 17 novembre 2021). Available on the Internet: . ISBN: 9782753555495. DOI: https://doi.org/10.4000/books.pur.45008.] A much aggrieved George Bernard Shaw characterised the LC as the “Malvolio of St James’ Palace” [‘The Censorship of the Stage in England’, G. Bernard Shaw, North American Review, August 1899, Vol 69, No 513, pp.251-262, www.jstor.org/stable/25104865].
Walpole, the first PM (Source: History Today)
⋄ The politics of early Georgian drama
Theatre censorship had existed in England since the 16th century but institutionalising its practice as a function of the Lord Chamberlain’s Office (LCO) was a political manoeuvre by the ”First Minster“ Robert Walpole in the 1730s to blunt the weapon of satire which was being effectively used theatrically against his government. The 1737 Licensing Act handed the LC the “power of god” over the English theatre, remarkably this legislative arrangement stayed in force until as recently as 1968. Hitherto to the crackdown critics🄰 of the ruling Whig Party were relatively free to make satirical attacks through the theatre of the day to expose the political corruption of Walpole’s government. The LC’s new carte blanche powers were designed to silence a theatre increasingly hostile to Walpole and the Whigs🄱 [‘The Licensing Act of 1737’, Eliza Hay, www.ericsimpson.sites.grinnell.edu].
1737 Licensing Act
⋄ Examiner of Plays
The LC was provided with two officers to put the spadework, a Examiner of Plays🄲 and a Deputy Examiner of Plays (the offices remunerated by yearly stipends of £400 and £200 respectively). The examiners’ task, assisted by secretaries and other auxiliary staff, was to read the plays that came before them (the LC himself did precious little of the actual reading of the plays) and write “Reader’s Reports” for the LC. They were also required to visit theatres to check on their safety and comfort and to ensure that the LC’s licensing rules were being observed. Theatres without a licence were liable for prosecution and financial penalties [‘Licensing Act 1737’, Wikipedia, http://en.m.wikipedia.org]. Although the ultimate decision on a license rested with the LC, the recommendations to make or break a new play came from the examiners, little wonder then that Bernard Shaw called the examiner “the most powerful man in England or America”.
Above and beyond the spoken word and the text
Censorship was not confined to bowdlerising the texts and banning plays outright🄳, the scope of the Royal censors extended to the actors’ gestures, the costumes, the sound and lighting effects, the set and the stage directions (Nicholson).
Osborne’s 1965 play ‘A Patriot for Me’, the controversy of the dramatist’s refusal to make cuts helped end the LC’s censorship
The view from within the Lord Chamberlain’s Office bubble
The LCO saw themselves as licensors rather than censors. They never really grasped why any reasonable dramatist or manager could object to their control, concluding that playwrights who did so were just trying “to exploit an unsavoury incident or fact”. In the LCO’s Pollyanna-like world view authors of “ordinary decent plays” on the other hand had nothing to fear. The LCO took a disparaging and contemptuous view of the modern playwrights who would rail against their invervention (such as John Osborne and Edward Bond🄴). The LCO tended to justify its censoring role in patronising terms, seeing itself as a moral watchdog, protecting the average playgoer from unsavoury plays, custodians of good taste on the English stage (Nicholson).
Theatre Royal Drury Lane (Source: architectsjournal.co.uk)
Zero guidance for the artist
The Act’s vagueness placed playwrights in an additional dilemma, the office of the LC never really spelt out explicitly what constituted a play’s suitability or unsuitability for a licence, leaving dramatists and the actor-managers of theatres guessing as to the basis of the objection. Plays rejected for a licence or having their manuscripts blue-pencilled for wholesale cuts were usually generically herded under a non-specific catch-all of being either ”immoral or improper for the stage”.
St James’ Palace, home of the Lord Chamberlain (Source: Pinterest)
An effort at codifying
The 1843 Theatres Act made a partial effort at codifying and limiting the LC’s powers, stipulating that a play could only be prohibited if “it is fitting for the preservation of good manners, decorum or of the public peace”. A joint select committee in 1909 advising the LC provided further clarification of the powers, the following were said to be “no-nos” in plays: indecent subject matter; (if a play contains) “offensive personalities”; (if it infers) “violence to sentiments of religious reverence”; “represents invidious manner of living persons”; “calculated to conduce crime and vice”; “impairs friendly relations with foreign powers”🄵 [‘The Lord Chamberlain’s Plays with British Library Curator Dr Alexander Lock’, People of Theatre, (Vlog, 2021), www.peopleoftheatre.com].
‘Mrs Warren’s Profession’ (Photo: V & A Museum)
Plays that dealt seriously with contemporary issues especially sexuality were severely blue-pencilled, eg, prostitution in Shaw’s Mrs Warren’s Profession. The continuing influence of religion saw the LC come down heavily on blasphemy, the portrayal of biblical figures were taboo (eg, Oscar Wilde’s Salome. Obscene language in plays was a serious infraction of the code. Into the 20th century the censorship of the LC maintained its prescriptive role, plays that earned the ire of the examiners included such classics of the modern theatre as Waiting for Godot (bodily functions or parts, even mere sexual suggestiveness) and Cat on a Hot Tin Roof (homosexuality) which had already had a successful run on Broadway in the US. Increasingly as a result the LC was seen to be out of touch with modern concerns and realities.
Source: WNYC
Self-censorship and censorship by proxy
The LC held such control over theatrical performances in Britain that it even prompted an element of censorship by proxy. Rudolf Weiss has noted that fear of the LC‘s wrath led some playwrights to self-censor their work to secure a license and thus a hearing in Britain. Some of the autocratic actor-managers—fearful of financial losses arising from an aborted production—have done the LC’s work for them [‘“Unsuitable for theatrical presentation”: Mechanisms of censorship in later Victorian and Edwardian London Theatre’, Rudolf Weiss, www.ler.letras.up.pt].
Lord Chamberlain in 1960s, Baron Cobbold, resisted calls to abolish censorship (Artist: George JD Bruce)
End of the Lord Chamberlain’s censorship authority
Opposition to censorship was in the air in the 1960s with the emergence of a permissive society…a new generation of young playwrights like Osborne, Pinter and Bond were exploring increasingly polemical subjects in modern society. The Arts Council of Great Britain described the LC’s veto power as having “a contraceptive effect on the development of British drama” (Nicholson). The coup de grâce for theatre censorship came from the reformist Wilson Labour government🄶. The 1968 Theatres Act was part of a broad sweep of modernising legislation during the Sixties, along with the end of capital punishment, the decriminalisation of homosexuality, the introduction of the pill and the legalisation of abortion [‘50 years after Theatres Act, censorship has evolved’, Sandra Osei-Frimpong, Index on Censorship, 14-Aug-2018, www.indexoncensorship.org]. The repeal of stage censorship opened the floodgates for creativity and bold innovation – just one day after the ban ended, the controversial US counterculture musical Hair (New Age nudity, drug-taking) opened on London’s West End.
G Bernard Shaw (Source: thefamouspeople.com)
⋄ Footnote: Loophole in the system
The LCO’s net was wide but there were ways to get round the expurgator’s ban…when one Shaw play was banned in Britain for perceived profanity, the Irish playwright simply resorted to staging it in Liverpool and then Dublin. Later on some playwrights avoided the public theatre circuit altogether and put on their work exclusively at (private member) club theatres around the country. Even British drama institutions, the Royal Shakespeare Company and the Royal Court Theatre, frustrated by the LCO’s persistent interference, “threatened to turn themselves into private clubs for specific productions to evade the LC’s rulings” (Nicholson), which contributed to the groundswell of groups and individuals campaigning to end theatrical censorship.
Arts Theatre Club production, 1955 (Photo: V & A Museum)
…………………………………………………………….
🄰 with dramatist Henry Fielding in the forefront along with the Jacobite opponents of the Whigs
🄱 in theory the LC’s authority was limited to Westminster but effectively its jurisdiction applied to all Theatre Royal playhouses [‘Theatrical Oligarchies: The Role of the Examiner of Plays’, Oxford Scholarship Online, www.oxford.universitypressscholarship.com]
🄲 sometimes called ‘Comptroller’, in the 20th century they have mainly been military men-turned courtiers
🄳 each year relative few plays actually got banned, expurgation was the common recourse
🄴 whose play Saved was one of the last to be banned
🄵 these grounds would prove very controversial in the 1930 when the LC Lord Cromer banned a number of English plays which were hostile towards Nazi Germany (a manifestation of London’s appeasement approach to relations with Berlin). Cromer even send some scripts to the German Embassy for their ‘approval’! [‘Theatre of War: how the monarchy suppressed anti-Nazi drama in the 1930s’, Steve Nicholson, The Guardian, 22-Jul-2015, www.theguardian.com]
🄶 the previous Labour (Attlee) government had unsuccessfully tried to pass an anti-censorship bill in 1949
‘Coniston’ Ashfield, Bea’s first home (Source: hafs.org.au)
You’dbe hard pressed to come up with a personality that epitomised 20th Century Sydney eccentricity more than the legendary Bea Miles who died in 1973. When the subject arises even today, so many Sydneysiders of a certain vintage have a Bea Miles anecdote to tell. Either it’s a chance (and sometimes disconcerting) encounter they had as a school kid—usually on inner Sydney public transport—with the larger (and louder) than life character herself, or one recounted to them by their mother or father. Such was her profile in this city that newspapers in the Forties and Fifties claimed that Bea (or ‘Bee’ as she later insisted it be spelt) was “more widely known than the prime minister” of the day. Bea’s popularity was rooted in that honoured tradition of Australian larrikinism, the unusual thing about this was that she was female※.
Early days, the athletic Bea Miles
Born into a wealthy merchant family, young Beatrice Miles was already exhibiting the rebellious nature that made her buck against the straitjacketed proprieties of conservative Sydney (and specifically North Shore) society, when the illness befell her that would profoundly change her forever. Contracting Encephalitis Lethargica at 21, Bea over time changed physically from a tall, trim and athletic young woman to a seriously overweight, matronly-looking woman.
(Photo: Daily Tele)
Going rogue
More immediately and crucially, Bea underwent a complete personality change, becoming totally disruptive, hyper-kinetic, manic and basically uncontrollable§. When her father couldn’t cope any more with her behaviour he had her committed to an asylum, she was shuffled around between psyche facilities in Gladesville, Kenmore (Goulburn) and Callan Park. After her last escape attempt a Sydney tabloid,Smith’s Weekly,ran a story which exposed Bea’s dire plight in the psychiatric gulag of Callan Park (with sensationalised headline “Mad House Mystery of Beautiful Sydney Girl”) which helped secure her release.
No fixed address
Unable to return to the family home in St Ives, Bea had a sojourn in Sydney’s Kings Cross where she mixed happily with the locale’s Bohemian artists and writers. After this she lived rough in Sydney, finding shelter where she could – a Rushcutters Bay stormwater drain, a cave above a Sydney beach, a park bench opposite Central Station, the steps of a church rectory, etc. Ratbags author Keith Dunstan called her “very nearly the first drop-out, the first hippie”.
Bea with men of the press, circa 1946
CV: Enemy of authority, laws and law-enforcers, habitually disruptive public presence
Bea revelled in being controversial and confrontational, especially towards political and social authorities…abusing police, doctors and magistrates came instinctually to her, and she certainly had plenty of practice at it! By her own (not necessarily reliable) count she was “falsely convicted 195 times, fairly 100 times”…Bea defiantly refused to pay for public transport or to enter cinemas. Other offences earning her the ire of the law included swearing in public and vagrancy.
Bea’s recital services board
Bea Miles, literary orator Bea loved pulling stunts and making a spectacle of herself, some she did for the heck of it—like riding a man’s push bike through the streets while wearing a formal evening dress—other stunts were to earn money after her grandmother’s inheritance allowance dried up – on the street she would hold a sign up to passing punters advertising her declamatory services, for a set “schedule of fees” she would verbatim quote passages from Shakespeare.
Main Reading Room, NSW State Library (Flickr)
Rogue scholar
Under the rough edges of Bea’s (very) public persona, was a formidable intellect. She had excelled at school (Abbotsleigh Girls) and gained admission to medicine at Sydney University. In her post-illness nomadic years, the “wayward waif” as one article called her, never held a formal job and generally gave her occupation as ‘student’. Bea was a habitué of public libraries, especially the State Library in Macquarie Street¶…a life-long voracious reader and produced her own collection of writings, such as “Dictionary by a Bitch”φ.
Bea in the driving seat? (Photo: Daily Telegraph)
Scourge of taxi drivers
The stunts Bea is best remembered and most notorious for involved her with taxis and their drivers. Her propensity for refusing to pay for taxi trips and commandeering taxis to demand that they take her to vastly distant locations has gone into folklore. Legendary instances of this were the 19-day taxi trip she took to Perth (fortunately for the female cabbie involved Bea paid her £600 for the assignment), as well as trips to Broken Hill via Melbourne and Adelaide). As is the way with legendary public figures, some of her outrageous taxi exploits were more urban myths than actual events, like the tale that used to circulate of Bea taking a taxi to Broken Hill and then on approaching the outskirts of the town she was supposed to have done a runner leaving the poor hapless driver fleeced of his massive fare. Bea’s most dramatic encounter with a cab, one that did happen, saw her respond to the driver’s refusal to take her by wrenching the door completely off the taxi’s hinges (she was a big woman!). This legendary “Bea-act” landed her in Long Bay Gaol for a spell (and a rest).
“Bee in charcoal”, Roderick Shaw (Source: portrait.gov.au)
Terror of trams
Tram drivers didn’t escape the attentions of Bea either…the popular press labelled her the “Terror of Trams” and on at least one occasion her antics flirted with real danger as one tram driver who refused to move until Bea paid the fare discovered. Bea, never one to back down, hijacked the tram, seizing its controls and piloted it to Bondi, even stopping to pick up passengers on route.
The Bea Miles “signature look”: The original “bag lady” apparel
Bea’s unorthodox ways made her a Sydney institution and an unmissable sight. Her irregular and unkempt mode of dress made her readily recognisable wherever she went…Bea’s regular ‘outfit’ described by the Sydney Morning Herald as a “down-at-heel uniform” of tennis shoes, white (or was it green) tennis sun visor and ever more scruffy overcoat. Always pinned to the overcoat’s lapel was a £5 note (Bea’s idea of countering any notion the police might get about arresting her for vagrancy).
Years of homeless living, sleeping rough, took its toll on Bea and in 1964 she was taken in by the Little Sisters of the Poor Home for the Aged in Randwick. Those last nine years of her life allowed Bea a clean, dry bed and gave the inveterate bookworm that she was joyous access to another library (borrowing an average of 14 books a week from the Randwick branch library).
(Sydney Morning Herald)
Footnote: Deviating from the mainstream, inheriting some of her father’s idiosyncrasies
Despite the love-hate conflict with her father and his eventual disowning of her, Bea gained quite a number of her radical and non-conformist predispositions and beliefs from him. In his own right, wealthy businessman William J Miles was also an individualist and an eccentric. Miles was a rationalist and a secularist (Bea herself was a staunchly committed atheist❡)… from him she also got her love of Shakespeare and her anti-British imperialist/strident Australian patriotism). In the late 1930s pater Miles’ odd brand of political extremism found its voice in The Publicist. Funded and edited by Miles, the journal advocated fascism (curiously in tandem with Aboriginal rights), wholeheartedly embracing German Nazism and anti-Semitism𝄢. Bea endorsed his pro-Aboriginal and anti-British stand but never enunciated far-right or racist sentiments during her life, although at the end she did express some views that inferred the supremacy of the “white race”.
✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠✠
※ one of precious few non-male Aussie public larrikins, Dawn Fraser also comes to mind
§ though she still retained her sharpness of intellect afterwards
¶ until she was barred from the library in the late 1950s for being a nuisance (What, Bea?!? Never!)
φ example of an entry, “Duty: an excuse for showing unwarranted interference in somebody else’s business”
❡ there’s some dispute over whether her deathbed conversion to Catholicism was genuine or merely Bea’s way of thanking the church for taking her in off the streets in her twilight years
𝄢 it was a forerunner of the Australia First Movement. William’s dalliance with fascism prompted Cunneen’s assessment that, “with dangerous obsessions and money to spend, Miles represented an unstable element in Australian society”
ℼℼ~ℼℼ~ℼℼ
Articles and websites consulted:
Chris Cunneen, ‘Miles, William John (1871–1942)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, https://adb.anu.edu.au/biography/miles-william-john-7576/text13225, published first in hardcopy 1986, accessed online 27 October 2021.
Judith Allen, ‘Miles, Beatrice (Bea) (1902–1973)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, https://adb.anu.edu.au/biography/miles-beatrice-bea-7573/text13219, published first in hardcopy 1986, accessed online 27 October 2021.
Pip Wilson, ‘Bee Miles One of Sydney’s favourite individualists’, Wilson’s Almanac, 18-Feb-2012, web.archive.org
Robert Kaplan, ‘Miles From Her Father’, Quadrant, 07-Aug-2016, http://quadrant.org.au
Last year the US cable channel Comedy Central cancelled its totally left-field “educational comedy” program Drunk History after six seasons. On the surface it might seem improbable that a program with such a flimsy premise would have had such a good run in the cut-throat world of American TV. When the show started in 2013 I wouldn’t have put the ancestral home, or even the rustic “lean-to”, on its chances of surviving into a second season. My initial impressions—apparently mistaken (see below)—were that the actors were pretending, not very convincingly and in fact somewhat ham-fistedly, to be drunk.
ˢᵏᵉʷᵉᵈ ﹠ ⁱⁿᵉᵇʳⁱᵃᵗᵉᵈ ᵒᶻ ʰⁱˢᵗᵒʳʸ
࿏࿏࿏
It’s relative longevity aside, another thing that surprises me about Drunk History was that the show didn’t really attract much knee-jerk flak from the Temperance Society, AA, fundamentalists of the Religious Right, the Puritan elders or other moral crusaders for its portrayal of people in states of intoxication bordering on the point of being ‘legless’. In the Australian version of ‘Drunk History’ there were some mild rebukes in the media, mostly a bit of tut-tutting from viewers about the dangers of “glamorising excessive binge drinking” in a country with an extensive history of problems with the Demon drink§(David Knox, TV Tonight, 2019).
ᵈᵉʳᵉᵏ ʷᵃᵗᵉʳˢ ⁽ˢᵒᵘʳᶜᵉ﹕ ᶜˢᵗ ᵒⁿˡⁱⁿᵉ⁾
The germ of the idea for Drunk History came from, of all things, a late night drinking session its co-creator Derek Waters had with a fellow actor (who’d have guessed!) It premiered under the name Funny or Die as a web series in 2008, the debut webisode featured a liberty-taking retelling of the famous Hamilton-Burr duel in 1804. From an unorthodox educational point of view Drunk History is a kind of adult version soulmate of the British children’s comedy series Horrible Histories, a similar serving of factually-based, humorously told anecdotes for junior viewers, which itself is a quantum leap forward pedagogically from 1950s children television fare of this ilk, eg, Peabody’s Improbable History, which consisted of an anthropomorphic cartoon dog who time travels with a naive and extremely annoying boy companion to earlier epochs to do a bit of history mangling.
The format’s opening gambit presents Waters in relaxed drinking mode with guest storyteller…with very little coaxing from Waters the narrator in no time descends into a boozy state and starts to unfurl a rambling, episodic, partially incoherent account of some historical event (the majority but not all from the pages of American history)…then it segues into a scene where actors in appropriate period costume act out the story while lip-synching the narrator‘s words with hilarious results. The narrators are usually stand-up comedians…possessors of the right skillsets for rambunctious story telling of course! Who better to do it than the dudes for whom off-the-lease manic ranting in booze-soaked establishments is second nature?
¹⁸⁰⁰ ᵖʳᵉᶻ ᵉˡᵉᶜᵗⁱᵒⁿ ⁽ˢᵒᵘʳᶜᵉ﹕ ᵖⁱⁿᵗᵉʳᵉˢᵗ⁾
࿏࿏࿏
Given the cavalier narration and fabricated and anachronistic dialogue littered with liberal snatches of “hipster-speak” and “dude-speak”, you might suspect Drunk History to be sloppy as to historical accuracy. The producers however went to some pains to be accurate with dates and names and what actually happened in the stories. This can be put down to the efforts of hired UCLA PhD students who did the research heavy lifting to keep the history on the tracks. Special care was also taken with the narrators, tasked with getting sufficiently inebriated to capture the desired mood. As host Waters plies them with drink medics are on hand during the shooting—which took place within the familiar and safe milieu of the narrators’ own homes—just in case the alcohol was getting the upper hand over the comics (apparently this was the case on more than one occasion!) (Justin Monroe, ‘The Sober Reality of Drunk History’, Complex, 01-Sep-2015, www.complex.com).
ⁱⁿᵛᵉⁿᵗⁱⁿᵍ ᶜᵒᶜᵃ⁻ᶜᵒˡᵃ ⁽ˢᵒᵘʳᶜᵉ﹕ ⁱᵐᵈᵇ⁾
࿏࿏࿏
But from being initially sceptical about Drunk History, my opinion mellowed (perhaps helped by imbibing a snifter or two myself during viewing) and I slowly warmed to the series. Ultimately I came to appreciate the novel things it brought… introducing me to hitherto low-profile, perhaps minor historical figures and little known events from the past, eg, invention of Coca-Cola, the birth of Hip Hop, Nikola Tesla’s breakthroughs, Tunnel 57 (1964 Berlin Wall incident), “Dr Feelgood”, Lawnchair Larry flight, Typhoid Mary, “Night Witches” (German WWII military aviatrixes)✪. The storytellers raise a glass or three to forgotten women chauvinistically airbrushed from history, one such ‘minor’ figure unearthed in an episode was 16-year-old Sybil Ludington who made an heroic night-time dash by horse to alert New York citizens of the impending threat from the British forces during the American War of Independence (sound familiar?), and alerting us to the fact of how very differently history remembers Sybil and other females (or doesn’t remember!), compared to the immortal glory and reverence heaped on Paul Revere for his famous ride. Another female heroine getting her due recognition in history from Drunk History is Rose Valland, a Parisian art curator in WWII who thwarted the occupying Nazis’ heist of a huge haul of priceless first rank artworks.
ˢʸᵇⁱˡ’ˢ ʳⁱᵈᵉ ⁽ˢᵒᵘʳᶜᵉ﹕ ⁱᵐᵈᵇ⁾
࿏࿏࿏
Giving an extra layer of lustre to the series are the various celebrities appearing in episodes of Drunk History – including “Weird Al” Yankovic as Adolf Hitler, Laura Dern as Nellie Bly, Jack Black as Elvis Presley, Will Ferrell as Abe Lincoln and Ben Folds as Nathan Cherry.
“ʷᵉⁱʳᵈ ᵃˡ ʰⁱᵗˡᵉʳ” ⁽ᵖʰᵒᵗᵒ﹕ ᶜᵒᵐᵉᵈʸ ᶜᵉⁿᵗʳᵃˡ⁾࿏࿏࿏
Postscript:Drunk History International The runaway success of the US prototype has spawned a number of international versions, at last count the franchise has extended to the UK, México, Hungary, Brazil, Poland, Argentina and Australia.
The latest buzz phrases in economic policy in PRC under Xi Jinping are “common prosperity” and “dual circulation” (see Postscript). Actually, common prosperity (Gongtong fuyu) is not new at all to communist China, there has had two previous iterations, the expression originating with Chairman Mao as far back as 1953. Then in the late 1970s leader Deng Xiaoping co-opted the term, flipping it to help spearhead an economic reorientation from the ideologically adherent socialism of Mao to an opening towards market capitalism and private enterprise. Deng proposed a different route to common prosperity, one that allowed some peasants to get rich, which would provide the catalyst to drag the others towards the stated objective.
(Source: addicted2success.com)
First generation billionaires and millionaires; social cohesion imperilled
Beijing tell us the purpose of the Xi-led common prosperity initiative is to reverse the growing trend of the wealth gap which has dramatically increased since Deng’s day. China’s rapid economic growth made it possible to lift millions of Chinese out of poverty, but has also led to a situation where the top 1% holding 30.6% of the country’s wealth. Estimates put the number of Chinese (USD) billionaires as high as 1.1 million (second to the US) (East Asia Forum 20-Sep-2021)⁼ᵃ⁼. According to Elizabeth Economy, China’s Gini coefficient ranks it in the camp of the world’s most unequal states (quoted in Andrew Collier, ’China’s ‘Common Prosperity Campaign Is Going to Be Tough’, The Diplomat, 18-Sep-2021, www.thediplomat.com). Many middle class Chinese citizens are flaunting thbeir nouvelles richesses with luxury acquisitions, which doesn’t go unnoticed by those lower down the socio-economic strata.
Xi in Mao’s shadow? (Photo: denverpost.com)
A pivot to the left?
The Asia Society’s Kevin Rudd described common prosperity as a strategy to re-establish the prominence of the state and the party over the market. Many China-watchers don’t necessarily attribute the new move by the Xi government to the communist party having suddenly rediscovered its 1949 socialist roots. With the situation calling for change, Xi is acting also with an eye to bolstering up his leadership and legitimacy to secure a third term as president next year.
Jack Ma (Source: las2orillas.co)
Cracking down on Alibaba and Tencent
Xi and the party looked round for targets, pressure has been exerted on China’s high profile business elite, mega-billionaires such as Jack Ma and Pony Ma. In genuflect-like fashion their respective companies Alibaba and Tencent quickly came forward to pledge billions of dollars to charities (‘Chinese tech giants pledge billions to support President Xi Jinping’s ‘ common prosperity goal’, Dong Xing, ABC News, 07-Sep-2021, www.abc.net.au). Others to find themselves in the cross-hairs of the new reform agenda include private tutoring, online gaming and the entertainment industry. Critics say that leaning on big tech companies and taxing high and ‘unreasonable’ incomes won’t fix China’s structural inequality in income. What is required is a fundamental change in tax structure and state system which addresses the core problem of a lack of tax revenue. China’s share of revenue is 28.% of GDP cf. 40.3% for OECD countries, its personal income taxes loiter at just 1.2% of GDP cf. the OECD’s 8.2%. PRC’s “Achilles Heel” in tax is the paucity of its compliance, the present system results in a low number of personal tax payers in China relative to workforce size (Collier).
(Source: Brunswick Group)
No “Robin Hood” scenario at work
The Chinese government has moved quickly to reassure concerned business heavyweights (and international investors) about its motives…senior economic official Han Wenxiu’s pitch: common prosperity was “not about killing the rich to help the poor”, rather, he said, it is geared to “doing a proper job of expanding the pie and dividing the pie” (‘Assessing China’s “common prosperity” campaign’, Ryan Haas, Brookings, 09-Sep-2021, www.brookings.edu).
The outcome of such a transformation as the reforms may bring about, some fear may be a “top down Utopian China” with, as K Rudd suggested earlier, even more power and control devolving to the party (‘Changing China: How Xi’s ‘common prosperity’ may impact the world’, Kaishma Vaswani, BBC News, 07-Oct-2021, www.bbc.com).
Little appetite for property and inheritance taxes
One source of redistributing wealth on a national level is taxation on property and inheritance (and a more progressive income tax). But there appears little enthusiasm to upturn this apple cart as it steps uncomfortably on the toes of communist party elites and their vested interests (Haas).
t Image: radiichina.com
Endnote: Millennial “have-nots“, in dire need of a share of the common prosperity
The effects of the free market’s dislocation of Chinese society in the early 21st century falls heaviest on the young. Young Chinese face enormous pressures on the highly competitive road to success, starting with the pressure cooker of trying to excel in the gaokao (higher education entrance exam). Even with tertiary qualifications under their belt, so many find themselves chasing the same plum jobs. with nine million-a-year university graduates, with the exception of a fortunate few “a whole generation” miss out on the Chinese good life promised by the capitalist success story (‘China’s ‘common prosperity’ goal won’t mean Robin Hood style redistribution’, Andrew Leung, South China Morning Post, 23–Sep-2021, www.scmp.com). Signs of growing millennial dissatisfaction with the uber-demanding drudgery of the “996”⁼ᵇ⁼ work culture in large Chinese companies manifest themselves—largely via Weibo the Chinese social media network—in the “lying flat” movement (píng tâng) … more twenty-somethings and thirty-somethings opting to drop-out of the competitive rat race, thus earning the state‘s opprobrium (‘The buzzwords reflecting the frustration of China’s young generation’, Fan Wang & Yitsing Wang, BBC, 14-Jun-2021, www.bbc.com). Then there’s the elusive dream of home ownership, wealthy property investors and speculators have pushed the cost of owning a home out of the reach of many millennials…squeezed out of the property market, feeling burn-out from “996”, more young Chinese are forgoing (or at least postponing) starting a family.
(Photo.thestar.com.my)
Postscript: A new economic model to narrow the income gap
“Dual circulation” dovetails neatly into the objective of common prosperity. Beijing has signalled its intent to re-gig the economic model, moving away from over-dependence on exports and capital investment favouring large enterprises, and tapping into the potential of its huge domestic market. This could lead to a refocus on services, domestic consumption and the environment, and a reliance on “indigenous innovation to fuel growth” (Leung; ‘What is China’s dual circulation economic strategy and why is it important?’, Frank Tang, South China Morning Post, 19-Nov-2020, www.scmp.com).
𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪𝄪
⁼ᵃ⁼ conversely some 600 million workers live on the equivalent of US$154 or less a month (East Asia Forum)
Everyone’s heard the story of Marco Polo, his epic journey from Venice via the Silk Road to Cathay (China) and the court of Kublai Khan, and further explorations in Southeast Asia as the Great Khan’s foreign emissary, but much less well known outside the Maghreb and the Middle East are the more impressive peregrinations—in terms of immenseness of scope and distance—of the medieval Moroccan Islamic traveller Ibn Battūta.
Marco Polo’s ‘Travels’
Battūta was born in Tangier, Morocco, into a Berber family of legal scholars about 50 years after Marco Polo’s birth. In 1325 the youthful Battūta set off alone initially with the purpose of undertaking the hajj (pilgrimage) to Mecca, but circumstance and curiosity took the Moroccan scholar on a seemingly never-ending series of extended side trips. Over the next 29 years Battūta’s travels took him on a wide arc to the East, visiting virtually all of the Islamic lands including far-off Sumatra (in modern Indonesia). Battūta’s sense of adventure and desire to learn about distant lands led him to extend his journey far beyond Dar al-Islam (the lands of Islam) to visit Dar al-Kufr (the non-Muslim world). As an Islamic scholar Battūta’s travel to ‘infidel’ lands was legitimised by the Islamic principle of Talab al-‘ilm (“search for knowledge”) (Berman, Nina. “Questions of Context: Ibn Battuta and E. W. Bovill on Africa.” Research in African Literatures, vol. 34, no. 2, Indiana University Press, 2003, pp. 199–205, http://www.jstor.org/stable/4618304).
Battūta’s travels (Image: ORIAS – University of California, Berkeley)
Battūta’s world
Ibn Battūta’s adventure-packed travels—sometimes on foot, sometimes by sea, often for safety in the company of camel caravans—took him to the lands occupied today by 40 modern countries. Divided into two journeys, the first encompassed North Africa, Central Asia and Russia, the Middle East and Anatolia, India and South Asia, the Maldives, East Africa (down as far as modern Tanzania), Southeast Asia and China. A later, shorter journey took him into the Mali Empire and West Africa (crossing the Sahara to Niger, Timbuktu, etc) and later to Moorish-inhabited Spain.
The top three travellers in Pre-modern history – measured by distance
• Ibn Battūta (Islamic scholar and explorer) approx. 117,000 kilometres
• Zheng He (Chinese admiral and explorer) approx. 50,000 kilometres
• Marco Polo (Venetian merchant and explorer) approx. 24,000 kilometres
(‘Ibn Battuta’, Wikipedia entry; John Parker World Book Encyclopedia, 2004)
Image: www.history.com
Unreliable memoirs
Although Battūta clocked up a phenomenal amount of mileage for a traveller in the Medieval age, many modern scholars believe that Battūta did not visit all of the destinations listed on his Rihla✡ itinerary, the narrative of his journeys. Amikam Elad for instance contends that Battūta plagerised large parts of the travel narrative including the description of Battūta’s travels in Palestine from another Muslim traveller Muhammad al-‘Abduri (Elad, Amikam. “The Description of the Travels of Ibn Baṭṭūṭa in Palestine: Is It Original?” The Journal of the Royal Asiatic Society of Great Britain and Ireland, no. 2, [Cambridge University Press, Royal Asiatic Society of Great Britain and Ireland], 1987, pp. 256–72, http://www.jstor.org/stable/25212152). Doubts also exist about his visits to the city of Sana’a in Yemen, Bolghar via the Volga River and Khorasan et al. Some academics contend that in China Baṭṭūṭa only ever got as far as Quanzhou and Canton. Another false claim was that he witnessed the funeral of the Mongol Great Khan (the reality was no emperor died during Battūta‘s sojourn in China). The Moroccan storyteller borrowed liberally from hearsay evidence in the accounts of earlier Muslim explorers, and from his illustrious Venetian predecessor – the Rihla reveals many similarities in themes and commentataries to Marco Polo’s Travels.
Marco Polo, adapting to Tartar dress
Polo/Battūta overlap
Both Marco Polo and Ibn Battūta were in a sense oral historians, neither travellers penned a single word of the books they are famous for, instead dictating their travel stories to a scribe. Battūta’s tendency to rely on hearsay to describe some places he didn’t visit (eg, the Great Wall of China) mirrored the larger-than-life Venetian storyteller’s inclinations – Polo described the small island of Ceylon thus, “for its actual size, is better circumstanced than any island in the world”, despite never having set foot on Ceylonese soil (Marco’s contemporaries were well aware that “il Milione” was given to exaggeration).
Battūta/Juzayy’s ‘Rihla’
Battūta’s ghostwriter
As Ibn Battūta never kept a journal during his nearly three decades of travel, the Marinid sultan of Fez commanded him to collaborate with court poet Ibn Juzayy who wrote the manuscript of what became A Gift to Those Who Contemplate the Wonders of Cities and the Marvels of Travelling☯ based on Baṭṭūṭa‘s recollections. The title was later shortened for convenience to the Rihla☮. The travel book has transparent shortcomings, the format is undercut by extreme chronological inconsistencies. The travelogue relies on Battūta’s memory—Morgan points out that the memory of a traveller understandably may lapse especially if the travels stretch over such a large passage of time (Morgan, D. O. “Ibn Baṭṭūṭa and the Mongols.” Journal of the Royal Asiatic Society, vol. 11, no. 1, Cambridge University Press, 2001, pp. 1–11, http://www.jstor.org/stable/25188080).
Wives, concubines and divorce
A curious side feature of Ibn Baṭṭūṭa’s global footprint is the disclosure in the travelogue of various personal relationships he entered in to. Baṭṭūṭa on arriving at a new town regularly married women and took countless concubines, leaving the (divorced) wives and some of his issue as well behind when he moved on. For an observant Muslim Baṭṭūṭa includes a surprising level of sexual detail pertaining to the local women he encounters on his journeys (Singer, Rachel, ‘Love, Sex, and Marriage in Ibn Battuta’s Travels” (2019). MAD-RUSH Undergraduate Research Conference. 1. http://commons.lib.jmu.edu/madrush/2029/love/1).
Though the Rihla was in essence intended as the devotional work of a pious Islamic scholar, its real value lies in its secular insights into the world of the Middle Ages…providing descriptions of diverse and far-flung countries’ geography, personalities, politics, cultural practices, sexual mores and the natural world (‘The Longest Hajj: The Journeys of Ibn Battuta’, Douglas Bullis, Aramco World, July-August 2000, www.archive.aramco.com).
(Photo: History Extra)
In the 1350s after Ibn Battūta had finally had his fill of wanderlust and hung up his sandals for good, he settled into an altogether sedentary vocation, appointed as a Qadi (Islamic judge) in his hometown of Tangier.
(Source: Blackstone Audio Inc)
Endnote: Polo and Battūta didn’t invent fabrication and embellishment in travel writing. Herodotus of Halicarnassus (5th century BCE)—considered both the “father of history” and the world’s ur-travel writer from—was prone to mixing in ”legends and fanciful accounts” to his Histories (Euben, Roxanne L. “LIARS, TRAVELERS, THEORISTS: HERODOTUS AND IBN BATTUTA.” Journeys to the Other Shore: Muslim and Western Travelers in Search of Knowledge, Princeton University Press, 2006, pp. 46–89, http://www.jstor.org/stable/j.ctt7t5dw.7).
————————————————————————————————————————
✡ literally the ‘Travels’
☯ the travelogue’s proper title
☮ the word Rihla strictly speaking refers to a genre of Arab literature rather than the name of the travel book (Bullis)
〝 The principle of preventing the spread of infectious disease by which people, baggage…likely to be infected or coming form an infected place are isolated at frontiers or ports until their harmlessness has been proven…〞 ~ Port Nepean Q-Station‘s definition of ’Quarantine‘
Since the initial strains of Covid-19 turned the world upside down and inside out early last year, the word ‘quarantine’ has found a renewed vigour in the lexicon. In a previous blog the history of Sydney’s early animal quarantine station for imported livestock was outlined – ‘Sydney Foreshore’s Animal House of Detention and Segregation on Hen and Chicken Bay’, 21-Apr-2018. Human quarantine in Sydney has a much longer history. The story starts with governor of the colony of New South Wales Ralph Darling. In response to the cholera pandemic sweeping Europe and the risks of ship-borne disease being transported on vessels coming to the colony, Darling initiated a Quarantine Act in 1832 “subjecting Vessels coming to New South Wales from certain places to the performance of Quarantine”❅.
(Source: researchgate.net / Peter Freeman Pty. 2000)
Darling set aside the entire North Head peninsula (277 hectares)—on indigenous Gayamagal country in Manly on Sydney’s northern beaches—for the grounds of the quarantine processing centre. The exact site chosen for the Q-station, Spring Cove, overlooking Sydney Harbour, was already housing an infected and quarantined merchant ship, the Bussorah Merchant.
In the early years of the station’s operation, the practice was to keep sick passengers on board the vessels on arrival at Spring Cove. After complaints from the merchants about the delay and cost of keeping the ships tied up at North Head, the authorities started bringing the sick onshore to free up the transport ships, this required the construction of more substantial permanent accommodation and storage facilities at the Q-Station to replace the original makeshift buildings [‘North Head Quarantine Station’, Wikipedia, http://en.m.wikipedia.org].
Passengers disembarking at North Head Q-Station, 1940s (Photo: State Library of NSW)
Q-Station longevity
The old Quarantine Station enjoyed a surprisingly long lifespan at the North Head site, surviving albeit with decreasing utilisation until 1984⌖, this despite periodical calls for its closure…as far back as 1923 Manly Council alderman and later mayor Percy Nolan was advocating for the Q-Station’s removal in favour of open public space [Sydney Morning Herald, ‘Quarantine Station. Proposed Removal’, 31-May-1923 (Trove)].
Slabs of cut sandstone near the station’s wharf bear the markings of passengers detailing the dates and ship names of their journey to North Head
First class expectations
Conditions and facilities at the Q-station were regularly under scrutiny from the better-off passengers. First class passengers were not slow in bringing deficiencies in housing to the attention of the authorities, leading in the 1870s to the building of a new section of Q-Station passenger accommodation in what was known as “the Healthy Grounds” (Wiki).
A 1881 smallpox epidemic resulting in a large number of internee deaths❧ at North Head facility exposed major shortcomings in the management of the Q-Station, including the lack ofa medical superintendent with a grasp of infection control; no clean linen and towels, soap or medical supplies for patients isolated with smallpox [Allen, Raelene, Smallpox epidemic 1881, Dictionary of Sydney, 2008, http://dictionaryofsydney.org/entry/smallpox_epidemic_1881, viewed 06 Sep 2021].
Aerial view of Nth Head Q-Station – c.1930 (Image: Office of Environment & Heritage)
Bulwark against plagues, viruses, bacteria, etc.
Over the decades the Q-Station at Manly has housed the victims of numerous diseases including smallpox, typhus, scarlet fever, measles and the bubonic plague, as well as victims of natural disasters. The Q-Station provided a refuge for returning WWI veterans suffering from TB and VD. At war’s end it served as the frontline defence against the lethal assault of the Spanish Flu.
(Photo: environment.
nsw.gov.au)
Gradual obsolescence
Post-WWII, as air travel gradually replaced passenger ships, the Q-Station’s role diminished in importance. In its final decades of operation the quarantine station was put to diverse use…housing the unvaccinated (eg, pregnant immigrants), accommodating Vietnamese orphans and as a temporary abode for women and children evacuated from Darwin after Cyclone Tracy decimated that city in 1974 [‘The plague, smallpox and Spanish flu: How Sydney quarantined sick travellers throughout history’, Sarah Swain, 9 News, 2020, www.9news.com.au; ’Q Station on Manly’s North Head echoes with history of pandemics past’, Kathy Sharpe, Mandurah Mail, 21-Jul-2021, www.mandurahmail.com.au].
The stairway (connecting the wharf with the housing) replaced the funicular in use during Q-Station period (Photo: Sydney Coast Walks)
No longer a quarantine station, the surviving 65 heritage buildings are set against the beautiful natural bush land of the Sydney Harbour National Park. Today the old Q-station is converted into a hotel complex (104 rooms including nine self-contained cottages, managed by Accor) with all the tourist trappings, including sleepovers and nocturnal “Ghost and Paranormal tours”.
Pt Nepean Q-Station (Photo: Parks Vic)
Footnote: Port Nepean, North Head’s counterpart In Melbourne, that city’s historic quarantine station can be found on the Heads of Port Phillip Bay. Port Nepean Quarantine Station can point to a similar eventful history to that of the North Head facility. Like it, the Melbourne Q-Station owes it’s existence to an infected immigrant ship…the arrival of the SS Ticonderoga in 1852 with 300 passengers stricken from disease, necessitating the ship’s quarantining at Port Nepean, which led to it’s establishment as a Quarantine Station (originally called “the Sanitary Station”). By the 20th century Port Nepean Q-Station had developed a number of innovative processing features including the memorably named “Foul Luggage Receiving Store”. The station’s Disinfectant and Boiler buildings also became models for other quarantine stations in Australia [‘Quarantine Station’, Parks Victoria, www.parks.vic.gov.au]. At one point animals were also quarantined at the location. By 1978 Port Nepean had ceased operating as a quarantine facility and was closed in 1980. Subsequent uses of the site and holdings include a military encampment and a temporary refuge for 400 Kosovar refugees fleeing the Bosnian War in the early 1990s.
➿➿➿➿➿➿➿➿➿➿➿➿➿➿
❅ “to prevent the introduction of the disease called the malignant Cholera and other infectious disease”
⌖ during that one-and-a-half centuries the Q-Station was the initial home in Sydney for an estimated 13,000 passengers
❧ and the need to build a third Q-Station cemetery to accommodate the rise in mortality
When the first men managed through repeated trial-and-error to get manned “flying machines” off the ground, the first women pioneers weren’t that far behind them in getting into the skies. The first woman got her flying licence (Elise Deroche in France) less than nine years after the Wright brothers made their epic 59-second ‘hop’ – see the 2017 brace of articles elsewhere on this blogsite, Equality at 10,000 Feet: The Pioneer Aviatrix in the Golden Age of Aviation – Part I (May 27, 2017) and Part II (May 31, 2017).
Baroness Derouche (Source: This Day in Aviation)🔺Reitsch testing the FW-61 (Photo: ullstein bild via Getty Images)
While many women overcame obstacles on the way to a career as an aviatrix, those of their sex wanting to become helicopter pilots have found it even more difficult and onerous. The prospects around 1940 when the world’s first modern rotary-wing copter became fully functional looked bright enough for women. Nazi Germany’s pioneering aviatrix Hanna Reitsch was leading the way. In 1938 Reitsch☸ became the first woman to test fly a helicopter, Focke’s FW-61 helicopter, even going on to set a distance record for helicopter flight of 109km. She followed that up with the record (shared with another pilot) for being the first in the world to fly a copter in an enclosed space❇ (Sophie Jackson, Hitler’s Heroine, Hanna Reitsch (2014)).
🔺 Reitsch’s 1955 autobiography
Unfortunately, as the industry has grown since those formative days, female helicopter pilots trying to follow the trajectory of Reitsch’s stellar achievements in the air have found it much harder to penetrate the masculine preserve of the helicopter world. Today women still lag far behind in the gender stakes, in 2019 according to the Civil Aviation Authority women made up only 4.5% of the helicopter pilots in the UK, with just the single female instructor-examiner for the whole country (“International Women’s Day: ‘I’m teaching other women to fly helicopters’”, BBC, 08-Mar-2019, www.bbc.com).
(Photo: Stephanie Wallace/IMdiversity)
The statistics are hardly more encouraging in the US. The Helicopter Association International puts the number of female pilots at around 5%, the FAA (Federal Aviation Administration) which pointedly has no specific data on women helicopter pilots estimates the figure at a perhaps generous 7.9%. (‘How These 2 Women Became The Helicopter Pilot and Reporter Inside Skyeye’, ABC13, 11-Mar-2021, www.abc13.com). Even more concerning, the percentage of women behind the controls has been stagnant over recent decades✴.
But it’s not from the lack of trying to effect change on the part of women aviators! The barriers to female entry into both the commercial and military fields of helicopters led pilot Jean Ross Howard Phelan (above), the 8th US woman to gain her helicopter accreditation, to form Whirly Girls International in 1955—an association dedicated to the advancement of women in helicopter aviation—with just 12 other charter members🈂. Today the group has 72,000 members from 44 countries.
The minuscule inroads made by women inside the sanctum of the “male cockpit” isn’t confined to rotary-wing aircraft. Women pilots have barely had more success in cracking the fixed-wing aircraft industry, their share of the jobs in the US has hovered somewhere between five and six-and-a-half percent. Despite all the efforts of women’s aviation bodies including the Ninety-Nines (the Whirly Girls’ “older sister” organisation) to make headway in rectifying the imbalance, women today constitute just 7% of the world’s certified pilots for all types of aircraft (‘Female Helicopter Pilots on The Rise’, Claire McCann, Prestige Helicopters, Inc., Upd.11-Nov-2020, www.prestigehelicopters.com).
Women in Aviation International: best strategy, targeting girls at a young age to foster the ‘bug’ for a flying career
The reasons flying has continued to be a male stronghold are many and varied. With so few women pilots—only 13 credentialed to fly helicopters by 1955—young women and girls have been bereft of visible role models and mentors to show the way. At school-level not enough effort have been made to make teenage girls aware of the opportunities there are in a flying career. The preponderance of male pilots perpetuates the “highly masculine image of aviation“, reinforcing the stereotype that the profession is “not a woman’s job” (Why There Aren’t More Female Pilots’, Katherine LaGrave, IMdiversity 08-Mar-2018, www.imdiversity.com). This in part comes back to a prevailing mentality of “Top Gun” chauvinism. Female pilots have commented on aviation still being an “old boys’ club” and the lack of support, bias and intimidation they experienced from men in the industry during their training (‘Chances Are Your Pilot Isn’t a Woman. Here’s Why’, Kimberly Perkins, Seattle Business, (nd), www.seattlebusinessmag.com). The issue of unhelpful male pilots for some women has led to another road block, the paucity of female instructors in the industry.
🔺 Ret.Col. Sally D Murphy, 1st female copter pilot in US Army
Once in the industry some women pilots have found themselves facing static career paths, the sheer lack of opportunities to attain seniority has eventually led a number of women in military and commercial aviation to prematurely leave the profession. Another criticism of the aviation industry is that it hasn’t embraced the change in work rules and conditions that other industries have…getting the work/life balance right is an issue of more importance to women who usually have to bear the brunt of child-rearing activities (‘Why are there so few women in aviation?’, Kathryn Creedy, CNN, 20-Nov-2019, www.cnn.com).
🔺 Cessna 172
Research suggests the prohibitive costs involved can be a barrier for women. Aircraft training in the US can cost up to US$150,000, add to this the soaring price of purchasing an entry-level commercial plane today…the (adjusted) price of buying a new Cessna 172 is four times greater than it was in 1960 (‘Why Are There So Few Female Pilots?, Rebecca Maksel, Air and Space, 06-Feb-2015, www.airspacemag.com).
🔺 Malaysia’s 1st female copter pilot (Photo: The Star (Mal.)
What makes the persistence of multiple barriers and obstacles blocking women from realising their professional pilot dreams maddeningly vexatious is the dilemma now facing the industry as a whole, a looming worldwide shortage of qualified pilots to take the reins of the big airliners. Some airlines like United in the US recently have flagged the introduction of quotas to increase pilot numbers for women and for minorities, but much more fundamental structural change is required before we see real progress in tackling the gender imbalance.
(Photo: PPRuNe Forums)
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☸ having already been appointed a flugkapitän (flight captain), a position till then exclusively reserved for male German pilots
❇ later Reitsch was also the first woman to fly a rocket plane
✴ numbers in the US did initially rise from the 1960s to the 1980s but have plateaued since that point (Maksel)
🈂 member #1 was appropriately enough Hanna Reitsch
A term you don’t hear much these days, even among the literati, is the Theatre of the Absurd. I first heard about this theatre genre in the Seventies, when I was introduced to the plays of Beckett and Pinter, and saw the AFT film version of Ionesco’s play The Rhinceros. Even then the Theatre of the Absurd had a kind of Fifties/Sixties feel to it. So where did it come from? Well, we have drama critic and scholar Martin Esslin to thank for the expression. In the late Fifties Esslin drew the dots between the work of various, otherwise disparate and unconnected contemporary playwrights who shared a particular world view and a number of traits and preoccupations. Esslin circa 1960 wrote that these ‘Absurdist’ playwrights were attacking the “comfortable certainties of religious and political orthodoxy, shocking audiences out of their complacency, bringing them face to face with the harsh facts of the human situation”, ie, that it is essentially absurd.
The philosophical framework for Absurdism and the Theatre of the Absurd was laid by French Existentialist philosopher Albert Camus. In his 1942 essay ‘The Myth of Sisyphus’ Camus defines the human condition as basically meaningless and therefore absurd, arguing that “humanity had to resign itself to recognizing that a fully satisfying rational explanation of the universe (in Camus-speak = “formless chaos) was beyond its reach; in that sense, the world must ultimately be seen as absurd” (Crabb). Once we accept this inevitability we can get on with life. Camus’ existentialist view of the universe would go on to strike a receptive chord with the absurdist generation of dramatists.
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Martin Esslin
The emergence of a new theatre in the Fifties which staunchly rejected the realism of status quo postwar theatre and whose calling card was the statement life is meaningless was a reaction to the atrocities and unimaginable inhumanity of the Second World War. Interestingly, Esslin, following Camus, did not feel that the message of the Absurdists—the profound state of despair of humankind—was reason to be pessimistic about the world. Accepting the “mysteries of existence”—that we live in an irrational and “hostile universe” (Camus’ term), for which there are “no easy solutions” leaves (you) with “a sense of freedom and relief” and “the laughter of liberation” (Esslin).
(Image: redbubble.com)
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Theatre of the Absurd antecedents Alfred Jarry’s 1896 play Ubu Roi is often thought of as “proto-Theatre of the Absurd”…bizarre, controversial, revolutionary, paper-thin plot, scatological scatterings, the characters speak in staccato sentences, Ubu Roi also highly influenced the Dadaist art and literary movement which along with Surrealism took its turn in passing the anti-realism torch on to the Theatre of the Absurd. Dadaism like the Absurdist plays was a reaction in part to war (WWI in this case)…as one of its main exponents Tristan Tzara explained: ”if human logic can lead the world to global war then art should abandon all logic and sense“. Likewise, Surrealism’s desire to shock audiences and its descent into the world of human dreams also anticipates some of the preoccupations of the Theatre of the Absurd.
Eugène Ionesco (Image: David Levine/NY Review)
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A theatre movement disassociated from its creators Unlike Surrealism and other arts genres, the Theatre of the Absurd was not a conscious movement. Despite Esslin identifying the Parisian avant-garde as its centre and Beckett, Ionesco, Genet and Adamov the leading figures of the Absurdist movement, there was no organised school of playwrights who identified themselves as its practitioners. Some like Ionesco in fact strongly objected to the label, preferring in his case the term “Theatre of Derision” to delineate his work. The exponents of this form of theatre were disassociated, each of the dramatists arrived independently at a similar style and a vision of the futility of human existence.
Beckett (Source: samuel beckettsociety.org)
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A revolutionary and subversive Theatre of the Absurd Playwrights like Beckett and Ionesco were committed to exploring absurdism in all its manifestations – philosophical, dramaturgical, existential, emotional, a radical form of drama that pushed the boundaries of theatre to the extremes (Dickson)…it’s distinctive features and innovations subverting the established theatre of the day. The Theatre of the Absurd radically departs from traditional theatrical conventions…dispensing with the conventional narrative of the “well-made play” with a beginning, a middle and an end, plots are typically disorganised, often with a non-linear or cyclical approach (“ever diminishing concentric circles”), nothing happens or if it does, it’s in a unmotivated way. Much use is made of ritual. Mysteries go unresolved and order is not restored at the end. Characters have no clear identities and have a homogeneity to them (eg, The Rhinoceros), they are not consistent even interchangeable (eg, Genet’s The Maids), characters don’t develop and are devoid of motivation or purpose.
Eternally waiting for Godot Beckett’s Waiting for Godot was one of the earliest and best known plays to be so designated, becoming an exemplar of Adsurdist theatre. It was controversially received when it premiered in 1953, later famously described by critic Vivian Mercer as “a play in which nothing happens, twice”. ‘Godot’ is a bleak tragi-comedy soaked in “existential despair”. The bleakness of the play is reinforced by the setting: no recognisable time or place❅, sparse set, minimally furnished. Stylistically the play is repetitive, open-ended almost empty of action but with snatches of vaudeville and philosophy. Characters utter illogical and circular dialogue while they wait…and wait for the title character (who never appears). Beckett’s later plays became more and more reductionist, language pared back towards “Endgame” silence.
Beckett’s ‘Endgame’ (Photo: New York Times)
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The war on language The breakdown of language is a preoccupation in Absurdist Theatre. In Ionesco’s The Bald Sopranolanguage disintegrates rapidly, demonstrating its failure as a tool of communication. Nonsense dialogue, characters speaking in gibberish, absurdist dramas often abound in cliches, slogans and non-sequiturs. The plays of Ionesco and NF Simpson also specialise in satirising “the modern prostitution of language corrupted by salesmen and politicians”. Ionesco distinguished between the way he and Beckett assailed language: “Beckett destroys language with silence. I do it with too much language, with characters talking at random, and by inventing words“ (Interview, Paris Review, 1984).
Rosencrantz and Guildenstern (Source: LA Times)
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Representing British colours in the Club de l’Absurde were Harold Pinter (The Dumb Waiter) and Tom Stoppard…the latter’s Rosencrantz and Guildenstern are Deadinvolves a “Godotesque” waiting game with a similar sense of anticlimax. ‘Ros’ and ‘Guil’, relocated from Hamlet, are interchangeable characters who pass the time engaging in philosophical musings and mind-numbing circular discourses with each other.
Camus, ‘godfather’ of Absurdist Theatre (Photo: The Telegraph, UK)
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Footnote: Trans-Atlantic Absurdist Although essentially a European movement, Esslin (less convincingly) includes American Edward Albee into the collection of Absurdist dramatists on the basis that his plays (eg, The Zoo Story, The American Dream, The Sandbox) attack “America’s foundation of optimism”.
‘Zoo Story’ (Photo: Front Row Center)
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❅ a feature of Theatre of the Absurd plays is a sense of timelessness
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Bibliography:
Martin Esslin, Theatre of the Absurd (1961)
Jerome P. Crabb, ‘The Theatre of the Absurd’, Theatre Database, 2006, www.theatredatabase.com
‘Nonsense talk: Theatre of the Absurd’, Andrew Dickson, Discovering Literature: 20th century, 07-Sep-2017, www.bl.uk
‘Absurdity in Theater: Ubu Roi’, Nermin Büsra Kirisik, Artil, www.artilmagazine.com
‘Beckett, Ionesco and the Theater if the Absurd: Crash Course Theater #45′ (Video, 2018)
🚁 Helicopter, from the Greek: helix (‘spiral’ or ‘whirl’ or ’convolution’) + pteron (‘wing’); into French: hélicoptère.
(Photo: Paul Popper/Popperfoto via Getty Images)
We know that manned, powered, heavier-than-air flight in an aircraft began with the Wright brothers in 1903 at Kitty Hawk, North Carolina—unless that is you accept the audacious alternate candidate, Gustave Whitehead’s flight in Connecticut made two years earlier🅰—but when did the first helicopter get off the ground? The primitive archetype seems to be the brainchild of Frenchman Paul Cornu. Cornu, like the brothers Wright, started off as a bicycle maker before veering off into the nascent field of aerodynamic engineering.
M. Cornu (Photo: FAI)
Getting the concept off the ground
Near Lisieux in northern France in 1907, Monsieur Cornu became the first person to (ever so briefly) pilot an airborne rotary-wing, vertical-lift aircraft. The rotorcraft (using an unpowered rotor in free autorotation to develop lift) from Cornu’s own design was a twin-rotor job, the blades rotating in opposite directions which neutralised the torque. M. Cornu’s craft levitated about 1.5 metres off the ground, hovering for some 20 seconds. The Cornu ”Ur-copter” wasn’t manoeuvrable at all (requiring manpower to hold it in position from the ground) and therefore wasn’t practical, but it is considered to be a forerunner of the modern helicopter.
Juan De la Cierva (Photo: Crouch/Topical Press Agency/Getty Images)
De la Cierva and the autogyro
From 1912 on, numerous inventors and engineers were turning their hands to building prototypes of the rotorcraft, but with limited or ephemeral success. Compared to fixed-wing aircrafts, progress with rotorcrafts evolved very slowly, due to intrinsic problems with torque, dissymmetry of lift and control. Sikorsky (below) spent 30 years working on developing helicopters before his breakthrough. Etienne Oehmichen, whose early prototypes included vertically-mounted rotors and a tail rotor, allowing it to fly a distance of one kilometre in 1924! Oehmichen was also the first to carry passengers in his Oehmichen No. 2 helicopter. By the early 1920s Spanish aviator and engineer Juan De la Cierva built the autogyro (sometimes called a “windmill plane” or ‘gyroplane’)… his success advanced the understanding of rotor dynamics. Cierva’s autogiro had air safety in mind, proposing a solution to the craft losing its lift or stalling even at very low speeds. The Spaniard worked out that the autogyro’s rotor function is driven by the speed of the air, cf. the helicopter’s which depends on a motor…in the descent of the autogyro the rotor functioned as a kind of parachute according to Cierva. Ultimately, the helicopter’s superior velocity made it the preferable mode of aerocraft, however Cierva’s principle of the self-turning rotor remained a vital contribution to the later development of functional helicopters. Cierva’s flapping rotor blades has been described as “the single most important discovery in helicopter development” (CV Glines). A countryman of Cornu’s, Louis Bréguet, also experimented with the autogyro in the Thirties, his Bréguet-Dorand “Gyroplane Laboratoire” improving both the craft’s speed to 120km/h and its control capacity. Another step forward in the evolution of helicopters came from Nazi Germany. Professor Heinrich Focke applied Cierva’s pioneering work on aerodynamics to the task of transitioning from the limitations of the autogyro to the creation of a “pure helicopter”. In 1936 Focke and Gerd Achgelis‘ Focke-Wulf Fw-61 smashed existing helicopter records for range and altitude and demonstrated autorotation descent to landing. This plus a control system much more reliable and robust than earlier rotorcrafts leads many aviation geeks to consider the Fw-61 to be “the world’s first truly functional helicopter”.
Image: http://primeindustriesusa.com/wp-content/uploads/2015/08/prime-industries-history-of-the-first-helicopter-infographic.jpg. ’History of the First Helicopter’.
Sikorsky’s practical copter
What Cornu started, Russian-born American designer Igor Sikorsky brought to commercial fruition. Sikorsky invented the first mass-produced, and in the opinion of many, the first practical helicopter, the VS-300, in Stratford, Connecticut in 1939🅱. In commercial production called the R–4, it would go on to play a significant role in the Second World War. By the war’s end Sikorsky had added the R–5 and the R–6 models, specifically designed for the military and specialising in search-and-rescue missions. Although he didn’t invent the first prototype of the helicopter, Sikorsky is commonly thought of as “the father of helicopters” because “he invented the first successful helicopter upon which further designs were based”. The VS-300 became the model for all modern single-rotor helicopters.
Igor Sikorsky, 1939 test flight
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🅰 see the November 2014 blog on this site, ‘Wright or Not Right?: The Controversy over who really was “First in Flight”’
🅱 Sikorsky’s 1939 flight was actually tethered, so the first ‘free’ copter flight (also by Sikorsky) didn’t take place until the following year, 1940
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Sites and articles consulted:
‘History of Flight: Breakthroughs, Disasters and More’, Aaron Randle, Inside History, 09-Jul-2021, www.insidehistory.com
’Focke-Wulf Fw-61’, Modelling Madness, Brian R Baker, www.modellingmadness.com
‘World’s First Helicopter — Today in History: September 14’, September 14, 2018, Connecticut History.org, www.connecticuthistory.org
‘History of the Helicopter’, Mary Bellis, ThoughtCo, Upd. 04-Oct-2019, www.thoughtco.com
‘Who Invented the Helicopter? (and When?)’, Aerocorner, www.aerocorner.com
‘Juan de la Cierva: Autogiro Genius’, C.V. Glines, Aviation History, Sept 2012, www.au.readly.com
‘History of the Helicopter from Concept to Modern Day’, Prime Industries Inc, 31-Aug-2015, www.primeinustriesusa.com
’Juan de la Cierva and the Autogyro’s Invention’, Javier Yanes, Ventana al Conocimiento, 21-Sep-2015, www.bbvaopenmind.com
A quieter side of Moscow to visit—a diversion away from the tourist central of St Basil’s, GUM and the Kremlin¹—can be found at the Russian State Library (RSL) in Vozdvizhenka Street in the Arbat neighbourhood. Moskva’s huge public library (founded 1862) back in the USSR days was called with Soviet originality the VI Lenin Library (with the nickname the ‘Leninka’ or the ‘Leninski’). The library’s facade has the standard CCCP look, monolithic and imposing.
(Photo: rsl.ru)
Modern security, antiquated catalogue
Once inside the entrance we are faced with a surprising level of security…a security cordon more in keeping with Fort Knox or at the very least a central bank, rather than a library – electronic gates and guards in police-type flak jackets. The way the culturally-proud Moscovites look at, it is a house of treasures that can’t be valued in roubles! The Guinness Book of Records ranks RSL as the largest in Europe and the second-largest library in the world behind the Library of Congress, Washington DC². RSL holds upward of 30 million book items (books, magazines, periodicals and other publications (a smaller but very significant number are in other than the Russian language)³.
(Photo: Pinterest)
But everything is big in RSL, collections of rare, historic maps, musical scores, art folios, etc, 36 separate reading rooms, the card catalogue system. Card catalogues? Yes RSL is holding 21st century technology at bay by clinging to row upon row of wooden card catalogue cabinets (Gen Ys and Millennials must puzzle over this furniture from Mars?)…some may scoff at the retention of the “old school” system but I found it quaint, a nostalgic throwback to less sophisticated methodology (although it should be added that the library maintains a digital catalogue system as well).
RSL is part library, part book and document museum. The 160 thousand item-strong maps collection is a cartographer’s “wet dream”, rare historic maps dating back to the 16th century. Rare books, early printed editions, are RSL’s forte, including manuscripts of ancient Slavonic codices.
RSL’s Ottoman collection (Photo: TRT World)
As Russia’s national library–a status comparable to the Library of Congress–RSL has a special role as the nation’s book depository (the recipient of legal deposit copies of all publications in Russia). No cost to enter RSL but tourists have to get a visitor’s badge at the entry gate, cameras and photography inside the library are “no-nos”.
‘Russian State Library’ publication
_____________________________ ¹ actually not far at all from the Kremlin walls, but out of sight and earshot of the throng of tourist queues
²measured by catalogue size (number of items)
³ all holdings and collections in the library amount to over 47 million items
In the wake of the catastrophic Allied defeat in the Battle of France in 1940, Britain made the decision not to defend the strategically-unadvantageous but sovereign Channel Islands lying just eight miles from the French coastline, giving up the oldest possession of the Crown “without firing a single shot” (Hazel R. Knowles Smith, The changing face of the Channel Islands Occupation, 2007)⚀. The islands were demilitarised, giving the German Wehrmacht a saloon passage into them in June 1940. There was no resistance to the German invasion…in addition to the British government withdrawing all troops, the locals were instructed not to resist the German invaders. Unfortunately no one told Berlin about the demilitarisation and German bombers raided Guernsey and Jersey, resulting in the death of 44 civilians✦.
Resistance by the islanders was pretty much out of the question due to geography as well as the numerical strength of the German military commitment (some 21,000 troops and a ratio of two Germans to one civilian in some areas). The islands’ terrain, being very small, flat and easy to search, made it “very difficult for a potential resistance to hide and organise” [‘Life under Nazi rule: the occupation of the Channel Islands’, (Rachel Dinning), History Extra, 25-Nov-2020, www.historyextra.com].
🔺(Photo: World Travel Guide)
A so-called “Model occupation?”
Compared to the harshness of the Nazis’ subjection of Eastern European peoples, the occupying German military exerted a softer, lighter touch in its handling of the residents of the Channel Islands. The occupation has been described as “a gentler and kinder one with a correspondingly civil ladies and gentlemen’s resistance” MCGETCHIN, D. (2017). Journal of World History, 28(1), 154-161. Retrieved July 3, 2021, fromhttp://www.jstor.org/stable/44631517]. Even the attorney general of Guernsey depicted it as a “model occupation”. Hitler clearly saw an opportunity for an exercise in public relations (Dinning). The greater lenience given to the islands’ Britons also can probably be attributed to the Nazis’ perception of the occupied people as “racially elevated”, similar to how the Germans treated the Danes and Dutch, in contrast to the much harsher treatment meted out during the war to Russians and Poles for example (McGetchin).
While relations for the most part were cordial with the majority of islanders accordingly willing to peacefully co-exist with the German presence, the “softer approach” of the Germans shouldn’t be overstated—islanders were not free to speak their minds, they were subjected to curfews, 2% of the population were convicted and some imprisoned, two persons were executed, over 2,000 were deported including some Jews—certainly not a Sunday school picnic and things got tougher over time as the inhabitants faced critical food shortages which progressed into the very real reality of starvation.
🔺 Seigneur of Sark (Dame Sibyl Hathaway) visited by Wehrmacht officers at her fiefdom (Source: Twitter)
Pockets of non-militarised resistance
A lack of overt resistance didn’t mean there was no resistance at all. Among the islanders there was episodes of defiance of a non-violent kind – Britain’s BBC encouraged people to chalk the ‘V’ (for Victory) sign on buildings, ‘V’ jewellery was made, some civilians and local policemen as well raided German stores and supplies, others engaged in intelligence gathering, arson and graffiti-writing (Dinning). Act of sabotage on a small scale occurred and many islanders fed and even hid especially Russian POWs in their properties. On the other side of the coin there were varying forms of collaboration with the invaders, including paid informants who turned in their own people to the Nazis. The most vilified collaborators were women—derisively labelled ‘Jerrybags’ by townsfolk—who had sexual liaisons with the soldiers stationed on the islands (‘Defending Jerrybags’, (Colin Smith), Prospect, 20-Apr-1997, www.prospectmagazine.co.uk).
A Nazi island fortress
With the British civilian inhabitants largely under wraps, the Nazi Führer embarked on his plans to “battle-proof” the Channel Islands. The Nazis transported massive amounts of steel and concrete for the grandiose-scale building scheme, tower forts, 45m-high gun stations, casements, anti-tank walls, air-raid shelters, bunkers and tunnels§. Beaches were mined and barbed wire laid around the coastlines. Hitler has plans for the heavily fortified islands in the post-war Third Reich as well, to serve as a haven for Axis soldiers [‘Did you know about Hitler’s insane “war-proof” islands?’, (Jeremy Caspar), SBS, 17-Mar-2017, www.sbs.com.au]. The value of the Channels’ coastal defence network to Hitler as propaganda against enemy Britain accounts for Berlin’s out of proportion material commitment to the Channels, constituting 10% of the Nazis’ Atlantic Wall resources⋔ (‘Occupation of the Channel Islands by Nazi Germany’, New World Encyclopedia).
Forced labourers building island fortifications 🔻
(Photo: Priaulx Library & Occupation Archives)
The fortresses were built by Organisation Todt (OT – the Nazi civil and military engineering group) employing forced labour mainly from Eastern Europe (French and Spanish prisoners were also forced into service on the mega-building project). The effectively enslaved workers (Ostarbeiter) were treated appallingly badly (with a resulting large loss of life) by the Wehrmacht soldiers who looked on them as Untermenschen (“sub-human”) (Dinning)✪. The Nazis built four labour camps on Alderney Island, two for ‘volunteer’ labourers (Hilfswillige) and the other two were concentration camps.
(Source: tvtime.com)
Hitler’s fortresses, or the remnants of them, remain highly visible to this day – especially on Alderney the most northern of the Channel Islands. Alderney was the most heavily fortified of the islands (nicknamed “Adolf Island”), after virtually all of its inhabitants were evacuated [‘The Nazi Occupation of the Islands of Guernsey‘, (Stephanie Gordon), Historic UK (nd), www.historic-uk.com].
Footnote: How did the Channel Islands first become English?
Traditionally belonging to the Duchy of Normandy, the collection of small islands became English when Norman noble William the Conqueror was victorious at Hastings and succeeded to the English throne in 1066.
Postscript: the return of evacuees to the Channel Islands from mainland Britain after liberation in 1945 led to a difficult period of reintegration for all. A schism within the communities developed and sustained for a long time, some of those who stayed thought the evacuees cowardly for leaving, whereas the latter retorted that it was they who had gone through the real war facing the Blitz while the “safe-at-home” ‘stayers’ cosied up to the Germans (Barrett).
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⚀ Britain prime minister, Churchill, in his ‘bulldogged’ forthright fashion still wanted to defend the Channel Islands on a matter of principle, however the stark realities disclosed by the naval high command—the islands were situated too far from mainland Britain, too close to enemy bases in France, the martial materials required to do so would have left Britain vulnerable to defending itself—made the decision a “no-brainer” [Duncan Barrett, Hitler’s British Isles, 2018]
✦ there was token resistance to the raids from a solitary ground gun on the Isle of Sark
§ in both Guernsey and Jersey 200-250 strongpoints were constructed by OT
⋔ the Atlantikwall was an extensive Nazi coastal defence system built along western continental Europe andScandinavia
✪ around 16,000 forced/slave workers were sent to Jersey alone [‘World War Two: Forced labourer who made Jersey his home, BBC, 10-May-2020, www.bbc.com]
A symbol of modernisation 1964 was a bumper year for the Japanese. In October of that year two events helped the country finally break free of the persisting shadow of an an ultimately inglorious and painful World War II experience. Japan’s capital Tokyo staged the XVIII Summer Olympic Games and Japan launched its iconic high-speed train service, the Shinkansen (meaning literally “new trunk line” or “new main line”), popularly called the “Bullet Train” (弾丸列車 dangan ressha) because of the similarity of the initial (0 series) design of the nose✲. Together, the Olympics and the Shinkansen’s arrival symbolised the fulfilment of “Japan’s recovery from the devastation of war and the beginnings of Japan’s stratospheric rise as an economic superpower” (Braser & Tsubuku)⌧.
(Source: JapanRail Pass)
Planning for the Shinkansen started in the 1950s and had its origins in the realisation that Japan’s conventional rail network was reaching capacity and not up to the demands of modernisation. The country’s geography, climate and population needed a faster, modern network. A VFT was identified as imperative for a land mass that stretched over several islands north to south for thousands of kilometres. Construction (and operational) challenges were manifold and extremely formidable – a mountainous country subject to earthquakes, typhoons, heavy rain and snow and flooding (Hood).
The original rail service, the Tōhoku Shinkansen connected the three principal cities on Honshu island, Tokyo, Nagoya and Osaka. The impact on intra-Japan rail travel was immediate and dramatic. With the sleek “whiz-bang” new train reaching speeds of up to 210 km/h⍟, the journey between Tokyo and Shin-Osaka was cut from 6 hrs & 30 mins in an conventional train to around 4 hrs & 10 minutes in the Bullet Train! (in 1965 it was reduced again by a further hour)✪.
Two symbols of Japan (Source: National Geographic)
An accident-free record
As impressive as it is, the Shinkansen’s most impressive attribute is not its rapid speed, but its peerless safety history over a period of 57 years. The Shinkansen service has not suffered a single casualty or even one injury in the totality of its trips. The only blots on the perfect record in this time have been two derailments (one in an earthquake and one in a blizzard) (Glancey).
The JRG 6 (Source: JapanRail Pass)
Rail privatisation
Originally the Shinkansen train network was built and operated by the Japanese government (Japanese National Railways), but in 1987 it was privatised, coming under the ownership of six Japanese Railways Group (JRG) companies. Today they runs nine separate lines, smoothly criss-crossing the densely-populated Honshu and Kyushu islands and extending to the northern island of Hokkaido, it’s spotlessly clean carriages carrying an average of around 150 million passengers a year (JapanRail Pass). The network has two types of Shinkansen trains – Kodama Express and the limited stop Hikari Super Express train.
N700 series (2020) (Source: cnn.com)
Personifying Nihongo efficiency
The latest iteration of the Shinkansen, the N700 train with its aerodynamic duckbill-nose completes the Tokyo–Osaka journey in 2 hrs & 25 mins⌽. The N700S (Supreme) has the advanced capacity to continue operating during earthquakes. Punctuality is also the Shinkansen’s strong suit – the average delay for the railway’s fleet of trains is less than 60 seconds (Dow). The Shinkansen’s efficiency represents “an elegant solution for shuttling workers from one dense city to another” and doing it rapidly, workers living “in distant, relatively undeveloped areas can commute to Tokyo (for instance) in two hours” (Pinsker)⛃.
Local dissenters to the “love affair” with the Shinkansen
The Shinkansen has been achange agent for Japanese economy and society, a potent symbol of the nation’s development. Research indicates that those urban hubs with a Shinkansen station experience higher population and higher employment growth rates (Sands). Not everyone in Japan however is 100% behind the Bullet Train companies’ unbending “full-steam ahead” approach. There have been pockets of local rural opposition pushing back against JRG’s relentless land acquisition process. Residents along the routes whose quality of life has been adversely affected by Shinkansen’s noise and vibration have also been vocal in their complaints (Hood).
Japan’s Maglev prototype (Source: ft.com)
Eye on the future
Not resting on the laurels of the Shinkansen series’ cutting-edge technology, research has been happening since 1962 on a linear motor railway system. In the 2000s JR Central commenced testing a Maglev train prototype, the Linear Chūō Shinkansen, which can reach a speed in excess of 500 km/h – this service is slated for introduction in 2027 (Nippon.com).
Postscript: To transfer technology or not to transfer technology?
Japan’s success with the Shinkansen has spawned imitators. China’s vaulting high-speed train ambitions—while denying charges of intellectual piracy by copying the Shinkansen—has seen it have to resort to reliance on German and French as well as Japanese VFT technology for its own high-speed train. Consequently some Japanese railway insiders have criticised the technology leak to China, lamenting that when you put high technical ability on display (as Japan has with its crown jewel train), it gets copied. However there’s no consensus on this point within Japanese government and business. Central Japan Railway Co (owner of Shinkansen and Linear Train Technology) have actively participated in the development of US high-speed trains on an ongoing basis, proponents of this approach argue that by not exporting the Bullet Train technology to countries with large markets, Japan risks losing out to competitors who’ll get in first…the Overseas Rapid Railway Project’s Katsunori Ochiai summed up the gains from exporting: “If the new Japanese model Shinkansen and linear trains are adopted in America, the market for manufacturers of the carriages and signal systems would be greatly expanded.” (Shimbun).
Shinkansen technology transfer’ first export overseas was to Taiwan, successfully helping to develop the Taiwanese High-Speed Rail system.
Taiwan HS Rail (Source: construction-post.com)
ゅ⊞⊞⊞⊞⊞⊞⊞⊞⊞⊞ゅ
✲ a blue snub-nosed design with white livery
⛃ present maximum operating speed of the Shinkansen clocks at 320 km/h
✪ another pioneering first for the Shinkansen: the first dedicated high-speed railtrack in the world
⌽ the N700 series has reached 332 km/h in trials
〥 the network’s efficiency and speed comes at a price – a typical ticket will set you back about $US130 (2014), unless you are subsidised by your employer (Pinsker)
<ほのぱほのぱほのぱ>
Articles and sites consulted:
’Japan’s Transfer of Bullet Train Technology A Mistake. China, Of Course, Has Copied It’, Sankei Shimbun, Japan-Forward, 18-Aug-2017, www.japan-forward.com
HOOD, Christopher P. “The Shinkansen’s Local Impact.” Social Science Japan Journal, vol. 13, no. 2, 2010, pp. 211–225. JSTOR, www.jstor.org/stable/40961264. Accessed 26 June 2021.
SANDS, BRIAN. “The Development Effects of High-Speed Rail Stations and Implications for California.” Built Environment (1978–), vol. 19, no. 3/4, 1993, pp. 257–284. JSTOR, www.jstor.org/stable/23288581. Accessed 26 June 2021.
‘How the Shinkansen bullet train made Tokyo into the monster it is today’, Philip Brasor & Masako Tsubuku, The Guardian, 30-Sep-2014, www.theguardian.com
‘What 50 Years of Bullet Trains Have Done for Japan’, Joe Pinsker, The Atlantic, 07-Oct-2014, www.theatlantic.com
‘Japan’s Shinkansen: Revolutionary design at 50’, Jonathan Glancey, BBC, 15-Jul-2014, www.bbc.com
‘The Shinkansen Turns 50: The History and Future of Japan’s High-Speed Train’, Nippon.com, 01-Oct-2014, www.nippon.com
‘Five things to know about Japan’s Shinkansen: The trains that always run on time’, Aisha Dow, 11-Nov-2016, https://i.stuff.co.nz/
Before the Maglev (magnetic levitation) very fast train (VFT) system was developed—which we can observe today in commercial operation in Japan, China and South Korea—there was the Aérotrain prototype in France✳. Its story starts in the early 1960s when France was faced with a need to revitalise its declining railway sector. In 1963 aviation engineer Jean Bertin pitched his Aérotrain concept for a VFT mass transit system to France’s public transport czars. Over the next two years the government created a state company to study the Aérotrain while Bertin developed his 1:20 scale model train into the full-scale prototype.
Bertin’s invention was a Tracked Air Cushion Vehicle (TACV), a hovertrain riding on a cushion of air atop “a simple reinforced concrete track or guideway”∆. The Aérotrain design borrowed from the lifting technology of hovercraft vessels and from the arliner’s turbo fan. Both the ‘wheelless’ vehicle and the T-shaped track were radical designs at the time. Bertin’s intention was to come up with a simpler and cheaper alternative to the Maglev trains then in experimentation (‘France’s Aérotrain’, Ian Brown, Google Sighting, 10-Oct-2013, www.googlesighting.com).
⇧ “A underscore” logo (Photo: Société des Amis de Jean Bertin)
Exporting the hovertrain
By 1966 Bertin & Cie had built its first Aérotrain test track (6.7km-long) at Essonne, south of Paris. Interest in Bertin’s hovertrain concept was international, Britain designed its own version, the RTV-31 Tracked Hovercraft, and constructed a test track in 1970, in the US, Rohr Industries contracted with Bertin’s company to do the same. Bertin developed several prototypes, the ultimate bring the Aérotrain 180 HV, a 25.6m-long hovertrain seating 80 passengers and attaining a world record speed for overland cushion vehicles (430.3 km per hour).
⇧ RTV-31, UK (Source: Geograph) Photo: www.grandsudinsolite.fr
Technical issues
L’Aérotrain prototype presented Bertin with a series of design challenges — the system would require new elevated guideways for every implementation; the craft when passing other trains or entering tunnels experienced sudden changes in air pressure; the Aérotrain’s gas turbines operated with giant propellers which generated tremendous noise, necessitating a reduction in speed in urban areas (making it unattractive to some interested authorities) (‘Aerotrain’, Wikipedia, http://en.m.wikipedia.org).
Photo: www.grandsudinsolite.fr
Aérotrain, not the people’s train?
Although the technocrats in the state apparatus were favourably disposed to Bertin’s Aérotrain—especially DATAR (Delegation for Territory Planning and Regional Action)—its acceptance was not universal within France. Technical difficulties like the noise levels turned . many Parisians away from the vehicle. With such a “cutting-edge” special project, a perception grew that Aérotrain travel was for the elite commuter, not the average French worker, “(serving) only a rarefied strata of society”⟴ (Guigueno, Vincent. “Building a High-Speed Society: France and the Aérotrain, 1962-1974.” Technology and Culture, vol. 49, no. 1, 2008, pp. 21–40. JSTOR, www.jstor.org/stable/40061376. Accessed 20 June 2021).
⇧ 180 HV Aérotrain Expérimental
Cost was increasingly a factor working against the Aérotrain, the system, requiring a dedicated track would be costly to implement. The 1973 oil crisis (also see End-note) and the imposition of new strictures on state spending didn’t help, leaving the Aérotrain Company in financial difficulties (Guigueno). Public authorities were increasingly reluctant to fund the Aérotrain project.
⇧ SNCF (Photo:www.france24.com)
The modern versus the traditional
The bureaucracy and SNCF (French National Railway Company) had its own agenda, which deviated from the objectives of Aérotrain. Transport planning in France was committed to a policy of maintaining the efficacy of “traditional modes of urban transport”, heavily investing in Aérotrain ran counter to that. The influential SNCF saw it as a “competitive threat to the traditional railway” (Guigueno).
The lethal blow came in 1974. French president, Georges Pompidou, who had been a moderniser, died. His more conservative replacement, Valéry Giscard d’Estaing, coming down on the side of traditional technologies terminated the Aérotrain project just two months into office. The reasons for Giscard’s opposition to the project are not certain, Guigueno speculates that perhaps the president was reacting to Aérotrain’s unpopularity with the Paris suburbs and their representatives. The recently-approved Cergy—La Défense link for Aérotrain engendered scepticism from locals due to delays and cost overruns and was also canned by Giscard. Giscard whose previous ministerial job was controlling the nation’s pursestrings probably thought Aérotrain was too much of a financial risk at the time (‘Transport That Never Was Part 1: Aérotrain, a hovertrain in Paris’s western suburbs’, Fabric of France, 18-Feb-2020, www.fabricoffrance.com).
⇧TGV Hi-Speed Train (Photo: EURail Pass)
Replacing a revolutionary VFT with a conventional VFT
Aérotrain’s misfortune was TGV’s good fortune. The Giscard government switched from Aérotrain to TGV¶, a rival turbo train design inspired by Japan’s Shinkansen, as the preferred provider for France’s inter-city high-speed rail service. In 1981 TGV became the VFT carrier for the new Paris to Lyon link. Essential to TGV’s triumph over Aérotrain was SNCF’s strategy of “develop(ing) TGV as a supplement to, rather than a replacement for the traditional rail service” (Guigueno)❂. On the matter of infrastructure TGV was a full circuit in front of Aérotrain. The TGV was a better fit with its huge advantage over Aérotrain in compatibility with existing railways in France, and it could extend, beyond the high-speed network, over much greater distances (‘Transport That Never Was’).
⇧ Abandoned Aérotrain test track near Orléans: section of Saran—Ruan monorail still in existence
Aérotrain’s eclipse was devastating for its inventor … Bertin, already stricken with cancer, died several months later, aged just 58. In 1977 the Aérotrain project was abandoned, bringing an end to the grand Gallic hovertrain dream.
End-note: The hike in the world oil price after 1973 posed an acute problem for the TGV prototype, being as it was powered by gas turbines. Sagely, the company switched its prototype to all-electric trains to overcome this, and stay cost-competitive with Aérotrain (‘Transport That Never Was’).
ᔓᔕᔓᔕᔓᔕᔓᔕᔓᔕᔓᔕᔓᔕᔓᔕᔓᔕ
✳ the Aérotrain’s levitation anticipated the magnetic floating effect of the later Maglev train (‘1963-1980 The Aérotrain’, Alex Q. Arbuckle, www.mashable.com)
∆ Bertin understood that by compressing and enclosing air under the vehicle, “it was possible to produce an air cushion over which the craft could glide with minimum resistance and power” (Kaushik Patowary, ‘Aerotrain: The High-speed Train That Almost Revolutionized Transport’, Amusing Planet, 19-May-2020, www.amusingplanet.com)
⟴ Aérotrain #02 prototype and the small cabin-sized Tridim for instance are personal-type vehicles, not mass transit vehicles
¶ TurboTrain à Grande Vitesse
❂ Britain followed a similar path to France, the experimental RTV-31 ended up in the dumpster, superseded by the more conventional APT-E tilting high-speed train
Hitler-Tagebücher, the discovery of diaries, hitherto unknown, claimed to be written by Adolf Hitler, the most talked about man of the 20th century, who wouldn’t want to find out more about a scoop with such history revising ramifications?
The news, when it surfaced in the early 1980s, certainly caused quite a sensation internationally. After eminent historian Hugh Trevor-Roper (Lord Dacre) declared the diaries legit on a first sighting (though later he walked that back a bit), newspaper editors in Germany and the UK unhesitatingly bought the ruse. Rupert Murdoch, after forking out £250,000 to buy the serialisation rights from Der Stern magazine for the diaries, ordered their immediate serialisation in the Sunday Times.
Trevor-Roper: his damaged academic reputation never really recovered from the humiliating affair
With everyone so enthusiastically “gung-ho” about them, the spoiler was that the diaries were fakes, the work of one Konrad Kujau, an East German petty crim and recidivist forger. Kujau’s “Hitler Diaries” were acquired by a ‘Naziphile’ journalist with a bent for Third Reich memorabilia, Gerd Heidemann❶, who was the go-between in selling the diary rights to Stern for somewhere in the region of $2–$3 M. In the transaction Heidemann purloined something considerably north of a tidy sum for himself.
Gerd Heidemann, subsequently jailed for fraud for his part in theforgeries ▼
An incredible lack of credibility
On the face of it the Hitler forgeries had the hole-ridden texture of Swiss cheese. The German Federal Archives eventually pronounces them “clumsy fakes” after two weeks of commotion, described as a “14-day historical mystery-thriller, in which experts changed their minds, Jewish leaders were horrified at an apparent attempt to whitewash Hitler”❷ (Schwarz and van der Vat). There was a “thoroughly incomplete vetting of the diaries” (McGrane). In the flurry of activity as interested parties competed for the diaries, no one thought to test the ink, paper and string of the supposed ‘personal’ seals of the Führer (when three volumes in the form of small notebooks were eventually examined it was shown that they dated from after WWII – Kujau used modern paper which he stained with tea to give it an aged appearance!). Nor did they think to scrutinise the text of the diaries more closely – if they did they would have detected the plagiarism, Kujau copied (word for word) large chunks of a book on Hitler’s proclamations and speeches by Max Domarcus (McGrane).
▲ Some of Kujau’s handiwork (Photo: AFP/Getty Images)
Then there’s the handwriting which didn’t match, an oversight not immediately picked up on. Initially Kujau produced some 27 volumes of the ‘lost’ diaries…the sort of money these fetched was irresistibly tempting, suddenly Kujau ‘discovered’ a whole new vein of Hitler writings, a further 35 diaries and a third volume of Mein Kampf, alarm bells still didn’t ring❸.
Likewise, the simple fact that there had been absolutely no previous record of the diaries’ existence, in an area of historical research which has been so inexhaustibly and copiously trawled for decades, somehow escaped all of those with their eyes on the prize. Another clue missed was Kujau’s careless labelling of each volume ‘FH’ in Gothic letters rather than ‘AH’. The editors of Stern fatally failed to press Heidemann to divulge his source for the diaries, the employee only giving up the name of the known fraudster when the jig was virtually up. The catch-up forensics, when they came, quickly verified the bogus nature of the ‘documents’.
Konrad Kujau (got four-and-a-half years jail for his crime) ▼
Clarity comes with hindsight
Self-recrimination for such egregiously bad judgement followed. With hindsight Lord Dacre reproached himself for being seduced by the find of such a historical treasure…”I should have refused to give an opinion so soon” (Schwarz and van den Vat). 30 years on, Felix Schmidt, one of the three editors-in-chief at Stern❹, reflected that the very thought that Hitler kept diaries triggered “a kind of collective insanity in the upper echelons Stern’s editorial offices”, adding that “delusional secrecy” and “illegitimate mystification” about the affair prevailed.
(Source: Business Insider)
There was in such an intoxicating atmosphere “simply too much money at stake for anyone to come to their senses”.(McGrane). Clearly the newspapers were blindsided by the dollar (and Deutschmark) signs dangling before their eyes, hence their inordinate haste to rush in where cooler and wiser heads would have proceeded with great caution❺.
Postwar German generation
A persuasive argument for why the participants wereso easily duped comes from Die Zeit editor Giovanni di Lorenzo, who attributes their ready acceptance of the flimsy evidencefor the diaries‘ authenticitytogenerational fixation with Hitler of those who lived through the Nazi era.This fascination, Lorenzoconcludes, would have been unimaginable to later German generations (McGrane).
PostScript: Hitler Diaries on the celluloid screen
The celebrated hoax has been translated twice to the screen, the first a 1991 British mini-series based on Robert Harris’ book Selling Hitler with the same title (Alexei Sayle is a comfortable fit as the cheerful and uncomplicated ‘Conny’ Kujau). The second, a satirical German-made film, Schtonk!, released in 1992.
▲ Dictator diarists, courtesy of their ghostwriters
⌯⌯⌯ ⌯⌯⌯ ⌯⌯⌯ ⌯⌯⌯ ⌯⌯⌯ ⌯⌯⌯ ⌯⌯⌯ ⌯⌯⌯
❶ Heidemann’s devotion to Nazi memorabilia extended to purchasing the late Field Marshal Göring’s yacht
❷ in the diaries Hitler is incredulously depicted as being almost blissfully unaware of the atrocities committed against Jews
❸ Kujau sold his first faux Hitler diary to a collector in 1978
❹ all three summarily sacked for their failings
❺ the Sunday Times especially should have been treading warily given it had been scammed before in 1968 when it spent $250,000 trying to get its hands on the equally fraudulent “Mussolini Diaries”
୭ ˚୭ ˚୭ ˚
Bibliography:
‘Diary of the Hitler Diary Hoax’, Sally McGrane, The New Yorker, 25-Apr-2013, www.thenewyorker.com
‘Hitler Diaries proved to be forged — archive’, Walter Schwarz and Dan van den Vat, The Guardian, 07-May-1983, www.theguadian.com
‘The Hitler Diaries: How hoax documents became the most infamous fake news ever’, Adam Lusher, Independent, 05-May-2018, www.independent.co.uk
Say the word ‘Prohibition’ and people think of those years in the early 20th century when America went dry with a blanket ban on hard liquor consumption, but much less well known is its connexion to that most popular of frozen desserts, ice cream.
(Source: Flickr)
The Volstead Act in 1920 outlawed the manufacture and sale of alcohol in the United States. The 18th Amendment to the Constitution invalidated the licences of brewers, distillers, vintners and sellers of alcoholic beverages✴. The anti-alcohol legislation had its roots in the formation of the Anti-Saloon League (1893) supported by et al the Woman’s Christian Temperance Union, sharing its alarm at the growing prevalence of hard drinking and the development of a culture of drink. These like-minded groups coalesced into a national movement which successfully lobbied Washington for the desired reform (‘Why Prohibition?’, Temperance & Prohibition, Ohio State University, www.ose.edu)❂.
(Source: Flickr)
Nature (and business opportunism) abhors a vacuum
Into the void left by plummeting alcohol consumption (in the early 1920s consumption of beverage alcohol was around 30% of the pre-prohibition level (‘Why Prohibition?’), came ice-cream, marketed partially as a “comfort food” for those committed drinkers bereft of the booze. The advent of Prohibition was thus a boost to the ice cream business. Americans didn’t simply stop drinking beer, wine and spirits and take up iced confectioneries…over the nine years from 1916 ice cream consumption increased 55%, against a population increase of only 15% (‘Thanks, Prohibition! How the Eighteenth Amendment Furled America’s Taste For Ice Creams’, Rachel Van Bokkem, AHA Perspectives on History, 08-Aug-2016, www.historians.org).
(Image: Omaha World Herald, CooksInfo Food Encyclopedia)
Even before Prohibition the ice cream business surge started, due to improvements in technology which boosted ice cream’s popularity. Improved methods led to mass production of ice cream; improved refrigeration preserved the product better. Other recent innovations in the industry enhanced ice cream’s appeal to the public, eg, the development of single-serve products (the chocolate ice cream bar, the Popsicle, the Dixie Cup), notably the Eskimo Pie (marketed initially as the “I-Scream-Bar”) by Christian Nelson; Harry Burt’s “Good Humor Bar” which added a wooden stick to the frozen confectionery…a further advance by Burt was the introduction of a mobile service (trucks with freezers bringing the bars to the neighbourhoods) (Van Bokkem). Another factor was the spike in the number of soda fountains in American drugstores (the New York Times estimated that there were over 100,000 soda fountains in 1922, generating $1B in sales (‘Why Ice Cream Soared in Population During Prohibition’, Farrell Evans, History, 28-Jan-2021, www.history.com).
Coors Porcelain Co (Source: coortek.com)
Breweries’ strategies responding to Prohibition
When the bans were enforced, the bulk of breweries went to the wall. Research by Maureen Ogle indicates that of the 71,300 American brewers in 1915, no more than 100 survived Prohibition (Ambitious Brew: The Story of American Beer, 2007). The big names in US brewing stood more chance of surviving, but only by diversifying. This they did by branching into the manufacture of everything from ceramics (Coors) to dyes to farm equipment to police vans. Beer giants Anheuser-Busch and Yuengling followed the trend into ice cream production (as did Stroh Brewing), contributing to the estimated 40% growth in consumption in the 1920s (Evans). Pabst Brewing went into making cheese (“Pabst-ett” spread), which was sold to Kraft after Prohibition ended. A number of the brewers made the logical switch to soft drinks, malted milk and malt syrup. Busch also produced frozen eggs, infant formula, carbonated coffee and tea (‘How America’s Iconic Brewers Survived Prohibition’, Christopher Klein, History, 16-Jan-2019, www.history.com).
The alcohol drought prompted the big brewers to fall back on their substantial real estate property holdings to stay afloat and generate ongoing income. Miller resorted to selling off its chain of saloons when things got tight. Some enterprising ice cream parlours bought the disused equipment and facilities of liquor businesses (Van Bokkem).
Ice cream mania…a health food?
US newspapers got in on the public’s ice cream craze, ascribing purported but unspecified health benefits to be had from eating the product. Some dietitians also sought to give the frozen confectionery validity with claims that ice cream was one of the best foods for children’s physical development (Van Bokkem). The Anti-Saloon League added its endorsement to the dairy industry’s marketing campaign for its sweet frozen cream and milk treat, declaring it a “refreshing and palatable food” (Evans).
At its peak during Prohibition New Yorkers were consuming 300 million gallons of ice cream a year by themselves. Among those businesses seeking to cash in, a number of confectionery and butter factories starting manufacturing ice cream as a by-product (Van Bokkem).
Cotton Club, NYC’s premier speakeasy
Speakeasies, drugstores and “Near beer”
For the aficionado or the hardened drinker there were ways, illegal and legal, to get round Prohibition’s national ban on liquor. With the ingredients still obtainable for backyard stills moonshiners and bootleggers benefitted from an upsurge in demand for the home-brewed stuff. As formerly legal saloons were closed down in 1920, the void was filled by the mushrooming of ‘speakeasies’ (unlicensed bar rooms) selling ‘hooch’. These operations were commonly run by city gangsters, organised crime ‘luminaries’ such as Al Capone and his lucrative Chicago racket.
Brewers like Pabst, Busch and Miller were able to exploit a small window of opportunity—beverages containing less than 0.5% alcohol were legal—to produce a concoction described as “near beer” (Miller’s equivalent brand was called ‘Vivo’). Busch manufactured a non-alcoholic malt cereal beverage, ‘Bevo’, which apparently tasted much like actual beer. Genuinely serious drinkers ultimately rejected “near beer”, opting for real beer which could be procured from Speakeasies and bootleggers (Klein).
(Source. vinepair.com)
Another, legal avenue for sourcing alcohol were drugstores. Licensed druggists were allowed to sell liquor for “medicinal purposes” – or to clergymen for “religious reasons”, eg, “Kosher Wine” was available to rabbis for “sacramental purposes” (‘Speakeasies Were Prohibition’s Worst-Kept Secrets’, Prohibition, www.prohibitionthemob.org).
In 1933 Prohibition was repealed and brewers and drinkers went back to doing what came naturally, although the taste for ice cream was by then “permanently engrained in US culture” (Van Bokkem). As it remains today with Americans, who per capita consume 20.8 litres of ice cream a year, second only to sweet-toothed New Zealanders.
(Photo: US Naval Institute)
End-note: The Navy jettisons liquor
The US Navy was the first arm of the government to move against the “demon drink”, banning alcohol from its ships and ports in 1914 (Secretary for the Navy Josephus Daniels was a fervent supporter of the Temperance Movement). Later on the Navy replaced it with ice cream – building two floating ice cream factories on concrete barges during WWII (‘How Ice Cream Became America’s Native Treat Because of Prohibition’, Cleveland Whiskey, 16-Jan-2019, www.clevelandwhiskey.com).
────୨ৎ────────୨ৎ────
✴ Prohibition legislation did not ban the consumption of alcohol, just its production and distribution. Nor were the ingredients for making beer prohibited
❂ there were prior American moves, initiated by Temperance activists, to outlaw alcohol at state-level, the earliest to succeed was in Maine (1846)
The image stereotype of the Sherlock Holmes character (Source: Culture Livresque)
⌖
Few characters from modern literature pop up on cinema screens and TV sets as frequently as Sherlock Holmes does. Some observers have stated it more firmly. Christopher Redmond estimates that Sherlock Holmes is the most prolific screen character in the history of cinema (A Sherlock Holmes Handbook (1994)). Just how many different Sherlock Holmes screen adaptions have been made is too large and elusive a number to pin down accurately, but screen vehicles of Arthur Conan Doyle’s famous super-sleuth and Mensa-alumni certainly number in the hundreds✱.
(Photo: CrimeReads)
A publishing can of worms
When Arthur Conan Doyle (ACD) died in 1930 the author left his literary works in Trust to his widow (Jean Conan Doyle) and immediate family. But in excluding his daughter Mary from his first marriage, ACD opened the door to an ongoing family rift, decades of squabbles, strife and litigation by his heirs, descendants and their spouses.
As the intra-family ‘Barney’ over who controls the copyright to the Sherlock Holmes works deepened, the imbroglio entangled an investment company specifically set up to manage the windfall (aptly named “Baskervilles Investments”) and even the Royal Bank of Scotland (‘History of the Sir Arthur Conan Doyle Copyrights’, (2015), www.arthurconandoyle.com).
1954 Holmes TV series with Ronald Howard (Photo: dvdfr.com)⌖
The upshot of the kerfuffle was that each of the competing parties claimed to be the rightful holder of the rights to ACD’s literary estate, and then attempted to sell it notwithstanding the prevailing uncertainty over ownership. American TV producer-director Sheldon Reynolds acquired a licence from two of Arthur’s sons to make a Sherlock Holmes series in the 1950s. When, 20 years later, Reynolds tried to get a licence for a follow-up series on TV, he found that the legal landscape had changed. The rights were now held by the Royal Bank of Scotland who had acquired them after the previous owner defaulted on a loan. Eventually, with funds provided by his Pfizer heiress mother-in-law, Reynolds secured the rights to the Holmes stories.
Andréa Plunket (Source: goodreads.com)
Culture of litigation
Since 1990 the main battle for control of the copyrights has pitted Reynolds’s ex-wife, Hungarian-born heiress Andréa Milos (née Reynolds, née Plunket) versus the Conan Doyle Estate and others. Plunket has doggedly claimed to hold the rights to the name “Sherlock Holmes” and the stories, despite a lack of legal support for the claims. Lawsuits were exchanged between her andthe Estate. Plunket also threatened tosue the BBC over its Sherlock television series for allegedly infringing ‘her’ trademarks (‘The Scandalous Sherlock Holmes Copyright Issue’, Mattias Boström, I Hear of Sherlock Everywhere, 30-Jul-2015, www.ihearofsherlock.com).
The Sir Arthur Conan Doyle Estate for its part has been particularly litigious in defence of its literary legacy. The Estate has consistently striven to maintain water-tight control over both the Sherlock Holmes stories and the characters. In 2013 it demanded author Leslie S Klinger pay a fee to license the Sherlock character for an anthology he was planning to do. Klinger’s response was to sue the Estate on the basis that most of the Sherlock material was in the public domain. In court the judge upheld Klinger’s position, while reaffirming that some late works were still covered under copyright (‘Sherlock Holmes Copyright: An overview’, Brogan Woodburn,www.redpoints.com). In 2020 it sued Netflix over its upcoming film Enola Holmes. The grounds? The film apparently depicts Holmes as having emotions and respecting women. This, the Estate contends, breaches Conan Doyle’s copyright (‘Lawsuit over ‘warmer’ Sherlock depicted in Enola Holmes dismissed’, Alison Flood, The Guardian, 22-Dec-2020, www.theguardian.com).
‘The Red-Headed League’ story (Golden Press edition, 1963)
⌖
End-note: An additional complication over the Holmes copyright issue is a demarcation between the UK and US laws. In the UK copyright lasts for 70 years after an author’s death (in Conan Doyle’s case, the copyright expired in 2000). Conversely in the USA some copyrights extend for 95 years from the date of the work’s first publication⍟. This has proved a stumbling block for TV series and film-makers trying to adapt one of the Sherlock stories in recent years (‘Sherlock Holmes And His “Copyrighted Emotions”‘, Copyright House, 28-Sep-2020, www.copyrighthouse.org).
…………………………………………..
✱ including works for film, music, radio, stage, video games, there are over 25,000 products that are related to the famous detective (Woodburn)
⍟ the last of ACD’s published work expires in 2023
Eighty Druitt Street is a prominently located, heritage building in the Town Hall precinct of Sydney’s CBD. It’s colourful history owes its origins to an 1888 competition conducted by the Excelsior Land Investment and Building Company (and Bank Ltd) to design a hotel and banking premises on the corner of Druitt and York Streets (opposite the QVB – Queen Victoria Building). The contest was won by architect Ambrose Thornley and the completed commercial construction (circa 1890) adopted the name suggested by Thornley, “Central Hotel”.
(at left Central Hotel, circa 1900 – dwarfed by the massive QVB building)
Along the York Street frontage of the building was a separate “banking chamber”. In 1896 this became a branch of the City Bank of Sydney. The CBS banking company folded in 1918 and its branches were taken over by the Australian Bank of Commerce. By 1931 the ABS including York Street branch was absorbed into the Bank of NSW (original name of Westpac).
Meanwhile, the Central Hotel was bought in 1904 by a “Mr Roberts” who had apparently previous done a sterling job of value-adding and enhancing the nearby Criterion Family Hotel (The Newsletter (Sydney), 17-Dec-1904)✱. During the first decade of the 20th century the hotel was renamed the Gresham Hotel. In 1925 the hotel was bought by leading brewery Tooth and Co (‘Gresham Hotel: Sold for £47,000’, The Sun (Sydney), 20-Nov-1925).
In the 1980s the Gresham was converted into offices and in 1995 the building was purchased by the Government of Hong Kong. It has operated as the Hong Kong Economic and Trade Office in Sydney, representing China’s Special Administrative Region of Hong Kong. The building is also used to promote Hong Kong tourism under the aegis of the HK Tourism Board.
✱ located on the corner of Pitt and Park Streets, the hotel was part of the Criterion Theatre complex. The Sydney newspaper report of this reads like a glowing advertisement for the mysterious “Mr Roberts’” business
Gowings menswear store was a retail institution in Sydney’s CBD for six score and then some years. This mid city store was the place you could find—in addition to its main line of affordable casual men’s clothing and apparel—outdoor camping equipment, cricket kits, school uniforms and novelty items, among other things. Gowings also had a barber’s shop and you could hire a Year 12 school formal suit or a wedding tux.
The Gowings story starts with John Ellis Symonds (JES) Gowings who emigrated to New South Wales from England in 1857. After retail experience in David Jones’ Sydney department store—where he worked his way up to head of mercery—JES’s first venture of his own was to open a drapery shop in 1863 in Crown Street, East Sydney. He then formed a partnership with his brother Preston, in 1868 the brothers opened a Mercery and Glove Depot at 318 George Street. JES managed the store in return for £200 per annum and 50% of the profits. The iconic Sydney retailer was up and running.
The business grew, in 1870 a new mercery warehouse was opened in Edinburgh House, 344 George Street, and 20 years later a second city store at 498 George Street. The brothers’ younger sibling Charles was hired as the Gowings store’s “dog walloper”, his job was chasing dogs away from the store as a preventive measure so they didn’t foul the pavement (Kingston).
Over time the Gowings retailer evolved from specialising in ladies’ gloves and silk umbrellas to menswear, turning itself into high-class gentlemen’s outfitters. JES’ customer-centric retail philosophy involved listening to the customers, treating them like they were friends and securing the best quality goods for them (Kingston). The 1890s and the approach of Federation prompted Gowings, anticipating the modern “Buy Australian” campaign, to push the Australian product. Restyling themselves as “Austral Clothiers, Mercer’s, Hatters”, Gowings Bros launched the slogan “Australian wool for Australian people”. For the country customers Gowings offered Australian manufactured commodities via its mail order service, eg, Marrickville Tweeds from John Vicars & Co, ‘bosker’ rugs made especially for Gowings (Kingston).
After JES’ death in 1908 control of Gowings passed to the John and Preston’s sons, with the firm’s tradition for quality goods continuing. The construction of a new flagship building in 1929 on the George Street site became a landmark for Sydney (at the time it was Sydney’s highest building and the first steel construction in the CBD)✦.
A testimony to Gowings’ fame is the cult phrase that it acquired (and cultivated by the retailer) during the 20th century …”Gone to Gowings” has passed into the Australian vernacular, meaning a failure of some kind or other, or possibly a state of inebriation or dementia (Tréguer). Macquarie Dictionary lists six definitions: 1. Deteriorating financially, 2. illness especially a hangover, 3. Failing dismally (a racehorse, a football team, etc), 4. having departed hastily or without a specific destination in mind, 5. drunk, 6. Insane, idiotic. Alternately it could mean down on your luck, lost at the races, etc. The other famous catchphrase that was posted on the flagship premises” facade was “Walk Thru, No one Asked to Buy”.
The Gowings family maintained a steady as it goes, minimise risk approach to the retail business for most of its history. Attempts to modernise it’s main store came later (installing air conditioning and music in lifts, the first retailer in Sydney to do so). Another innovation was its introduction of the “Gowings Own Brand” label of merchandise.
Gowings’ CBD stores (it added a second city store at Wynyard in 1996 – nicknamed the “Blokeatorium”) retained their popularity with the public, however a move to the suburbs (Oxford Street, Darlinghurst and Hornsby) proved less successful. In 2000 the Gowings family relinquished control of the retail business to an independent listed company G Retail and concentrated on the property development game.
Gowings ad, 1909
Gowings end-game
Under G Retail a new suburban outlet at Parramatta opened in 2002 proved a disaster, and when G Retail lost money three years in a row, the writing was on the board for the veteran retailer. More financial strife followed overreach (an aggressive expansion and building renovation program), G Retail was heavily in debt and headed for administration. In the early 2000s, Gowings, like most small retailers, struggled. A hike in the petrol price in Sydney in 2005 depressed consumer spending, exacerbating its problems (Evans; Perinotto). In recent years Gowings tried to innovate, going online, discounting, etc, but the decline was irreversible by then. Competition from the city’s retail giants was too great, Gowings simply couldn’t match the depth and breadth of range and quality that big merchants such as Target could offer (Lake)◈. The Oxford Street and Hornsby stores closed in 2005 and the following January the flagship George Street store closed its doors for good after 137 years of retailing. Later that year the Wynyard store completed the round of closures.
Compared to the larger, more dynamic players in the market, Gowings had the reputation of being a “blokey store”, leading some observers to pinpoint its ultimate demise in its retail conservatism, “stay(ing) locked in the fifties or sixties and limited (in its) geography” (Lake)
The post-Gowings space
Three months after its closure the Gowings landmark building at 452 George Street was snapped up by the Rydge family’s Amalgamated Holdings goliath for $68.6 million, consolidating its property holdings in this mid-town spot — Amalgamated Holdings had previously acquired the State Theatre building next door (49-51 Market St) as well as the nearby Mick Simmons building in George Street.
Footnote: in the late Nineties Gowings enthusiastically embraced the ‘blokey’ image, its then MD, a descendent of the founder, proclaimed Gowings “the complete bloke’s outfitters”. Along with its usual clothing lines, it began pitching the “Bear Grylls in the wild” experience to men, selling goods for the great outdoor adventure (camping gear, hunting knives, zippo lighters) (Owens).
Gowings bldg (2021)
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✦ designed by architect Crawford H Mackellar and incorporating a Palazzo style
◈ Retail expert Rob Lake attributes the fact that Gowings survived longer than many of the other ‘dinosaurs’ to its evolution into a sort of quaint relic which became its “point of difference” but one that didn’t boost it’s sales (Lake)
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Works and articles consulted:
Beverley Kingston, ‘Gowing, John Ellis Symonds (1835–1908)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, https://adb.anu.edu.au/biography/gowing-john-ellis-symonds-12945/text23395, published first in hardcopy 2005, accessed online 26 April 2021.
‘”gone to Gowings”: meaning and origin of this Australian phrase’, (Pascal Tréguer), Word Histories, 2020, www.wordhistories.net
‘End of an era as Gowings finally gone’, Sydney Morning Herald, 28-Jan-2006, www.smh.com.au
‘Gowings makes it like a man’s, (Susan Owens), Australian Financial Review, 25-Sep-1999, www.afr.com
‘The sad demise of a quirky retail dinosaur’, (Rob Lake), Crikey, 08-Nov-2005, www.crikey.com.au
‘Gowings clearing out for good after 137 years’, (Michael Evans), Sydney Morning Herald, 17-Dec-2005, www.smh.com.au
‘Gowings building sold to neighbour for $69m’, (Tina Perinotto), Australian Financial Review, 28-Apr-2006, www.afr.com
For as long as most consumers in the West can remember, it’s been Coca-Cola versus Pepsi-Cola, vying for the public’s preferred carbonated soft drink. Just how long is that? Well, the Pepsi-Cola Company was established in 1902, ten years after Coca-Cola did, so the rivalry got going pretty much early on in the 20th century. It was a long gestation period however for Pepsi before it got close to being competitive with Coca-Cola✱. PepsiCo struggled so much in the early years that in 1923 the company was even declared bankrupt – basically due to WWI sugar rationing in the US. Eight years later it filed for bankruptcy again! Pepsi never actually went away though, slowly and methodically rebuilding itself as a significant player in the industry, albeit for a long time it remained as one observer put it, a “persistent gadfly” in a lake dominated by Coca-Cola (Kahn).
In its early days Coke was marketed both as a medicinal drink and as a “refreshing tonic”
While Coca-Cola powered on with innovatively marketing (using high profile sportsmen) its product to kids with Santa Claus’ help, and expanding Coke overseas, Pepsi didn’t really get its act together until the middle of the 20th Century. PepsiCo shifted its branding and marketing (moving from bottles to cans and adopting patriotic red, white and blue colours for the product). Another direction Pepsi goes in at this time is product diversification … the company’s 1965 merger with Frito-Lay Inc marks Pepsi’s foray into the snack food field. It also acquired other soft drink brands like Mountain Dew in 1964. Coca-Cola on the other hand confined itself to the beverage field with the introduction of TaB (a sugar-free diet version of Coke), then Sprite and Fresca.
Pepsi’s watershed year was 1975 when it mounted the “Pepsi Challenge”, a series of filmed blind-taste tests in which the majority of participants chose Pepsi over Coke as their preferred soda. This boosted Pepsi sales and escalated the rivalry between the two “Big Sodas”, kicking off what became known in America from the Sixties on as the “Cola Wars” or the “Soda Wars”. Until the Pepsi Challenge happened Coca-Cola had been coasting somewhat, complacently presenting itself as “the real thing” in contrast to the upstart pretender. Coca-Cola’s response to PepsiCo’s move was to promote the then most popular personality on US TV Bill Cosby as “the face of Coke”.
Pepsi embarked on a marketing campaign which depicted itself as a younger, hipper brand than its outmoded rival. Drinking Pepsi was a cool thing to do (so proclaimed the marketers), when stacked up against the tired, same old, same old Coke alternative. Integral to PepsiCo’s campaign was the recruitment of celebrities to endorse the beverage, the centrepiece of which was Michael Jackson. Other pop music icons followed the success of Jackson’s involvement with the product – David Bowie, Madonna, Lionel Ritchie, etc. Ad men heralded Pepsi as “the choice of a new generation”.
In the early Eighties, under pressure from Pepsi’s inroads into the market, Coca-Cola introduced diet Coke, a caffeine-free soda, followed by a complete redesign of Coke—given the secret codename “Project Kansas”—the outcome in 1985 was a sweeter Coke, New Coke. To counter Pepsi’s sweeter, more syrupy taste, Coca-Cola replaced sugar with corn syrup (which also reduced the production cost). New Coke however proved a disaster for the company, provoking a huge backlash from loyal consumers, some described the new taste as like “two day old Pepsi”. Southern fans of Coke, where Coca-Cola (and Pepsi) had its origins, were especially offended.
Faced with an avalanche of criticism, Coca-Cola brought back the old formula under the name “Coca-Cola Classic”. New Coke for its part got rebranded but never really took off and was eventually discontinued. Disappointment that it was, New Coke did provide one unanticipated positive – it managed to reawaken in many Coca-Cola drinkers suffering from a bout of ennui a new craving for the original taste (Little).
The feud between Pepsi and Coke has continued to the present, in contemporary times reaching social media and outer space. In 2011 the hardball rivalry saw PepsiCo target Coke’s famous, family-friendly mascots, the polar bears and even every child’s favourite stranger Santa.
Vintage 1950s ad: “Pepsi-Chic” before it went “Pepsi-Hip” (Robt Levering)
The battle between the brown carbonated sugar beverages has seen Pepsi and Coca-Cola go tit-for-tat. Coke had the contour bottle so Pepsi introduced the swirl bottle, Pepsi had Gatorade so Coke had Powerade, Coke had Fanta so Pepsi had Tropicana, and so on. Only the decision by Pepsi to branch into non-beverage fields has not seen Coca-Cola follow suit. Some industry observers attribute Pepsi’s declining market position commensurate to Coke (2008–2018: Pepsi’s market share fell from 10.3 to 8.4 per cent, while Coca-Cola’s rose from 17.3 to 17.8 per cent) to it’s preoccupation with diversification leading to the company losing its focus on its flagship product (Weiner-Bronner; Beverage Digest).
World domination through the prism of “Coca-colonisation”
Both Coke and Pepsi are deeply embedded in American culture and psyche as national icons. Coca-Cola’s brand recognition goes beyond this, embodying a universality that is global in reach. Mid-century Coca-Cola officials gleefully crowed that the drink is the “most American thing in America”. Robert W Woodruff, Coca-Cola president for over three decades, declared it to be “the essence of capitalism”. World War II enabled Coca-Cola to spread the word via US servicemen by cleverly promising (and delivering) them the sugary product in overseas theatres of war. The seemingly unstoppable postwar expansion of Coke as the company sought to extend its market to all corners of the world met with some international pushback. Certain European states like France (spurred on by agitation by the French Communist Party) staunchly resisted the drink’s introduction to their domestic markets, an attempt as they saw it to “Coca-colonise” other sovereign nations. In such countries the arrival of Coca-Cola bottles on their city shop shelves was seen as a pervasive evil, a symbol of American cultural imperialism, an all-consuming Americanisation which undermines the way of life and values of their society⍟.
Footnote: the Big Sodas rivalry had ad companies of second-half 20th century working overtime to come up with the jingle or tagline that would give their client the edge … from Coca-Cola’s early go-to “The pause that refreshes” to the TV age’s standards “Things Go Better with Coke” and “It’s the Real Thing” (the words “real” and “real thing” recur over the decades in Coca-Cola’s ad campaigns). Pepsi for its part, went from “more bounce to the ounce” in 1950 to its 1960s accent on youth, “Come Alive! You’re in the Pepsi Generation” and numerous variations over the years on this theme (“young” and “generation” are the key Pepsi words that recur through the jingles and slogans).
Photo: George Marks/Retrofile/Getty
Postscript: The taste difference!
Most people know that Coca-Cola originally used small amounts of cocaine in the famous beverage (scandalous as that may seem to modern sensibilities), but what is it that makes the two brown-coloured soft drinks taste a bit different? They both have carbonated water, sugar, colour Caramel E150d, phosphoric acid and natural flavourings. Well, according to Malcolm Gladwell (Blink, 2005), its the hints of citrus acid that is added to Pepsi that sets the drinks apart – cf. Coke’s citrus-free, sweet vanilla and raisin flavours.
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✱ Pepsi was always coming from behind in the formative period, by the time PepsiCo was founded the Big Coke was already selling about one million gallons a year
⍟ the familiar bottle of Coke is boundless as well as ubiquitous, having been carried under the North Pole and into outer space
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Articles and sites consulted:
‘Why Coke is winning the cola wars’, (Danielle Wiener-Bronner), CNN Business, 21-Feb-2018, www. money.cnn.com
‘COKE VS. PEPSI: The Amazing Story Between the Cola Wars’, (Kim Bhasin), Business Insider, 02-Nov-2011, www.businessinsider.com
‘Ever Wondered What’s The Difference Between Coca-Cola and Pepsi? It’s Literally ONE Ingredient’, (Bobbie Edsor), Delish, 03-Dec-3020, www.delish.com
‘The Universal Drink’, (E.J.Kahn Jr), The New Yorker, 06-Feb-1959, www.newyorker.com
‘The Cola Wars’, (Melissa Santore), Ranker.com, 20-Feb-2020, www.ranker.com
Summer Hill, seven kilometres west of the Sydney CBD, is a small suburb with a village feel to it. Since the 1970s it has seen an increase in the concentration of medium density apartment blocks, though many Federation-era houses have been retained. One of the largest heritage properties, 46–56 Liverpool Road, a historic mansion converted into an exclusive estate, represents one of the suburb’s most interesting back stories.
In 2014 this former grand residence-cum-hospital underwent redevelopment as the Carleton Estate, the mansion, stables and grounds, were converted into 78 individual apartments located in four buildings. The gated estate offered residents a communal garden (and the option of garden plots to grow vegetables), billiards room, swimming pool, gymnasium and parklands.
What interests us though is the one hundred and thirty years preceding the creation of Carleton Estate. In 1879 Summer Hill got its own railway station on the main suburban line, prompting an influx of new residents to the suburb✱. One of these was Charles Carleton Skarratt, a prominent local hotelier (Royal Hotel, Sydney) with diverse business interests in transport, mining, insurance and a brewery. After the land here (part of the Underwood Estate) was subdivided, Skarratt amalgamated nine of the suburban lots and built the original mansion (1884) on this 12,000 sq m block on the corner of Liverpool and Gower Streets (RPA Heritage News , Vol III, Issue III (Oct 2012).
Prior to Skarratt acquiring the property it was part of the old Ashfield Racecourse, and going right back to origins this was part of Cadigal (Eora) land before 1788. The first white owner was ex-convict and jailor Henry Kable who was the recipient of early land grants (1794, 1804). Kable’s Farm was located on this property. Kable, like Skarratt, had diverse interests, merchant trading, other land holdings, a hotel, etc and was at one stage in partnership with James Underwood, an early owner of the Summer Hill estate.
CC Skarratt
After Skarratt’s death in 1900 ownership of the Victorian Italianate mansion and grounds passed from the family to leading Sydney surgeon Henry Hinder. Just after the Great War it was purchased by the Benevolent Society of NSW as the new site for its Renwick Hospital, to replace the old premises in Thomas Street, Ultimo. Officially opened in 1921 as a “lying-in hospital and a hospital for children whose parents could not afford to pay for their medical care” (‘Renwick Hospital for Infants, Summer Hill, 1921 – 1965’, https://www.findandconnect.gov.au/guide/nsw). Patient care centred round the main building and an auxiliary building in nearby Grosvenor Crescent (“Queen’s College”). Two more treatment buildings were added to the complex in 1928 and 1930. By 1937, it was reported in the Sydney Morning Herald, the hospital at Summer Hill had treated as many as 20,000 children (‘New Block at Renwick Hospital for Children, SMH, 24-June-1937).
In 1964 the state government bought the hospital from the Benevolent Society…from 1965 it was renamed the Grosvenor Hospital. It had a dual function – as an in-patients facility for children, and as an out-patients facility which “provided for the diagnosis and assessment of mentally retarded persons of all ages” (‘Find and Connect’).
There were sweeping changes to the institutional approach to the mentally ill in NSW following the Richmond Report and subsequent Mental Health Act in 1983. The new emphasis was on downsizing to small community resident units. The Summer Hill hospital was streamlined with a progressive reduction over the following years in the number of patient admitted. Renamed the Grosvenor Centre in 1985, the facility’s stated mission was the treatment of children with a “developmental disability of mind” (www.records.nsw.gov.au).
The NSW government was committed to a policy of deinstitutionalisation by 2010 and the writing was on the board for the Grosvenor Centre. From the late 1980s to the early 2000s responsibility for the Centre was shuffled from one government department to another – Health to Community Services to Ageing, The coup de grâce came in 2009…disregarding appeals by parents of the Centre’s 20 remaining child residents for a “stay of execution”, the governmenttransferred the residents to purpose-built houses and the institution was closed (‘Find and Connect’). The path was now clear for redevelopment of the post-hospital space and the eventual creation of a gated community in the Carleton Estate.
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✱ the three decades from 1880-1910 saw the Summer Hill populace take on more of an upper class character with a stream of professionals especially from the fields of banking and finance moving to the suburb (‘Summer Hill’, Wikipedia)
If you take a stroll down the 1.7km-long Sussex Street in Sydney’s CBD, distinct commercial patterns soon become evident. From it’s starting point around Barangaroo South, Sussex Street has more than its fair share of old heritage-listed pubs, parking stations, convenience shops and serviced apartments, along with the occasional more upmarket accommodation providers like the Hyatt Regency and Crowne Plaza.
Starting from the north end the first of the heritage-listed pubs we come to is the Sussex (20 Sussex Street). Built 1913-15, the hotel went through a variety of names, New Hunter River Hotel, Big House Hotel, Napoleon’s Hotel, Moreton’s Hotel, before settling on its present and self-explanatory moniker. The pub’s outdoor beer garden is probably its most appealing asset.
At 81 Sussex Street we find the small but compact Bristol Arms Hotel, a Federation Free Classical building which dates from ca.1898 (an earlier “Bristol Arms Tavern” was located at 69 Sussex St). At different times it went by the name Keyes Hotel and then later the Welcome Inn Hotel. During the 1970s the Bristol Arms was notoriously known as a roughhouse pub. Close to the Bristol Arms is another pub which predates BA’s vintage, the Slip Inn (No 111). Originally called the Royal George Hotel (built ca.1858), the pub’s main claim to fame is that it was the venue where Mary met Frederick, the prelude to the Danish royal family acquiring an Australian connexion.
The next heritage hotel in Sussex Street is the Dundee Arms (No 161, one down from the Corn Exchange – see below). The compact little Victorian Regency-style pub was built in 1860 at a time when Darling Harbour commerce was overwhelmingly industrial and maritime. The pub serviced the working class, locals and blue collar workers as well as sailors from the ships docked close by in the harbour (‘Dundee Arms Hotel’, Wikipedia). Thomas Ricketts was the best known of the early publicans (1870s-1880s). In modern times the Dundee Arms was incorporated into the Nikko Hotel and now operates as part of the Hyatt Regency Darling Harbour. The passageway on one side of the Dundee Arms has the name “Wharf Lane” imprinted into the ground, a further reminder of the street’s historic association with shipping. A block further south on the corner of Market Street is the Shelbourne Hotel (No 200). This pub with its once grand exterior now looking a bit tired was built in 1902. Architecturally, the building is “an elaborate example of commercial Federation architecture with elements of the ‘American Romanesque’ style popular in the 1890s” (Sydney Harbour Foreshore Authority). For 25 years (1975-2000) the Shelbourne operated as a restaurant before reverting to its original, hotel purpose.
The Corn Exchange
A good number of the original Victorian warehouse buildings in Sussex Street survive, most notably the Corn Exchange (Nos 173-185), whose location afforded it easy access to the wharves of Darling Harbour. Designed by George McRae and built in 1887 in the Queen Anne style, this building is presently occupied by an urban planning company☯.
As we approach the southern end of the street Sussex’s complexion changes. We see a few modern semi-high residential suite complexes with names like Millennial Towers and Maestri Towers. There’s a Anthroposophy Society/Rudolf Steiner bookshop which seems philosophically a bit out of place in a street with such constant material hustle and bustle. Another educational property in this block with an interesting past is the public school building (1874), 320 Sussex St. In 1945 the Sussex Street Public School was acquired by Sydney Technical College. 45 years later it was sold to the Sydney Bethel Union who ran it as a home for retired seafarers (initially known unfortunately as the “Mission for Seamen”) till it closed permanently in 2011 (Michael Wayne, ‘Sussex Street Public School/Flying Angel Seafarers Centre/For Sale – Sydney, NSW’, Past Lives of the Near Future, 2011).
Increasingly we come upon noodle houses, hot pot eateries, Chinese bars and pubs like Charlie Chan’s, Chinese jewellery stores and dual language parking signs, all unequivocal signs that we are entering the Chinatown/Haymarket precinct. Appropriately, considering the concentrated Chinese commercial presence in this end of the street, at the junction where Sussex Street terminates, stands the Bank of China Haymarket branch. But the southern portion of Sussex Street is also organised labour turf. 377 Sussex Street is the stronghold of political labour in NSW. Here you’ll find Trades Hall and the Labor Council NSW and the headquarters of the state Labor Party⚘. Just further along Sussex Street is the famous Star Hotel, traditional drinking hole, discussion ground for labour politics and home away from home for generations of trade unionists (now under Chinese ownership).
Footnote: Sussex Street derives its name from a member of Britain’s ruling House of Hanover rather than from any direct references to the southern English county. It is named after the reformist-minded youngest son of George III, Prince Augustus Frederick, the Duke of Sussex.
Fmr Bank of NSW branch, cnr King & Sussex Sts (in the Victorian era it was the King Street Post Office)
𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝𖤝
☯ the preserved Corn Exchange building has fared better than the Hawker and Vance Produce Exchange (95-99 Sussex St) which retains only its original facade after a 1989 demolition
⚘ “Sussex Street” is a metonym for NSW Labor, used especially when referring to the dominant right wing party machine on that side of politics
In 1937 the Nazi regime organised two art exhibitions in Munich concurrently, separated only by a park and a few hundred metres. One was intended to hammer home to the German volk the inequity of the type of art that the führer Adolf Hitler found abhorrent, ie, anything in art that even hinted of modernity. The other representing all that Hitler found good in art was the complete antithesis of this – a paean to traditional, realistic painting and sculpture and art that conformed to classical themes and forms.
⇧ A Hitler, landscape (Source: Widewalls)
Hitler’s early experiences and his perceived emotional pattern suggest a motive of personal revenge contributing to the Nazis’ fanatical war on the modern and the avant-garde in art. As a young man Hitler dreamed of a career as an artist but a double rejection by the Vienna art academy saw those aspirations dashed. His paintings were summarily dismissed as passe by the art establishment in favour of abstract and modern styles (Burns), leaving the future Reich leader with a bitter aftertaste and a grudge①.
In Mein Kampf Hitler avers that “Cubism and Dadaism are symptoms of biological degradation threatening the German people”, Werckmeister, O. K. “Hitler the Artist.” Critical Inquiry, vol. 23, no. 2, 1997, pp. 270–297. JSTORwww.jstor.org/stable/1343984. Accessed 2 March 2021.
The purging of so-called “degenerate art”
The Degenerate Art Exhibition (Entartete Kunst) in 1937 was the culmination of a concerted campaign waged by the Nazis to root out all manifestations of avant-garde art in Germany. The first efforts by Hitler’s henchmen were a reaction to the preceding liberal and permissive Weimar era which had embraced the modern style in art and especially Expressionism. In 1933 the Nazis held their first art exhibit of the supposed “degenerate art” in Dresden. Allied to this, the systematic confiscation of modern artworks from museum across Germany took place. Hundreds of thousands of the plundered art pieces including works by modern masters were sold by the Third Reich (some of the proceeds were siphoned off into armament production)②. Much of the minor, less marketable art works were ultimately burnt.
⇧ Beckmann: ‘The Night’
The “wrong type” of art
Hitler rejected the avant-garde and modernity in part for aesthetic reasons. Hitler like many of his Nazi followers had an innate conservative aesthetic taste in art. Politics and ideology also played a part, the führer associated modernism with Jews and communism, and by extension, with democracy and pacifism. Jewish influences, Hitler held, had contaminated the classical art styles so beloved by him. At the same time he denounced what he called “cultural Bolshevism” for weakening German society. Modern art, the Nazis believed was an evil plot against the German people, a “dangerous lie” which would poison German minds. In chilling words given the Nazis’ later unbridled lethal use of eugenics Hitler stated that “anyone who paints a green sky and fields blue ought to be sterilised”.
⇧ Kokoschka: ’Portrait of a Degenerate Artist’
“Sick art” and culture as a propaganda tool
Hitler and the Nazis believed that art played a critical role in defining society’s values. Expressionism③ and the group Die Brücke (“The Bridge”) and artists like Oscar Kokoschka and Ernst Kirchner got singled out for extra repressive measures. The Nazis depicted avant-garde art as the lowest of the low—”impure and subversive”, it’s artists ‘diseased’ specimens corrupted by mental, physical and moral decay—conversely they elevated classical Greek and Roman art to a sublime place, the highest of cultural planes.
⇧ Hitler viewing the ‘Degenerates’
The Degenerate Art Exhibition
The Nazis’ 1937 exhibition was carefully stage-managed as a propaganda vehicle to mock and deride the modern art Hitler so detested. The exhibition comprised Expressionist, Dada, Cubism, Abstract (allocated its own room designated the “Insanity Room”) and New Objectivity artworks. Paintings were hung in a careless, haphazard fashion, with graffiti scrawled on the walls which defamed the artists. Actors were hired to prowl through the gallery loudly denouncing the “Modernist madness”. Adolf Ziegler, the Reich”s top arts bureaucrat and Hitler’s favourite artist, declared the displayed works “monstrosities of insanity, insolence, incompetence and degeneration”. And to ram home the degeneracy point, the vilified artworks were juxtaposed alongside paintings by the enfeebled and the disabled, by psychotic patients and the like. According to the Nazis, degenerate art was the product of Jews and Bolsheviks, but interestingly only six of the 112 artists whose work was displayed in the exhibition were Jewish. The 650 paintings, prints and sculptures included works by Grosz, Dix, Klee, Beckmann, Nolde, Chagall, Picasso, Wandinsky, Marc and Mondrian.
⇧ Führer taking in the “good art”
Exhalting in the “pure Aryan art”
To provide Germans with a favourable point of comparison, the Nazis simultaneously held the Great German Art Exhibition in the same Munich neighbourhood. This displayed ‘Ayran’ art➃, the type of art Hitler approved of. Often gargantuan in scale⑤ – statuesque blond nudes, idealised heroic and duty-bound soldiers and imagined pastorals and idyllic landscapes (reflecting Hitler’s predilection for realistic paintings of outdoor rustic settings). Characteristically the favoured Nazis’ male figures in art represented the concept of the Übermensch (an idealised ‘superman’). Hitler’s intention was that the Groß deutsche Kunstausstellung propaganda would help mobile the German people behind the Nazis’ values.
Footnote: The outcome of the dual 1937 exhibitions was not anticipated by Hitler and the Nazis: Entartete Kunst proved wildly popular, attracting more than two million visitors, whereas Groß Kunstausstellung only managed less than a third of this number. The “Degenerate Art” show was such a hit that it was toured on display throughout the German Reich after the Munich premiere closed.
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Postscript: German artists deemed ‘degenerate’ understandably were more at risk of persecution from the Nazis from those outside the country. Special attention was given to artists like George Grosz and Oscar Dix who were openly critical of the totalitarian regime. Grosz mocked Hitler on canvaswhile Dix earned the enmity of the Nazis for his excruciating depictions of the horrors of war. As one writer put it, “the Nazis labeled Dix a ‘degenerate,’ but the term is better applied to the society he depicted—cannibalizing itself and hurtling toward destruction” (Alina Cohen).
Dix’s ‘Seven Deadly Sins’ (1933)
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① Hitler’s own preference for subject matter as an artist was for painting buildings and largely unpopulated pastoral landscapes (the future “world leader” had no talent for capturing the human form)
② Hitler and the National-Socialists’ notion of modern art as being the product of entartung (degeneracy) can be traced to a Jewish Austro-Hungarian social critic Max Nordau who decried the new art and literature in 1890s Europe as being the work of diseased minds
③ the focus on Expressionism as a target for the Nazi “culture police” proved a particular problem for Joseph Goebbels. The propaganda minister had early on championed the Expressionist movement and had to backtrack swiftly on this to avoid the führer’s opprobrium
➃ Ayran art uniformly infuses a celebration of youth, optimism, power and eternal triumph
⑤ the Nazi taste for mega-scale art reached its apogee in architecture, massive structures like ‘Germania’. “Monumentality and solidity (exuding power), simplicity and timeless eternity” were the bywords of Nazi architecture
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Bibliography
‘Degenerate art: Why Hitler hated modernism’, (Lucy Burns), BBC News, 06-Nov-2013, www.bbc.com
‘Degenerate Art: The Attack on Modern Art in Nazi Germany, 1937’, (Jason Farago), The Guardian, 13-Mar-2014, www.theguardian.com
Pyrmont Bridge Road in the inner suburb of Camperdown—no small distance from the now pedestrian only Pyrmont Bridge itself—is where you’ll find the brew house of James Squire, reputedly Sydney’s first brewer. It’s current name, Malt Shovel Brewery, is a yesteryear nod to the “Malting Shovel Tavern”, a pub run by the brewery’s namesake and founder James Squire at Kissing Point (present-day Putney on Sydney’s Parramatta River) commencing ca. 1798.
Squire (or possibly ‘Squires’) commenced cultivating hops on the riverside location around 1806. Squire is considered to be the first person to brew beer successfully in Australia, although some claim the title on behalf of one John Boston who made corn beer in Sydney in 1796 with the aid of an encyclopaedia. Boston’s Indian corn-based beer “was so successful that he erected at some expense a building proper for the business” (Iltis).
Squire also was particularly successful at it, so much so that he eventually acquired a vast estate that stretched from Parramatta River to a point north of Victoria Road. Squire’s real estate empire wasn’t exactly down to superior business acumen on the brewer’s part…Squire kickstarted his land holdings monopoly by revelling in decidedly unethical behaviour.
But more of that later, first let’s look at the earlier chapter of Squire’s life, the sequence of events that brought him to Britain’s colony at Port Jackson. From his early years in England Squire found himself on the wrong side of the law, arrested for highway robbery which launched him on a path of recidivism. He was subsequently nabbed for pilfering from somebody else’s hen house and managed to escape the noose through transportation to Botany Bay with the 1788 First Fleet. Being transported didn’t cure Squire of his predilection for thievery however. Stealing hops (an illustrious start to brewing immortality!) got him 300 lashes of the ‘Cat’ (150 immediately and another 150 on “lay-buy” when his back was deemed up to it again).
After winning his freedom Squire was granted a small plot of land which with “a little skillful swindling” from other less diligent emancipist-land grantees he managed to grow into an estate in excess of 1,000-acres (the “unethical behaviour” alluded to above).
Squire’s business was the recipient of government incentivisation a few years later when Governor King began encouraging the brewing of beer as a counter to the pernicious trafficking of rum and corruption perpetrated by the colony’s military. King’s largesse bestowed on the “enterprising rogue” included a cow and the title of Australia’s first brewer.
The brewery and Malting Shovel Tavern at Kissing Point was strategically located, roughly equidistant from the colony’s two arms of settlement (Sydney Cove and Parramatta) …very handy for thirsty passing sailors and boat passengers on the river. By 1820 James Squire was producing a weekly output of 49 hogsheads of beer most of the year long (Walsh).
Squire’s wealth did not rest on the brewery concern. Due to the vagaries of the local grain market and the import trade at the time, it rested on a number of diversified interests which included farming and grazing as well as beer making (Walsh).
Interestingly, the James Squire brewing company of today has, rather than playing it down, whole-heartedly embraced the “scoundrel’s’ legendary ill-repute as a marketing ploy. Convict-related names biographically referencing the exploits and misdemeanours of the man himself resound in the label titles of James Squire beers – “One Fifty Lashes”, “The Swindler”, “Broken Shackles”, “Hop Thief”, “Four Wives” (a reference to JS being married four times) and the like.
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Bibliography
G. P. Walsh, ‘Squire, James (1754–1822)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, https://adb.anu.edu.au/biography/squire-james-2688/text3759, published first in hardcopy 1967, accessed online 16 March 2021.
Judith Iltis, ‘Boston, John (?–1804)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, https://adb.anu.edu.au/biography/boston-john-1804/text2051, published first in hardcopy 1966, accessed online 16 March 2021.
Rusting and decaying dinosaurs of the sea moored permanently off Sydney Olympic Park
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Walkers and cyclists doing the path section of Sydney Olympic Park that stretches from Bennelong Speedway (oops! I mean Parkway) to the Badu Mangroves that guard the northern edge of Bicentennial Park would be familiar with the sight of half-a-dozen or so shipwrecks sitting calmly in the waters of Homebush Bay.
🔺 HMAS Karangi: once an important contributor in the defence of Darwin against the Japanese attack, now decomposing incrementallyin the bay
🔺 the “interpretative and scenic lookout”
ჱჲს A metal plaque on the ground alongside the trail directs the curious passerby to an old wooden viewing platform where you can observe these maritime relics redolent of rotting timber and rusting metal. This spot contains the ship-breaking ramp (or what remains of it) that was used to dismember these ex-naval vessels. Missing is the wooden crane (presumably submerged) and the telescope.
🔺 The ship-breaking dock
ჱჲს The story of how these ships ended up here begins in 1966 when the Maritime Services Board approved the use of land here as a ship-breaking yard for the Port of Sydney. From 1970 till to the early Nineties private companies leased the yard to demolish hulks which had surpassed their use-by-date.
ჱჲს With the passage of time, left to nature and the elements, a number of these ex-ships have experienced an almost complete organic makeover. The dense mangroves of the bay have invaded the vessels, turning them into what one observer described as “a floating mangrove forest” (May Ly) and another, “a floating rusty relic forest” (Ruth Spitzer). The stricken and abandoned vessels are now a haven for local coastal birdlife (at dusk the hovering and nesting white gulls are easy to spot aboard the arboreal hulls).
ჱჲს The most striking example of this process of afforestation of wrecks is the SS Ayrfield. The UK-built steam collier, which ended up in Homebush Bay in 1972 after World War 2 service, is spectacularly overgrown with mangroves, a dense armada of trees literally bursting out of the ship’s disappearing hull and threatening to swallow it whole! High-rise residents in the Wentworth Point estate and people strolling along the waterfront of the Point are afforded the best views of the organically-refashioned Ayrfield.
ჱჲს Also warranting special mention for a similar makeover courtesy of its biotic vibrancy–albeit much more obscurely located around the bend close to the Waterbird Sanctuary–is the 1924-built SS Heroic. The Heroic, a steam tug boat, saw service in both world wars before being consigned to the Homebush Bay cast-iron graveyard. Hidden behind a cloak of thick mangroves, you need to position yourself right on the muddy edge of the water and crane your neck to get a decent sighter of the nature-engulfed old tug boat. Its predicament, mirrors the Ayrfield’s but in a less advanced stage of arboreal encroachment.
ነሃጣፈነ A curious footnote to the 50 year-presence of the scuttled and abandoned ships in Homebush Bay is that the vessels, despite the egregiously bad state they are in, are ‘protected’ by legislation (under the Commonwealth Historic Shipwrecks Act 1976).
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Materials referenced:
‘Shipwrecks of Homebush Bay’, (May Ly), 30-Jul-2013, www.weekendnotes.com
‘Graveyards of a different kind at Homebush Bay’, (Ruth Spitzer), 2015, www.ruthspitzer.com
A journey in time from government domain to “people’s park”
Leaving the fringe of Parramatta CBD at O’Connell Street, we venture west onto the north bank of Parramatta Park… traditionally, before the white colonial takeover, this was Burramatta Darug country. Passing the car park at the front of Bankwest Stadium, we soon arrive at the park’s first slice of colonial history. The sloping grassland running down to the river—now the habitat mainly of ibises and swamp hens—was once Government Farm, the infant Sydney colony’s first successful farm. The early settlers (such as Dodd’s Farm) found the undulating fertile land here more conducive to growing crops¹ than the sandy soil and unreliable water supply at Farm Cove.The colony’s first governor Arthur Phillip gave the Parramatta area its first English name, Rose Hill².
Following the riverside path we come to the Old Kings Oval with its small Doug Walters Pavilion, a reminder that the 60s and 70s star cricketer played for the local Cumberland team when he first came to Sydney. The name of the oval is a clue to the fact that the prestigious independent boys school, the Kings School, occupied the surrounding land for 130 years (to the late 1960s). A sign on the pathway alerts us to another by-gone sporting activity of the park – there was also a (horse)racetrack that snaked around the river in the early colonial days.
If we cross the skimpy narrow metal foot bridge and head back towards O’Connell Street, we can spot the park’s principal building, Old Government House, an impressive grand Georgian mansion with a fascinating life story. Construction commenced in 1799, thus the UNESCO-listed structure is the oldest surviving public building in Australia. For the early governors this was effectively a country retreat for them, a preferred residence because of it’s superior air and distance from the crime-infested, unsanitary conditions of Sydney Town.
From 1910 Government House was leased to the Kings School, giving it another imprint on the park’s history. Till 1965 the former governors’ residence was home to junior boarders of the school. Two years after that the school moved holus-bolus to North Parramatta. Today OGH operates as a National Trust heritage site and the repository of Australia’s best collection of early 1800s colonial furniture.
Leaving OGH and continuing in the direction of Westmead we pass Governor Brisbane’s Roman-style bath house. It fell into a dilapidated state by the late 19th century and was subsequently converted (or reduced) into a (small) bandstand, which is it’s present state of obsolescence.
Just a bit further on from the Bath House we arrive at a curious-looking military monument to the Boer War. Mounted on a high platform supported by thick classical columns is a small 19th century canon on wheels. Menacing positioned at such an elevated vantage-point, you could just imagine it being used to take potshots at pesky Afrikaner farmer-soldiers skulking round the Transvaal veld or on the Rand.
Also near here we happen upon another, very different monument. This represents a tribute to a home-grown aviator pioneer of the Parramatta district, William Ewart Hart. The stone inscription informs us that he was “Parramatta’s Flying Dentist” circa 1912, believed to be the first Australian to fly an aircraft on this continent.
Looping round the path onto Railway Pde we take the road back to O’Connell St and the last stop on our ramble around Parra Park. The George St Gatehouse is one of six such guarding the entrances to the park. Picture-book English Tudor in style, it’s the most iconic, and since it was restored in 2014, the most aesthetically pleasing of the gatehouses.
Map identifying the main physical sections of Parra Park: Mill Race Flat, Pavilion Flat, The Crescent, Cattle Paddock, Salter’s Field, Old Orchard, West Domain.
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¹ the result of indigenous land management methods like the regular burning of grasslands
² the first settlement in Parramatta (1788) was a redoubt built by soldiers at The Crescent, a geological feature comprising flat alluvial ground contained by a bend in the river, situated to the south-west of OGH
Bibliography ‘Rose Hill and Government Farm’, Parramatta Park,www.parrapark.com.au
‘Old Government House’, (Sonya Gellert), Discover Parramatta, www.discoverparramatta.com.au
Levins, Chris, Parramatta Park, Dictionary of Sydney, 2010, http://dictionaryofsydney.org/entry/parramatta_park, viewed 27 Feb 2021
‘The Crescent’, (Michaela Ann Cameron), Dictionary of Sydney, 2015, http://dictionaryofsydney.org/
In the free-for-all to secure colonial possessions in the New World, the Swedish kingdom was slow off the mark in comparison with other European powers. France, Spain, Portugal, the Netherlands and England, all beat Sweden to the punch in establishing footholds in the Americas. When Sweden eventually did so in the 1630s, the achievement was a modest one. One historian described the Swedish colony in North America as “the smallest, least populated and shortest-lived” of all those established by the major European powers (HA Barton).
The initial settlement (1638) was on the shores of Delaware (present-day Wilmington, DE)… later the Swedes extended their colony to portions of land in Pennsylvania and New Jersey★. The first expedition was somewhat derivative, it’s leader was in fact a Dutchman, Peter Minuit. Minuit’s main claim to fame was the purchase of Manhattan Island from the local tribes, but his dissatisfaction with the rewards afforded him by his Dutch masters led him to defect to Sweden. The Dutch colonists ensconced in the Delaware River Valley were openly hostile to the new Swedish colony which they saw as encroaching on their turf. Minuit purchased land from the Lenape Indians (the local native Americans) with the intention of growing tobacco, and a fort (Fort Christina) was built as a base to exploit the fur trade in North America.
The Swedish South Company (AKA NyaSverige-kompaniet) was responsible for making New Sweden work and the colonists made a fair fist of it in the formative days but ultimately the Swedish colony floundered due to a combination of prevailing conditions and circumstances. The untimely death by misadventure of its experienced leader Minuit was a blow to its crucial formative development. The government tried to entice Swedish and Finnish※ settlers but never managed to attracted more than a few hundred (eventually they were compelled to resort to populating it with Sweden’s criminal classes). As well as a lack of manpower, the requisite government support to make it a success was not forthcoming.
The hard-line approach of Minuit’s successor as governor Johan Printz to ruling New Sweden met with resistance and desertion from the settlers. Printz’s successor, Johan Rising, ascerbated the already frought relations with neighbouring New Netherlands by aggressively attacking them upon assuming command. This provoked a fierce and decisive retaliation from the Dutch commander Peter Stuyvesant who captured Fort Christina and drove the Swedes’ colony out in 1655, never to return.
All in all New Sweden in North America lasted a mere seventeen years. Despite this failure the colony did leave a Swedish legacy for the future United States – Nya Sverige gave North America the log cabin, an iconic emblem of pioneering America settlement. At the same time it brought the Lutheran religion to North America, to add to the growing patch-quilt of Christian faiths in the New World.
🇸🇪Postscript: Sweden’s “small e” empire In keeping with its small-scale North American colony, Sweden’s imperial reach overall across the globe remained modest. There were limited holdings in the Caribbean under the auspices of the Swedish West India Company – comprising briefly Guadeloupe (1813-14) and more substantially Saint-Barthélemy (St Bart’s) (1784-1878). The latter was the fulcrum of the Swedish slave trade in the period. In the 17th century the Swedish monarchy also held colonies in Africa known as the Swedish Gold Coast (Svenska Guldkusten) – in present-day Benin and Ghana. Like Swedish North America, Stockholm’s Gold Coast possessions were short-lived, with the Swedes levered out of the region once more by its imperial rivals from Europe.
𓆻𓆻𓆻𓆻𓆻𓆻𓆻𓆻𓆻𓆻𓆻𓆻𓆻
★ the New Jersey colony Fort Elfsborg was beset with a nematoceran plague, earning it the nickname “Mosquito Castle”
※ Finland was then part of the Kingdom of Sweden
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Referenced sources consulted:
‘America’s Forgotten Swedish Colony’s, (Evan Andrews), History, 22-Aug-2018, www.history.com
‘The Swedish Come to America’, (Thomas R. Kellogg), Founders and Patriots of America, www founders patriots.org
‘Swedish colonial empire’, New World Encyclopaedia’, www.newworldencyclopedia.org
Just five weeks after the First Fleet led by Captain Arthur Phillip arrived in Port Jackson in 1788, Lieutenant Philip Gidley King was despatched to Norfolk Island 1,673 km north-east of Sydney to establish an ancillary settlement of convicts and free settlers※. The British, recognising the island’s strategic importance in the western Pacific and the need to keep it out of French hands, had a further, practical motive for colonising Norfolk Island. Captain James Cook on his 1774 Pacific voyage identified the island’s (Norfolk Island) pines and (New Zealand) flax plant as invaluable materials for the construction of masts and sails. As it turned out they weren’t, being too brittle for this purpose, although the island’s soil proved good for agriculture and farming (in the early settlement days Norfolk served as Sydney’s ”food bowl”) [Robert Macklin, Hamilton Hume, Our Greatest Explorer, (2019); ‘History’, (Norfolk Island National Park), www.parksaustralia.gov.au].
≜ Norfolk Is penal settlement, ca.1790 (Geo. Raper) (State Lib. of NSW)
From the early days of settlement the convicts made an unsuccessful attempt to depose King. In 1800 Rum Corps officer Joseph Foveaux was made commandant of Norfolk Island, and he successfully but ruthlessly suppressed a new insurrection in 1801 by United Irish prisoners. Foveaux summarily executed some of the convicts without due legal process and courted controversy for his practice of selling female prisoners to settlers. However overall he was commended by the authorities for the advancement of public works on the island under his administration [B. H. Fletcher, ‘Foveaux, Joseph (1767–1846)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, http://adb.anu.edu.au/biography/foveaux-joseph-2062/text2567, published first in hardcopy 1966, accessed online 30 December 2020].
(Image: www.lonelyplanet.com)
Abandonment and penal rebirth Settlement on Norfolk Island went in fits and starts. In 1814 it was abandoned altogether◕ due to a combination of factors – a poor harbour made for perilous landing sites; isolation and remoteness; too costly to maintain; diminished necessity (Sydney had achieved self-sufficiency in food) [‘Looking at History’, 14-Aug-2015, wwwrichardjohnbrblogspotcom]. In 1825 the island was resettled again as a penal colony. This was the beginning of Norfolk’s darkest chapter of its history. The British determined that the reestablished penal colony would be home to the worst case prisoners. Norfolk Island’s second penitentiary has been described as a “planned hell”, with a series of convict uprisings and escape attempts a recurring feature (eg, the 1846 “Cooking Pot” rebellion resulted in its 12 leaders being executed for the murder of four minor officials [Burridge, K. (2013). Review of Mühlhäusler, Peter, and Joshua Nash, Norfolk Island: History, people, environment, language. Oceanic Linguistics, 52(2).] (see Postscript for a different perspective on the question of the penitentiary’s severity).
In the wake of the Bounty By 1855, with transportation to New South Wales ended, there was only eleven residents left on Norfolk Island (the colony’s remaining 119 convicts had already been relocated to the draconian Van Diemen’s Land prison system). The following year the island was turned over to (194) descendants of the Pitcairn Island mutineers and their Tahitian families. Each was entitled to 50-acre grant of land on Norfolk. Some of the new settlers returned to Pitcairn within ten years but many who stayed pursued their traditional vocations of farming and whaling❂.
(Photo: Getty Images/Lonely Planet)
By the late 19th century the settlers on NI were engaged in a range of industries – forestry, cattle and the growth of export crops (lemon, passionfruit, banana). Changes in land use altered the ecosystem of Norfolk Island. The intensive agricultural use, the clearing of native land, saw the original subtropical rainforest give way to a pastoral landscape of rolling green hills encircled by rocky outcrops (‘Norfolk Island NP’).
Norfolk Island, inching towards autonomy and self-rule After Australia achieved federation Norfolk Island was administered as an external territory, control alternating between the Australian Commonwealth and NSW. During WWII an Allied airfield was constructed on the island, testimony to its strategic importance in the Pacific theatre of the war. In 1979 Norfolk Island was granted limited self-government by Australia. A constant theme for Norfolk Island throughout its post-war history—perhaps even existing from the initial Australian takeover before WWI—has been the tensions and ambiguities resulting from a search for identity…the NI community is aware of the constant shadow of Australian governance over it and yet it also sensing in its distinctive Pacific Island nature a yearning for self-rule and independence (Burridge). In 2015 Canberra delivered a body blow to the autonomous aspirations of locals when, on the back of an NI economic decline due to the GFC and diminished tourism, it rescinded the Island’s self-government [‘Norfolk Island broke, set to be stripped of self rule’, (Nine News), 19-Mar-2015, www.9news.com.au].
(Image: www.mapsland.com)
Endnote: The period since the transportation of convicts to NI ended has been marked by an absence of violent crime. However early in the 21st century the tranquility was punctured by not one but two murders in the peaceful island community. In 2002 a young woman (an Australian mainlander working in NI) was murdered in mysterious circumstances. Two year after this, the NI government’s deputy chief minister was fatally shot in Kingston the NI capital…the murder had a family rather than a political motive and was not connected to the earlier homicide [New Zealand Herald, 20-Jul-2004].
≜ NI’s old and newer prisons with the iconicNorfolk Is Pines in the background (Source: www.aucklandmuseum.com)
Postscript: Norfolk Island, a “punitive hell” for incorrigibles or an overstated case? The conventional view of Norfolk Island as a penitentiary by the mid-19th century is that it “was the most notorious penal station in the English-speaking world and represented all that was bad about the convict system”⚃ (eg, convicts universally brutalised by sadistic gaolers). The colonial secretary in London directed Governor Brisbane in NSW in 1825 to send “the worst description of convicts” to Norfolk, (those) “excluded from all hope of return”. The characterisation of the NI penal colony as “hell-on-earth” is myth not fact according to historian Tim Causer who demurs from the consensus opinion. He argues that the NI inmates were not predominantly of the worst kind, not recidivists, not “doubly-convicted capital respites”, as widely stated. Using the available data Causer shows a contrary picture: over 2,400 of the convicts were first offenders who came directly from Britain and Ireland; nearly 70% sent to NI were sentenced for non-violent crimes (against property) (“‘The worst types of sub-human beings’? The myth and reality of the convicts of the Norfolk Island penal settlement, 1825-1855”, (Tim Causer), March 2011, www.researchgate.net].
__________________________________________ ※ the original inhabitants of Norfolk Island were Polynesian seafarers (14th-15th century) who journeyed there from the Kermadec Islands or the North Island of New Zealand
◕ and replaced as a penal destination by Van Diemen’s Land (Tasmania)
❂ roughly half of the present NI population of 1,800 are descended from Pitcairners
⚃ at the time NI penitentiary was universally synonymous with criminality and perversion, even alluded to by Charles Dickens in Hard Times. NI was widely considered equal to or worst than the barbaric penal colony at Macquarie Harbour (Tasmania)
Pedro II’s reign as emperor of Brazil started in the least propitious of circumstances. The first and immediate threat to the longevity of his rule was that he was only five-years-old when he acceded, necessitating a regency in Brazil until he came of age to rule in his own right. The other obstacle was that Brazil was still a fledgling empire wracked by political instability. Civil wars and factionalism plagued the empire, a vast region posing extremely formidable challenges to rule … between 1831 and 1848 there were more than 20 minor revolts including a Muslim slave insurrection and seven major ones (some of these were by secessionist movements). Pedro II had more success in foreign policy, the empire expanded at the expense of neighbours Argentina, Uruguay and Paraguay as the result of a series of continental wars. Some early historians saw Dom Pedro’s long reign in Brazil (1831-1889) as prosperous, enlightened and benevolent (he freed his own slaves in 1840) [Martin, Percy Alvin. “Causes of the Collapse of the Brazilian Empire.” The Hispanic American Historical Review 4, no. 1 (1921): 4-48. Accessed December 3, 2020. doi:10.2307/2506083.], certainly the emperor was viewed widely as a unifying force in Brazil for a good two-thirds of his reign.
1870s, on a course for turbulent waters in the empire From the 1870s onward however the consensus in favour of the rule of Pedro the ‘Unifier’ had started to show signs of fraying. The institutions that formed the three main pillars of the empire’s constitutional monarchical system—the landowning planter class, the Catholic clergy and the armed forces—were all becoming gradually disaffected from the regime, as were the new professional classes.
The landowning elite Pedro II’s reign came to an end in 1889 with his overthrow. The pretext for the removal of the Brazilian monarchy, according to the conventional thesis, was grievances of the planter oligarchy at the abolition of slavery (The Golden Law, 1888), which Dom Pedro had given his imprimatur to (CH Haring). This view holds that the landowners❋ deserted the monarchy for the republic because they were not compensated properly for their loss of slaves (Martin). This conclusion has been challenged by Graham et al on several grounds: the plantation owners dominated the imperial government of Pedro making them complicit in the decision to abolish slavery (ie, why would they be acting against their own interests?); many slave-owning planters favoured abolition because it brought an end to the mass flight of slave from properties; the succeeding republic government itself did not indemnify planters for their loss of slaves. More concerning than the abolition of slavery to the planters, in Graham’s view, was the introduction of land reform, something they were intent on avoiding at all costs. The planter oligarchs were willing to concede the end of the slave system so long as it forestalled land reform, the linchpin to real change in the society. Siding with the republicans, Graham concedes, was a calculated risk on their part, as there were many radical and reformist abolitionists¤ under the pro-republic umbrella with a very different agenda (national industrialisation) to them, but one they were willing to take⚉ [Hahner ; Graham, Richard. “Landowners and the Overthrow of the Empire.” Luso-Brazilian Review 7, no 2 (1970): 44-56. Accessed December 3, 2020. http://www.jstor.org/stable/3512758.]
🔺 Slaves on a fazenda (coffee farm), 1885
The clergy The conservative Catholic hierarchy were traditional backers of the emperor and the empire in Brazil. But a conflict of state in the 1870s between secularism and ultramontanism (emphasis on the strong central authority of the pope) undermined the relationship. This religious controversy involving the irmandades (brotherhood) drove a rift between the Brazilian clergy and the monarchy [Hahner, June E. “The Brazilian Armed Forces and the Overthrow of the Monarchy: Another Perspective.” The Americas 26, no. 2 (1969): 171-82. Accessed December 3, 2020. doi:10.2307/980297].
The national army The army had long-standing resentments about its treatment in Brazilian society…its low wages and the lack of a voice in the imperial cabinet were simmering grievances. Understandable then that together with the republicans, they were in the forefront of the coup against the monarchy, the pronunciamento (military revolt) that occurred in 1889. A key and popular figure influencing the younger officer element away from support for the monarchy was Manuel Deodoro da Fonseca (Marechal de campo in the army). Marshal Deodoro assumed the nominal leadership of the successful coup. Swept up in the turmoil of republican agitation, Deodoro, despite being a monarchist, found to his surprise that he had been elected the republic’s first president. The coup has been described as a “barrack room conspiracy” involving a fraction of the military whose “grievances (were) exploited by a small group of determined men bent on the establishment of the Republic” (Martin).
🔺 Allegory depicting Emperor Pedro’s farewell from Brazil (Image: Medium Cool)
Revolution from above Historians have noted that the 1889 ‘revolution’ that toppled Pedro II was no popular revolution…it was “top-down”, elite-driven with the notable absence of participation from the povo (“the people”) in the process (Martin). In fact the emperor at the time still retained a high level of popularity among the masses who expressed no great enthusiasm to change the status quo of Brazil’s polity.
The Braganza monarchy, hardly a robust long-term bet With the health of the ageing Dom Pedro increasingly a matter of concern, the viability of Brazil’s monarchy came under scrutiny. For the military the emperor was not a good role model, Pedro’s own pacifist inclinations did not gel well with the army’s martial spirit. The issue of succession was also a vexed one…Princess Isabel who deputised several times when Dom Pedro was called away to Europe was thought of as a weak heir to the crown. She did not enjoy a positive public perception and Pedro’s transparent failure to exhibit confidence in her did little to bolster her standing, contributing to a further erosion of support for the monarchy [Eakin, M. (2002). Expanding the Boundaries of Imperial Brazil. Latin American Research Review,37(3), 260-268. Retrieved December 3, 2020, fromhttp://www.jstor.org/stable/1512527]. The Brazilian monarchical state has been characterised as a kind of monarchy-lite which contributed to its lack of longevity – viz it failed to forge an hereditary aristocracy with political privileges, its titles mere honorifics not bestowing social privilege in Brazilian society. So that, by 1889, the empire had been reduced to a “hollow shell” ready to collapse (Martin).
A loose-knit empire? One perspective of the 19th century empire focuses on the sparseness and size of Brazil’s territorial expanse. Depreciating its status as an ‘empire’, this view depicts it as being in reality comprising something more like a “loose authority over a series of population clusters (stretching) from the mouth of the Amazon to the Río Grande do Sul” (Eakin). The lack of imperial unification, according to another view of the course of its history, surfaced as an ongoing struggle between the periphery (local politics) and the centre (national government), resulting in the weakening of the fabric of the polity [Judy Bieber, cited in Eakin].
Landless and disenfranchised Other issues in addition white-anted the legitimacy of Dom Pedro’s regime, notably the shrinking of the franchise. By 1881 the number of Brazilians eligible to vote had dropped alarmingly – less than 15% of what it had been just seven years earlier in 1874. And this trend was not corrected by the succeeding republic regime, portending a problematic future for Brazilian harmony because with the new republic came a rapid boost in immigration [‘The Old or First Republic, 1889-1930’, (Country Studies), www.countrystudies.us].
The cards in Brazil were always stacked in favour of the landed elite, an imbalance set in virtual perpetuity after the 1850 Land Law which restricted the number of Brazilians who could be landowners (condemning the vast majority to a sharecropper existence). The law concentrated land in fewer hands, ie, that of the planters, while creating a ready, surplus pool of labour for the plantations [Emília Viotti da Costa, The Brazilian Empire: Myths and Histories (2000)].
Structural seeds of the empire’s eclipse One theory locates Brazil’s imperial demise squarely in a failure to implement reform. The younger Pedro’s empire, projecting a rhetoric of liberalism which masked an anti-democratic nature, remained to the end unwilling to reform itself. The planter elite, with oligopolistic economic control and sway over the political sphere, maintained a rigid traditional structure of production—comprising latifúndios (large landholdings), slavery and the export of tropical productions (sugar, tobacco, coffee)—while stifling reform initiatives and opposing industrialisation [McCann, Frank D. The Journal of Interdisciplinary History, vol. 18, no. 3, 1988, pp. 576–578. JSTOR,http://www.jstor.org/stable/203948. Accessed 3 Dec. 2020]. Another criticism of the monarchical government concerns its economic performance. Detractors point to the regime’s failure to take the opportunities afforded by the world boom in trade after 1880, a consequence of which was that powerful provincial interests opted for a federal system [‘The Brazilian Federal State in the Old Republic (1889-1930): Did Regime Change Make a Difference?’, (Joseph L. Love), Lemann Institute of Brazilian Studies, University of Illinois, www.avalon.utadeo.edu.co/]
Primeira República, “King Coffee” and industrial development Initially the political ascendency in the First Republic lay with the urban-based military. However within a few years the government complexion was changed. The ‘Paulistas’, a São Paulo civilian cliche of landowners, elbowed the ineffectual Deodora aside. Exploiting differences between the army and the navy, the landowning elite then edged the remaining uniformed ministers out of the cabinet [Hahner], consolidating the “hegemonic leadership” of monolithic Paulista coffee planters in the republic✪.The First (or Old) Republic (1889-1930) was marked by uneven, stop-start spurts of industrialisation together with high level production of coffee for export. The Old Republic ended with another coup by a military junta in 1930 which in turn led to the Vargas dictatorship [Font; Graham].
Río de Janeiro, 1889🔺
Endnote: The anomalous Brazilian empire of the 19th century During its 60-plus years of existence Brazil’s empire stood out among the post-colonial states of 19th century Central and South America as the single viable monarchy in a sea of republicanism. Briefly on two occasions it was joined by México, also a constitutional monarchy but one that didn’t truly take root. On the second occasion the fated Emperor Maximilian—who was Pedro II’s first cousin—tried to forge an imperial network of sorts with Brazil.
PostScript After the South’s defeat in the American Civil War, Pedro II, wanting to cultivate cotton in the empire, invited Southerners to settle in Brazil which still practiced slavery (others went to México or to other Latin American states, even to Egypt). Estimates of between 10 and 20 thousand took up Dom Pedro’s offer, settling mainly in São Paulo. Most of these Confederados found the hardships too challenging and returned home after Reconstruction, some however stayed on in Brazil with their descendants still living in places like the city in São Paulo named Americana [‘The Confederacy Made Its Last Stand in Brazil’, (Jesse Greenspan), History, upd. 22-Jun-2020, www.history.com].
⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯⎯
❋ a dominant force in Brazilian economics and society which had benefitted from the 1850 Brazilian land law which restricted the number of landowners
¤ such as Joaquim Nabuco
⚉ the planter elite decided in the end that a governo federal system would better protect their land monopolisation than the empire could (Graham)
✪ coffee from Minas Gerais, Río de Janeiro and especially São Paulo plantations were the mainstay of the Brazilian economy (Font)
Brazil at the start of the 19th century was the jewel in the imperial crown of Portugal, the kingdom’s largest and richest colony. In 1808 Napoleonic aggression had taken the European-wide war to the Iberian Peninsula. An inadvertent consequence of the invasion set Brazil on the path to independence. Portuguese prince regent, the future João VI (or John VI), not wanting to emulate the Spanish royals’ circumstance (incarcerated in a French Prison at Emperor Napoleon’s pleasure) fled Portugal for Brazil, reestablishing the Portuguese royal court in Río de Janeiro.
Dom Pedro o Libertador, an empire of his own
João returned to Lisbon as king of the United Kingdom of Portugal, Brazil and the Algarves on the wave of the Liberal ‘Revolution’ (1820), leaving son Pedro as regent to rule Brazil in his stead. Unfortunately for him Pedro had his own plans, defying his father and the Portuguese motherland, he split Brazil off from Portugal. In a famous “I am staying” speech (Dia do Pico), Pedro rebuffed the demands of the Cortes(parliament) in Lisbon that he yield. Pedro’s timing was good, his move won the backing of the Brazilian landed class. [‘Pedro I and Pedro II‘, (Brazil: Five Centuries of Change), www.library.brown.edu]. Militarily, he met only limited resistance from Portuguese loyalists to his revolt. Aided by skilful leadership of the Brazilian fleet by ace navy admiral, the Scot mercenary Lord (Thomas) Cochrane, Pedro triumphed over his opponents with a relatively small amount of bloodshed, declaring himself emperor of Brazil in late 1822 and receiving the title of “Perpetual-Defender of Brazil”.
(Source: Bibliothèque National)
Pedro, despite benefiting from the able chief-ministership of José Bonifácio, soon found his imperial state on a rocky footing, embroiled in a local war with the United Provinces of the Río de la Plata. In the conflict, Brazil’s southern Cisplatine province, encouraged by the Argentines, broke away from the empire, eventually re-forming as the independent republic of Uruguay (both Brazil and Argentina during this period harboured designs on the territory of Uruguay). On João VI’s death in 1826 Pedro I became king of both Portugal and Brazil, but immediately abdicated the Portuguese throne in favour of his daughter Maria II [‘Biography of Dom Pedro I, First Emperor of Brazil’, (Christopher Minster), ThoughtCo., Upd.15-May-2019, www.thoughtco.com]
Politics within the ruling House of Braganza in this time were turbulent, both in Portugal and Brazil. The king’s younger brother Miguel (“o Usurpador”) usurped the throne of the under-aged Maria, causing Pedro I to also abdicate the Brazilian throne and return to Europe to try to restore the crown to his daughter Maria. Pedro’s five-year-old son, Pedro II, succeeded him in a minority as the new emperor of Brazil in 1831. In Portugal Dom Pedro gathered an army and engaged in what was effectively a civil war between liberals and conservatives who were seeking a return to the rule of absolutism. The war spread into Spain merging into the larger First Carlist War, a war of succession to determine who would assume the Spanish throne. The Portuguese conflict was decided in favour of Dom Pedro and the liberals, but not long after in 1834 Pedro I died of TB.
A whiff of Lusophobia in the Brazilian air
Pedro I’s abdication of the Brazilian throne provoked a brief outbreak of Lusophobia (hatred of the Portuguese) in Brazil. Triggered by perceptions that Lisbon harboured designs to restore Brazil by force to its colonial empire, some Brazilians in a frenzy randomly attacked Portuguese property and killed a number of Portuguese-born residents [‘In the Shadow of Independence: Portugal, Brazil, and Their Mutual Influence after the End of Empire (late 1820s-early 1840s’, (Gabriel Paquette), e-Journal of Portuguese History, versão On-line ISSN 1645-6432, vol.11, no. 2 Porto 2013].
The second in our brace of reclusive authors of American fiction is Thomas Pynchon (see preceding blog on his the similarly publicity-shy JD Salinger). Long Island-born Pynchon came to the full-time vocation of fiction-writing via short stints in the navy and for Boeing as a technical aide. By the time Pynchon writes his first novel, V. in 1963, he is domiciled in México City, and the persona of Pynchon as an “Invisible Man of Letters” has already started to take root.
PYNCHON
If there were slim pickings for inquisitive fans of JD Salinger wanting more biographical information about their ‘fave’ reclusive writer, then comparatively there’s an absolute famine when it comes to the lack of ‘goss’ on Thomas Ruggles Pynchon! Pynchon has managed to weave an airtight web of mystery around his personal life – no interviews, no attendance of literary prize awards, no memoirs, no hobnobbing with fellow celebrities at ‘A’ list gatherings, no teaching post in academia. In Pynchon’s (loosely) historically-based novel Mason & Dixon one of the characters is castigated for “the least tolerable of Offences … the Crime they styl’d ‘Anonymity’” – the very state of existence that Pynchon craves. The reclusive and ubër-private New Yorker differs from the equally reclusive Salinger in not having had to suffer the ignominy of family ‘betrayal’ as Salinger was subjected to. Pynchon’s family (agent/wife, son, brother and sister) and friends have all closed ranks, drawing down the cone of silence on the subject of the famous recluse＊.
‘Mason & Dixon’
Pynchon very much belongs to the “why make it simple, when you can make it complicated” school of literary communication. His books, popularly subsumed under the labels ‘postmodern’ and metafiction are typically characterised by over-elaborate and often open-ended plots, dense and hard to follow, labyrinthine sentences (Mason & Dixon meanders a full 122 words before it reaches its first full stop on page 2!) Pynchon offers up a mixed grill of cultural references to sex, drug culture, science and tech stuff, historical info and comic-book fantasy (with a raft of quirky and zany characters), etc. Beginning with The Crying of Lot 49 (1966), the first of Pynchon’s “Californian trilogy” novels, the author turns a critical eye on the counterculture…although Pynchon evinces a consonance with its core values and communitarian ideals he voices a concern that the American counterculture may be an accessory of the dominant culture rather than a genuine reaction to it [‘American Modernity and Counterculture’, (The Crying of Lot 49 by Thomas Pynchon), www.litcharts .org]. In ‘Lot 49’ protagonist Oedipa Maas accidentally stumbles into Trystero, a shadowy world of convoluted conspiracies, unearthing a centuries-old conflict between rival mail distribution companies.
Political Pynchon? A central motif that comes through in Pynchon’s novels is a distrust bordering on paranoia of government agencies and private corporations. In Gravity’s Rainbow he expresses deep suspicions about the motives of the military/industrial complex. But Pynchon seems also to distrust the established political left in its empirical authoritarian form. Instead, his natural orientation and sympathies seem to be towards the anarchists and the preterites (ie, those controlled by the elite). One scholar notes that anarchists or allusions to them are present in all of the Pynchon books … anarchism, Pynchon seems to suggest, might be the best non-authoritarian and non-hierarchical social configuration for the future [‘Riding the Interface: An Anarchist Reading of Gravity’s Rainbow’, (Graham Benton), www.pynchonnotes.openlibhums.org]. Politics also run through Pynchon’s next, Vineland (1990), a novel which some dismissively dispatched as “Pynchon-Lite”. Vineland is an absurdist fable— punctuated with numerous references to drugs, 1960s music and TV pop culture, especially Star Wars—through which Pynchon provides a commentary on several key issues of the Eighties (the culture war debates, reading, television and mass communications). Set against the backdrop of the Republican Party’s re-election in 1984, Pynchon also takes a hefty swipe at American politics in the age of Reaganomics with a warning to America about “encroaching fascism” [Meinel, Tobias. “A Deculturated Pynchon? Thomas Pynchon’s “Vineland” and Reading in the Age of Television.” Amerikastudien / American Studies 58, no. 3 (2013): 451-64. Accessed November 26, 2020. http://www.jstor.org/stable/43485900].
❝ Then again, it’s the whole Reagan program, isn’t it—dismantle the New Deal, reverse the effects of World War II, restore fascism at home and around the world, flee into the past, can’t you feel it, all the dangerous childish stupidity—I don’t like the way it came out … someday, with the right man in the White House, there will be a Department of Jesus.❞
~ Thomas Pynchon, Vineland
Guesting on ‘The Simpsons’
While resolutely keeping his guard up Pynchon maintains control of his world by choosing when and what of himself he gives up to the world at large. Famously Pynchon has appeared (in animated form) on two episodes of The Simpsons (a clear sign that the couch-surfing literary hermit is up on mainstream pop culture※), having dictated the terms of his guest spot. Obviously the idea of the Simpsons gig tickled his humerus wildly, as he is shown(sic) wearing a paper bag on his head and gets to say that he loves Marge Simpson’s book “almost as much as he loves cameras”.
Navy boy Tom
The “no selfies” author Tom Pynchon has been incredibly successful over many decades—especially living in a metropolis of over eight million people—in scrupulously avoiding the lenses of the ubiquitous paparazzi. Until fairly recently there was virtually no new photos of the reclusive writer floating round⍟. Media outlets when running a story on Pynchon almost invariably fall back on the one or two photos taken during his navy days (when Pynchon was aged around 19 or 20!). Pynchon’s legendary antipathy to having his photo taken has been explained away as self-consciousness about his protruding buck teeth (something that a sequence of sessions in the dentist’s chair early on could surely have fixed). Whether this explanation holds water or not is of course, like everything else, a topic Pynchon is deafeningly silent on. On the issue of Pynchon hermetically sealing himself off from the world, a more plausible speculation is that it may be a reflection of Pynchon’s disapproval of the modern trend of writers embracing, even rejoicing, in the role of being celebrities, eg, Norman Mailer and Truman Capote et al [‘Thomas Pynchon Returns to New York, Where He’s Always Been’, (J.K. Trotter), The Atlantic, 17-Jun-2013, www.theatlantic.com].
A method in the madness? The lengths Pynchon will go to avoid being photographed have a paranoia-like tinge to them, and some are legendary. Once in México during the Early Sixties V. period, when surprised by a random photographer, Pynchon apparently jumped straight out of his apartment window to escape being snapped [‘Hiding in Plain Sight: On the unobservable Thomas Pynchon’, (Alex Gilvarry), Topic, Issue No. 04, October 2027, www.topic.com]. The failure to pin down the identity of a famous but reclusive novelist contributes to the creation of myths … the enigma of an “invisible literary man” exudes more intrigue. Pynchon would understand that having a mystique about him, another layer of interest for his ‘gonzo’ fan base to engage with, would have a bonus marketable spin-off for the author’s sales [‘Meet Your Neighbor, Thomas Pynchon’, (Nancy Jo Sales), New York, 27-Jun-2008,www.nymag.com].
Pynchon Inc personnel: the ministry of silly names Pynchon novels are typically peopled by a vast array of (usually odd) characters. In Gravity’s Rainbow, Pychon rolls out no fewer than 400 named characters in 760 pages (most with fleeting walk-on, walk-off parts). Pynchon also revels in preposterous nomenclature, inventing lots of outrageous puns like Joaquin Stick, Benny Profane and the Marquis de Sod (a Californian lawn-care specialist!), and an inexhaustible supply of downright silly names – including McClintic Sphere, Tyrone Slothrop, Rachel Owlglass, Weed Atman, Yashmeen Halfcourt, Mike Fallopian, Scarsdale Vipe, Doc Sportello, Rev. Wicks Cherrycoke and Pig Bodine. Counterculture names abound – Zoyd, Frenesi, Prairie, etc. Needless to say from the jokey nature of this Pynchon nomen-sampler that fleshing out a character’s multi-layered depths is not really the New Yorker’s bag [‘Gravity’s Rainbow’, Wikipedia, http://en.m.wikipedia.org].
An orgy of exegesis: Conspiracy la-la land As someone with a lofty literary profile in the US and beyond (regularly scores a mention in the mix of annual Nobel Prize contenders), the utter paucity of biographical information on Pynchon has given rise to some pretty wild speculation about who he really is? Outré theories abound on the internet about the novelist’s identity, one of the most persistent is that Thomas Pynchon is really JD Salinger! Presumably the germ of this notion was the commonalities between the two, both perceived as hermits with a pathological allergy to attention, and each shared a fierce insistence on their personal privacy. But what gave added weight to the imaginative coupling in people’s minds was Salinger’s early removal from the public gaze and the supposed drying up of his literary output as evidenced by the complete cessation of his published work post-1965. This baseless ‘theory’ holds that Salinger invented “Thomas Pynchon” as an “elaborate authorial personality” to hide behind (Trotter). Even more ludicrous was the allegation that Pynchon was in fact the Unabomber! Another speculation has him as an airline pilot in real life (motivated by Howard Hughes adulation perhaps?). Other theories, rather predictably, conclude that Pynchon has to be a drug smuggler or a CIA agent (“its all there in the stories!”) [‘Authors reveal their Thomas Pynchon conspiracy theories’, Bookish, 03-Oct-2013, www.usatoday.com]. And so it goes, with more and even crazier notions. There’s something very apt that so many loopy conspiracy theories circulate about the identity of an author whose fiction is littered with accounts of loopy conspiracy theories✫.
Footnote: Lost in Pynchon Given my own often bewildered reaction to much of the fiction of Pynchon, and the palpable frustration that I see exhibited by others seeking despairingly to decode Tom Pynchon’s idiosyncratically personal brand of hieroglyphics◪, I often wonder why so many of us punters keep making the self-flagellating effort…I’m reminded of the cynic’s definition of a classic book, “something that everyone wants to have read but nobody wants to read” (Mark Twain, who else?). Echoing this is one critic’s pithy summation of Gravity’s Rainbow, Pynchon’s most praised book, as the “least-read-must-read” book in American history (Sales). For the marginalised multitude denied enlightenment there is some comfort in mockery. The title of the 2009 “Po-Mo” take on TRP’s ‘gumshoe’ novel, Inherent Vice⍉, offers a pyrrhic get-square (‘Incoherent Vice’) [‘Incoherent Vice’, (Sam Anderson), New York, 31-Jul-2009, www.nymag.com].
PostScript: Absurdist and Fabulist? Pynchon is a black belt when it comes to telling the “shaggy-dog” story. Early critics described his novels V. and Gravity’s Rainbow as “high-caliber shaggy dog stories, full of digressions and possibly pointless details converging to a climax that revolves little” [‘Thomas Pynchon: A Primer’, (Jack Joslin), 25-Apr-2012, www.litreactor.com]. This description also applies to the later Mason & Dixon, a long rambling tale full of rollicking in taverns and absurdly inconsequential humour. Pynchon concocts a mixture of fact and fiction, the actual historical personages of Mason and Dixon blended into the “obvious lies, rumours and outright fantasies of their travels” while surveying the boundaries of colonial North America [Thomas Pynchon: Novels & Concept.” Study.com, 25 June 2013,study.com/academy/lesson/thomas-pynchon-novels-lesson-quiz.html]. This shaggy dog, picturesque style of Pynchon brings to mind Laurence Sterne’s Tristram Shandy, but more contemporaneously it reminds me of Peter Carey (especially Illywhacker) and John Barth (The Sot-Weed Factor, Giles Goat-Boy) who both write in a Fabulist/Magic Realism vein.
＊the scarcity of biographical material on Pynchon doesn’t stop the “Pynchon-curious” from trawling through the texts to turn up whatever “auto-fiction” they can find…the protagonist of V., Benny Profane, “a schlemihi and human yo-yo” is ex-navy, just like his creator
※ Pynchon, and for that matter, JD Salinger in his time, would undoubtedly have no trouble writing a treatise on daytime television had either wished to do so
⍟ even the photos supposed taken of the septuagenarian/octogenarian Pynchon out shopping can’t be confirmed as being genuinely of him
✫ Pynchon once famously said “every weirdo in the world is on my wavelength”
◪one reviewer likened Pynchon’s cryptic first novel V. to a Hieronymus Bosch triptych
⍉thus far the only Thomas Pynchon novel to make it to the silver screen
In the contemporary world of fiction-writing and publishing, maximising one’s media exposure in such a highly competitive market is considered essential for commercial success in the industry. A regime of TV talk shows, book tour circuits, getting your face out there, meeting and greeting the fans, is what authors do, its their bread and butter.
Two American novelists whose careers have followed an altogether different trajectory are JD Salinger and Thomas Ruggles Pynchon Junior. As modern writers of fiction, what Salinger and Pynchon have in common are a seemingly reclusive nature, or at the very least a pronounced aversion to publicity, or if you prefer to look at the obverse side, a fanatical even pathological commitment to guarding one’s own privacy from prying eyes.
SALINGER
❛What really knocks me out is a book that, when you’re all done reading it, you wish the author that wrote it was a terrific friend of yours and you could call him up on the phone whenever you felt like it.❜※
~ JD Salinger, Catcher in the Rye
꧁꧂꧁꧂꧁꧂
The ‘Catcher’: the unbearable heaviness of fame JD (Jerome David, but went by the name of Jerry) Salinger had a remarkably slim output for a literary career that spanned over half a century. Between 1965 and his death in 2010 Salinger published nothing at all, although he continued to write in this time, prolifically it seems⚀. 1951 was the seminal year for Salinger with the dazzling success of his debut novel, Catcher in the Rye…the story of teenager Holden Caulfield struck a profound chord with American adolescence, articulating a sense of angst and alienation from adult (mainstream) society. The ensuing torrent of fame, the intense media and fan preoccupation with the book and in its author, drove Salinger to ground, relocating for good to a rural retreat in Cornish, New Hampshire.
Salinger, in the words of the New York Times, “elevating privacy to an art form”, bunkered down, refused interviews, and clammed up about his personal life and past – leaving the press and other interested parties to try to piece together the autobiographical parts of the novelist’s existence. Some observers have speculated that Salinger experienced some sort of identity crisis or nervous breakdown after ‘Catcher’, that triggered his publicity-shyness. As a result of Catcher in the Rye’s impact Salinger thereafter set a determined course to studiously avoid future publication, including no follow-up novel to capitalise on the success✧. Eventually a handful of shorter works were published, the most significance of which was his 1961 novella/short story collection Franny and Zooey (adventures of the Glass family). On the dust jacket of that book Salinger wrote, “a writer’s feelings of anonymity-obscurity are the second most valuable property on loan to him during his working years”… elsewhere he has spoken of “the joys of not publishing” [‘Salinger, Pynchon & Co.: When writers are recluses’, (Scott Timberg), LA Times, 02-Sep-2007, www.latimes.com].
Salinger troppo bizarro While Salinger kept schtum over the years, striving vigilantly to fend off unwanted attention, others within the author’s family and associates provided personal insights to whet the biography-starved appetites of the public. Both Salinger’s former live-in lover Joyce Maynard (who at 18 shacked up with the 50-something literary recluse in the New Hampshire hideaway) and the author’s own daughter Margaret wrote their own “tell-all”, unfavourable memoirs of Salinger (eg, “a scowling martinet who drank his own urine and clung to outmoded racial stereotypes drawn from old Hollywood movies”)¤ [Robert Schnakenberg, Secret Lives of Great Authors, (2008)]. Margaret’s hatchet-job on Dad provoked a sibling feud as Salinger’s son Matt (an occasional actor) rushed to his defence dissing Margaret’s memoir, Dream Catcher, as mere “gothic tales of our supposed childhood” [‘The odd life of Catcher in the Rye author JD Salinger’, (Martin Chilton), Independent, 01-Jan-2019, www.independent.co.uk].
A young Salinger (photo: AP)
Catcher in the Rye has consistently charted as a best-seller✪, but its critical reception has been controversial and reviews mixed. Some critics of the novel, taking a highbrow view (Joan Didion, George Steiner) have deemed it too pessimistic in its message, too obscene, sincere admittedly, but nonetheless mawkish. Other readers, more low-key in their response, have wondered what all the fuss was about [‘J.D. Salinger’s Holden Caulfield, Aging Gracelessly’, (Jonathan Yardley), The Washington Post, 19-Oct-2004, www.washingtonpost.com]. The ever-acerbic Gore Vidal questioned whether “Salinger’s enigmatic exile lent his work a seriousness it didn’t deserve” (Chilton). Salinger biographers Shields and Salerno saw ‘Catcher’ less as a coming-of-age story than allegorically as a “disguised war novel”◘ [‘Book Introduction to Salinger’, American Masters, 24-Dec-2013, www.pbs.org/].
A manifesto for the criminally unhinged A notorious side-effect of the public’s (or sections of it’s) infatuation with Catcher in the Rye is that it has been the motivational vade mecum of choice for some assassins (or would-be assassins) of celebrities. The novel had an inspirational role in the (separate) shootings of John Lennon and Ronald Reagan in the early 1980s. Mark David Chapman (who murdered Lennon) and John Hinckley Jr (who shot Reagan) both over-identified with Holden Caulfield to the point of being delusional and both were found to be in possession of a copy of ‘Catcher’at the times of their crime.
PostScript: How reclusive are these literary hermits? Salinger and Pynchon et al have been described as “recursively reclusive”, and this seems to be the majority opinion among fervent Salinger and Pynchon-watchers [‘The People Behind the Pen – T. Pynchon, J.D. Salinger and J.R.R. Tolkien’, Cision, 25-Sep-2015, www.prweb.com/]. But this view has been challenged – in Thomas Pynchon’s case, by himself! In 1997 Pynchon told CNN (by phone) that he believed that ‘recluse’ was “a code word generated by journalists … meaning, ‘doesn’t like to talk to reporters’” – the “media-shy recluse as an invention of the media” [“The endangered literary ‘recluse’”, (Brian Joseph Davis), The Globe and Mail, 07-Aug-2009, www.theglobeandmail.com]. But if Pynchon—dubbed by the US media as the “Invisible Man”—is a recluse and a hermit, he’s one who is hiding in plain sight, having lived for about 30 years in the same apartment (the precise address can be openly accessed by a simple online search) in the dense metropolis of New York City!
In regard to Salinger, Shields and Salerno contend that he was never actually a recluse – their evidence? While in Cornish, NH, he travelled, he had friends, family, relationships, he consumed the popular culture of his day, he expressed political opinions (not necessarily positive ones…Reagan was “the outgoing dummy” and George HW Bush was “the incoming dummy”)(Chilton). Another biographer, Paul Alexander, asserts that Salinger played up the role of loner, that he was originally quite a keen socialiser when he lived in NYC…and in “another life” in his youthful pre-literary career, ‘Jerry’ had been “entertainment director” for a cruise liner, making the fun happen for 1,500 passengers on MS Kungsholm! As has been noted, Salinger and Pynchon (and Harper Lee and others) are “not recluses in the true sense of the word … they simply have different ways of being public figures” (Davis).
※ Salinger’s words proved incredibly prescient in light of his own literary career
⚀ in 2019 Salinger’s son indicated that the family will release much of his father’s large body of unpublished work
✧from the 1950s on Salinger also refused all offers to sell the film rights to ‘Catcher’, backing it up with a ready willingness to sue in any instance of unauthorised use of his creations
¤ other allegations of ‘oddball’ behaviour directed at Salinger include his practice of glossolalia, his use of an orgasmatron, his dabbling in Scientology (and Vedantaism) and embrace of extreme homeopathy (Schnakenberg)
✪to date the novel has sold somewhere in the vicinity of 70 million copies worldwide
◘ Salinger was a WWII veteran (active in D-Day, Dachau), had PTSD; postwar he was “perpetually in search of a spiritual cure for his damaged psyche” (Shields & Salerno)
Forty years on from the Emperor Agustín episode (see preceding post), México experienced a brief imperial phase for the second time. The Second Méxican empire differed from the first in being the creation of an externally-imposed political intervention. Born out of the ambitions, dreams and adventurist tendencies of the French emperor Napoleon III, the foreign intervention resulted in a hand-picked member of the Austro-Hungarian Habsburg dynasty being elevated to a “prefabricated throne” in México [Hanna, Kathryn Abbey. “The Roles of the South in the French Intervention in Mexico.” The Journal of Southern History 20, no. 1 (1954): 3-21. Accessed November 17, 2020. doi:10.2307/2954576.].
The trigger that set off the chain of events which resulted in an otherwise undistinguished Austrian archduke sitting atop an empire in faraway México was an economic crisis plaguing the Second Méxican republic in 1861. The Juarez government owed huge sums of money to foreign creditors—in particularly to France but also to other European states—which it was either unable or unwilling to repay, eventually the regime reneged on its debts. France’s Napoleon III entered into a conspiracy with México’s rich landowning class, to subvert the Juarez regime. With back-up from Britain and Spain (also creditors of the regime), the French landed a force at the port of Veracruz and demanded that Méxican government meet its financial obligations to Europe. After an initial military setback in the Battle of Puebla※, the French army eventually captured México City. The French military intervention further inflamed a civil war already in train between the conservative and liberal forces of México [‘The Emperor Maximilian arrives in Mexico City’, (Richard Cavendish), History Today, 06-Jun-2014, www.historytoday.com].
Napoleon’s empire of opportunism Napoleon’s foray into México was not just about the recovery of international debts, some historians contend that it had a longer strategic intent, a grandiose plan to fuel the emperor’s imperialistic designs, known as la Grande Pensée (lit: “the big thought”). Having established a protectorate over the country Napoleon’s immediate objective was to create a buffer against US expansionism, which he thought could be realised by turning México into a pliant imperial ally…amounting to the creation of “a new order” in the region , one to Napoleon’s liking. This view purports that the French emperor sought to forge a “Latin, Catholic bloc” to counter any likely further US encroachment on the central and southern parts of the continent (see more on this in Footnote)◇ [Michele Cunningham, ‘México and the Foreign Policy of Napoleon III’, (Unpublished PhD thesis, University of Adelaide, December 1996]. The timing had been right, all of America’s energies were directed towards the civil war renting the union asunder, preventing Washington from taking a robust response to the European incursion in its sphere of influence⌽.
Emperor Maximilian I
Maximilian’s reluctance to play an obliging puppet role To head the imperial construct, Ferdinand Maximilian, younger brother of the Austro-Hungarian Emperor (Franz Josef) was chosen. Maximilian was initially loathe to take on the job, he only did so after encouragement from his ambitious wife (Carlota) and after some deception on the part of the French (a phoney plebiscite was rigged to convey the impression that the Méxican people were willing to accept an Imperio Mexicano with Maximilian as emperor). Maximilian eventually warmed to the imperial role but he proved less amenable to the conservative program espoused by his backers than they had anticipated. Seeing himself as the protector of the peasantry, Maximilian endorsed wide-reaching reforms (including abolition of serfdom and child labour) and refused to restore the powerful Catholic Church to the privileged position it held prior to Juarez’s attack on its assets (Cavendish)⌑. The loss of Catholic hierarchy support didn’t help Maximilian’s prospects of surviving when things got tight politically for him in México later on.
Castillo de Chapultepec, Maximilian & Carlota’s official imperial residence, CDMX (Photo: www.mexicanroutes.com) ⍒
Confederate exile plan Maximilian’s empire, even with its heavy reliance on French support, struggled to bend all of the internal opposition to its rule⦿. Maximilian and his French backers duly forged alliances with the American South, Confederate generals Magruder and Preston were appointed envoys to México City. The door to México was opened to Confederates…settler schemes, the brainchild of southern oceanography pioneer Matthew F Maury, were launched (New Virginia Colony/Carlota Colony) to encourage postwar migration (asylum) south of the border. Maury’s colonisation scheme was intended to bring 200,000 southerners to Méxican plantations with former slaves as ‘apprentices’, however the plan never really took off. México’s long-standing ban on slavery was a further disincentive for prospective Confederate settlers (Hanna).
French end-game As things transpired Napoleon (and Maximilian) gambled on the wrong side in the American Civil War. The Union’s emergence from the civil war triumphant was lethal for French ambitions in México, Washington was now free to turn its attention to the foreign interloper. Invoking the Monroe Doctrine of Manifest Destiny, the US “hard-balled” France into removing its troops from México. Other urgencies closer to home were also a factor in Napoleon‘s exit from México – primarily the menace of a rising Prussia. The French departure also sealed the fate of the foreign emperor they had placed on the throne. In 1867 with dwindling support for the Méxican empire, Maximilian was comprehensively defeated by the republican forces, captured and like his monarchical Méxican predecessor Agustín I, executed by firing squad.
Footnote: A rationale for French imperial reach into México and l’Amérique latine At the time of Napoleon’s Méxican adventurism there was a widespread undercurrent of ”Pan-Latinism” in the air. The Napoleonic foreign policy that propelled France into the midst of an internal conflict in México has its rationale in the thinking of political economist of the day, Michel Chevalier. His influential ideas about Pan-Latinism struck a particular chord in France. Chevalier developed the idea that France (as leader of the Latin language countries) had a special hegemonic role to fulfil among les races Latines (the “Latin races”(sic)) vis-a-vís the Anglo-Saxon world. In the New World this manifested itself in the idea of France taking the lead in Hispanic America as a bulwark against the US expansionist juggernaut. Specifically, this meant France intervening in México to stabilise the unstable Méxican government—providing “a strong barrier on the Rio Grande to impede the march of Anglo-Saxonism”—and thus resisting Yankee territorial expansion which would undermine the solidarity of Catholic l’Amérique latine❂. And, as alluded to above, for Napoleon of course, the structure of empire was deemed the best framework to glue the various parts of the territorial entity together. A bonus incentive for France to establish a foothold in the Americas would be a chance to share in the continent’s vast riches◇[‘Pan-latinism, French intervention in México (1861-1867) and The Genesis of the idea of Latin America’, (John Leddy Phelan), (reproduced in Historical Digital), www.historicas.unam.mx].
◙◙◙ Maximilian I, first and last Habsburg Emperor of México, 1864–1867
ㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎㅎ
※ commemorated by Méxicans annually on “Cinco de Mayo” (5th of May)
⌑ one of the stratagems ultilised by Maximilian to try to make himself more appealing to Méxicans was to formally adopt the two grandsons of the first Méxican emperor, Agustín de Iturbide
⌽ practical assistance by the Americans to the republican side during the civil war was largely restricted to ‘losing’ caches of weapons over the border
⦿ Emperor Maximilian was probably aware of the downside of over-association with France – French diplomats sent to México City had an unfortunate tendency to make zero effort to disguise their distain for Méxicans, engendering an understandable reciprocal feeling of antipathy on the Méxicans’ part [Barker, Nancy N. “Monarchy in Mexico: Harebrained Scheme or Well-considered Prospect?” The Journal of Modern History 48, no. 1 (1976): 51-68. Accessed November 16, 2020. http://www.jstor.org/stable/1877749].
❂ both the French and the Méxicans viewed the prospect of further territorial grabs by the Americans as pretty much inevitable
◇ France had already signalled its interest in the lucrative Sonora silver mines in northern México
During the first half-century of México’s independence, having freed itself from the Spanish Empire in 1821, the country was subjected to two brief periods of monarchical rule. The two emperadores de México, whose reigns were separated by 40 years, were elevated to the Méxican throne through very different circumstances, though ultimately they both met the same fate.
The first emperor, Agustín de Iturbide, was a Méxican caudillo (military chieftain) who after initially supporting Spain in the Méxican war for independence, switched sides, allying with the radical insurgents and took command of the independence movement. Iturbide formulated the Iguala Plan which called for an independent México to be ruled by a prince from the (Spanish) Bourbon house (or failing that, a Méxican one), with equal rights for creoles (mixed race citizens) and peninsulares (of Spanish ancestry born in either Spain or México). The Plan, also advocating the retention of all powers for the army and the exclusivity of the Roman Catholic Church, won a consensus of approval within Méxican society. The viceroy of New Spain, with a new liberal government in charge in Spain, acquiesced to the Plan (Treaty of Córdoba), and Iturbide, basking in the glory of his role of El Libertador de la Nueva España took the helm of the new state.
(Image: www.onthisday.com)
Road to empire Iturbide initially became the president of the governing Council of Regents. By May 1822, having several times previously declined appeals by the populace at large❋ to become emperor of México, Iturbide finally concurred and was crowned as Agustín the First in July. The empire of New Spain which fell to Iturbide certainly warranted the imperial tag, comprising an area of “Greater México” which included, in addition to modern-day México, the areas of Alto California right up to the Oregon territory, Arizona, New México, Utah, Nevada, Colorado, Texas, plus all of lower Meso-America down to Panama.
Mismanaging the finances Within a few months things in Agustín’s empire had started to go badly “pear-shaped” and the image of Iturbide who had led the country to an almost bloodless war of independence was receding in peoples’ minds. Despite the country’s shaky financial situation the Agustín administration overspent catastrophically – a cost blowout of more than 25,000 pesos a month, nearly five times that of the New Spain Viceroyalty. Equally scandalously, the extravagance and imperial pomp of Agustín’s court drew widespread criticism and fostered republican sentiment at a time when ordinary Méxicans were bearing the brunt of salary cuts and newly imposed taxes [Anna, Timothy E. “The Rule of Agustin De Iturbide: A Reappraisal.” Journal of Latin American Studies 17, no. 1 (1985): 79-110. Accessed November 13, 2020. http://www.jstor.org/stable/157498]. In addition, Agustín increasingly couldn’t afford to pay the army (his power base) which to was prove critical to the chances of his own political longevity.
México, 1825 (image: Library of Congress (US)
Emperor v Congress From the onset of the empire Agustín was at loggerheads with an increasingly hostile Congress, eventually resulting in a more authoritarian response by the ruler…press freedoms were curtailed, an alleged conspiracy within the parliament gave Iturbide a pretext to jail republican member, suspend Congress and replace it with a 45 man-junta. Key sections of the army deserted the emperor in 1823 including his most trusted generals. Other leading army generals, Santa Anna and Victoria, declared the Casa Mata Plan, calling for Agustín’s ouster and the installation of a republican form of government✫. Finding his position untenable Agustín abdicated in March 1823 and sought exile in Europe. Unaware that Congress had sentenced him to death in absentia, Iturbide returned to México in 1824 and was arrested and promptly executed. Iturbine’s constitutional monarchy was replaced with a federalist structure along US lines—de Los Estados Unidos Méxicanos, the ‘USM’—a constitution giving more power to the legislative branch than to the executive.
PostScript: Agustín the ‘Unpraised’ Historians on the whole have tended to give Iturbide rather short shrift, especially when compared to the other, lavishly acknowledged, great liberadores of Spanish American history such as Bolivár and San Martin. Many seem have taken a leaf from the book of Iturbide’s contemporaries who unrestrainedly vilified him, eg. the opposition El Sol Méxican newspaper who labelled the emperor “a traitor, a hypocrite and an impious man” (30th April 1823)✪, “betraying his patria (homeland) for personal wealth and tyrannical power” [Review, Timothy E. Anna, The Mexican Empire of Iturbide, (1990), Michael P. Costeloe, (Cambridge University Press: 05 February 2009, www.cambridgeunivesitypress.org/].
(attributed: JA Huerta)
Historian TE Anna proffered a fresh reappraisal of the embattled first emperor of México three decades ago in an attempt to give some balance. On the charge that Iturbide usurped power for himself, while conceding there were lingering questions of legality about his accession to the throne—Congress lacked the required quorum to ratify the move—Anna nonetheless contends that there was no substantial nationwide opposition to the imperial elevation at the time. Anna also evidences Iturbide’s reluctance to assume the title of emperor, noting that it was only at the urging of others that he eventually took the job. Moreover he affirms that the consensus in favour of Iturbide reflected the existence of a “cult of Iturbide”, a genuine and spontaneous groundswell of popular support that was “not manufactured by the Hero himself”. On the question of why did Iturbide, having already consolidated power in his hands, go the emperor route, Anna argues that there was very few voices raised against the establishment of a monarchy in 1822 (mainly Fray de Mier and El Sol)…and that Méxicans, after centuries of rule by the Spanish viceroys, were accustomed to an imperial form of government▣. Anna also addresses why Agustín made the decision to abdicate, concluding that he “gave up because the political price of remaining on the throne was more than he would pay”. To continue as emperor, Anna argues, Iturbide recoiled from the grim prospect of having his power emasculated… conceding sovereignty to Congress meant imperilling the planks of his cherished Iguala Plan (Anna).
__________________________________________
❋ excluding republicans
✫ Santa Anna’s other co-conspirators against Agustín were generals Guerrero and Echàverri
✪ Other pejorative adjectives heaped on Agustín include ‘fraud’, ‘usurper’, ‘dictator’…his decriers have even described him as “México’s most significant non-person” [Anna Macias, TIMOTHY E. ANNA. The Mexican Empire of Iturbide. Lincoln: University of Nebraska Press. 1990. Pp. xii, 286. The American Historical Review, Volume 96, Issue 2, April 1991, Pages 642–643, http://doi.org/10.1086/age/96.2.642-a]
▣ conversely the republican form of rule was still not very well understood at the time, even by its advocates
✦ Anna’s basic thesis seems to be that at heart Iturbide wanted the Méxican regime to be a constitutional monarchy but was thwarted by enemies in and outside of Congress (Macias)
Few places in Germany and Berlin have experienced the journey of change and transition that Tempelhof Airport (Flughafen Berlin-Tempelhof) has. The Nazis commenced the construction of its colossal showcase airport in 1936 on the site of a pre-existing (Weimar Republic-built) airport. Even in its pre-airport days, it’s land use had a nexus with aviation – from 1887 it was home to a balloon detachment of the Prussian Army.
⇡der Berliner Garnison
Prior to it becoming an airport in the 1920s Tempelhof Field was used primarily as a military parade ground, and in addition it played an early role in the development of Berlin football (the pioneering BFC Fortuna club). It’s next brush with aeronautical endeavour came in 1909 when US aviator Orville Wright took the brothers’ bi-plane, the ‘Wright Flyer’, for a spin around the field.
A mega-scale marvel of civil engineering Built on a scale❋to be in synch with the values of strength and power projected by the rest of Hitler’s Germania building ‘Fantasia’^^, Tempelhof—the name derives from it having originally been land occupied by the medieval Order of Knights Templars—was an “icon of Nazi architecture: (with a complex of) huge austere buildings in totalitarian style (in the shape of a quadrant up to 1.2 km in length), replete with imposing imperial eagles made from stone” [‘Berlin: A historic airport reinvents itself’, (Eric Johnson), Julius Bär, 28-May-2019, www.juliusbar.com]. Designed for the Führer by Ernst Sagebiel, the out of all proportion complex boasted 9,000 rooms, multiple entrance doors, reliefs and sculptures including a giant aluminium eagle head◰.
Located just four kilometres south of Berlin’s central Tiergarten, the Nazi airport was notably innovative in its day – eg, separate levels for passengers and luggage; windows spanning the floor-to-ceiling to convey as much light as possible inside the terminal [‘The story of Berlin’s WWII Tempelhof Airport which is now Germany’s largest refugee shelter’, (Sam Shead), The Independent, 20-Jun-2017, www.independent.co.uk].
⇡ The vast and cavernous main hall
(Tempelhof Projekt GmbH,www.thf-Berlin.de)
Tempelhof Airport was only ever 80% completed (constructed halted in 1939 with the outbreak of war), and ironically, never used by the Nazis as an airport (they continued to use the original terminal for flights). Instead, the regime used it for armament production and storage, and during the war it served as a prison and a forced-labour plane assembly factory [‘A brief history of Tempelhofer Feld’, (Ian Farrell), Slow Travel Berlin,www.slowtravelberlin.com].
Cold War Tempelhof After WWII the airport was placed under the jurisdiction of the occupying American forces (under the term of the Potsdam Agreement which formally divided Berlin into four distinct occupation sectors). The airport played a key role in the Berlin Airlift (1948/49) and throughout the Cold War was the main terminal used by the US military to enter West Berlin. To increase Tempelhof’s civil aviation capacity US engineers constructed new runways. With the fall of the Berlin Wall in 1989 and German reunification, the American military presence in Berlin wound up (formally deactivated in 1994). Tempelhof continued to be used as a commercial airport but increasingly it was being used primarily for small commuter flights to and from regional destinations [‘Berlin Tempelhof Airport’, Wikipedia, http://en.m.wikipedia.org].
(Photo: www.urban75.org/)
A post-aviation future space In 2008 Tempelhof, partly derelict, was discontinued as an airport. Berliners were polled about its future with the majority wanting to keep it free from redevelopment, a free space for the community. Accordingly, the land was given over to public use. Once a symbol of Nazi brutalist architecture, today its grounds are open to the citizenry as an expression of their freedom. The place is regularly a hive of multi-purpose activity, Berliners engaging in a range of leisure, exercise and cultural pursuits – jogging, cycling, roller-blading, skateboarding, kite-flying, picnicking, trade and art fairs, musical events, etc…the former airport has also been used as film locations (eg, The Bourne Supremacy, Hunger Games) and even as the venue for Formula E motor-racing⧆.
⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅⑅ ❇ see the previous post, ‘Germania: Mega-City Stillborn: Hitler’s Utopian Architectural Dream’
⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓⌓
❋ the terminal is 300,000 square metres including hangar space, with an inner, 306- hectare airfield (Tempelhofer Feld)
◰ “the mother of all modern airports” (British architect Norman Foster)
⧆ at other times it has been a shelter for refugees
In Robert Harris’ speculative novel Fatherland—a “what if”/alternative view of postwar European history set in 1964—Adolf Hitler is very much alive, having won the Second World War. Through his “Greater German Reich” the Führer rules an empire stretching from “the Low Countries to the Urals” with Britain reduced to a not-very-significant client state. In the novel’s counterfactual narrative Hitler’s architect Albert Speer has completed part of Hitler’s grand building project for Berlin – including the 120m high “Triumphal Arch” and the “Great Hall of the Reich” (the “largest building in the world”). We know that none of the above scenario came to fruition, but we do know from history that part of Hitler’s plans post-victory (if he won) was to radically transform the shape and appearance of his capital city Berlin.
Weltreich or Europareich? Under a future German empire, Berlin, to be known as Germania※, would be the showcase capital. Historians are divided over whether the Nazis’ ultimate goal was global dominance (Weltherrschaft)—in which case Germania would be Hitler’s Welthauptstadt (‘world capital’)—or was more limited in its objective, intent on creating a European-wide reich only (as posited by AJP Taylor et al). Either way, Hitler’s imperial capital was to be built on a monumental scale and grandeur which reflected the “1,000-Year Reich” and its stellar story of military conquests and expansion – in effect a theatrical showcase for the regime [‘Story of cities #22: how Hitler’s plans for Germania would have torn Berlin apart’, (Kate Connolly), The Guardian, 14-Apr-2016, www.theguardian.com].
Nazi utopia Showing off Germania to the world for the Führer was all about one-upping the capitalist West. Immense buildings symbolising the strength and power of Nazism convey a message of intimidation, a declaration that Hitler’s Germany could match and exceed the great metropolises like New York, Paris and London. Accordingly, the Hamburg suspension bridge had to be on a grander scale than its model in San Francisco, the constructed East-West Axis in Berlin had to outdo the massive Avenida 9 de Julio in Buenos Aires [Thies, Jochen, ‘Hitler’s European Building Programme’, Journal of Contemporary History, July 1, 1978, http://doi.org/10.1177/002200947801300301].
Hitler & Speer: (Source: www.mirror.co.uk)
The architect/dictator Hitler put Speer in charge of the massive project but always fancying himself as having the sensibility of an architect, Hitler retained a deep interest in its progress✪. Rejecting all forms of modernism▣Hitler’s architectural preferences were rooted in the past – “Rome was his historical model and neoclassical architecture was his guiding aesthetic” [Meng, M. (2013). Central European History. 46 (3), 672-674. Retrieved October 24, 2020, from http://www.jstor.org/stable/43280636]. The Germania building projects writ on a gargantuan scale, were an unmistakable statement, a means for the dictatorship “to secure (its) place in history and immortalise (itself) and (its) ideas through (its) architecture [Colin Philpott, Relics of the Reich: The Buildings the Nazis Left Behind, (2016)].
On the Germania drawing board Taking pride of place, the architectural centrepieceof the Germania blueprint, was the Volkshalle (‘People’s Hall)✦, a staggeringly large edifice inspired by the Pantheon in Rome—a dome 290m high and 250m in diameter—which had it been completed would have been the largest enclosed space on Earth, capable of holding up to 180,000 people. Linking with the Volkshalle via an underground passageway similar to a Roman cryptoporticus was to be the palace of Hitler (Führerpalast). The monolithic domed People’s Hall would have dwarfed and obscured the close-by, existing structures, the Reichstag and the Brandenburg Gate.
Among a host of other uncompleted buildings in Germania was the Triumphal Arch (Trumpfbogen)…at over 100m high three times the size of the iconic arch in Paris it was modelled on. Hitler’s utopian Berlin metropolis was scheduled for completion in 1950, the onset of war however delayed construction which then ceased for good after the Wehrmacht suffered serious setbacks on the Russian Front in 1943 [‘Hitler’s World: The Post War Plan’, (Documentary, UKTV/SBS, 2020]. The Nazis planned thousands of kilometres of networks of motorways spanning the expanding empire (linking Germania with the Kremlin, Calais to Warsaw, Klagenfurt to Trondheim, etc). These too remained unrealised under the Third Reich (Thies). Another project reduced to a pipe dream was the Prachtallee (Avenue of Splendours), a north-south boulevard which was intended to bisect the East-West Axis.
Model of ‘Germania’
Costing Germania The projected cost of all the regime’s building projects has been estimated at in excess of 100 billion Reichsmarks (Thies). But for the Nazis, how to bankroll a building venture of such Brobdingnagian proportions, was not a major concern. Their reasoning was that once victory was attained, the conquered nations would provide all of the labour and materials necessary for the construction projects (Connolly).
A slave-built Germania German historian Jochen Thies’ pioneering study, Hitler’s Plans for World Domination: Nazi Architecture and Ultimate War Aims’ (English translation 2012), argues that as well as reintroducing the architectural solutions ofantiquity for its mega-city, the Nazi elite sought to replicate “the society and economy of that time, i.e. a slave-owning society”, as the basis for Hitler’s “fantasy world capital” (Thies). For a venture of such scale the program firstly needed ein großer Raum (a large space), requiring thousands of ordinary Germans, both Jews and Gentile, to be forcibly evicted from their homes which were then bulldozed✮. Concentration camps were established deliberately close to granite and marble quarries to facilitate the building projects…in proximity to Berlin, the Nazis used Jewish prisoners at Sachsenhausen concentration camp (Oranienburg) for the slave and forced labour force⌖ [‘Inside Germania: Hitler’s massive Nazi utopia that never came to be’, Urban Planning’, (Chris Weller), Business Insider, 24-Dec-2015, www.businessinsider.com].
Germania – a Nazi utopia to see but a nightmarish dystopia to live in The plan if it had been realised would have seen huge swathes of the city torn down to make way for the mega-construction mania. With a multiplicity of ring-roads, tunnels and autobahns, Germania would have been pedestrian-unfriendly, lacking in amenities for city-dwellers, sterile, not green (outside of the grand stadium there was no parks or major transit lines)…a city almost completely bereft of human dimension – what was once an attractive living space would have disappeared under the Third Reich’s urban planning imperatives (Roger Moorhouse in Weller).
Nuremberg: Macht des dritten Reiches (Source: The Art Newspaper)
Of course Berlin wasn’t the only city in the German Reich singled out to get an extreme physical makeover. Four other cities were also awarded special Führer City Status and earmarked for the same grandiose Nazi treatment – Linz (where Hitler grew up), Hamburg, Munich and Nuremberg. The last city, made famous for holding the mass Nuremberg party rallies, its Zeppelin Field Grandstand, now a racetrack, had a capacity for up to 150,000 party faithfuls.
Endnote: A neo-German city on the Vistula The newly acquired lands of the empire were also subjected to the NSDAP urban transformation template. Warsaw was to be rebuilt as a new German city (the Pabst Plan⊞) – a living space for a select number of ‘Ayran’ Germans, while its more numerous, “non-Ayran” Polish residents were to be shepherded into a camp across the River Vistula, a separate but handily located slave labour force for the ‘renewal’ (i.e. rebuild) of Warsaw…had the Pabst Plan proceeded historic Polish culture in the city would have been obliterated in the upheaval (‘Hitler’s World: The Post War Plan’).
※ ‘Germania’ was the name ascribed to the lands of the Germanic peoples in Ancient Roman times
✪Hitler had always been intrinsically interested in architecture, back in his Linz days the failed artist had been advised to take up architecture instead
▣ the same applies to art, Hitler rejected the modern movements like Cubism, Surrealism and Dada, labelling them “degenerate art”
✦ also known as the Große Halle, the ‘great hall’
✮leading to a housing crisis in Berlin, aggravated by some over-zealous officials who destroyed houses prematurely and unnecessarily, simply in the hope of earning the Führer’s approval (Thies)
⌖ as demands for labour intensified, the Nazis widened the pool of forced labour to include PoWs and anyone deemed deviant by the state, ie, beggars, itinerants, Gypsies, leftists, homosexuals(Connolly)
As Europe moves through Autumn, a number of countries are reporting new records for coronavirus infections. This month Italy recorded a 24-hour total of over 10,000 new cases for three consecutive days, while France recorded its highest ever total of new cases for a single day, 32,427. Similarly, the Czech Republic broke the 10,000 barrier for the first time (1,105 cases). Even in Germany, virus cases for a single day reached a pandemic high of 7,830 [‘Italy steps up coronavirus restrictions as Europe fights second wave’, Euronews, 18-Oct-2020, www.euronews.com].
October 4 2020 (Image: WELT)
Not withstanding this current setback in the fight against the pandemic, Germany has easily been the stand-out performer among the larger countries trying to combat Covid-19 in Europe. A raft of factors have been advanced to explain Germany’s success. Obviously, it hinges ultimately on a collective effort by the government, medical authorities and experts, and compliance by the nation. A lot of the credit for steering the ship into relatively safe waters (fingers crossed) goes to the leadership of Chancellor Angela Merkel. Almost from day one she did a number of things right. Projecting a visage of calm and composure, she was upfront with the German people. Honestly and transparently, she was prepared to admit when the government didn’t always have the answer at a given time. Building trust requires candour and elicits consent and compliance. From when the pandemic hit, she was proactive and decisive. There was no “coronavirus denying” by the leadership (unlike the errant course charted initially by the US and UK governments), but an immediate marshalling of efforts to tackle the problem facing it※ [‘The secret of Germany’s COVID-19 success: Angela Merkel Is a Scientist’, (Saskia Miller), The Atlantic, 20-Apr-2020, www.theatlantic.com].
There were other factors relating to demographics and the public health response that were vital—average age of coronavirus patients was lower than elsewhere; better delivery of testing than many countries; careful and comprehensive tracking of cases (>90%); modern, maintained public health system;local responses—but in a sense everything flowed from the chancellor who has been at the helm of the German state since 2005. With a science background (PhD in quantum chemistry), Merkel knew to listen to the scientists, the public health experts, like the celebrated virologist Christian Drosten. As a scientist herself she respected their views, knew that this was essential to finding out what was needed⚡. Drawing on the well-funded scientific-research organisations and university medical departments that she had maintained, she was able to coordinate these into a single, effective coronavirus task force (Miller).
(Photo: Getty Images)
One observer has attributed Germany’s (and Merkel’s) success to the “Four L’s” which may in the event of a new wave of Covid be integral to “bending the curve quickly once again – luck, learning, local responses and listening. The ‘luck’ amounted in part to being in the right place at the right time…having acquired and readied the coronavirus PCR tests in advance so they were “available in Munich when the first tests showed up there”, but this could arguably be equally attributable to due diligence and preparedness, and an instinctual willingness to follow hunches. Learning from the experiences of other countries who had prior exposure to coronavirus also played a key part – in this Germany was fortunate to have had a delayed arrival of the disease. The German authorities were able to look at the strategies of countries such as South Korea, Taiwan and Japan, see what was working well there, and cherry-pick. Germany’s political structure, emphasising localised divisions of authority (government by lander), permitted a decentralised approach to the pandemic which allowed the bureaucratic response to the crisis to be speeded up. The fourth ‘L’, listening to the scientific experts, was not just what Merkel, but what politicians at the local level in Germany◔ did assiduously [‘The four simple reasons Germany is managing Covid-19 better than its neighbors’, (Julia Belluz), Vox, 15-Oct-2020, www.vox.com].
(Source: www.dw.de/)
Of course Chancellor Merkel’s policies in the crisis have had their detractors—business lockdowns and restrictions that go on for lengthy periods are sure to draw displeasure—her measured approach however has been demonstrably unifying and has resulted in overwhelming support from the electorate rallying behind her (approval ratings for the chancellor during the pandemic have been as high as 86%).
PostScript: Denialists and Bunglers Inc Last month British PM Boris Johnson, in an all-too characteristically ham-fisted way, tried to deflect criticism of his government’s abysmal handling of the pandemic vis-vís (especially)Germany by putting the UK’s worse handling of the crisis down to the ‘fact’ that the UK is “a freedom loving” country [‘Why is Germany doing better than the UK at fighting a resurgence of Covid-19?’, The Local – De, 26-Sep-2020, www.thelocal.de/].
The James Bond film series, is the world’s most successful and enduring movie franchise, since 1962, 24 completed feature films and with another currently cooling it’s post-production heels in Covid lockdown…a franchise that seemingly has not yet run out of steam. The 007 phenomenon has inspired countless imitations in cinema and television. This has ranged from blatant rip-off imitators trying to capitalise on its impetus in the Sixties (“Matt Helm”, “Our Man Flint”, “The Man From U.N.C.L.E.”, etc.) to playing it for laughs parodies (“Get Smart”, “Austin Powers”, “Johnny English”).
(Photo: Britannica)
But where did the original creator of the James Bond novels, Ian Fleming, get his inspiration for the iconic character from? We know that Fleming’s own lived experience and background—as a British naval intelligence officer in WWII—made him an insider in the world of espionage, double deceptions and counter-agents. Obviously when the Caribbean-domiciled Fleming came to put pen to paper and create the fictional James Bond in the early Fifties, he drew on many of the real-life acquaintances he had met in the ‘workplace’❋.
In his lifetime Fleming never said definitively who the principal model for 007 was, but the consensus seems to gravitate towards a Serbian double agent Dušan (‘Duško) Popov, someone Fleming came across in the course of his own intelligence career. A famous scene in Casino Royale (Fleming’s first James Bond novel) further advances the association of the world’s most celebrated fictional spy with Popov. Bond’s besting of a powerful Russian criminal at the baccarat table in Casino Estoril (Portugal) in the book/film mirrors an exchange Fleming observed first-hand when the real-life spy spectacularly called the bluff of a boastful Lithuanian gambler in a baccarat game at the same location.
Popov stumbled into the espionage game after being arrested by the Gestapo. To get out of that pickle Popov agreed to spy for the Abwehr (German intelligence agency). While in England he was recruited by MI6 and turned double agent✫. During the war Popov managed to feed a steady stream of misinformation to the Nazis about the Allies’ movements, strength, etc. Most productive for the Allies was his role in Operation Fortitude – Popov helped to convince German military planners that the D-Day invasion of France would occur in Pas de Calais, not Normandy, the actual landing point. As a consequence of Popov’s disinformation, when Operation Overlord was launched in 1944 there were seven German divisions stuck in Calais and unavailable to the Reichswehr in Normandy [‘My name is Popov, Duran Popov’, (Marta Levai), www.0011info.com].
(Image: Getty)
The Serbian counter-spy also tried in August 1941 to alert the US military as to high-level Nazi and Japanese interest in Pearl Harbor, however the critical information which could have averted the military disaster on 7th December was blocked from reaching its target by CIA director Hoover. Hoover distrusted Popov as a double agent, an attitude not allayed by Popov’s reputation as a womaniser and playboy.
(Source: www.newspapers.com)
After the war Popov’s services were rewarded by the Brits with an OBE, but it wasn’t until 1974 that Popov himself lifted the cover on his war-time espionage activities when he published his autobiography. When asked about comparisons between himself and 007, Popov was dismissive of the hedonistic, jet-setting spy as portrayed on the big screen, remarking that “a spy who drank like Bond would be drunk the first night and dead the second” [‘From the archive: the real James Bond, 1973’, (Observer archive), (Chris Hall), The Guardian, 22-Mar-2020, www.theguardian.com].
_____________________________________________ ❋ and on those Fleming only knew of, such as the legendary master spy Sidney Reilly [‘Novel Man’, (William Cook), New Statesman, 28-Jun-2004]
✫ at one point Popov was also spying for the Yugoslav intelligence service, making him a triple agent
THE modern history of Sweden has been one of continuous, peaceful state existence. Non-participation in any war since 1814, no political assassinations in the country for nearly two centuries (following the murder of King Gustav III in an aristocratic coup attempt in 1792). This remarkable run, free of political violence, was shattered on the night of 28th February 1986 with the seemingly unfathomable murder of Sweden’s incumbent democratic socialist prime minister, Olof Palme＊.
Sveavägen murder scene🔻 (Photo: Anders Holmström/Svenskt Pressfoto)
‘Clouseauesque’ policing The Swedish PM’s shooting in Sveavägen, one of Stockholm’s busiest streets, by a single assassin, was followed by an amateurish investigation that was a complete shambles from the start. An initial mix-up over phone calls meant the police were slow to respond to the crime, losing precious minutes while the murderer made good his escape. On arrival, they failed to cordon off the murder scene properly, allowing onlookers to contaminate potential forensic evidence; key witnesses were allowed to leave the scene without being questioned. Established crime protocol—a street-by-street search of the area (a dragnet)—was not implemented [“Olof Palme: Sweden believes it knows who killed PM in 1986’, BBC News, 100-Jun-2020, www.bbc.com/].
🔺Head of investigation, H Holmér (Image: www.news.sky.com)
The police investigation was headed by Hans Holmér who assumed more or less from day one that the crime was politically motivated, eventually becoming fixated on the Kurdish militant group the PKK as the likely perpetrators, to the neglect of other leads (injudiciously, witnesses with key information were ignored). After a haul of locally-based Kurdish immigrants were arrested and then released for lack of solid evidence, the prosecutors and media turned against Holmér’s handling of the case, forcing him to resign [‘“Murder Most Foul” – the Death of Olof Palme’, (Jan Lundius), Inter Press Service, 30-Jun-2020, www.ipsnews.net; BBC News]⦿.
The suspects and the conspiracy theories◘ In the 34 years since the Palme shooting the police have conducted 10,000+ interviews and 134 people have confessed to the murder. Aside from the PKK, another international suspect was the white South African regime. Palme was a charismatic figure in world politics but also a controversial and polarising one, as a foreign policy-minded social democrat he elicited criticism from both left and right, including from both the superpowers. In addition, his high-profile anti-apartheid stance was a thorn in the side of the Pretoria government. One theory suggests a conspiracy between South Africa’s security and intelligence forces and right-wing extremist mercenaries within Sweden to execute Palme. The view gained some traction but Swedish investigators have never satisfactorily connected the dots between these elements.
🔺 Stockholm: Intersection of Sveavägen and Tunnelgatan
Palme’s economic reforms, especially those geared towards promoting worker control, did not endear him to the capitalist class in Sweden. More specifically there was Palme’s strong stance against the Swedish arms manufacturer Bofors who was illegally selling weapons to several proscribed nations. When Iran was blocked from receiving a shipment one scenario advanced is that an Iranian hitman liquidated the Swedish PM [‘Sweden’s Bofors Arms Scandal’, Directorate of Intelligence, 04-Mar-1988, www.cia.gov/].
Political pressure for “a result” Refocusing domestically on individuals, the spotlight turned to Christer Pettersson who had a criminal record including manslaughter. Pettersson was dubiously convicted of Palme’s murder in 1989, in part because Palme’s widow, prompted by police officers, picked him out in a police lineup. The seriously compromised verdict was easily overturned on appeal (lack of a murder weapon or motive) [‘Who killed Sweden’s prime minister? 1986 assassination of Olof Palme is finally solved – maybe’, (Andrew Nestingen), The Conversation, 11-Jun-2020, www.theconversation.com]. The investigation team’s eagerness to ‘fit’ Pettersson for the crime despite being bereft of hard evidence, reflects the pressure exerted by the ruling Social Democratic Party on the police to secure a quick resolution of the crime “acceptable to the public” [‘Who killed the prime minister? The unsolved murder that still haunts Sweden’, (Imogen West-Knights), The Guardian, 16-May-2019, www.theguardian.com].
Another, more ‘political’ suspect to attract the police’s interest early on was Victor Gunnarsson. Gunnarsson was an activist with connexions to various right-wing groups, especially the European Workers Party which held grudges against Palme. Gunnarsson was briefly detained by Holmér but the case against him however dissolved when witnesses failed to locate him at the murder scene at the time of the crime. Gunnarsson later emigrated to the US where he himself ironically became a homicide victim [‘Victor Gunnarsson’, People Pill, www.peoplepill.com].
‘Skandiamannen’✪ Another name on the person of interest list of police was Stig Engström. Engström willingly offered himself up to police as a ‘witness’ at the time of the assassination and though questioned, the police eventually discounted him as a serious suspect. But some 20 years after the murder, a new theory, originating in a book by Lars Larsson and developed by journalist Thomas Pettersson, gained traction. The case put by Pettersson that Engström was the killer rested on a conjunction of factors—the “right timing, the right clothing, (he had) unique information, he had close access to guns of the right type, he was right wing and Palme unfriendly” [‘After 34 Years, Sweden Says It Knows the Killer of Olof Palme’, (Thomas Erdbrink & Christina Anderson), New York Times, 10-Jun-2020, www.nytimes.com]. Petersson handed over his findings to the police in 2016, leading to a reopening of the investigation.
Palme, then Swedish communications minister, (with actress Lena Nyman), appeared in the controversial 1960s “erotic-drama” ‘I am Curious – Yellow’ 🔻
‘Resolved’ but left up in the air? Earlier this year the state prosecutor announced that he had come to the conclusion that Engström was probably Palme’s killer, but, given that Engström himself died in 2000, he promptly closed the case. Not everyone in Sweden is satisfied by the conclusion to the Palme case, many questions remain unanswered about the inconclusiveness of the evidence…eg, no DNA match, where is the missing murder weapon and what was the motive? (BBC). To paraphrase one antagonistic perspective on the case resolution: “it settles none of the unanswered questions”, instead it “underlines the determination of powerful political forces to continue the cover-up surrounding Palme’s murder” [‘Decades-long cover-up continues of assassination of Swedish Prime Minister Olof Palme’, (Jordan Shilton), World Socialist Web Site, 13-Jun-2000, www.wsws.org/].
(Source: www.latimes.com)
Endnote: Palmology and parallels with the JFK conspiracy saga The collective trauma felt by Swedes with Olof Palme’s 1986 assassination—many expressing a sense of lost national innocence, no longer immune from political violence◘—recalls the devastating effect the assassination of President Kennedy in 1963 had on the American psyche (Lundius). Both leaders’ violent deaths triggered a runaway train of conspiracy theories, some plausible and some highly implausible◕. In the years since 1986 Sweden’s national obsession with the unsolved murder, labelled Palmessjukdom (“Palme sickness”) has inspired a raft of plays, films, television and musical works on the topic. It has even been cited as a contributing “factor in the worldwide explosion of Scandinavian (noirish) crime fiction”. ‘Palmology’ has spawned a veritable Swedish industry of privatspanarna – a legion of private investigators (such as Thomas Pettersson) conducting independent inquiries into the baffling crime…some have been serious researchers, others espousing “crackpot theories” (West-Knights).
(Source: www.cnbc.com/)
𝄪——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪——𝄪 ＊ not however the country’s last political murder, in 2003 Swedish foreign minister, Anna Lindh, was assassinated by another “lone wolf” assassin ⦿ marginalising SÄPO (Säkerhetspolisen – the state secret police) from the investigation didn’t make the task any easier ✪ Engström was dubbed “Skandia Man” by Lars Larsson because he worked in the Skandia Insurance Co tower building which fronts on to Sveavägen-Tunnelgatan ◘ and perhaps in some measure jolting Swedes out of a lingering outlier complacency ◕ among the multitude ‘fingered’ for the hit on the Swedish PM, was the Swedish police, the Yugoslav secret service, even Palme’s own wife, Lisbet
Afortnight after Jacobo Árbenz Guzman fell on his sword, resigning the presidency of Guatemala, Colonel Carlos Castillo Armas, who had led the so-called “Army of Liberation”—the US-financed and trained rebel force which had invaded the country—was made president of Guatemala’s ruling military junta. Despite Washington’s professed intention to rebuild Guatemala through comprehensive reforms into a “showcase for democracy”, the US’s ongoing preoccupation with the drive to eliminate communism in the region took precedence [Brockett, Charles D. “An Illusion of Omnipotence: U.S. Policy toward Guatemala, 1954-1960.” Latin American Politics and Society, vol. 44, no. 1, 2002, pp. 91–126. JSTOR, www.jstor.org/stable/3177112. Accessed 4 Aug. 2020].
Árbenz’s resignation speech ⍗
Doubling down on communism America’s ‘Liberator’ for Guatemala however took a blanket approach to the communist witch hunt, his repressive crackdown targeted anyone suspected of opposing his increasingly dictatorial regime. Political opponents, labour leaders, remnants of the Árbenzista peasantry, were all rounded up (over 3,000 were arrested by Castillo Armas and an unknown number liquidated). Non-communists were routinely caught up in the purge, including ordinary farm workers from local agrarian committees. Árbenz’s agrarian land reform system was dismantled, the land appropriated from United Fruit Company (UFCo) was returned to it. Resistance to Castillo Armas’s removal of peasants from their lands acquired during the revolution was met with repression by the regime. Castillo Armas also had to deal with insurrections by disaffected left-wing Ladino officers (remnants of the military remaining loyal to Árbenz and Areválo), fighting a guerrilla insurgency from the highlands (Brockett).
Árbenz and his supporters spent 73 days in asylum in the Mexican Embassy before an inglorious exile ⍗
Armas’ presidency, which ended in 1957 when he was assassinated by an Árbenz sympathiser, was a disaster for a recovering Guatemala. The fallout from the Armas regime’s soaring debts and entrenched corruption was that it became almost completely dependent on US aid. The deteriorating situation under Ydígoras (the new president) led him to declare a “state of seize” in 1960, suspending civil liberties and establishing military rule. An attempt by a group of dissident military officers to overturn Ydígoras’ increasingly oppressive government triggered a civil war in Guatemala which lasted 34 years and claimed the lives of approximately 200,000 civilians, including a genocidal “scorched earth” policy conducted against the indigenous Q’eqchi Maya community [‘Foreign Relations of the United States, 1958-1960, American Republics, Volume V’, Office of the Historian,www.history.state.gov/]
⍐ the Guatemalan junta post-democracy
“Guatemala as domino” – a blueprint for coups in Latin America and the Caribbean Post-1954 the US continued to provide Guatemalan security forces with “a steady supply of equipment, training and finance, even as political repression grew ferocious”. The type of practices rehearsed in Guatemala—covert destabilisation operations, death squad killings by professional intelligence agencies—were lessons learnt for dealing with future ‘maverick’ regimes trying to chart a different political and economic path to that acceptable to Washington [Greg Grandin, The Last Colonial Massacre: Latin America in the Cold War, (2011)].
The most tragic and wide-reaching legacy of the 1954 Guatemala coup is that it provided a model for future coups and instability in the region set off by a heightened Cold War. The US followed the Guatemala playbook in orchestrating the Bay of Pigs invasion of Cuba by reactionary exiles in 1961 – albeit with a very different outcome. The US’ toppling, with British complicity, of the democratically elected Jagan government in British Guiana in 1964 had familiar reverberations to 1954: Washington’s fear of confronting a communist government in the hemisphere after the Cuban Revolution resulted in “an inflexible and irrational policy of covert subversion towards a moderate PPP government” in British Guiana [Stephen Rabe, U.S. Intervention in British Guiana: A Cold War Story, (2005)]. The CIA and right-wing dissidents within the Brazilian military colluded in a coup which overthrew the liberal government of João Goulart in 1964 (golpe de 64), replacing it with an uncompromising military junta. Washington’s involvement was prompted by Goulart’s plans to nationalise the Brazilian oil industry and other large private businesses. The same techniques and rhetoric were employed in the Dominican Republic coup/counter-coup in 1965. Most notoriously the Guatemalan putsch was to have echoes in the 1973 coup d’état in Chile which violently removed Marxist president, Salvador Allende. This was in response to Allende’s move to nationalise foreign businesses including US-owned copper mines and telecommunications giant I.T.T. US president, Richard Nixon, in fact had already tried to prevent Allende from taking office after the socialist won the Chilean elections fair and square in 1970❅ [‘Chilean president Salvador Allende dies in coup’, History, www.history.com/].
⍐CIA headquarters in Virginia, USA
CIA hit-list for Guatemala CIA documents declassified in the 1990s reveals lists were compiled as early as 1952 of individuals in the Árbenz government “to (be) eliminated immediately in event of (a) successful anti-Communist coup”. Because the names were deleted during the agency declassification it can’t be verified if any of the assassinations were actually carried through [‘CIA and Assassination: The Guatemala 1954 Documents’, (Edited by Kate Doyle & Peter Kornbluh), The National Security Archive, www.nsarchive2.gwu.edu].
Footnote: the removal of Árbenz from Guatemala didn’t mean the CIA and Washington were done with the deposed president. The CIA continued its campaign to trash the reputation of Árbenz in exile, even though, personally, he was a politically impotent figure by this time. The CIA found it useful to continue to smear Árbenz as a “Soviet agent”, tying him to the ongoing US crusade against communism in the hemisphere✪ [Ferreira, Roberto Garcia. “THE CIA AND JACOBO ARBENZ: HISTORY OF A DISINFORMATION CAMPAIGN.” Journal of Third World Studies, vol. 25, no. 2, 2008, pp. 59–81. JSTOR, www.jstor.og/stable/45194479. Accessed 6 Aug. 2020].
Nixon and Armas: coup planning ⍗
PostScript: A mea culpa of sorts Decades later the US government through President Clinton issued an apology, not for the 1954 coup, but for the US’ role in the human rights abuses of the civil war in Guatemala, which slaughtered thousands of civilians. It wasn’t until 2011 that the Guatemalan government (under President Colom) apologised for the “historic crime” against Árbenz and his family [‘Apology reignites conversation about ousted Guatemalan leader’, (Mariano Castillo), CNN, 24-Oct-2011, www.edition.cnn.com; ‘Clinton apology to Guatemala’, (Martin Kettle & Jeremy Lennard), The Guardian, 11-Mar-1999, www.theguardian.com].
▂▁▂▁▁▂▁▂▁▂▁▂▁▂▁▂▁▂
❅ US I.T.T. (International Telephone and Telegraph Corporation) entreated the Nixon administration to wage “economic warfare” and take other covert measures against the Allende regime to ensure its ouster from power, ‘Papers Show I.T.T. Urged U.S. to Help Oust Allende’, New York Times, 03-Jul-1972, www.nytimes.com
✪ back in Guatemala, President Armas and the latifundios (rich conservative landowners opposed to the Árbenz agrarian policy) provided a in-synch chorus, echoing the US charges of communist collusion by Árbenz
With the go-ahead from incoming president Eisenhower in March 1953, Allen Dulles and the CIA continued the covert plot to undermine and destabilise the Árbenz government. The highly-orchestrated assault on the Árbenz regime took place on several fronts. Washington blocked a much needed loan from the World Bank to Guatemala and imposed an arms embargo on the country❈. The CIA forged an alliance of neighbouring states which were hostile or potentially hostile to Árbenz. The dictators running Nicaragua, Honduras, El Salvador, Dominican Republic and Venezuela didn’t require much persuading. Success by Árbenz in redistributing Guatemalan land could easily inspire the peasantries in their own countries to make similar demands, so the tiranos-caudillos were only too happy to get on-board with the CIA’s mission and pass on valuable intelligence about Guatemala to the US, and in the case of Nicaragua’s Somoza, Dominican Republic’s Trujillo and Venezuela’s Jiménez, help finance and arm the anti-Árbenz rebels.
⬆️Dulles Bros Inc
Within the turbulent atmosphere of Guatemala CIA pursued a strategy of divide-and-rule. The US dangled the carrot of future armaments before the country’s military high command – the arms withheld from them would be made available on the proviso that they were prepared to break with their loyalty to Árbenz. [Bowen, Gordon L. “U.S. Foreign Policy toward Radical Change: Covert Operations in Guatemala, 1950-1954.” Latin American Perspectives 10, no. 1 (1983): 88-102. Accessed July 28, 2020. www.jstor.org/stable/2633365].
Peurifoy and anti-communism in one country At the same time the US State Department also utilised diplomatic channels to lever pressure on the Guatemalan regime. The State Department purposefully chose John Peurifoy as the new ambassador to Nicaragua. Peurifoy came with the right credentials to ‘help’ in Guatemala. As US ambassador to Greece in 1950 he interfered in post-civil war Greece to consolidate an anti-communist climate in the country. As Washington’s man-on-the-ground in Guatemala Peurifoy played a key role in destabilising the Árbenz government. The ambassador approached the task of rooting out communists in Guatemalan politics very zealously, describing a meeting with Àrbenz thus, “I came away definitely convinced that if President is not a communist, he will certainly do until one comes along, and that normal approaches will not work in Guatemala” [‘The Ambassador in Guatemala (Peurifoy) to the Department of State, Office of the Historian, www.history.state.com/]⧆. The CIA’s anti-Árbenz propaganda campaign also secured the assistance of the Catholic Church in Guatemala, whose priests infused their sermons with censure of the government.
Washingtonparachutes ”anti-red troubleshooter” into Guatemala ⬇️ (New York Times)
Self-appointed gatekeeper of the Western Hemisphere Historians have debated the reasons for Washington’s persistently determined pursuit of the Guatemalan democracy. In the early to mid-Fifties the mania of anti-communism was at its peak in America. Eisenhower had been elected in 1952 pledging to stop the spread of the “communist scourge” both at home and globally⌑. In such a charged climate the US Administration found itself very disposed towards seeing developments in Guatemala under Árbenz as evidence of a Soviet beachhead in the region, as a violation of the Monroe Doctrine◰, and therefore justification for Washington to intervene in Guatemala’s affairs [‘Upholding the Monroe Doctrine: American Foreign Policy in the 1954 Guatemalan Coup d’Etat’, (Nadjalisse C. Reynolds-Lallement), [Dr. Karen E. Hoppes HST 201: US History June 5, 2013], http://pdxscholar.library.pdx.edu/].
A symbiosis of political and economic interests? The consensus among historians is that Cold War politics was the prime mover for the US, and that the economic interests and profitability of United Fruit Company (UFCo) in Guatemala always was secondary in the scheming – although as Gordon has argued, there was a reciprocal relationship between the two at play, the US’ government’s “Cold War and anti-communist hysteria provided public cover for government action on behalf of UFCo, (the company’s) personnel facilitated the CIA’s Cold War task of subverting the Árbenz government” [Gordon, Max. “A Case History of U. S. Subversion: Guatemala, 1954.”Science & Society 35, no. 2 (1971): 129-55. Accessed July 27, 2020. www.jstor.org/stable/40401561].
Notwithstanding the fact that local communists held some sway over the Guatemalan labour movement, their impact on decision-making within the Árbenz government was at best minimal. Árbenz’ objectives on taking control were not doctrinal but pragmatically liberal ones – political liberalisation, creation of a middle class, modernisation of the country, to free the Guatemalan economy from dependency on world coffee prices and from control by foreign corporations𝄪(Gordon). Try as they may, US apologists arguing that the intervention was saving the country from communism have failed to make any plausible, even indirect, connexion between the Árbenz government and the Soviet Union✧. Immerman’s view is that the State Department confused communism and nationalism [cited in Bowen)❂.
⬆️ JF Dulles, Time’s “Man of the Year, 1954”
Isolating the Western Hemisphere’s outlier state With former UFCo lawyer John Foster Dulles guiding US foreign policy, the diplomatic isolation of Guatemala was complete when it cajoled the other members of the Organisation of American States (OAS) into accepting its anti-communist resolution in the region at the Caracas meeting early in 1954. The US, with assistance from the UK, also blocked Guatemala’s efforts to secure UN intervention against those seeking to destabilise its democracy.
⬆️ Rebel troops attacking Guatemala City (Source: www.latinamericanstudies.org)
End-game: The putsch and its denouement By late 1953 Eisenhower had given the “green light” to the invasion plan that became Operation PBSUCCESS in 1954. The US propaganda campaign intensified a few months later with saturation airdrops of anti-Árbenz leaflets across the country. Concurrently, the US Embassy in Guatemala City employedblocking equipment to jam the government’s official wireless channels and replace it with misinformation discrediting the Árbenz regime (Bowen). The CIA chose a renegade, expat Guatemalan officer on the outer with Árbenz to lead the coup attempt. From Honduras, Colonel Castillo Armas, with a small force of Guatemalan exiles and mercenaries and financed largely by the CIA, invaded the country. At first repulsed by Árbenz’s troops, the rebels fortunes turned around after Peurifoy persuaded JF Dulles to provided them with air cover. US-piloted planes duly strafed Guatemala City and other towns. American intimidation and terror had a telling psychological effect on the population. Guatemalan army commanders, fearful of a full US military intervention, defected from Árbenz, and refused to allow the president to arm the peasant militia to resist the invaders, this prompted a demoralised Árbenz to resign his office in June 1954 and seek asylum in the Mexican Embassy. After some jockeying for power within the country’s military junta Castillo Armas emerged as the new (US recognised) national leader, hurling Guatemala once again into the void of a crippling military dictatorship [RABE, STEPHEN G. “The U.S. Intervention in Guatemala: The Documentary Record.” Diplomatic History 28, no. 5 (2004): 785-90. Accessed July 30, 2020.www.jstor.org/stable/24914824.]
⬇️Mexican artist Diego Rivera’s graphic take on the Guatemalan putsch
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❈ forcing it to seek arms from Czechoslovakia, allowing the US to fling further mud, characterising it as an evidence of Árbenz’s ongoing collusion with communism
⧆ revealingly, the New York Times at the time described Peurifoy as “a man of action rather than a diplomat”, The New York Times, 18-July-1954
⌑as Moye has noted, the Guatemala crisis provided a convenient and fairly easy way for the Eisenhower administration to demonstrate its promised “victory over communism”[MOYE, LAURA. “The United States Intervention in Guatemala.” International Social Science Review 73, no. 1/2 (1998): 44-52. Accessed July 31, 2020.www.jstor.og/stable/23883544/].
◰a foreign policy position of the US, first enunciated in 1823, warning off European powers from interfering with the governance of existing countries on the American continent
𝄪at the time of Guatemala’s to transition to a democratic state, the US accounted for 77% of its exports of 65% of its imports. UFCo functioned in Guatemala (and elsewhere in the region) as a “state within a state”, controlling 42% of the Guatemalan land and benefitting from light tax and import duty burdens [‘Background on the Guatemalan Coup of 1954’, www.umbc.edu/].
✧ Marks offers a contrary view, that the Árbenz government did pose a genuine communist threat, had a tendency towards authoritarianism itself and that the president had lost the confidence of the majority of Guatemalans by 1954 [MARKS, FREDERICK W. “The CIA and Castillo Armas in Guatemala, 1954: New Clues to an Old Puzzle.” Diplomatic History 14, no. 1 (1990): 67-86. Accessed July 30, 2020. www.jstor.org/stable/24912032]. Although Rabe et al have countered that Marks’ conclusions rely on early State Department documents that have been discredited
❂ Getchell contends that in fact the USSR were “unwilling to prop up what they considered a bourgeois-democratic revolution” [‘Revisiting the 1954 Coup in Guatemala: The Soviet Union, the United Nations, and “Hemispheric Solidarity”’, (Michelle Denise Getchell), Journal of Cold War Studies, 17(2):73-102. April 2015. DOI: 10.1162/JCWS a 00549]
From the late 19th century to the Second World War Guatemalan politics followed a familiar path to most states in Latin America at the time – dominance by caudillos – military strongmen who were favourably disposed towards foreign investment and economic exploitation, especially from the USA.Under General Jorge Ubico (president 1931-44), this practice intensified with massive concessions given to Guatemala’s biggest foreign investor, the US United Fruit Company (UFCo), and to the country’s wealthy landowning class.
⇑ Belize (to the west of Guatemala) was the colony of British Honduras till 1964
By 1944 the economy in Guatemala was effectively monopolised by a “Big Three” oligopoly of US corporations – UFCo, in commanding control of the banana industry, International Railways of Central America, with its stranglehold (together with UFCo) over the country’s rail and ports facilities, and Electric Bond and Share, which controlled over 80% of Guatemala’s electricity supply. Poverty among the bulk of the rural population was endemic, agricultural workers earned between five and 20 centavos a day. 72% of the country’s land was held by just 2% of the population and there was an over-reliance on food imports because of the under-utilisation of land. Ubico’s oppressive rule was iron-tight and likened by international visitors to a “police state” [Gordon, Max. “A Case History of U. S. Subversion: Guatemala, 1954.” Science & Society, 35, no. 2 (1971): 129-55. Accessed July 27, 2020. www.jstor.org/stable/40402561].
Guatemala. Izabal. Banana plantation.
(Source: AFAR)
The spring of democracy 1944-1954 In 1944 a coalition of middle class professionals, teachers and junior army officers❈, with the backing of trade unions, forced Ubico’s removal [Juan Gonzalez, Harvest of Empire: A History of Latinos in America, (2011)]. This “Guatemalan Revolution” paved the way for free elections and an overwhelming victory for liberal professor Juan José Arévalo. The Arévalo government followed a moderate reformist path, establishing civil rights, a social welfare apparatus and achieved considerable success in improving national literacy levels. Arévalo was succeeded in 1951 by another democratically elected government, this time led by former soldier and defence minister Jacobo Árbenz. The progressive Árbenz moved beyond his predecessor in introducing much-needed, comprehensive agrarian reforms, something Arévalo had carefully avoided for fear of antagonising Guatemala’s landed elite and being branded pro-communist [‘Foreign Relations of the United States, 1952-1954, Guatemala’, Office of the Historian, www.history.state.gov/].
President Árbenz Guzman ⇓ (www.wikia.org)
Decreto número 900 This put the Árbenz regime on a collision course with UFCo and the US government. The government’s Agrarian Reform Law (Decree 900) allowed for the expropriation of all Guatemalan land more than around 600 acres in size that was not under cultivation (which nonetheless only added up to less than 5% of all private land-holdings). UFCo’s reaction was to complain to Washington that Árbenz’s land reforms threatened its monopolistic position in Guatemala. The Company’s resolve to resist the Guatemalan move was hardened by the government’s offer of about $627,000, a figure derived from UFCo’s own estimate of the land value for tax purposes. The US State Department then demanded compensation from Guatemala of over $15,800,000 for UFCo’s properties in the country [‘Decree 900’, Wikipedia, http://en.m.wikipedia.org/].
Árbenz’s ‘gift’ to the landless masses (Source: Life Mag.) ⇓
Upturning democracy: the build-up to the coup UFCo turned its energies to lobbying Washington to secure its assets and investments in the small Central American country. The US government however had its own (wider) agenda in mind. With America in the grip of the “Second Red Scare” of McCarthyism in the early 1950s, the US chose to see Árbenz’s anti-colonial land reforms (an attempt by the Third World agrarian country to extricate itself from a backward feudal mode of existence) as prefiguring an encroachment of communism onto the Guatemalan political landscape⍟. The US government, operating through the agency of the CIA⚄, initiated a smear campaign against the Árbenz regime, using misinformation and infiltration to try to undermine its legitimacy within the country and the region. By 1952 the decision had been made to intervene in Guatemala. President Truman authorised the CIA to launch Operation PBFORTUNE, with the complicit involvement of Nicaraguan dictator Somoza García (Snr), but when its cover was prematurely blown the operation was quickly aborted. Plans in Washington for the coup d’état were shelved – for the time being, and the CIA and its co-conspirators resumed the covert task of subverting and destabilising the increasingly isolated Guatemalan government.
⇑ Allen Dulles, CIA director
§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§
❈ drawing inspiration from FD Roosevelt’s American “New Deal” and from Mexico’s nationalising Cárdenas regime
⍟ Árbenz has the support of the small Guatemalan Communist Party and some communists filled minor offices in the administration but there were no communist members in the ruling cabinet
⚄ which had connexions with UFCo through those arch-cold warriors, the Dulles brothers, John Foster and Allen
“God created war so that Americans would learn geography” ~ Mark Twain (attributed)✱
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The axiomatic nature of the above much-referenced quotation resounds most strongly in the year 1898. In that year the US expanded its offshore territorial acquisitions in different parts of the Pacific and in the Caribbean. It secured the islands of Cuba, the Philippines❂, Guam and Puerto Rico as a result of a short, opportunistic, one-sided war with a declining European power. At the same time Washington annexing the Hawaiian Islands, closed the door on four years of ‘independent’ republicanism which followed a successful coup by American businessmen against the indigenous Hawaiian monarchy.
🔺 Flag of the short-lived Hawaiian Republic
What triggered US involvement in a Cuban conflict against far-off Spain? The immediate pretext was the sinking of the American battleship Maine in Havana harbour. The explosion is generally believed to have been an accident but leading American newspapers (the Hearst press and to a lesser extent the Pulitzer publications) drove the charge of war jingoism within the country, declaring Spain culpable for the loss of life on the Maine. This and the ongoing reporting of the Cuban insurrection which deliberately exaggerated Spanish atrocities against the Cubans—examples of the “yellow journalism”◬ practiced especially by Hearst—helped to create a groundswell of popular support and agitation for war whilst boosting the newspapers’ sales.
🔺 “Remember the Maine! To hell with Spain!” (source: www.pri.org)
Humanitarian concern for the Cuban people? In response to the charge that the US engineered the war as a grab for territory (á la Mexico 1846), apologists for the US intervention clothed the action in the garb of a humanitarian attempt to free the Cuban people from the colonial yoke of imperial Spain [Foner, Philip S. “Why the United States Went to War with Spain in 1898.” Science & Society, vol. 32, no. 1, 1968, pp. 39–65. JSTOR, www.jstor.org/stable/404402321. Accessed 21 July 2020]. The McKinley Administration in Washington DC also justified it as an imperativeto act given the political instability in Cuba, so close to US soil, and certainly Washington as the hegemonic regional power with a self-appointed role as regional ‘policeman’ had an interest in ridding the Western Hemisphere of the remnants of an old European colonial power [‘The Spanish-American War, 1898’, Office of The Historian, www.history.state.gov/].
Contemporary criticisms of aggressive US foreign policy Washington’s rapid trajectory towards war in 1898 drew a skeptical response internationally. Keir Hardie, British labour leader, stated that he “cannot believe in the purity of the American motive”, seeing rather the hand of “trusts and Wall Street financiers intent on extending American dominance over Cuba, Latin America, and the Far East”. The French government agreed that the professed humanitarian concerns were “merely a disguise for (US) commercial desires” to conquer the Caribbean and Latin America. Non-mainstream press in the US like the socialist The People and the New York Tribune argued that the US government ’s real aim was to ”divert attention from economic evils at home” and to protect the US’s extensive interests in Cuba [Foner, Philip S. “Why the United States Went to War with Spain in 1898.” Science & Society, vol. 32, no. 1, 1968, pp. 39–65. JSTOR, www.jstor.org/stable/404402321. Accessed 21 July 2020].
An economics-driven war In fact economics was the principal driver of America’s intervention in Spanish Cuba. First, the US was massively invested in the island in the 1890s, importing sugar (predominantly), plus tobacco and minerals from Cuba…the US’s Cuban business ventures were valued at about $50 million in 1895 [‘American Business in Cuba 1898-1959: A Brief Overview’, (Lisa Reynolds Wolfe), Havana Project, 17-Aug-2011, www.havanaproject.com]. The Maine was in Havana harbour to protect these same American interests when it met with disaster. So, rather than a humanitarian motive to aid the beleaguered Cubans, the intervention can be seen as pure economic self-interest: “halting a nationalistic revolution or social movement that threatened American interests” and the subsequent withholding of sovereignty to Cubans (and to Filipinos) [Paterson, Thomas G. “United States Intervention in Cuba, 1898: Interpretations of the Spanish-American-Cuban-Filipino War.” The History Teacher, vol. 29, no. 3, 1996, pp. 341–361. JSTOR, www.jstor.org/stable/4944551 . Accessed 21 July 2020].
🔺 President McKinley
The contemporary state of the American economy was a factor in America’s timing to act. Economic depression and unemployment was plaguingthe country. New markets needed to be found for US goods, this meant not only Cuba and the American ’backyard’, but even extending to the Philippines and the lucrative Chinese market (Paterson). Tom Fiddick argues that the real reason President McKinley backed by the American capitalist class opted for war—having seen Spain‘s failure to pacify the Cuban rebels—was to make certain that the insurectos did not succeed in liberating the island and thereby pose a threat to US business interests in Cuba [Fiddick, Tom. “Some Comments on Philip S. Foner’s “Why the United States Went to War with Spain”.” Science & Society 32, no. 3 (1968): 323-27. Accessed July 22, 2020. www.jstor.org/stable/40401358].
🔺 Battle of Guantánamo Bay (Cuba)
US strategy thinking around imperialist objectives was evident prior to the move to war in 1898 – plans were already afoot for the establishment of naval bases in the strategically important Caribbean and in Hawaii, a precondition to expanding economically further into Latin America and into Asian markets. This “game plan” also envisioned US control of the Isthmus of Panama, an objective secured a few years after the victory over Spain (Foner).
Underpinning ideology for upping territorial expansion The hawkish US foreign policy in 1898 accords with the prevailing 19th century belief of “Manifest Destiny”, a view that settlers in the US were destined to expand inexorably across the continent of North America◙. Correspondence between key players (T Roosevelt and HC Lodge) disclose that the McKinley Administration was committed—before the outbreak of hostilities—to“intervention in Cuba as a stepping stone for expansion in the Far East through the acquisition of Spain’s Pacific possessions”. Foner notes that Cuba comprised the ‘fulcrum’ providing the opportunity for US occupancy of the Philippines as “a base at the doorway to China’s markets” for US capitalists. Also shaping this was the influence of Frederick Jackson Turner’s thesis—the idea that American democracy was defined by a moving frontier line—if America’s frontier at home was closing off as was thought by some, then the most viable course may be to seek new frontiers abroad. The increasingly dominant current in international thought, social Darwinism, was also informing American thinking…the national assertiveness shown in 1898 can be seen as a quantum leap in the “deliberate, calculated pursuit of United States’ greatness” (Paterson).
🔻 Battle of Manila Bay (Phil.)
Hawaii, a foothold on the “American Lake” The groundwork for the US’s absorption of the Hawaiian islands as part of the Manifesto Destiny credo was laid five years earlier when a group of American sugar planters under Sanford B Dole✦ overthrew Queen Liliuokalani, replacing the monarchy with a provisional government with Dole as president. The coup was tacitly recognised by the US government (with US marines despatched to Hawaii to protect US citizens), although President Cleveland tried unsuccessfully to reinstate the monarchy. His successor William McKinley, recognising the strategic importance of Pearl Harbour as a naval base in the war with Spain, “rubber-stamped” the formal annexation of the islands by the US in August 1898 [‘Americans overthrow Hawaiian monarchy, History,www.history.com/].
🔺 US sailors and marines in Honolulu c.1894
Footnote: A “Spanish-American War” Thomas G Patterson notes the exclusionist nature of the name given to the 1898 conflict – the omission of reference to Cuba and Philippines in the title—in effect “air-brushing” the native populations out of the conflict—was (Paterson suggests) an attempt by the victors to obscure uncomfortable truths, the denial of full-fledged independence to Cubans and Filipinos once freed from Spanish control, and to try to avoid America’s role in the affair being labelled as ‘imperialist’ (Paterson).
🔻 1900 map (Source: Pinterest)
PostScript: The Filipino insurgency After the Spanish defeat Filipino nationalists under Emilio Aguinaldo asserted the Philippines’ independence (proclaiming the First Philippine Republic) in 1899. This action was opposed by the US and a conventional-cum-guerrilla war ensued until 1902 when US forces finally subdued Aguinaldo’s army and the Philippines were made an unincorporated territory of the US (although a number of splinter groups of local insurrectos continued to fight the US military occupation for several years) [‘The Philippine-American War, 1899-1902’, Office of The Historian, www.history.state.gov/].
🔻 Flag of the República Filipino
◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢◤◢
✱ this famous but elusive quote has also been attributed in slightly modified form to Ambrose Bierce
❂the US government paid Spain $20 million, compensation for the loss of infrastructure in the Philippines
◬ characterised by sensationalism (eg, eye-catching headlines) typically with scant regard for accuracy
◙ US business giant Standard Oil for instance talked about its ”Manifest Destiny being in Asia” (Foner)
While Brazil has the unenviable title of the worst coronavirus hotspot in Latin America sown up, Mexico has steered a similar course to disaster in the face of the pandemic. As Brazil’s coronavirus count climbs to well over 1.1 million confirmed cases and closing in on 53 thousand fatalities, the galloping toll in Mexico—60% the size of Brazil population-wise—now registers 191,410 cases and 23,377 deaths(as at 24-June-2020).
(Source: www.lonelyplanet.com)
False security? Among some Mexicans there seem to be a sense that the country’s demographics which are skewed toward the young—around 85% of the population is under 55—may act as a barrier against coronavirus. This confidence may be misplaced due to several factors: pre-existing health conditions in Mexico which affect younger cohorts as well—make the population more vulnerable to the ravages of coronavirus, as the table below indicates [‘Many young Mexican at risk from Covid-19’, (James Blears), Vatican News, 31-March-2020, www.vaticannews.va]. the death-rate from COVID-19 among maquiladora workers in the border region of Baja California was found to be 25 times higher for the age bracket 40-49 than in the corresponding San Diego County, [‘COVID-19 killing young maquiladora workers, study shows’, (Salvador Rivera), Border Report, 11-Jun-2020, www.borderreport.com].
A league of populist leader ‘bedfellows’? The way Mexico under its president, Andrés Manuel López Obrador, has approached the pandemic has disturbing parallels with that of Brazil’s leader Bolsonaro, and with the US under Trump. Despite a difference of ideological orientation—Obrador (who’s commonly known within Mexico as AMLO) is a Left-populist whereas Bolsonaro and Trump are Right-populists—the Mexican leader has pursued much the same course with similar outcomes. AMLO’s government was slow to engage in the fight against COVID-19 in the critical early period. The virus apparently entered Mexico via overseas returnees, primarily wealthier Mexicans returning from business trips to Italy and skiing holidays in Colorado, and then spread to low-income groups [‘Mexico’s Central de Abasto: How coronavirus tore through Latin America’s largest market’, (Mary Beth Sheridan), Washington Post, 21-Jun-2020, www.washingtonpost.com].
🔺 AMLO, pressing the flesh (Photo: Mexico’s Presidency Handouts/Reuters)
How not to contain a pandemic Like his US and Brazilian counterparts, AMLO justified his inaction by being dismissive of the disease, continually downplaying its risk to people, and he was negligent by example. After the outbreak Obrador toured the country, holding rallies sans face masks, nonchalantly meeting and greeting supporters, freely shaking hands, embracing people and even kissing them✱. The president’s advice to the Venezuelan people was simply to continue to “live life as usual”…until late March he was encouraging people to go out, attend fiestas, dine in restaurants and go shopping, airports remained open◘– a clear indicator that Obrador’s priority was the health of the economy rather than the health of the public [‘Poverty and Populism put Latin America at the centre of the pandemic’, (Michael Stott & Andres Schipano), Financial Times, 14-Jun-2020, www.amp.ft.com; ‘AMLO’s feeble response to COVID-19 in Mexico’, (Vanda Felbab-Brown), Brookings, 30-Mar-2020, www.brookings.edu].
Abject lack of medical preparedness. Obrador’s dangerous indifference to the crisis extended to a half-hearted medical intervention. Testing for COVID-19 has remained woefully low, no program of widespread testing or of contact tracing – these vital measures dismissed as being impractical for a population of 128 million (Sheridan; Stott & Schipano). The reluctance to test extensively is no doubt also related to Mexico’s health care incapacity. Despite having gone through the experience of the 2009 H1N1 influenza outbreak, subsequent Mexican administrations have permitted the country’s health sector to run down, funding to hospitals and medical centres have been cut by millions. Mexico has only 1.4 hospital beds for every 1,000 persons and just over 2,000 ventilators all up. The shortfall extends to physicians, medical equipment including PPE and coronavirus test kits [‘Mexico’s coronavirus-sceptical president is setting up his own country for a health crisis’, (Alex Ward), Vox, 28-Mar-2020, www.vox.com].
Shooting the messenger Inevitably AMLO has copped a lot of internal criticism for his irresponsible response to the crisis. Rather than taking positive measures to try to undo the disaster of his own creation, Obrador has gone on the attack against the Mexican independent media. Again invoking the Trump playbook, he has railed against the “fake news” and “Twitter bots” who have opposed his government’s handling of the situation. Independent investigations in fact have brought to light the clandestine activities of Notimex (the state-owned news agency) which has created a network of bots and fake accounts to discredit prominent journalists and label them as ‘criminal’ [‘Mexican President López Obrador frets about the spreading virus of fake news, but not COVID-19’, (José Miguel Vivanco), Dallas News,16-Jun-2020, www.dallasnews.com].
AMLO has taken to giving regular video ‘sermons’ to the masses (he calls them“Decalogues to emerge from coronavirus and face the new reality”)…these are not as you might surmise updates on how the government is attempting to counter the pandemic, but an uninspiring mish-mash of banalities about staying positive, eating corn and getting sun and fresh air. With the unchecked escalating death toll from the disease, many believe Obrador has given up any pretence to even trying to combat the virus [‘Mexico’s president has given up in the fight against the coronavirus’, (León Krauze), Washington Post, 19-Jun-2020, www.washingtonpost.com]. In this most unpropitious context AMLO is now taking an imprudent gamble by lifting restrictions – despite the curve of Mexican infections continuing to shoot upwards.
🔻 Mega-mercado, Mexico City
Footnote: Mexico City epicentre Mexico City accounts for about one quarter of all COVID-19 deaths in Mexico. The officalcounts however are only starting points to explain the catastrophe. A Mexico City study by Nexos magazine found that there was an “excess mortality” of more than 20% unaccounted for by the official figures [‘8,000 ‘excess deaths’ in Mexico City as coronavirus rages: study’, Ajazeera, 26-May-2020, www.aljazeera.com]. One of the capital’s biggest clusters is the wholesale mega-market, the Central de Abasto. The enormous mercado providing 80% of the city’s food is a petri-dish for the virus which has cut a scythe through its 90,000-strong workforce, infecting its tomateros, chilli vendors and other workers whose need to keep working is often greater than their fear of the pandemicφ. The vendors and carters have another reason for continuing working even when they become ill – working class Mexicans are accustomed to poor quality health care and often harbour a distrust of hospitals (Sheridan).
⏦⏦⏦ ☤☤☤ ⏦⏦⏦
(Image source: www.studentnewsdaily.com)
Venezuela: Showcase numbers but a lack of transparency Although the available statistics relating to Venezuela don’t reflect the dramatic numbers in Mexico, the situation in the South American country is peer bit as parlous. Venezuela has fessed up to 4,186 cases and 35 deaths (24-Jun-2020), but these figures have little credibility with independent observers. Venezuela has done very limited testing for the disease with the testing data guarded very carefully by the government [‘Hunger, Infection, and Repression: Venezuela’s Coronavirus Calamity’, (Stephanie Taladrid), The New Yorker, 29-May-2020, www.newyorker.com]. Doubters outside the country have noted that Venezuela’s health system was already in a state of collapse before COVID-19 arrived, citing as evidence:the country‘s functioning intensive care beds are estimated to number between 80 and 163; nil or intermittent supply to water to two-thirds of hospitals; power cuts off at regular intervals; shortages of gloves and face masks in 60% of hospitals; 76% of hospitals shortage of soap and 90% were short of sanitising gel [‘Venezuela’s Covid-19 death toll claims ‘not credible’, human rights group says’, (Tom Phillips), The Guardian, 27-May-2020, www.theguardian.com].
🔺 Maduro: “People, we are identity”
President Maduro—already embroiled in a political and socio-economic crisis acerbatedby long-term US trade sanctions on Venezuela—imposed a national lockdown in March. A side benefit to the lockdown (now extended to July) is that it allows the regime more scope to crack down on its critics…the obvious targets being opposition politicians and increasingly journalists, doctors and nurses who report adversely on Maduro’s handling of the pandemic (especially if they query the reported official numbers). [‘Venezuela’s Zulia State emerges as coronavirus hot spot’, Reuters, 24-Jun-2020, www.news.yahoo.com].
Footnote: Rich and poor, a widening of the divide
At the point of corona impact, the contrast between Venezuela’s masses and the elite have sharpened even more. The brunt of the economic crisis has fallen squarely on the poor and middle-class citizens – skyrocketing prices, scarcity of necessities, a greatly devalued Venezuelan bolivar, the oil price plunge (oil accounts for 98% of Venezuela’s export revenues), and over-reliance on the informal economy by the lower socio-economic classes [‘Why coronavirus could be catastrophic for Venezuela’, (Katy Watson & Vanessa Silva), BBC News, 12-Apr-2020, www.bbc.com]. With corruption, cronyism and nepotism ingrained in Venezuela, the Maduro regime and its acolytes—the heirs of Chavismoism—continue to benefit lavishly from black-market and other illicit financial activities◊ [‘Freedom in the World 2020: Venezuela’, Freedom House, www.freedomhouse.org].
⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛⇚⇛
✱ AMLO preferring to travel and mingle accompanied only by his personal amulets for ‘protection’
◘only in the last week of March did the government retreat a bit and start to urge the public to stay-at-home
φ the CDMX-run market only acted, bringing in health workers, ramping up testing and contact tracing, after workers starting dropping in significant numbers (Sheridan)…as with the rest of Mexico, too little, too late
◊ beneficiaries of this state largesse and privilege include the bolichicos, the wealthy children of the regime’s top leaders
As Europe starts to pull itself out of the worst of the coronavirus outbreak, the Americas for the most part are still firmly mired in the devastating crisis of the pandemic…more worryingly, COVID-19 cases continue to rise and even accelerate in some countries as Latin America seems to be turning into “pandemic central”, the ‘new’ Europe❅. This is occurring despite the continent comprising only eight percent of the world’s population and having had the advantage of time to prepare for the virus which reached its shores some six weeks after ravaging Europe.
(Source: www.maps-of-the-world.net)
Smallness helps The picture of Central and South America is not uniformly bleak. Some of the smaller countries, such as Uruguay, Paraguay and El Salvador, have managed to restrict their nation’s outbreaks to low levels of infection and casualties. This last mentioned country was surveyed in an earlier blog entitled Courting Controversy in Coronavirus Country: Belgium and El Salvador– June 2020). Among the Southern Cone countries, Argentina and Uruguay stand in contrast to their neighbours Chile and Brazil. Argentina (population of >45 million)—its commendable performance vs the virus slightly tarnished by a recent upsurge following an easing of the lockdown—has a total of 39,557 COVID-19 cases and only 979 deaths, compared with Brazil (whose leader Jai Bolsonaro has taken a recklessly dismissive attitude towards the pandemic). Even on a per capitabasis Argentina‘s figures are still a fraction of the human disaster befalling Brazil which has racked up 1,038,568 cases and 49,090 deaths (population: 212 million). The Argentine Republic’s results are also way better than Chile’s record of 231,393 cases and 4,093 deaths (from just 19 million) [‘Argentina’s president enters voluntary isolation amid coronavirus surge’, (Uni Goñi) The Guardian, 18-Jun-2018, www.theguardian.com].
Uruguay: Stellar success of an outlier Uruguay has fared as well as anyone in Central/South America in avoiding a pandemic catastrophe on the scale of some of its neighbours. A tiny population (3.5 million) helps immeasurably but the sheer lowness of its corona numbers stands by themselves – just 1,040 confirmed cases and 24 deaths. This has been achieved despite a demographic profile that should have made it highly vulnerable to the disease: the largest regional proportion of elderly citizens and a population which is 96% urban. And an outcome secured not by lockdowns and quarantines (allowing Uruguay to preserve its national economic health cf. the stricken economies of its large neighbours Brazil and Argentina), but by eliciting the voluntary compliance of its citizenry – and through the luxury of having a near-universal, viable health care system✺ [‘Why Is Uruguay Beating Latin America’s Coronavirus Curse?’, (Mac Margolis), Bloomberg, 30-May-2020, www.bloomberg.com].
Uruguay (Photo: Daniel Rodrigues/adhoc/AFP via Getty Images)
Peru: Aside from Brazil the country in the region most in strife due to the pandemic at the moment is probably Peru. Peru’s statistics are stark – over 247,925 confirmed cases and 7,660 deaths in a population of 32 million. What is particularly troubling about Peru is that, unlike Brazil, at onset it seemed to be pulling all the right reins, implementing one of Latin America’s earliest and strictest lockdowns. Months of enforced lockdown have however failed to flatten the curve of infections. Peru finds itself in a demoralising “double whammy”, the public health catastrophe continues unabated❈ while the recourse to a tough national lockdown has further crippled the economy [‘Poverty and Populism put Latin America at the centre of the pandemic’, (Michael Stott & Andres Schipano), Financial Times (UK), 14-Jun-2020, www.amp.ft.com; ‘Peru’s coronavirus response was ‘right on time’ – so why isn’t it working?’, (Dan Collyns), The Guardian, 21-May-2020, www.theguardian.com]✪.
⇑ Andean pabluchas patrol Cuzco streets to enforce social distancing and mandatory mask measures (Photo: Jose Carlos Angulo/AFP/Getty Images)
Indicators of the poverty trap The economic predicament Peru finds itself stems from the country’s high reliance on an informal economy (reaching some 70%). What Peru has in common with Brazil—and has been exacerbated by the pandemic—is very high social inequality. The poorest Peruvians cannot afford to stay home, to isolate as they should. Many are without bank accounts and under the informal economy have to travel to collect their wages, those without home refrigerators also need to shop frequently – all of which makes them more vulnerable to be exposed to the virus [‘Latin America reels as coronavirus gains pace’, (Natalia Alcoba), Aljazeera, 15-Jun-2020, www.aljazeera.com]. Disease and impoverishment have converged in Peru to make the predicament more acute for those of the poor who need life-saving oxygen of which there is now a scandalous critical shortage – the situation being exploited by profiteering hit men (the sicarios) controlling the black market oxygen supplies [‘In Peru, coronavirus patients who need oxygen resort to black market and its 1,000 percent markups’, (Simeon Tegel), Washington Post, 18-Jun-2020, www.washingtonpost.com].
Ecuador and Guayaquil ⇓
Ecuador: In Ecuador the pandemic epicentre is the western city of Guayaquil, the country’s largest city. This is thought to be due to a couple of factors, the city’s sprawling slums where “many residents live hand-to-mouth and routinely violate the government lockdown…in order to work”, and because many Guayaquil exchange students and migrant workers came back to the city from Spain and Italy in March [‘COVID-19 Numbers Are Bad In Ecuador. The President Says The Real Story Is Even Worse’, (John Otis), NPR, 20-Apr-2020, www.npr.org]. The unpreparedness and inability of the authorities to cope with the crisis has affected the woeful degree of testing done, the lack of hospital facilities for patients and even the capacity to bury the dead as the bodies of coronavirus victims were left piling up on the city’s streets. In the wake of the disaster the Guayaquil Council entered into a slinging match with Quito (the national government), asserting that the government has under-represented the city’s death toll by as much as four-fifths, that it failed to provide it with the health care backup demanded of the disaster, as well as calling out the corruption of public utilities which has accentuated the crisis (Alcoba). Ecuador currently has 49,731 confirmed cases and 4,156 fatalities in a population of 17 million.
⋕ ⋕ ⋕ ⋕ ⋕ ⋕
End-note: The hypothesisof virus protection at high altitude Among the multitude of worldwide research projects triggered by the pandemic, a multi-country study looking at Bolivia, Ecuador and Tibet has advanced the theory that populations that live at a height of above 3,000 metres have significantly lower levels of susceptibility to coronavirus than their lowland counterparts. The study attributes the capacity of high altitude to nullify the disease down to the fact that living at high altitude allows people to cope with hypoxia (low levels of oxygen in the blood), and that the altitude provides a favourable natural environment—dry mountain air, high UV radiation and a resulting lowering of barometric pressure—reduces the virus’ ability to linger in the air. The COVID-19 experience of Cuzco in Peru seems to corroborate this hypothesis, being lightly affected compared to the rampage elsewhere in the country – the high Andean city has had only 899 confirmed cases and three deaths. Similarly, La Paz, Bolivia, the world’s highest legislative capital, has recorded only 38 coronavirus-related deaths to date⊠ [‘From the Andes to Tibet, the coronavirus seems to be sparing populations at high altitudes’, (Simeon Tegel), Washington Post, 01-Jun-2020, www.washingtonpost.com].
<Þ> all country coronavirus counts quoted above are as at 20-June-2020
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❅ for week ending 20th June 2020, confirmed cases for Latin America represented half of all new coronavirus cases (Source: WHO) ✺ a like-for-like comparison to Uruguay might be Paraguay – also a small population (6.9 million), only 1,336 cases and 13 deaths but at the cost of a draconian lockdown with an economy-crippling end-game. ❈ even prior to COVID-19 striking, the Peruvian public health system was struggling due to “decades of chronic underinvestment” (eg, spending <$700 a day on health care) (Tegel, ‘In Peru’) ✪ the strict lockdown has been less rigorous when removed from the urban centres…in outlying areas, in the northern coast and the Amazonas region (particularly bad in the Amazonian city of Iquitos) it was less “honoured in the breach than the observance” leading to the formation of new virus clusters (Collyns) ⊠ other experts discount the study’s findings noting that most coronavirus infections occur indoors, negating the relevance of UV levels (Tegel, ‘From the Andes’)
In the age of virtual communication and instant electronic transactions, many people see the traditional mail service as less and less relevant in our daily lives, it is fashionable these days to scornfully dismiss it as “snail mail”. It may seem passé to many but the international postal system is still an active and vital service that bridges the gaps between vast distances, and it is one that is governed by a UN world body with a continuous history back to the last quarter of the 19th century.
The Universal Postal Union (UPU), (French: Union Postale Universelle), originally the “General Postal Union”, was established in 1874 with the task of laying down regulations and bringing uniformity to the setting of tariffs (including the transit costs) for mail exchanges between countries. Prior to it’s inception, a complicated, loose bilateral system prevailed where an individual country would have to establish postal treaties separately with each other country it wished to correspond with. Sometimes this involved calculating postage for each leg of the journey and finding mail forwarders in a third country if there was no direct delivery to the country of destination [‘Universal Postal Union’, www.parcelsapp.com/].
The initial mid-19th century impetus to create such a global entity came from American frustrations at postal communication with Europe, especially with France, but the decisive thrust came from Heinrich von Stephan, a senior Prussian postal official from the North German Confederation (and later the Reichspost), whose advocacy prompted the Swiss government to host the inaugural international postal conference leading to the formation of the UPU.
According to it’s own mission statement, the UPU is “the primary forum for co-operation between postal sector players…(helping) to ensure a truly universal network of up-to-date products and services” (www.upu.int). It is also tasked with responsibility for the coordination of member nations in promoting efficient postal services including the monitoring of postal security, stamp design, etc.
UPU’s role also includes the resolving of any polemical issues that may arise between member nations. The great explosion in E-commerce trade has tended to exacerbate cost anomalies in postage tariffs. In 2018 US companies were paying twice as much to mail an item to a US customer than it cost China (and other subsidised Asian countries) to send items to the same US customer (www.parcelsapp.com/). US president, Donald Trump, threatened to pull the US out of the international body if it failed to make reforms to the system (this provocative move has been part of the outlier American president’s global trade war campaign against China). The US exit was averted in 2019 with the brokering of a deal allowing it to start setting its own postal rates from July 2020, with other high-volume mail member-countries to follow suit from 2021 [‘U.S. Avoids Postal ‘Brexit’ as Universal Postal Union Reaches a Deal’, (Abigail Abrams), Time, (26-Sep-2019), www.time.com].
This issue aside, the habitually low-profile UPU has been largely free of controversy✶, but one other minor discordant note occurred in 1964 when the Fifteenth Congress of UPU voted by a large majority to expel South Africa from membership. This was controversial because several country delegates raised the objection that the action was unconstitutional, arguing that a member could only be expelled for violating UPU’s regulations. The South African delegate initially refused to budge but did so after other African delegates demanded his expulsion [“Universal Postal Union.” International Organization, vol. 20, no. 4, 1966, pp. 834–842. JSTOR,www.jstor.org/stable/2705750. Accessed 21 May 2020].
The UPU has gone from a largely Eurocentric organisation in 1874 to a truly universal one today with about 192 countries of the world (plus territories) signed up۞. A number of other non-member states and territories get their mail routed through a third (member) country including Andorra (through France and Spain), Taiwan (through Japan and US), Kosovo (through Serbia), Northern Cyprus (through Turkey), Micronesia (through the US) and Somaliland (through Ethiopia) [‘List of members of the Universal Postal Union’, Wikipedia, http://en.m.wikipedia.org].
Berne HQ (Source: www.jurist.org/)
Footnote: UPU is said to be the world’s second-oldest intergovernmental organisation, after the International Telecommunication Union (ITU), founded 1865, which, like the UPU, is a specialised agency of the UN.
⚘ᵜ⚘ᵜ⚘ᵜ⚘ᵜ⚘ᵜ⚘ᵜ
PostScript: Addressing the problem of the unaddressed
The Postal Union engages in a number of ongoing projects, one of which is the “An Address for Everyone” global initiative – Deirdre Mask has made note of the surprising fact (at least to those in the relatively affluent First World) that even today, the majority of people in the world do not possess a street address!◙ UPU involves itself in making a contribution to remedying this situation, because of the spin-off benefits that such a simple thing as having a prescribed address brings…providing the recipients with “a legal identity, allowing them to participate in the political process, be part of the formal economy” including e-commerce, access credit, receive personal services and engage with the “information and communication age” [Deirdre Mask, The Address Book, (2020); www.upu.int/].
✶ it’s not surprising if a lot of folk have never heard of the Universal Postal Union, the UPU has traditionally followed the low-profile path of the quiet achiever. As Richard John has noted, it’s preference has been to negotiate policies well out of the limelight, gaining it something of “a reputation as a secretive Postal Illuminati“…by keeping out of politics, John contends, this allows the UPU to be so effective (‘Here’s why Trump threatened to pull out of a 144-year-old postal treaty’, Original World News, 19-Oct-2019, www.originalworldnews.com)
۞ Palestine has special observer status; post-apartheid South Africa was readmitted in 1994
◙ and not just confined exclusively to the slum and shantytown dwellers of the Third World, Mask points to the phenomena existing in parts of rural America such as West Virginia
All the travel and aviation pundits say commercial flying—when it does finally get airborne again—will never be the same again. There are so many imponderables and unknowns about the enigmatic future of airline travel, the cup of endless speculation nonetheless runneth over.
No one, inside the industry or out, knows when international flights will resume normal services. Like everything else it hinges on containing, and ultimately on subduing the pandemic (the “holy grail” of the vaccine?). When it does happen and things return to ‘normal’, we know it will be a ‘new’ normal…so let’s concern ourselves now with what it might look like?
What’s on the cards at airports in the future?
Airports will need to design or augment existing health and safety measures to stack up to the new requirements. Airlines will be trying to minimise the risk of human-to-human contagion, which’ll probably mean touchless check-ins and more utilisation of self-service E-ticketing machines, thermal scanning of body temperature, increasing use of biometrics. The imperative of social distancing will still be with us, airports will have to adhere to the safety edicts of keeping everyone 1.5m apart from everyone else. But will this be feasible, or even partly attainable? Airports are people magnets, people come en masse – to fly, to work, to farewell other people and to welcome others on return.
A pessimistic prognosis with very little “blue sky” Will we end up seeing airports despairingly throwing their hands up in the air and saying it’s all too much? If the prescribed public health measures include things like wiping down the handles of every piece of baggage and all the trays as they go through the scanner, that will add intolerable delays to an already tortuously long process for people at peak-travel times (‘Air Travel Is Going to Be Very Bad, for a Very Long Time’, (James Fallows), The Atlantic, 11-May-2020, www.theatlantic.com). The CEO of one of the world’s busiest airports, London’s Heathrow, is on record as stating that social distancing will be impossible to maintain✱ (‘COVID-19 and travel: Heathrow boss says social distancing “impossible” in airports’, (Neil Callanan), Traveller, 04-May-2020, www.traveller.com.au).
Will passengers turn up at the luggage check-in fully decked out in hazmat suits, smelling like they’ve been dipped by their heels in a vat of disinfectant? Will face masks, already in common use, gloves and even face shields, be mandatory for everyone in airports? Attaining standardised practice in these and other aspects of the changing landscape of flying, is a long way off happening.
(Source: www.theweek.in)
A Covid-19 health pass? Strict health screening for incoming passengers at international borders in the coronavirus age is a given, but future travellers may need to present new documents along with their international passport. Flyers may need some kind of “proof of good health” to travel internationally – much like the certificate you need now to show you’ve had the required inoculations to enter certain regions prone to yellow fever, malaria, etc. Alternately, these “immunity passports” may be used to record negative coronavirus test results❅ (‘Face masks, blood tests and onboard janitors. Flying’s about to feel very different’, (Karen Gilchrist), CNBC Traveler, 17-May-2020, www.cnbc.com; ‘The era of peak travel is over’, (Sarah Khan), Vox, 22-Apr-2020, www.vox.com).
Social distancing on planes, an oxymoron? If we turn to the aircraft flights themselves, how will they work? Some of the world’s international carriers are considering removing the middle seat in jets (as a temporary move only) to enhance space between passengers⊞. Ryanair is the first carrier to outlaw toilet queues, passengers are now required to raise their hand to request a toilet visit.
Transforming seats intoanti-virus shelters
Airplane designers are exploring the possibilities of converting the present flying “sardine tins” into spaces that observe social distancing. ‘Janus’ seats are one option advocated by the Italian company Aviointeriors…a double-S shaped configuration which juxtaposes passenger seats in an opposing direction to each other. Passengers are also separated by a high transparent thermoplastic shield or screen. The company had an alternate design which retains the standard seating configuration but attaches a separating perspex screen to each seat (‘Aviointeriors proposes post-COVID-19 Janus seats’, (John Walton), Runway Girl Network, April 2020, www.runwaygirlnetwork.com). The designs are still in testing stage but one drawback is that glass dividers adds another hard surface to passenger space which may be infected by contaminated droplets. the view of Peter Harbison, CAPA Centre for Aviation chairman emeritus, is that the removal of middle seats won’t be sufficient to ensure the social distancing requirement on airplanes, that the outcome is not realistically attainable.
(Image: Aviointeriors S.p.A.)
Hermetically-sealed flying? Clearly, the level of on-board hygiene will need to ramped up post-corona. There’s talk about having cleaners on-board during flights, to target the plane’s tactile zones such as toilet doors. One objective airlines will definitely aim for is minimalism, they’ll want to radically pare back the on-board fringe items. Touchscreen entertainment might disappear, pre-packaged meals left on seats prior to boarding to avoid contact, the end of free drinks, etc (Gilchrist).
The financial side With all the uncertainty of what’s in store for future travel, one thing that will definitely change is the economics of travel. From the consumer side, if airlines resort to removing seats, therefore capping the passenger load of a jet, it’s hard to imagine how that will not result in a ticket price hike. IATA has estimated that with aircrafts only two-thirds full, average fares would jump up to between 43 and 54 per cent✪. Airlines have reckoned that they need to fill 77 per cent capacity of the aircraft just to break even (Gilchrist). Travel industry pundits have indicated that most leisure travellers won’t be willing to pay more if the option of affordable travel is taken away (‘Social distancing on planes during coronavirus: Middle seat won’t stay empty for long’, (Dawn Gilbertson), Traveller, 04-May-2020, www.traveller.com.au).
Some industry insiders have predicted the end of over-tourism, reasoning that for financial reasons or because of the new layers of bureaucracy required, travellers will be less inclined to travel as frequently as before the crisis, and with it will we see the demise of the jet-setting lifestyle and the addictive travel pilgrim. It may be too premature to make such a dramatic call, the 9/11 terrorist attacks put many people off international flying, but not permanently, the industry bounced back its pre-2001 level eventually, and this is an industry that employs over 10 per cent of the global workforce (Khan).
Certainly though, for the foreseeable future, tourists will probably think twice about venturing to the world’s most heavily populated destinations (Venice, Rome, Paris, New York, London, Dubrovnik, the Pyramids of Giza, the Acropolis, the Great Wall, etc.). A whole new generation of ‘agoraphobes’ may decide to avoid travelling during the peak season and seek out the less-travelled, remoter locations to holiday.
A respite from the ecological ‘footprint’ for Venezia and Plaza San Marco (Source: www.sites.middlebury.edu)
Business travel to recede? Another matter to ponder is whether business travel will be reduced when the Covid-19 dust settles, will professionals and business folk still travel O/S to exotic locations for conferences? The lockdowns and restrictions of the last few months meant that the overwhelming majority of conferences went virtual. Administrators are no doubt discovering that they can just as meaningfully conduct business meetings by Skype or by video-conferencing, without the need for everyone to be in the same room together. If so, this may well have a negative knock-on affect for economy class tickets (which are subsidised by business and first class) (‘How Much of Airlines’ Revenue Comes From Business Travelers?’, www.investopedia.com).
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✱ we have recently witnessed that once beaches have been reopened to the public, it is virtually impossible to police distance restrictions on packed beachfronts
❅ Emirates have taken a different tact, trialling a rapid “10-minute” blood test at the departures gate (insiders have questioned whether this would be feasible to implement at high-volume times (Gilchrist)
⊞ operators already indicating they will move to vacant middle seats include Southwestern, Delta, American and Qantas – the Australian carrier later reneged on this claiming the risk of Covid infection on an aircraft was minimal (‘Qantas passengers angered after airline reintroduces the middle seat’, 20-May-2020, www.news.com.au/)
✪ that said, some airlines may, for the immediate period, offer travellers discounted fares and deals to reignite interest in overseas travel …“struggling operators (will) incentivize flyers to return to the skies” (Gilchrist)
I think most people, outside the industry, think the answer to this question would be “not a lot”. Unfortunately for the airlines, being grounded, being not able to utilise their assets to realise revenue, is only the start of the problems. In April it was estimate by the industry researcher Cirium that there were over 16,000 commercial passenger aircraft no longer flying – around 62% (the numbers would not have decreased since then) [‘Here’s What You Do With Two-Thirds of the World’s Jets When They Can’t Fly’, (Anurag Kotoky, David Stringer & Ragini Saxena), Bloomberg, 17-Apr-2020, www.bloomberg.com]. The severity of the blow to the airline industry internationally can hardly be understated, coming soon after IATA (International Air Transport Association) predicted (in December 2019) a US$29.3bn net profit for 2020 [http://airlines.iata.org].
The norm under coronavirus: flights with a handful of passengers (Photo: Jennifer Flowers / AFAR
Put simply, while the primary income from the airlines’ raison d’être, the loss of paying passengers, dries up, the fixed costs, the invariables, don’t go away for both the airports and the airlines. Let’s take the airports first, they make look deserted when you glimpse images of them on the internet or television, but they haven’t closed down altogether, they haven’t morphed into ghost towns. Airports still have infrastructure and most still run at least a limited service of domestic flights, and on the international scene, though closed for tourism, emergency flights still happen. So, with people and the coronavirus still around, the airports need upkeep. Surface cleaning with virus and bacteria killing disinfectants, hand-sanitising stations, etc.
A Californian “desert dormitory” for grounded jets (Photo: Mark Ralston / AFP via Getty Images)
The immediate problem for airlines in the Covid-19 crisis is where to put the multitude of grounded jets. The optimal place, leaving other considerations aside for a minute, is determined by climate. Aircrafts on the ground, exposed to the elements for any significant length of time, will do best in a dry climate with low humidity. This places the major airlines of Eastern Asia with their wetter, steamier climes at a disadvantage. Conversely, Australia’s great interior continental deserts are a favourable location. QANTAS and some other international airlines have accordingly parked their jets in Alice Springs (Central Australia)✫. In America [‘Parking in a pandemic: Grounded planes scramble for storage space’, (Paul Sillers), CNN, 22-Mar-2020, www.cnn.com]. Similarly, in America, US airlines have sought out long-term storage facilities in the hospitable desert environments of western USA [‘What It Takes for an Airline to Ground Its Fleet Amid Coronavirus’, (Jessica Puckett), Conte Nast Traveler, 31-Mar-2020, www.cntraveler.com].
A lot of European airlines are not so lucky, forced to use the local airports in Europe where some of the runways have been decommissioned to make way for the grounded planes. Aircraft parking in some of the European hubs can also be exorbitantly expensive, charging up to US$285 an hour (although the cost varies greatly from location to location). Sometimes the remotely located (long-term) storage facilities are referred to as aircraft ‘boneyards’❈ [‘Aircraft Boneyards, MRO & Storage Facilities in Europe’, Airplane Boneyards, www.airplaneboneyards.com].
Thwarting the nesting birds (Photo: Reuters / Elijah Nouvelage)
When happens with the planes taken out of service and parked? Although not in current use, they still have to be maintained so that they are ready when the airways open up again. Planes are subjected to regular, heavy mechanical maintenance checks, the hydraulics and the flight control system needs to be finely monitored. When the aircrafts are being stored long-term, the process followed has been described as a kind of ”aeronautical embalming” (Sillers) – fluids require to be drained (to prevent rusting of the landing gear), as the jets are housed al fresco everything needs to be covered and/or protected – the engine intakes and exhaust areas, external instruments, the tyres, the windows, the entire airframe (to prevent corrosion). Maintenance staff also have to check the planes for bird-nests and incursion from insects (grilles are sometimes affixed to keep birds outs). Every two weeks the wheels need to be rotated and the batteries reconnected (Sillers; Kotoky et al). Yes, it’s true to say that aircraft maintenance and storage firms are busy at the present time.
To try to offset, at least partly, the crippling hit from of the coronavirus crisis, the loss of multi-billion dollars by the industry, some airline companies have switched their (unused) passenger jets to become freight-carriers (in addition to using their usual freighters). Scoot, for instance, in February commenced bi-weekly hauls from Singapore to Nanjing and Guangzhou transporting air cargo only. Cathay Pacific carries freight on passenger-less flights from Hong Kong to three Chinese cities∅ [‘Airplanes Without Passengers Start Coronavirus Recovery’, (Will Horton), Forbes, 10-Mar-2020, www.forbes.com].
EndNote: In March, even after extensive international flight restrictions had come into effect, a number of airlines were still undertaking their scheduled flights with zero passengers on board. One of the reasons for such a seemingly nonsensical practice was to abide with EU regulations which require the airlines to fulfil their allotments or risk losing the flight slots [‘Why Airlines Are Flying Empty Ghost Planes’, ((Caroline Delbert), Popular Mechanics 11-Mar-2020, www.popularmechanics.com].
____________________________________________________________________ ✫ north of five billion dollars’ worth of aircraft enjoy the arid air of Alice Springs Airport (from SilkAir 737s to Singapore 380s) [‘How expensive will air travel be after the Covid-19 crisis?’, (Cynthia Drescher), CNN, (14-May-2020), www.cnn.com] ❈ quite apt for housing a lot of the older, less-efficient planes, which will be retired and either be sold-off or used for parts and then scrapyarded ∅ there’s precious little upside for the airline industry at the moment, but one positive for the jets still in the air is the record low world oil prices at the present
In 1910 the 265 year-old Qing Dynasty in China was fasting approaching its denouement. The following year it would be deposed and replaced with a republic. Over the years leading up to this point, Imperial China had been in long drawn-out decline, suffering a series of reversals – a disastrous defeat in the (1st) Sino-Japanese War (1894-95) and ensuing loss of territorial sovereignty in Manchuria; the crushing of the Peking Boxer Rebellion in 1900. In 1907 China had been beset by the latest (and one of the worst) of a series of famines (“Third Plague Pandemic”), losing an estimated 25 million of it’s population. And in late 1910, Manchuria in the midst of a tense political situation—China having to share the region with competing Russian and Japanese aspirations—a plague broke out.
The plague was first noticed in the Inner Mongolian town of Manzhouli on the Chinese-Russian border, where Russian doctors began treating patients with fever and haemoptysis symptoms. Thus began the Great Manchurian Plague which eventually took up to 60,000 lives in less than six months – with a mortality rate very close to 100 per cent [William C Summers, The Great Manchurian Plague: The Geopolitics of an Epidemic Disease, (2012)].
Vector from the rodent family Because of a past pattern of bubonic plague in China, rats and fleas were initially suspected to be the source of human infection. 50,000 rats were examined but the results proved negative [CHERNIN, ELI. “Richard Pearson Strong and the Manchurian Epidemic of Pneumonic Plague, 1910–1911.” Journal of the History of Medicine and Allied Sciences, vol. 44, no. 3, 1989, pp. 296–319. JSTOR, www.jstor.org/stable/24633015. Accessed 5 May 2020]. The disease was eventually traced to the Siberian marmot (Marmota sibirica) or tarbagan, found in Inner Mongolia, eastern Siberia and Heilongjiang. Later research by Dr Wu (see below) and others established that the plague, like the present coronavirus, was pneumonic, transmitted animal to human by respiratory droplets, and not bubonic.
A roaring trade in fake mink
The European fashion for mink and ermine furs can be ‘fingered’ for being at the bottom of the preconditions leading to the 1910 plague. Mink’s popularity as one of the most prized materials for clothing accessories made it’s cost prohibitive to all but the richest Europeans. Things changed when it was discovered that the fur of the marmot when dyed passed very convincingly for mink fur. After the pelt price for marmot fur soared from 12 cents to 72 cents a hide, hordes of Chinese hunters from the central provinces swarmed into the region to join the lucrative hunt for the now in-demand creature. Mongol and Buryat hunters, long experienced in marmot-hunting knew how to select only tarbagan marmots which were not diseased for culling. The inexperienced Chinese trappers however didn’t practice safe hunting methods, failing to discern the difference, they hunted marmots indiscriminately. Thus, the infection was passed on to humans from the pelts of the disease-ridden rodents (Chernin; ‘Manchurian Plague 1910-11’, (Summers; Iain Meiklejohn), Disasterhistory.org, (April 2020), www.disasterhistory.org].
Spreading the plague by rail Manchuria at the time was equipped with an extensive network of railroads, thanks to the vested interests of the Russians and the Japanese which the Qing Dynasty had, reluctantly, conceded. Russia controlled the Trans-Siberian Railway (TSR) and the China Eastern Railway (CER), Japan controlled the Southern Manchurian Railway (SMR)⌖. The time of the year was an important factor. From November/December, as the weather turned arctic-like, the Chinese hunters and agricultural migrant workers started to return to their home regions. The foremost consideration was to get back before the Chinese New Year. The hunters and the labourers, huddled together infecting each other in the bitter cold of the train carriages, carried the plague along the railway lines. In a short time the plague travelled from its origin point to large cities on the Dongbei line, Harbin, including the central district of Fuchiatien (Fujiandian), Changchun and Mukden (today Shenyang). Compare this to what happened with the coronavirus outbreak which spread from Wuhan to other Chinese cities by airplane.
In the disease’s wake mortality proceeded at an alarming rate, Harbin in the far north was the initial epicentre. In November 5,272 died in the city. It then spread along the tracks to cities further south, Mukden recorded a death toll of 2,571 by January 1911, and Changchun was losing over 200 a day to the plague (Meiklejohn). The plague was sustained and promoted by the prevailing conditions it encountered – dense population, high human mobility and poor hygiene environments (Cornelia Knab, cited in Meiklejohn). Eventually the plague reached Peking and as far as central China〲.
Enter Dr Wu The authorities, in desperation, turned to a migrant, Penang-born doctor working at the time in Tianjin, Wu Lien-Teh. Cambridge-educated Wu took immediate charge of the medical emergency in Harbin. Enforcing a strict quarantine in the city, Wu put in place a series of comprehensive measures to contain the disease, including:
● converting railway freight cars to makeshift quarantine centres and turning a bathing establishment into a plague hospital
● establishing “sanitary zones” in the city
● closing down the railways in Manchuria, impose blockades, border controls and so stop infected people from travelling (Wu needed to secure the co-operation of the Russian and Japanese rail companies to achieve this)
● burning the lodgings of those infected
● monitoring the population by checking households for new cases
● advocating the wearing of face masks (Wu had more effective masks with extra gauze padding made)
● carrying out mass cremations of the infected dead (considered a sacrilege in Chinese society, Wu had to petition the emperor for permission)✪
● undertaking post-mortem examinations of the victims (again, a Chinese taboo that Wu had to overcome objections to)✲
Temperature check, Fuchiatien ⟱
(www.Flickr.com)
With no vaccine for pneumatic plague available, Wu’s quarantine measures involved isolating people for a five to ten day period, if no symptoms present, they are released with a wire band attached to their wrist signifying they have been cleared of the disease [‘In 1911, another epidemic swept through China. That time, the world came together’, (Paul French), CNN, 19-Apr-2020, www.cnn.com; ‘The Chinese Doctor Who Beat the Plague’, (Jeremiah Jenne), China Channel, 20-Dec-2018, www.chinachannel.org].
⟱Old plague hospital, Harbin. When the epidemic was suppressed, the hospital was burnt down to eliminate any residual risk of contamination
(Photo: www.avezink.livejournal.com)
Keeping the ports plague-free The concerted efforts of Japanese, Russian and Chinese managed to prevent the epidemic from reaching the eastern seaboard. Several towns close to the major port city Dalian reported cases, but Dalian itself (by this time under Japanese control, known as Dairen), initially undertook mass inspections of train and ship passengers, before closing the South Manchurian line altogether. With such strictures in place Dalian was wholly spared from the plague (French). The Russians were able to similarly stem the outbreak’s movement along the CER rail line and stop it from reaching Russia’s vital Pacific port, Vladivostok.
Racing against catastrophe What added even more pressure to Wu’s task in trying to control the plague was that he was working against a tight deadline. The plague needed to be contained before 30th January which was Chinese New Year’s Eve. Thousands of migrant workers would be returning home to their families for this most important annual celebrations in China via the Manchurian railway network, which Wu knew would make it almost impossible to rein in the outbreak. The conscientious and thorough measures implemented in northern China made it possible for Wu to be able to declare the epidemic virtually suppressed by the end of January. Decisive action in N.E. China also prevented the plague from spreading to near-by (Outer) Mongolia and Russian Siberia. By March all the region’s shops, factories and schools were reopened and the only lingering infection was confined within the specially established plague hospitals (Meiklejohn).
Endnote: Dr Wu
Many Chinese medical personnel including epidemiologists and other physicians contributed to preventing the plague spreading throughout China, and to suppressing it all together within a short period. But if anyone should be called a hero of the Great Manchurian Plague of 1910-11, certainly that mantle should land on Dr Wu Lien-Teh, whose decisive leadership, organisation and enterprise saved China’s North-East provinces from a much higher casualty toll and from the regional plague developing into a nationwide epidemic.
꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙꧙ ⌖China for it’s part controlled the Imperial Railways of North China, which linked Peking with Mukden
〲 one case was recorded in Shanghai, 2,000 miles away
✪thousands of bodies were still above ground in coffins because the relatives were waiting for the spring thaw to bury the dead…ideal incubators for the plague bacillus to magnify the contamination [‘Dr Wu Lien-Teh, plague fighter and father of the Chinese public health system’, (Zhongliang Ma & Yanli Li), www.ncbi.nim.nih.gov; Jenne)
✲ Wu performed the first autopsy in Harbin, identifying the disease as the bacterium Yersinia pestis of the pneumonic variant [‘Wu Lieh-Teh: Malaysia’s little-known plague virus fighter’, Star Online, 11-Feb-2020, www.msn.com]
Formost of us the coronavirus crisis is, if not all-consuming, at the front and centre of just about everything at the moment. This pandemic, this pandemocracy, is all over social media, and one of the most curious by-products is how the emergence of this novel virus has spawned a novel social media and sociological phenomena called the armchair epidemiologist… instant experts with their own special take on how COVID-19 should be handled, what it’s all really about, the whole thing de-mystified and unravelled in a nutshell. As you will see below, it is unfortunate at this pivotal moment that the practice of responsible social distancing hasn’t always been matched by the practice of responsible social media distancing.
Why is armchair epidemiology a burgeoning sub-industry at the moment? One general explanation lies in the character of the pandemic itself. It’s a troubling time right across the globe, people are naturally anxious about the disease—especially if you are unlucky enough to be living in a country that is one of the major hotspots at the moment—so talking about it can be a calming mechanism of sorts, working it all out in your head so it makes sense. As Noah Feldman neatly puts it, “one way for humans to cope with anxiety is to seek rational mastery over observable phenomena”. This becomes doubly the case in this situation because of the nature of this particular ‘beast’. The lack of “concrete empirical data” on the disease, the shortcomings in the science as it stands now, means that even amongst the genuine experts, uncertainty reigns (‘Will the Armchair Coronavirus Experts Please Sit Down’, Noah Feldman, Bloomberg: Opinion, 25-Mar-2020). The experts have disagreed over which is the correct strategy to follow in the fight to contain the virus, what works, what doesn’t, full lockdowns, “let it rip” herd immunity, whether or not to use face masks, etc✱. Add to this the questionable way some countries have handled their outbreaks—eg, the slowness of for instance Italy, the US and Britain to take decisive steps in the early phase of the pandemic—the result, a critical failure to get on top of COVID-19 before the curve took off on it’s rapid skyward trajectory. Into this void the amateur epidemiologists have been only too happy to step.
Mandatory hibernation: Too much time on their hands? Of course another reason for the house-bound commentariat directing its focus and energies towards the COVID-19 debate, could be sheer boredom. There’s only so much time on any given ‘Groundhog’ day you can spend bingeing on modish, ”must see”television series before you start to suffer mental fatigue and withdrawal symptoms.
(Image: www.rfclipart.com)
Another explanation of Feldman’s that I am taken with is armchair epidemiology expert as a substitute for armchair sport expert. The suburban “Weekend Norms” of the world ritually delight in analysing the games of football and other sports they watch on the ‘box’ and on Fox, but courtesy of the pandemic the sporting calendar is denuded, the presence of live sport on our screens is already a fading memory. The average punter, Feldman suggests, may simply, by necessity, have switched from analysing sport to analysing the coronavirus phenomena (the only game in town!).
(Image: www.geneticliteracyproject.org)
Some observers of the armchair epidemiology contagion have noted an element of the Dunning-Kruger Effect at work here – “a cognitive bias in which people overestimate their knowledge or ability in a specific domain” (‘Psychology Today’)◇. This contends that someone’s legitimate expertise in another field “gives them a false sense that their speculation and predictive powers are more informed” than the general person…and thus in this time of global upheaval, they don’t hold back in telling everyone (‘Elon Musk is the Ultimate Armchair Epidemiologist’, Alex Lauer, Inside Hook, 01-May-2020, www.insidehook.com). Tim Requarth’s example are certain Silicon Valley “data wonks” who have produced “superficially convincing but flawed epidemiological analyses” and “sweeping predictions” of the pandemic to arrive at a conclusion that the emergency restrictions are an overreaction, contradicting the advice of public health experts. The criticism of much of the amateur epidemiology indulged in by non-public health professionals is that they tend to throw data round randomly, get the basic principles skew-whiff and make faulty assumptions. Spare us from the “good intentions” of a plague of DK-19 experts! (‘Please, Let’s Stop the Epidemic of Armchair Epidemiology’, Tim Requarth, Slate, 26-Mar-2020, www.slate.com).
The act of assassination❈—be it for political, religious or financial motives—has been around for … I was going to say the entirety of human history, but we can be more precise now, thanks to scientific discoveries made in the 1990s. We can now say with some confidence … since the Chalcolithic period (the Copper Age).
The Tyrolean Iceman
Scientists in 1991 located the ice-preserved remains of a man (ascribed the name ‘Ötzi) in the Austrian-Italian Alps, believed to be the earliest victim of assassination… killed by an arrow ca 5,300 years ago [‘Preservation of 5300 year old red blood cells in the Iceman’, Journal of Royal Society Interface, (Marek Janko, Robert W Stark & Albert Zink), 02-May-2012, www.royalsocietypublishing.org].
⇧ Hasan-i-Sabbah
The ‘original’ Assassins
The deed was perpetrated for thousands of years before the term by which we known it, ‘assassination’, was coined. It derives from the 11th/12th centuries in the Middle East. The ‘Assassins’ were from a branch of the Nizari Ismail sect of Shi’a Islam. From a mountain fortress base in Persia (there were Assassins also active in Syria), under the cult’s leader Hasan-i-Sabbah, they targeted particular Seljuk Turkish rulers for assassination. When they turned their retribution to rulers of the Mongul Empire later, the group was hunted down and wiped out by the invading Monguls. The etymology of ‘assassins’ derives probably from the Egyptian Arabic, hashasheen, meaning “noisy people” or “trouble-makers”. An alternate but it seems erroneous explanation, propagated by the oriental explorer Marco Polo, among others, is that the term derived from hashiti, because of the (unfounded) belief that the Assassins committed their murders while under the influence of hashish [‘Hashshashin: The Assassins of Persia’, (Kallie Szczepanski), ThoughtCo, 19-Sep-2019, www.thoughtco.com].
⇧ Lee Harvey Oswald (the person-in-the-street’s image of the modern “lone wolf” assassin)
A continent mercifully spared the assassin’s vengeance
Assassination is one of the oldest tools of power politics, there are instances of it depicted in the Hebrew Bible (Old Testament) and world history is littered with assassinations of the famous—Philip of Macedon, Julius Caesar, Caligula, Thomas a’Becket, Abraham Lincoln, JFK, Mahatma Gandhi, Archduke Ferdinand, Leon Trotsky—as well as more obscure figures of power and influence [‘Assassination’, Wikipedia, http://en.m.wikipedia.org]. Interestingly, Australia is one the few parts of the world with a modern political structure that has largely escaped the universal spectre of political assassination. In the 120 years of Australia’s Federation there has been only two instances involving serving politicians, one successful and one not successful❒.
⇧ John Newman
“Australia’s first political assassination”
NSW Labor backbencher John Newman was pursuing an anti-crime, anti-drug campaign in his electorate in southwest Sydney, centring round the (then) criminal hotspot of Cabramatta. Newman earned the enmity of the local crime syndicate headed by a Vietnamese migrant club owner and was assassinated in his front driveway in 1994 [‘John Newman murder: Downfall of a merciless crime lord saved soul of Cabramatta’, (Mark Morri & Lachlan Thompson), Fairfield Advance, 03-Sep-2014].
⇧AA Calwell (Source: National Library of Australia)
Nearly 30 years earlier Australia’s leader of the opposition Arthur Calwell very nearly anticipated the Newman assassination. In 1966 Calwell was attending a rowdy rally at Mosman Town Hall debating conscription during the Vietnam War. As the Labor leader was leaving the event, a 19-year-old itinerant factory hand approached the car and fired a sawn-off .22 rifle from point-blank at Calwell✪. Fortunately for the opposition leader, the would-be assassin only succeeded in shattering the window glass which lacerated the politician’s chin. The assailant, Peter Raymond Kocan, whose background was characterised as that of a “casebook disturbed loner”, when questioned why he shot Calwell, responded that “he wanted to be remembered by history for killing somebody important” and that “he didn’t like (Calwell’s) politics” [‘Arthur Calwell and Peter Kocan’, Shane Maloney and Chris Grosz’, The Monthly, Aug 2007, www.themonthly.com.au].
⇧Peter R Kocan
At his trial, the press reporting took the “15 minutes of fame” line – portraying Kocan as a “coldly deranged Lee Harvey Oswald type…(determined) to kill to be famous, to rise above the nobodies of the world” [‘Pivotal chapter in Peter Kocan’s life’, The Age, 03-July-2004, www.theage.com.au]. But Kocan’s homicidal intent was not a political act or a rationally calculated one, rather it was the “distorted reasoning of a mind alienated, socially isolated and hyper-sensitively suggestible” [‘Portrait of a Loner’, Weekend Australian, (Murray Waldron), 03-July-2004].
Finding a calling in purgatory
Arthur Calwell made a full recovery from his superficial wounds but “died politically” soon after. His loss in the national elections later that year (the stodgy, charisma-free Calwell’s third unsuccessful tilt at winning the prime ministership) ended his leadership ambitions⌧. Kocan, described by his defence psychiatrist as a “borderline schizophrenic”, was declared criminally insane, receiving a life sentence and ended up spending a decade in a psychiatric prison at Morisset Hospital. Out of such bleak adversity Kocan found unexpected light and hope. A chance encounter with the poetry of Rupert Brooke at Morisset launched the failed assassin on a post-incarceration career path in which he transformed himself into an award-winning, published poet and novelist [Graham Freudenberg, ‘Calwell, Arthur Augustus (1896–1973)’, Australian Dictionary of Biography, Volume 13, (MUP), 1993].
≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍≍
❈ “the act of deliberately killing someone especially a public figure, usually for hire or for political reasons”, Black’s Law Dictionary
❒ Thomas Ley, a minister of justice in a state National Party government of the 1920s may have been Australia’s first political assassin…a trail of murders, including of two of Ley’s political opponents, point an incriminating finger back to him (‘Thomas Ley’, Glebe Society, www.glebesociety.org.au)
✪ portentously, Calwell told the town hall meeting “you can’t defeat an ideal with a bullet”
⌧ although Calwell stubbornly hung on to the Labor leadership until replaced by his younger, dynamically visionary deputy Gough Whitlam in February 1967
Weihai City is a commercial port and major fishing centre jutting out on the north-easternmost tip of Kiaochow Peninsula in Shandong province. Geographically it is the southern point guarding the entrance to the Gulf of Zhili (Bohai) and the maritime route to Tianjin, the gateway to Beijing. Up until 1895 Weihai or Weihaiwei as it was formerly known was the China’s base for it’s Beiyang Fleet (Northern Seas Fleet). That year the port city was taken by the Japanese in the Jiawu War (First Sino-Japanese War).
⇓Liugong Is. Chinese naval memorial
Britain’s motives for securing a port at Weihaiwei
Britain in the late 19th century was one of several European powers jockeying for territorial possessions in China. Weihaiwei was important to the diplomats in Whitehall, not so much because it had a deep-sea port (the British already had Hong Kong, to which they added the New Territories in 1898), but as a strategic buffer to other great powers in China. Early in 1898 the Chinese government leased Qingtao (Tsingtao) in southern Shandong province to Germany and the Liaoning Peninsula to Russia (which included the geopolitically important Lüshunkou, renamed by the Russians “Port Arthur”). Acquiring Weihaiwei in 1898 gave Britain a strategic foothold on the mainland to counterbalance the presence of the Germans and the Russians✲. Britain’s lease, it said, would last until the Russians pulled out of Port Arthur. However when Russia withdrew from Port Arthur in 1905, Britain stayed in Weihaiwei, mainly because another rival, Japan, took its place.
⇓1st Chinese Regiment, Weihaiwei
(Picture: www.history-chron.com)
The British War Office took charge of administering Weihaiwei (the capital of which was called Port Edward) locating it’s naval base just off the port at Liugong Island (Liu-Kung-Tao). A garrison of 200 British men (who saw service in the 1900 Boxer Rebellion in Peking) and a local Chinese regiment was stationed at Pt Edward [‘Wei-Hai-Wei Police’, (Harry Fecitt), Gentleman’s Military InternationalClub, 11-Nov-2008, www.gmic.co.uk].The Navy’s plans for a base in the mould of Hong Kong turned topsy-turvy when Port Edward was found to be unsuitable either as a major navy base or as a trading port. Administration of the territory was passed from the War Office to the Colonial Office which appointed a civilian commissioner to take charge [‘Weihaiwei under British Rule’, Wikipedia, http://en.m.wikipedia.org]. The Navy retained a presence at Port Edward using it mainly as it’s China Station for summer anchorage∎.
A peculiar British enclave
As British overseas entities go, Weihaiwei was quite atypical. First, it was a leased territory, a legal occupancy, but not a colony like Hong Kong. Britain had no sovereignty over Weihaiwei or it’s Chinese population. Unlike Hong Kong Chinese residents, the Chinese in Pt Edward could not achieve UK citizenship. From 1898 to 1930 Weihaiwei remained a Chinese territory with the British exercising “exclusive jurisdiction over a Chinese population”. Another difference from the colonial model: Hong Kong’s top office-holder was the governor, whereas Port Edward’s administration was headed up by “a lowly commissioner”⌖ [Reviews of British Rule in China: law and justice in Weihaiwei, 1898-1930, by Carol G S Tan, (2008), (Journal of the Royal Asiatic Society, Hong KongBranch, Peter Wesley-Smith,Vol. 49, 2009; Li Chen, Law and History Review, Vol. 28, 2010)].
A quiet, unassuming ‘backwaters’
With British ambitions for Pt Edward scaled down considerably, the navy and the civil administration—both largely doing their own thing—settled down for a long and uneventful tenure in Shandong province. Weihaiwei’s mild summer climate (compared to the hotter climes in Peking and Hong Kong) free of malaria, allowed the Navy to use the locale for the pursuit of rest and recreation for UK personnel serving in China⌂ (Weihaiwei under British Rule’, Wiki). The British civil servants posted to Weihaiwei also enjoyed these relaxed conditions. Commissioner Lockhart, who spent nearly 19 years running the post, spent the bulk of his leisure time horse-riding and playing golf (Lethbridge).
⇓Comm. Lockhart with some local headmen (1909) (Picture: National Galleries Scotland)
Relations withthe local population
Lockhart’s tenure as civil commissioner from 1902 defined the pattern for the leasehold’s duration. A standardised tax-collecting system utilising the headmen of Weihai villages was established. The commissioner made sure that the enclave’s expenditure never exceeded that of revenue while implementing a modest program of reforms to education and infrastructure. Lockhart was able to administer Weihaiwei largely unencumbered…being free to govern unilaterally as there was no legislative council in the territory acting as a check on his actions. Lockhart, as a dedicated Sinologist, established a rapport with the middle-class Chinese merchants. He adopted an approach to the local community that was prudent and pragmatic, generally leaving them to run their own political and economic affairs at the village level. The Chinese headmen being conservative in nature in turn didn’t cause any undue problems for the commissioner (Wesley-Smith; Lethbridge). Retrocession of Weihaiwei
In 1930 the lease expired on Weihaiwei, Britain handed back the territory to China and removed its garrison. By agreement Britain was allowed to retain certain buildings and facilities on Liugong Island for use by the British Navy for a further 10 years. Britain retained some personnel on the island using it only during winter…meanwhile the golf course activities continued. The day after the extended lease was up in 1940, a band of Japanese soldiers occupied Weihaiwei. Britain protested this action, contending that it had optioned a further extension on Liugong Island, but with larger issues to deal with didn’t press the matter. The remaining British personnel including the surgeon-commander were evacuated [‘Weihaiwei Withdrawal: Rights Reserved by Britain’, The Straits Times, 08-Dec-1940, www.eresources.nib.gov.sg]
Note: the last UK administrator of Weihaiwei, Reginald Fleming Johnston,had been a tutor and adviser to China’s last emperor, Pu-Yi.
⟠⟠⟠
Weihaiwei British Leasehold, 1898-1930. Capital: Port Edward.
288 square miles (including Liugong Island, 3.16 square miles)
Population (1901) >120,000 European portion <200 (Li Chen)
✲ the British pressured China into the lease of Weihaiwei, doing so after the Japanese withdrew their forces, but apparently after overcoming some reservations within Westminster (Wei Peh T’i, Review of British Mandarins and Chinese Reformers, by Pamela Atwell, (1985), Journal of the Royal Asiatic Society, Hong KongBranch, Vol. 27, 1987) ∎ although it did function also as a free port until 1923 ⌖ although one biographer of Commissioner Lockhart equated it with the rank of lieutenant-governor (Lethbridge, Henry James. “SIR JAMES HALDANE STEWART LOCKHART: COLONIAL CIVIL SERVANT AND SCHOLAR.” Journal of the Hong Kong Branch of the Royal Asiatic Society, vol. 12, 1972, pp. 55–88. JSTOR,www.jstor.org/stable/23881565. Accessed 4 Apr. 2020) ⌂ today under the PRC Weihai is a health and convalescence town
Lockdown immediately, quarantine everyone, isolate the virus? Close the borders! Go hard, go fast! Make haste slowly! Laissez-faire? Test as many as you can! Watch and wait, hold off, preserve the economy, keep people working! Half/half?Herd immunity? As the experts—both recognised and putative—come out of the woodwork, a plethora of different approaches to the 21st century’s greatest crisis are thrown up, causing ever deeper descent into confusion for those of us watching from the sidelines.
Sweden: Personal responsibility to do the right thing, fingers and toes crossed
At one extreme there’s the “hands-off” non-interventionist line adopted by Sweden…”a relatively relaxed strategy, seemingly assuming that overreaction is more harmful than under-reaction” – in other words, keep calm and carry on. The Swedish government’s goal being to build up a “herd immunity” of the population to (they hope) forestall further waves of infection. The blueprint involves letting the virus spread slowly while sheltering the old and weakest elements of society until the bulk of the population become naturally immune. So schools, restaurants, bars and gyms remain open, all places that many other countries have ’hot-spotted’ as potential petri dishes (to use of the media’s current favourite buzzword in the virus crisis). Critics of the Swedish voluntary approach have stressed the risks it is exposing itself to – a danger of overwhelming the health system’s capability and precipitating large numbers of premature deaths [‘Inside Sweden’s Radically Different Approach to the Coronavirus’, (Bojan Pancevski), Wall Street Journal, 30-Mar-2020, www.wsj.com; ‘Sweden under fire for ‘relaxed’ coronavirus approach – here’s the science behind it’, The Conversation, (PW Frank& PM Nilsson), 30-Mar-2020, www.mamamia.com.au]. While Sweden persists in it’s “long game”, Sweden’s death toll from coronavirus has reached 239❈, a far-from-inconsequential figure for a small population nation like Sweden (and more than double the next highest total of fatalities in the Nordic region, that of Denmark). Not happy, Scandinavian neighbours of Sweden!
🔺 Boris in isolation – self-sacrificing crash-test dummyfor the nation, gauging the coronavirus level of virulence: “taking one for the nation!” (Picture: No 10 Downing Street/AFP)
Boris, not dancing
The UK government in the early stages of the crisis, along with the Netherlands, flirted with adopting Sweden’s herd immunity approach, but subsequently (and belatedly) opted for lockdown. The UK number of cases and mortality rates continue to rise alarmingly (2,352 dead❈) and it’s citizens can draw little reassurance from the antics of its erratic Conservative Party leader Boris Johnson. At the onset the insouciant Johnson downplayed the epidemic and declared that he was all for shaking hands with as many people as he could (his Churchillian bluff AKA confidence-building strategy?) This didn’t prove a good move, personally for the prime minister, as he was soon struck down with the virus (recalling wistfully whilst in self-quarantine that shaking hands with some people at a hospital, who with hindsight probably had coronavirus, probably wasn’t a good idea).
(Photo: AP)
China’s southern neighbours
Taiwan and Singapore both got early warning of the outbreak in China, which helped them get an early start on their countries’ protective measures. Taiwan, at the get-go, posted health workers at airports – incoming passengers from Wuhan (the virus’ origin-point) were checked for symptoms before they exited the planes. Singapore on January 3, inside four days of China’s notification to WHO of an unknown virus, which later was confirmed to be the COVID pathogen, was temperature screening passengers arriving from Wuhan. Taiwan and Singapore were also in a better state of preparedness (than say northern Asian countries bordering China like South Korea and Japan which initially struggled with their respective outbreaks) The two southeast Asian micro-states had learned invaluable lessons from the 2003 SARS and the 2009 swine epidemics. That the Singaporean and Taiwanese governments were upfront and transparent with the public, also got everyone in society quickly on board with the “national project”. The death toll for both Taiwan and Singapore stands well short of double figures❈ [‘How Taiwan and Singapore Have Contained the Coronavirus’, (Chloe Hadavas), Slate, 11-Mar-2020, www.slate.com].
(Photo: AP)
Continental contrast
The European comparison of how different countries have handled the virus focuses largely on a Germany v Italy correlation – unfortunately to the great disadvantage of the latter. Angela Merkel and Germany have been able to restrict their coronavirus fatalities thus far to 931❈, compared to Italy’s out-of-control, frighteningly catastrophic 13,155 deaths❈. The reasons for the size of discrepancy are manifold. First as with Taiwan Germany was ready at the outset, comparatively Italy wasn’t. Germany went to social distancing and lockdown early while Italy prevaricated, and Italy was also slow to seal it’s borders. Anticipation paid off for Germany, it had developed a favourable type of test for the virus before it hit. They then tested fast and widely. Italy was slower off the mark, and it’s testing regime was (and is) half or less that of Germany’s capacity. Integral to Germany’s edge is its medical infrastructure, the ratios are stark: Germany has 33.9 hospital beds for every 100,000 of population, cf. Italy, only 8.6 per 100,000. So, by the time Italy got its testing into full swing, the country was swamped with way too many corona-patients requiring critical and urgent treatment. Italy’s age demographic, skewed towards the geriatric end of the scale (second oldest population in the world after Japan) was also a decisive factor in the extremely high mortality rates it has experienced [‘How one country got months ahead of its neighbours in coronavirus fight’, (AP), Yahoo!News, 02-Apr-2020].
Life on Planet Trump
In the US a reasonable expectation the citizens of the world’s leading democratic-capitalist state might normally entertain in such a disastrous crisis, would be to have mature, insightful national leadership. Instead, they have Trump! Countless reems of pages of news-copy have been wasted on the US president, but to briefly summarise his Covid-19 performance: at the start in January we got the glib and blasé Trump – “the virus was one person coming from China and we’ve got it under control”; by February it was, we had “pretty much shut it down” (somehow he thought it was over before it had hardly started taking root!?!); next he opined “warm weather will kill it in April”; “the numbers are going down” (said after public health officials had advised the White House that the virus was spreading); by late February it was “we have lost nobody to coronavirus” (there had already been US fatalities). In March Trump, rebuked for repeatedly spreading misinformation, resorted to “it’s the Democrats’ new hoax”; then, “it will disappear one day – like a miracle!” which perhaps demonstrates one of Trump’s rare threads of consistency, drawing a link to the president’s later assertion (completely tone-deaf to the message of social distancing and ignorant of realistic timeframes) that he wanted to see the churches in America full at Easter!✪ [‘Coming Soon: Donald Trump As the Hero of COVID-19”, (Richard North Patterson), The Bulwark, 23-Mar-2020, www.thebulwurk.com].
🔺 Trump impersonating a giant bully rabbit (Photo: CBS News)
Perhaps the most striking and alarming example of Trump’s off-the-cuff and off-the-rails raves is his wilful and flagrant ignoring of the professional advice of his top medical advisers, eg, “anyone who wants a test can have one” (wrong); “we’ll have vaccines relatively soon…they’re coming” (even the non-scientific layperson knows it will take at least one to one-and-a-half years to be publicly available); “we have tremendous control of the virus”, completely contradicting Dr Fauci’s starkly realistic warning that the worst is ahead of us. The consequences of Trump’s disregarding scientific truths provided by medical experts in favour of convenient misinformation has been downright dangerous. His advocacy of an unproven coronavirus treatment (chloroquine phosphate) still being scientifically reviewed was a causal factor leading to the death of a man who tried to self-medicate using the ‘treatment’.
Trump, master of the ad hominem at the lectern, recently on TV seems bored with the subject, maybe looking round for a new focus (Iran?). Trump as president takes no responsibility. When he should be uniting all the key cogs in a coherent national response to the corona-crisis which is killing hundreds of Americans every day, he has been his divisive worst, brawling with the media, attacking medical workers for supposedly hoarding supplies, shifting blame to state governors. Fortunately, governors like New York’s Andrew Cuomo, California’s Gavin Newsom and Washington’s Jay Inslee, recognising the gaping gap in leadership and the lack of support coming from the White House, have risen to the mammoth and increasingly desperate challenge facing the country and taken the lead in the crisis [‘History’s verdict on Trump will be devastating’, (Michael D’Antonio), CNN, 30-Mar-2020, www.cnn.com].
(Photo: Jeff Gritchen, Orange County Register/SCNG)
The “Trump of the Tropics”
Trump’s abject performance, his “epochal incompetence” (to quote Michael D’Antonio), in the crisis, is bad enough for the risks he has exposed Americans to, but his influence as a “role model” for far-right leaders in other countries, is helping to undermine those countries’ fight against the virus. One such leader is Brazil’s authoritarian president Jair Bolsonaro who expresses profound admiration for Trump (hence his nickname above), whose skepticism for the virus’ threat Bolsonaro mirrors. Bolsonaro has publicly dismissed the coronavirus as “a little cold”, refuses to isolate and continues to attend public events, irresponsibly mingling with crowds of his supporters, shaking hands with all❖. Bolsonaro, like Trump, has tended to “flip-flop” on the epidemic, lunging erratically from urging Brazilians to show caution in avoiding transmission of the disease (do as I say, not do as I do!) to calling for an end to the quarantine restrictions and removal of the shackles on the economy.
When confronted with the danger of the virus to Brazilian society, Bolsonaro rivals Trump in loopy explanations, eg, Brazilians possess a “natural immunity” which means that they cannot be infected by diseases❅ (part of the Bolsonaro fantasy playbook!) So far, despite these unique ‘antibodies’ claimed by Bolsonaro, some 244 Brazilians have died from coronavirus❈. The Brazilian president has also exhibited the Trump trait of disbelieving the medical experts and the official statistics. When São Paulo recorded a sharp spike in deaths from the virus, Bolsonaro was quick to cast doubts on the numbers. The governors of São Paulo and Rio are two of the most vocal critics of his lax approach to the crisis, in return Bolsonaro blames the state governors for their concerted measures to halt the disease, labelling their efforts ‘criminal’ [‘Brazil’s Bolsonaro makes life-or-death coronavirus gamble’, (David Biller), Sydney Morning Herald, 29-Mar-2020, www.smh.com.au].
🔺 Bolsonaro, unsafe at any distance?
Some analysts have noted the element of political calculation in Bolsanaro’s hard line on the epidemic. The Brazilian leader’s may feel that if he can take the economy (still feeling the severe effects of the 2015/16 recession) to the next elections in good health, the voters may be less concerned about the country’s death toll from coronavirus (David Biller). Mexico’s president, López Obrador, is singing from a similar hymn-sheet as Bolsonaro. Obrador contends that the severity of the virus has been overstated, and has been quoted as saying that personally he would rely on his (lucky) amulets to keep him safe [‘In Brazil and Mexico, Leaders Downplay Dangers of Virus Outbreak’, Latino USA, 26-Mar-2020, www.latinousa.org].
🔺 President Lukashenko, national leader, sportsman, tractor enthusiast
Belarus, 2020 global sporting capital
Belarus president Alexander Lukashenko is another head of state professing an admiration for the US president and similarities in style can be observed. Lukashenko has launched the small East European country on a novel path to (supposedly) combat the deadly virus – a cocktail of sport, cold, vodka and saunas. The Belarus government has vetoed lockdowns and social isolation to counter coronavirus, and it is just about the only place in the world that hasn’t discontinued sporting events. The Tokyo Olympics have been canned for 2020 but crowds still flock to football matches in Belarus. The remarkable leader himself, leading by example, recently participated in an ice hockey game. Likewise, the annual victory parade scheduled for May is still all systems go! In addition to spruking sport (and would you believe, “tractor-riding” in the countryside⊞) as antidotes to the virus, the Belarusian president recommends drinking vodka and taking saunas, whilst reassuring Belarusian citizens that God will protect the country from the global pandemic, adding the rider that Belarus’ icy cold climate will also do the job [‘“Reckless” World Leader says vodka and saunas will protect people from coronvirus’, (James Hawkins), The Mirror, 30-Mar-2020, www.mirror.co.uk].
Postscript: Crisis climate – encroaching on democratic rights?
While the pandemic continues to rage, the politics don’t abate. All countries trying to restrict the movements of their citizens have enacted emergency measures to try to confine the pathogen. Most countries have closed their borders and some have legislated the power to detain people. The fear for advocates of civil liberties is that the more authoritarian states may use the new arrangements to move towards martial law. Regimes cross the globe have enacted new powers, ostensibly to protecting the public, but at the same time with the effect of protecting themselves from public and press scrutiny and accountability [‘”Coronavirus” profound threat to democracy’, (Noah Millman), The Week, 01-Apr-2020, www.theweek.com]. In Hungary the right-wing Orbán government has suspended existing laws, by-passing the parliament to allow president Viktor Orbán to rule by decree (with no end date). Thailand has taken the opportunity to censor the nation’s news media (suing and intimidating journalists who criticise the government’s handling of the crisis). Turkmenistan has taken the unusual approach to the pandemic of banning all use of the word ‘coronavirus’ by it’s citizens and state-controlled media✧. According to Radio Free Europe‘s Turkmenistan watch group, people talking about the virus or wearing masks in public could be arrested by the authoritarian regime which claims to have had no confirmed cases of the virus…as Turkmenistan shares a border with coronavirus-ravaged Iran this claim is viewed from outside with extreme skepticism. President Berdymukhamedov✜, not to be outdone for whacky coronavirus remedies, has recommended inhaling smoke from a burning desert-region plant (Vanguard) [’For Autocrats and Others, Coronavirus Is a Chance to Grab Even More Power’, (Selma Gebrekidian), New York Times, 30-Mar- 2020, www.nytimes.com; ‘Coronavirus: The unusual ways countries are managing lockdowns’, BBC News, 01-Apr-2020, www.bbc.co.uk].
🔻 President Berdymukhamedov, safe distancing not on the agenda here! (Photo: AFP/Igor SAFIN)
<╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍^╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍╍>
❈ as at 1000 hours, Greenwich M-T, 02-Apr-2020
◘ faced with an overwhelming dose of reality, “Flip-Flop Man” Trump has been forced to pivot 180° away from this…now the White House is acknowledging the health authorities’ dire, nightmarish predictions, (‘US predicts up to 240,000 deaths even with social distancing’, ABC News, 01-Apr-2020, www.abc.net.com.au)
✪ the secular and materialistic lifestyle Trump follows, nay revels in, contrasts conspicuously with the image he tries to sow in the minds of the American public and especially the Religious Right, of him as piously religious
❖ Bolsonaro himself has apparently tested twice for coronavirus but won’t publish the results – transparent governance at its finest!
❅ including the notorious assertion by Bolsonaro that they “can swim in raw sewerage and not catch a thing” – in effect this is what he is doing to Brazilians with his cavalier policy
⊞ the Belarusian president was quoted as saying: “There, the tractor will heal everyone. The fields heal everyone.” (tractors are apparently something of a fetish item in Belarus!)(‘Belarusian president proposes ‘tractor’ therapy for coronavirus’, Vanguard, 16-Mar-2020, www.vanguardngr.com) ✧ Turkmenistan is ranked by Paris-based RSF (Reporters Without Borders) as the country with the least press freedom in the world ✜ Berdymukhamedov has an exalted status in Turkmenistan, being seen as the Arkadag (protector of the people)
The Green Gang (Qing Bang) was a Chinese form of mafia organisation based in Shànghâi, best known for their activities in the 1920s and 1930s as a web of street gangs. The career of their paramount leader, Du Yuesheng, has been well documented in a previous blog, The Emperors of Vice and Crime of Shànghâi‘s Yesteryear (February 2020). But the origins of the gang (which might be more usefully thought of as a clique) were rooted in a specific type of brotherhood associated with boatmen in the early Qing Dynasty (17th-18th centuries).
The story starts with “three sworn brothers”, Weng Yan, Qian Jian and Pan Qing, who won a contract from Emperor Yongzheng (Yinzhen) to manage the transport of grain materials on the Yellow River (Grand Canal) route in Old China. The trio went on to form an association of boatmen which utilised Luojiao principles (Buddhist sect) to attract workers. The organisation that evolved on the Canal was a kind of professional trade federation dedicated to serving the interests of it’s waterborne employees (including the use of strong-arm tactics to protect them from corrupt officials and local thugs) [Brian G Martin, The Shànghâi Green Gang: Politics and Organized Crime, 1919-1937, (1996)].
🔺 The Grand Canal
Over time, the structure took on a quasi-government character with specific departments formed to handle different functions. It also evolved into a secret society with very strict membership criteria involving a seven-year process before members would be fully admitted. The society’s activities earned the ire of the authorities and was driven underground. After experiencing disruptions in the Grand Canal trade the business eventually dissolved [‘Shanghai’s Shadowy Green Gang’, (Sun Jiahui), (The World of Chinese), 28-Aug-2015, www.theworldofchinese.com].
But the society and the boatmen adapted to the changes, segueing into the salt smuggling business in northern Jiangsu Province – in the process forming a new organisation, Anqing Daoyou (literally “Friends of the Way of Tranquility and Purity”), which was a direct forerunner to the modern Green Gang organisation (‘Shanghai’s Shadowy Green Gang’).
Green versus Red
For a brief period in the early 20th century the Green Gang shared the underworld spotlight in Shànghâi with a rival body, the Red Gang (Hong Gang)❇. In the years of the early republic the ‘Reds’ managed to establish “a complete monopoly over the illicit trade of (Shànghâi) opium” in cooperation with the Green Gang and the Big Eight Mob (the ubiquitous Green Gang boss Huang Jirong had links to the Red Gang)[‘Shanghai’s Gangs in the Early 20th Century’, (Clay Capra), 10-Dec-2018, www.umdjanus.com]. By the 1920s the ‘Greens’ by themselves were a formidable mob organisation in Shànghâi, trafficking in opium, using stand-over tactics to intimidate workers and business owners [‘The Green Gang of Shanghai’, (Pat Welsh), (China Insight), 01-Nov-2013, www.chinainsight.info].
Du and the KMT
Huang (and his wife Lin Guisheng) elevated Du Yuesheng to a leadership position in Green Gang based in the French Concession area, from which he never looked back. The Green Gang formed an interesting two-way relationship with the KMT (Kuomintang), it received protection from the KMT and was given a free hand to carry on it’s various illegal business activities in Shànghâi. In return the Green Gang smuggled weapons and money (eg, opium profits) to the KMT and Chiang Kai-shek✡ co-opted Du’s Green Gang in the suppression of the communist element in Shànghâi in 1927 (up to 5,000 communist opponents of Chiang liquidated). Chiang and the Nationalist government—with only a nominal hold over the country—needed the support of local warlords and drug lords like Du as much as they needed the KMT’s imprimatur [Derks, Hans. History of the Opium Problem: The Assault on the East, Ca. 1600-1950. Vol. 105, Brill, 2012. JSTOR, www.jstor.org/stable/10.1163/j.ctv4cbhdf. Accessed 21 Feb. 2020].
🔺 Chiang Kai-shek
A secret society of gangsters and a …
The Green Gang was a criminal confederation of leviathan proportions, a Chinese Triad coordinating a wide network of individual gangs with connections to powerful and influential figures in Shànghâi. But another arm of the organisation had a social welfare role through membership of the secret societies. Peasants for example who were driven off their land and into the city could find aid in the banghui – a “mutual help group”[‘Green Gang’, www.streetsofshanghai.pbworks.com; ’History of the Opium Problem’].
Footnote: Drawing the curtain on the Green Gang
With the defeat and flight of Chiang’s KMT in 1949, the Green Gang also fled Shànghâi for Hong Kong where it opened up heroin refineries, but couldn’t establish itself in the market against the stiff competition of the local drug syndicates in HK. By 1955 Qing Bang had disappeared from the scene [‘Green Gang’, Wikipedia, http://en.m.wikipedia.org/].
✡ Chiang himself may have been a member of the Green Gang during the years he lived in Shànghâi, however the evidence is hazy on this (‘Shanghai’s Shadowy Green Gang’)
This piece in the China Daily Show caught my eye recently…”the first season of CSI’s much-anticipated ‘Shanghai’ spin-off has been cancelled, after scriptwriters failed to take into account the East Coast city’s complete absence of crime”. It goes on to say, “plotlines involving corruption, sexual harassment and high-end ergotou[𝕒] were shelvedafter quality-control cadres for the State Administration of Radio Film and Television (SARFT) cited an ’insufficient suspension of disbelief’ for viewers”[𝕓].
🔺 The formula: the standardShànghâiperiod crime series
This amused me, less for the satirical tone inherent in the piece (CSI detectives investigating “high level wok theft”), but because every time I switch on the television in China and flick through the drama offerings on China’s subscription network, a more than healthy proportion of the fare seems to be fixated on 1930s Shànghâi noir and underground crime gangs.
Chinese television entertainment csars of course trade on the viewing public’s nostalgia for a past time where Shànghâi pulsated to a rhythm of decadence, glamorous nightspots and ostentatious ritzy opulence, counterposed against an underbelly of sin, gangland warfare and corrupt police. While these television series, such as the popular Meng’s Palace and New Bund, are pure and typically exaggerated fictions, the sources of their invention were very real.
If the Shànghâi of the 1920s and ‘30s that we visited in the preceding blog deserves it’s glowing epithet, “the Paris of the South”, then it’s other sobriquet, “the whore of Asia”, to describe the seedy and violent underbelly of the same city, is every bit as applicable. The “freebooting capitalism” of Shànghâi in the interwar years[𝕔] and it’s rewards, spawned a wave of criminal activity with underworld bosses vying for a bigger piece of the city’s stupendous economic pie. Like the legitimate commercial powerhouses on the Bund, the gangland “Mr Big’s” were very much part of Shànghâi’s “movers and shakers”.
The Big Three?
The conventional view of Shànghâi‘s criminal underworld in the Twenties and Thirties is that there were three main gang chiefs who ran most of the show. This triumvirate of crime was made up of Du Yuesheng, Huang Jinrong and Zhang Xiaolin, …of the three gang bosses (san daheng), Zhang was of lesser significance, confined to playing a secondary role to Du. The older Huang was first to attain prominence, entering the French Concession police force and rising through the ranks to become police chief. From this advantageous post the corrupt Huang could play both sides and garner a cut of the criminal profits [𝕕].
Huang—Lin—Du
Huang was eventually dismissed from the FP constabulary which led to him going full-time as a criminal overlord. The sacked cop made his fortune with a scheme involving the stealing of incoming opium from the docks, which his gang then transported into Huang’s residence by a back entrance. Huang had the opium—which cost him zilch!—distributed throughout China through his Sanxin Company [‘Murder, Mayhem and Money’, (Ni Dandan), Global Times, 12-Mar-2013, www.globaltimes.cn]. It was the pockmarked Huang’s first wife (Lin Guisheng), an influential behind-the-scene figure in Shànghâi power circles, who provided the boost to the career of the third of the crime triumvirate. Madame Huang took on the young Du Yuesheng as a partner in a French Concession operation, the start of a business empire for Du which ultimately eclipsed that of her husband’s. Du’s power base and muscle was the much feared Green Gang, which numbered as many as 20,000 members at it’s zenith [‘Shanghai in the 1930s’, World History, http://world history.us].
Du and the Green Gang
“Big-eared” Du was a complex and fascinating figure in the Shànghâi underworld scene. As zongshi (grandmaster) of the local crime operation, he was ruthless in business and intimidating in method (he would despatch coffins to the houses of gangland rivals who had earned its displeasure as a grim warning). Yet he forbid members of his Qing Bang gang to violate women, the wealthy Du was generous and wrote off many debts owed him by friends. Du’s business scope was panoramic … opium dens, gambling shacks, prostitution rings strung out across the city, kidnapping, protection rackets, labour contracting, heroin and morphine labs, as well as more ‘legit’ activities. He also founded a boys’ school in the French Connection and was president of the Chinese Red Cross during the Sino-Japanese War. And, in a perverse twist, Du, having made a ‘motza’ from his cur of the proceeds of the opium monopoly, was ultimately made president of the “National Board of Opium Suppression Bureau”! [Derks, Hans.History of the Opium Problem: The Assault on the East, Ca. 1600-1950. Vol. 105, Brill, 2012.JSTOR, www.jstor.org/stable/10.1163/j.ctv4cbhdf. Accessed 21 Feb. 2020].
Du’s political ties to the Chinese republic’s political elite
Du sided with Chiang Kai-shek and the Nationalists in the conflict against Mao’s communists, playing a role in the 1927 Shànghâi purge. After the Japanese invasion in 1937 Du fled to Hong Kong, a move which lost him goodwill in Shànghâi. After the war Du wanted to return to the city but was not welcomed back and died in Hong Kong exile [‘The three tycoons of gangsters’ Shanghai’, Timeout, 22-Mar-2016, www.timeoutshanghai.com].
It didn’t end in a happy story for the other two ‘tycoons’ either. When the Japanese army invaded, Xiaolin switched sides and aided the Japanese efforts to root out subversive (ie, anti-Japanese) elements in Shànghâi, making him a wanted man by the Nationalists. In 1940 he was executed by one of his own bodyguards. As for Huang, his ultimate downfall was the communists’ takeover in 1949. Stripped of his great wealth, Huang was forced to submit to “self-criticism” and take up lowly work as a street sweeper (‘The three tycoons’).
1932 Hochi map of Shànghâi🔺
A Mexican ‘godfather’ of Shanghai crime?
Another name—juxtaposed against that of Du—occupied a similar senior role in the gangland power structure in Shànghâi. Carlos Garcia, a Mexican who migrated to the fabled city of the east, carved out a lucrative (illicit) business shipping Mexican tequila via Shànghâi back to prohibition-hit California. He has been depicted as the closest thing the Shànghâi underworld of the day had to a “capo di tutti capi”[𝕖]…gang boss Garcia proved indispensable in his ability to adjudicate disputes and ensure that they didn’t develop into internecine gang warfare [‘The Canidrone Tower Gang’, Paul French, (‘That’s Shanghai’), 23-Sep-2019, www.thats,mag.com].
During the 1920s and 1930s it is estimated that there was some 100,000 gangsters in Shànghâi (around three percent of the city’s population at the time) [Brian G Martin, The Shanghai Green Gang: Politics and Organized Crime, 1919-1937, (1996)]. The vice empires of Du and his ilk were built on control over the city’s prostitution, gambling and drug trade, especially opium.
The law-enforcers’ role
The city’s police, tempted by tangible graft and corruption all around, were inherently weak, explaining why Shànghâi fell prone to unchecked lawlessness and gangsterhood. Irredeemable “bad apples” like the discredited Huang thrived in the tainted civil police agencies of 1920s and ’30s Shànghâi. The individual carve-up of the city constabulary into three distinct and unrelated entities, added to the police’s overall inefficiency. Law enforcement suffered hugely as a result of the absence of a single, paramount city police force, making it very difficult for the police to operate strategically and cohesively to rein in the city’s countless ’villains’ [‘The Shanghai Settlements’, Wikipedia, http://en.m.wikipedia.org].
Endnote: Gangs of old Shànghâi
Carlos Garcia’s key role in the city’s crime business is a reminder of the importance of the non-Chinese element in the Shànghâi underworld. As well as Garcia, there were other “blow-ins”, characters like ’Lucky’ Jack Riley. Riley, an escaped convict from the US, “lucked-in” in a big way on settling in the inter-war East Asian crime capital. Riley succeeded in cornering the Shànghâi slot machine market (patronised heavily by the foreign military personnel in residence), and with a Jewish criminal associate, he ran from a business from Shànghâi servicing prohibition-era America’s habit for heroin. Roaming the mean streets of 1930s Shànghâi were a host of multicultural gangs—Portuguese gangs, Spanish gangs, Mexican gangs, Jewish gangs, etc—giving the cosmopolitan edge of Shànghâi another dimension [‘Those Rogue Foreigners Ruled the Streets of 1930s Shanghai’, (Seth Ferrenti), Vice Media, 22-Jun-2018, www.vice.com].
﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏﹏
[𝕒] a white-coloured liquor (a type of baijiu) popular in China; literally ”second pot head”
[𝕓] “’CSI: Shanghai’ cancelled due to lack of crime”, (Ping’an Jiedao), China Daily Show, 20-Feb-2020, www.chinadailyshow.com [𝕔] Ferranti: 2018 [𝕕] of the several territorial police forces in Shànghâi, the French was the most corrupt – according to Bernard Wassermann, Secret War in Shanghai: Treachery, Subversion and Collaboration in the Second World War (2017, 2nd Ed.) [𝕖] ”boss of bosses”
Shànghâi by the late 1920s, and 1930s, was an exemplar of cosmopolitanism. The city’s pluralism, including a significant interracial element, made it stand out not just from the rest of a largely homogenous China, but from just about anywhere else on the globe. A key ingredient in Shànghâi‘s cosmopolitan character at this time was the trifurcation of the city. As a consequence of the city’s vicissitudes in the 19th century, Shànghâi, notwithstanding China’s retention of sovereignty over the city, was formally divided into three sections, two of which were foreign controlled.
French Concession
The smallest section was the French Concession (Fàguó zūjiè), in the puxi (west) part of the old city (roughly corresponding to the districts of Luwan and Xuhui in contemporary Shànghâi)—best known today as a prized residential location and the stylish centre of retail fashion in the city. The French, following suit from the British, extracted a concession from the territorial governors in 1849 and engaged in extra-territorial expansion over the ensuing decades. The French Concession had a consul-general appointed from Paris and maintained its own force of gendarmes.
(The SMC flag, with a motto which preached ‘togetherness’)
Shànghâi International Settlement
Originally both the British and the American Wàiguó rén (foreigners)—the Shanghailanders as they styled themselves—had their own separate concessions, but the two enclaves merged in 1863 to form the International Settlements. The international communities, in the main dominated by the British and to a lesser degree the Americans (but also comprising smaller communities of other nationalities, mainly Germans, Italians, Dutch and Danish) who had their own police and fire services. The British and American expats, when they felt that their highly lucrative interests were threatened (as was the case in the 1927 political crisis), did not hesitate to call in the British Army and the US Marines. Both the British/International and French jurisdictions relied heavily on local Chinese for the bulk of their forces [‘The Shanghai Settlements’, Wikipedia, http://en.m.wikipedia.org].
Chinese Greater Shànghâi
The third and largest section was the area given over to the Chinese themselves and run by the Chinese Municipality of Greater Shànghâi. Basically, this area surrounded most of the foreign concession territory (especially to it’s south and west) and comprised the parts of Shànghâi that the British et al and the French were not interested in, having already had their pick of the prime locations for themselves, close to and along the Bund [‘The Shanghai International Settlements’, Wiki].
(Cartography: Bert Brouwenstijn, VU University, Amsterdam)
A fourth concession, the “Japanese concession”
In effect, the large and increasing numbers of Japanese living in Shànghâi by this time (including armed garrisons), had resulted in the creation of an unofficial ”Japanese Concession”. This de facto concession was located in the Hongkew (now Hóngkôu) district of Shànghâi (just north of the Whangpoo’s (Huangpu’s) confluence with the Soochew (now Suzhou) Creek). Ultimately, after the Pearl Harbour attack, the Japanese extended its hold over the rest of Shànghâi except the French Concession which Nazi Germany allowed it’s Vichy French ‘puppet’ allies to retain (until 1943 when the Vichy were forced to hand it over to Imperial Japan).
Shànghâi, the fabled metropolis
By the early 1930s Shànghâi had established itself as one of the most exceptional and distinctively dazzling societies on earth. It’s population had hit three million (making it the fifth largest city in the world[𝕒]), of which somewhere between 50,000 and 70,000 were foreigners. The Thirties also witnesses two huge influxes of refugees into the city—European, mainly German, Jews fleeing the murderous repression of the Third Reich and reactionary White Russians fleeing Bolshevik retribution in Stalin’s Soviet Union and republics. Both of these ’stateless’ exo-groups were the fortunate beneficiaries of Shànghâi’s status as an open door city…neither passports or visas were required to enter the city [‘Shanghai in the 1930s’, World History, http://world history.us].
🔺 Sassoon’s ‘Cathay’ , a Bund icon but a slightly(sic) over-the-top self-comparison (Source: P Hibberd, The Bund Shanghai: China Faces West (2007))
Economics and architecture: A modern city
The early ‘30s, the Great Depression may have been ravaging the world but Shanghai was prospering…Shànghâi’s flourishing affluence meant rapidly made fortunes and a privileged lifestyle – for some at least within Shànghâi society…most notably and obviously for the advantaged foreigners. Businessmen such as Victor Sassoon (financier and hotelier) and the Renwick brothers (Jardine Matheson), profited from cheap local labour, laying the foundation for their fabulous stores of wealth[𝕓]. Brits like Tony Renwick and Anglophile American Stirling Fessenden also controlled the Shànghâi Municipal Council ensuring that local public policy in the Internationals’ concession would be favourable to Anglo business interests [‘Shanghai Municipal Council’, (International Settlement 1863-1941), www.links4seo.com/].
A further, external factor which allowed Shànghâi to prosper was that, unlike the rest of China which was divided up between different regional warlords, the city was monopolised by the foreign merchant class (World History). The warlords (and Republic of China leader Chang Kai-shek) were not able to penetrate this localised power base.
The Bund‘s modernity
And the wealth realised was certainly of the conspicuous kind, one glance down the Bund (Wàitān), the riverfront promenade, confirmed that. It was replete with grand financial and trading houses, hotels and nightclubs, many in elegant Art Deco or Neo-Classical style [𝕔]. The Bund symbolised the city’s new wealth and modernity – and contained Shànghâi’s version of ”Wall Street”. Shànghâi, even at this time, had more skyscrapers than anywhere outside of the US (World History). In nearby Nanking Road (now Nanjing Rd), was the commercial heart of Shànghâi, housing the leading retail merchants of the city such as the Sincere Company Ltd and Wing On. Fashion in Shànghâi echoed the city architecture’s modernity, the latest in-vogue styles were all the rage for the Shanghainese [‘Shanghai History’, Lonely Planet, www.lonelyplanet.com].
Nightlife and recreational pursuits
Shànghâi’s business nouveau rich, when they weren’t celebrating or listening to jazz music at one of the Bund’s many nightclubs, Ciro’s, Casanova’s, the Paramount Dance Hall or at the Canidrome Ballroom in the French Concession (originally a greyhound racing track!), could often be found at the Shànghâi Jockey Club racecourse betting along with thousands of others, Chinese and foreigners, on “the strange little Mongolian ponies” especially imported for racing (World History).
Espionage in Shànghâi: something of a free-for-all
With so many different nationalities in Shànghâi at the same time, all with competing and vested interests, it is hardly surprising that the city was a hotbed of espionage especially as the Thirties drew on inexorably towards world war. Spies and counter-spies abounded…most of the main players were actively working on the ground (or under it) in Shànghâi at this juncture – the British Secret Intelligence Service (MI6), as well intelligence units from Russia, Japan, France, Germany and the US [Bernard Wassermann, Secret War in Shanghai: Treachery, Subversion and Collaboration in the Second World War (2017, 2nd Ed.)].
In the next blog piece I will turn my attention to the other, seamier side of the Shànghâi story of the interwar period – the city’s association, you might say preoccupation, with sin and crime, another face of Shànghâi’s decadence in the Twenties and the Thirties.
Footnote: Shànghâi, location, location …
Foreign trading powers like the British had initially preferred the port of Canton[𝕕] to Shànghâi, but by the late 19th century the latter had become the big trading nations’ principal “treaty port” in the Far East. Shànghâi‘s geographical position was fundamental to its eventual prominence: it had become by this time “the central clearinghouse of waterborne trade between the entire Yangtse River system and the rest of the world”, accounting for 50% of China’s foreign trade. It’s port comprising 35 miles of wharves could accommodate >170 ships and 500 sea-going junks at a time (Wassermann).
Canidrome Ballroom🔺(“canine track”)
⟻⟼⟻⟼⟻⟼⟻⟼⟻⟼⟻⟼⟻⟼⟻⟼⟻⟼⟻⟼⟻⟼⟻⟼⟼⟻⟼⟻⟼⟼⟻⟼⟻⟼
[𝕒] behind London, New York, Paris and Berlin
[𝕓] the wealth of the Shanghai foreign elite had its genesis in the aftermath of the Opium Wars. The European and North American powers used the springboard of the “unequal treaties” to extend their existing privileges to their countries’ merchant classes. Within the designated enclaves foreigners could carry out their business in accord with their own laws, free from Chinese taxes and with the added bonus that the Chinese courts and bureaucracy couldn’t interfere with or impede their commercial activities (Wassermann).
[𝕔] the line-up on the Bund included the Jardine Matheson Building ( early opium traders), Sassoon House, (Standard) Chartered Bank, H & S Bank (now HSBC), Union Building, APC Club, the Shànghâi Club, the Cathay Hotel, Paramount Dance Hall and the French, US, German and British consulates
A few months ago Channel Five screened a documentary on the German supermarket giant (‘Inside Aldi: Britain’s Biggest Budget Supermarket’). The doco was laced liberally with interviews of Aldi senior managers, all waxing lyrical about their ‘enlightened’ employer and the company’s “win-win” virtues for everybody, which made the program feel uncomfortably like a commercial promotional video at times. Nonetheless, the doco did unearth an interesting back story, that of the supermarket emporium’s evolution and it’s founder-brothers who emerged out of the ruins of war-time Germany to steer their fledgling company to it’s eventual lofty perch as an much envied international discount supermarket chain.
🔺 an early Albrecht store displaying Karl’s name with plenty of Spirituosen (alcohol) and Lebensmittel (food) in the display windows (Photo: www.news.com.au)
The seed of Aldi as we know it today has it’s roots in Essen, Western Germany, in 1913. Anna Albrecht, the wife of a miner, started a small grocery store in the suburb of Schonnebeck as a sideline. After serving in the German Wehrmacht in WWII, Karl and Theo Albrecht, Anna’s sons, took over their mother’s business, which they initially named Albrecht KG. During the formative first years, Karl for a time operated some stores solo (under the name “Karl Albrecht Lebensmittel”).
The Albrecht brothers concentrated on the Ruhr area of Germany at first, and then expanded rapidly across West Germany over the next 15 years. By 1960 Albrecht KG had amassed 300 shops in the Bundesrepublik and had a yearly cash flow of DM90 million. A factor contributing to the Albrecht stores’ early popularity and success was it’s novel approach to tax rebates from purchases. Instead of following the business norm of making customers collect stamps before they qualified for the 3% rebate, the brothers subtracted the tax from the price before sale, a radical idea and an ingeniously simple one which undercut their rivals’ bottom price. Aldi, as it was soon to be known, was on it’s way to revolutionising the low-cost grocery trade.
🔻 Theo (L), Karl (R)
(Source: www.broadview.tv)
Sibling rivalry: Splitting of the ‘atom’ in two
1960 was a momentous year in the history of Aldi. The two brothers fell out, apparently over whether or not to sell cigarettes in Albrecht Discounts, and decided to divide the company into two separate entities➊. With a new, shorter, snappy name, ‘Aldi’, derived from the first two letters of their family name and the ‘Di’ from Diskont (Discounts), the company split into two – Aldi Nord (North) and Aldi Süd (South). At this time, as Aldi was an intra-West Germany operation only, the division was between the north (Theo’s domain) and the south (Karl’s domain) of the country. The geographical border separating Aldi Nord and Süd is known as the Aldi-Aquator (‘equator’). Aldi, after the schism, continued to grow, the brothers’ insistence on stocking only popular items, cut down inefficiencies and proved profitable.
🔺 Aldi’s first German store (in the “North sector”)
A store displaying both names, Albrecht and Aldi 🔻(Photo: Getty)
By 1967 the first international growth steps were taken with the acquisition of Austrian grocer Hofer by Aldi South. As Aldi expanded elsewhere the arrangement between the brothers divied up the world thus (with a few later variations): Aldi South’s jurisdiction would entail Austria and the English-speaking countries, whereas Aldi North would operate in Germany and the rest of Europe. Netherlands followed in 1973, and in 1976 Aldi South made its first incursions into the US. The US became the only market penetrated by both arms of the Aldi empire when Aldi North acquired the US Trader Joe’s chain. Britain came into the Aldi South fold in 1990. Aldi South has been particularly aggressive in it’s drive for store expansion in both the US and Britain. The retailer has upward of 2,000 stores in 36 states across the US and in 2017 announced plans to add 900 more by 2022➋.
🔻 Trader Joe’s, Amherst, NY
Aldi found the highly-competitive (and crowded) UK grocery field initially hard to penetrate, coming up against well-established market leaders Tesco, Asda, Sainsbury’s and Morrisons. By the 2010s however it was making exponential inroads into the Brits’ grocery market…by October 2013 it had 300 stores and doubled that by 2016, with new stores opening at the rate of one a week! Aldi South’s stated goal is to reach the 1,000 mark by 2022. At this rate it is looming as a genuine threat to the above “Big Four” Supermarket chains.
🔻 Aldi Long Eaton store(int)in Derbyshire (Photo: www.nottinghampost.com)
Aldi global expansion intensified after the collapse of the Eastern Bloc system in 1989 and has experienced rapid growth in the 21st century. Since the 1990s Aldi has moved into Australia, Belgium, Denmark, France, Hungary, Ireland, Portugal, Slovenia, Spain and Switzerland. In 2019 it made another market quantum leap, opening two pilot stores in Shanghai, China➌.
🔺 The Albrecht brothers‘ carve-up of the world map (Theo plays black, Karl orange)
Counting the combined Aldi stores operating in Germany by both Nord and Süd (about 4,100 stores), there are over 8,000 stores in Europe as a whole (more counting the Hofer chain). All up, the reach of the Aldi retail tentacle worldwide accounts for 10,000 to 12,000 stores, with revenue (2010) of €53 billion. An international supermarket success story with nary a blot on it’s copybook – with one exception. In 2008 Aldi South invested an estimated €800 million in Greece but after only two years operating, it had to pull the plug on it’s 38 stores in the ancient land of the Olympiad. Nothing substantial divulged as to motive (par for the course for Aldi), but apparently the Aldi board of management was frightened off by the “informal business practices” prevalent in Greece (transparently code for government/business corruption)➍.
🔺 Theo in 1971, following his misadventure(Photo: Getty)
Endnote: The saga of the reclusive co-founders (“the brothers frugal”)
Theo and big brother Karl were never your stereotypical, über-rich CEOs, bobbing up everywhere, constantly in the media spotlight, being snapped for glossy mags gratuitously showing off their latest flashy, expensive car or girlfriend. That was not the brothers’ ‘bag’ – for in business and in personal lifestyles their thriftiness was legendary. But after 1971 the Albrechts’ customary muted behaviour reached a whole new level. That year, the brothers’ extraordinary wealth came back to haunt them➎. Theo was kidnapped at gunpoint and held hostage for seventeen days. The younger brother was released on the payment of a ransom – after Theo had haggled with his captors over the amount demanded! Theo later tried to claim the nearly US$3 million Aldi North had to fork out for his release as a tax deduction business expense! Theo’s ordeal profoundly affected both brothers, they became even more reclusive and secretive in their personal lives and movements (no interviews or public statements, hardly any photos of them together or separately after 1971 exist). Eternally vigilant thereafter, both brothers reportedly would drive home from work, separately, by different routes each day. The brothers Albrecht, having profoundly changed “German food culture and consumption mentality” forever, semi-retired to a remote island in the North Sea in their eighties to pursue the hobbies of golf, orchid-growing and collecting old typewriters (very old school typical of them).
🔺 Island of Föhr off the Holstein Coast, wherethe supermarket entrepreneur brothers beavered away on their personal hobbies during much of their twilight years (Photo: www.tourism.de)
∈ওওওওওওওওওওওওওওওওওওওওওওওওওওওওওওওও∋
➊ although the separation wasn’t legally finalised until 1966
➋ German supermarket retail discounter Lidl—a copycat competitor to Aldi utilising the Aldi business model as a lodestar to chart it’s own course to retail riches —followed its path into the US market in 2017
➌ with concessions made for Chinese consumer buying-preferences based on online testing via Alibaba’s Tmall
➍ no doubt to Aldi’s chagrin, Lidl stores in Greece by comparison are apparently thriving
➎ they were reputed to be the richest men in Germany
❖❖❖❖❖❖❖❖❖
Articles and sites referred to:
‘The History of Aldi: The Tale of Two Corporations with the Same Name’, (Team S4RB), 13-Jun-2017, www.blog.s4rb.com
‘Inside ALDI’s first two pilot stores in China’, (10-Jun-2019), Shanghai’s.ist
‘Aldi founder became recluse after family kidnapping’, Albrechtobituary,
‘Aldi’, Wikipedia, http://en.m.Wikipedia.org
‘Aldi quits Greece’, German Retail Blog, 23-Jul-2010, www.german-retail-blog.com
‘Grocery chain Aldi to open another 900 stores in U.S.’, (Zlati Meyer), USA Today, 13-Jun-2017, www.usatoday.com
‘The Aldi Story – Karl and Theo Albrecht’, (2014 documentary), www.broadview.tv
‘Secrets of store success: Why Aldi is winning the retail battle’, (Alison Kirker), Sunday Post, 19-Feb-2018, www.sundaypost.com
Anyone who’s ever walked into an Aldi supermarket would notice the difference from your established, big-name chain supermarket. For a start, in your mega-‘market you would expect to see palettes lying out the back in the loading dock, NOT on the aisle floors in the middle of the store. Perched on the Aldi palettes are groceries and other goods in their original cardboard boxes. Aldi has a small shop-fit budget, it doesn’t spend money on installing fancy shelving, it’s stores typify the “no frills store format”, which simply offers, as it’s advertising spiel announces, “Everyday low prices”. Minimalism is one of the standard Aldi store’s by-words. The checkout area tells a similar story. Shoppers line up their purchases on a long counter which gets shunted down to the cashier. The area of the till itself is small, minute even, the whole thing is streamlined for speed and ease of transacting. And you won’t find a cornucopia of either choice or types of products in Aldi’s.
The key to retail success
Sticking to the basis is a large part of the Aldi formula. The supermarket stocks less than 2,000 items…compare this to your average Coles or Woolies supermarket which typically stocks upward of 40,000 items! Looking for some Foie de gras or that special Russian black caviar, no, you won’t find these here. Aldi’s product base resides on what they call Private brand items➀. Smaller concentration of staple products + purchase in high quantities = lower prices for the customers. Although that said, Aldi also offers up to the trolly-pushing punters what it calls “Weekly Special Offers”. Located in the middle aisles—what Aldi cutely calls its “Treasure Aisle” (get it?)—are a diverse range of merchandise, some of which might be in the luxury category, Alpine snow suits and hiking tents, tools for the house handy-person, electronics, European chocolates, right through to the more peculiarly exotic pet pampering products like dog sofas and cat caves➁. All of which are seriously cheap.
🔺 from “The Book of Aldi”
Aldi eschews the “nice shopping experience”, customer service is not great➂. The store’s mission, once the shoppers have made their selections, is to shuffle them through as rapidly as possible, hence the streamlined checkout. Shoppers are ‘encouraged‘ (by the scarcity of space) and the requirement to self-pack to quickly move their goods to the back bench to pack them. Aldi doesn’t have self-serve checkouts or ‘fast’ minimum-item lanes, so inevitably there are queues because of popularity…as a consequence sometimes patience and timing are supreme virtues.
When the last item has been taken from a carton on the palette, a shop assistant will simply replace it with a new carton. This is time-efficient, saving the store staff from having to constantly restock the shelves. And when it comes to personnel on the ground, Aldi certainly have leaner staffing structures than the “Coles-worths” and Tesco’s of this world. This has prompted claims that the German employer puts unrealistic time-pressures on the reduced number of store staff to move the palettes into their point-of-sale position and complete other store-related tasks. When the stores close at 8pm or whatever the local time applicable, the shop attendants and cashiers turn into cleaners and spend the next hour getting the store spotless. There have been allegations (denied by Aldi) that it makes staff in some regions arrive 15 minutes before start-time to check the stock level without being paid. And of course it’s widely known that Aldi have consistently been notoriously anti-union in its staffing management practices➃.
Aldi stores don’t include the extraneous auxiliary facilities regularly found in other larger mainstream supermarkets and hypermarkets—no in-store banking/ATM machines, cafes, photo booths, pharmacies, children’s rides, toilets, etc—Aldi’s view is these add to the store’s end-cost. Instead they concentrate on the singular task of delivering groceries and other household essentials.
Aldi’s control of it’s “own brand”—which makes up a whopping 90 to 95% of what it sells—is interesting. First there’s the design, it deliberately makes the packaging on its food items look much the same as the leading manufacturers’ equivalent brands. Next, it tries to replicate the taste of these popular brands. Then Aldi invents a brand name for the product which often sounds vaguely like the well-known brand. And it apparently works – even on luxury items. To take a UK example: Many British consumers who once shopped at the upmarket Sainsbury’s and Waitrose supermarkets have been enticed by Aldi’s “Specially-Selected” luxury items – and the reason is twofold, obviously price (much cheaper than Sainsbury’s), but also because they now feel they are getting a similar-quality product (retail expert Julie McColl, Glasgow Caledonian University). As well as a recent product expansion to include luxury treats for it’s shoppers, Aldi’s move into ‘fresh’, the fruit and veg lines, has broadened it’s appeal.
Another key to Aldi being so spectacularly successfully in the supermarket game is it’s relationship to suppliers. Because of their runaway retail success they have many primary producers and manufacturers lining up to do business with them, but Aldi is well-known for driving a hard bargain with suppliers (sort of a case of “my way or the highway”). They are also clever at judging what will be efficacious – by sourcing local suppliers and advertising in the UK they have softened the German outsider element and fostered an impression among British shoppers of the big discount ‘invader’ being home-based.
Dr McColl has also drawn attention to Aldi’s recently strategy of positioning some of its new stores in towns next door to the prestigious Marks and Spencer outlets. The appeal of this being that shoppers can easily flit between the two – and avail themselves to the best of both worlds, getting their luxury items at M&S and their basics at Aldi.
The above factors, outlined, are apparently the ‘secrets’ to Aldi’s stellar success and it’s ability to offer and maintain retail prices at rock bottom in markets across the world. In part II I will tell the story of Aldi’s rise from a single grocer’s store in provincial Germany to international retail empire, and of the two publicity-shy and increasingly reclusive brothers who spearheaded the company’s seemingly unstoppable growth and expansion.
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➀called Exclusive brands in US AldiLand
➁ pet furniture seems to be one of Aldi’s specialities
➂ or maybe I mean non-existent – staff are hard to catch, as they are usually flat out haring round the store trying to meet management’s daily schedules
➃200 Aldi store managers in the US filed charges against unfair labour practices (University of Huddersfield). Aldi operations in other countries have similarly been criticised for incidences where the store has adopted an authoritarian or heavy-handed line towards it’s staff
☤☤☤⍅⌽⍆☤☤☤
Articles, papers and sites referred to:
‘Aldi – “The No Frills Retailer”, (Peter Emsell, with contributions by Leigh Morland), Unpublished case study, University of Huddersfield (2011), www.eprints.hud.ac.uk
‘Secrets of store success: Why Aldi is winning the retail battle’, (Alison Kirker), The Sunday Post, 19-Feb-2018, www.sundaypost.com
‘Aldi’s secret for selling cheaper groceries than Wal-Mart or Trader Joe’, Business Insider, (Ashley Lutz), 09-Apr-2015, www.businessinsider.com
‘Aldi rebukes Dispatches Investigation, says it contains “selective information”‘,(Natalie Mortimer), The Drum, 10-Nov-2015, www.thedrum.com
Madeira Archipelago, 972 km southwest of Lisbon, Portugal, is a holiday venue with all the usual tourist trappings of an ocean getaway (beaches, nature and wildlife areas, scenic walking and hiking spots, shopping, wineries, museums, geologic formations, etc.). But Madeira and other island groupings within its range like the Açores (Azores Islands) and the Cape Verde Islands, were also the first places where Europe’s great Age of Discovery and Exploration kicked off.
The 15th century Portuguese caravel, a small, fast and manoeuvrable sailing ship tailored to meet the demands of oceanic sailing in the Atlantic
Forging a template for seafaring explorers
It all started with Portugal’s early 15th century imperial ambitions and the impetus provided by one of its Medieval Princes Henry the Navigator (Henrique o Navegador). Henry’s drive to explore, to discover, to convert others to Catholicism, and to build an empire for his small West European nation first bore fruit when two of his sea captains✥ accidentally discovered the island of Madeira while exploring the eastern realms of the Atlantic in 1418/19. Madeira was found to be uninhabited but it’s fertile soil was excellent for grain crops (principally wheat) and even better for producing sugar.
▼ Prince Henry, “The Navigator”
An island of wood and sugar
Madeira was also endowed with abundant hardwood, important to help fuel the island’s formative sugar industry (some of it was also destined for Lisbon’s housing industry)▦. Sugar production requires a labour surplus for it to continue on an upward trajectory, accordingly the island needed more labour than the pool of mainly Portuguese and Italian labourers it had. African slaves neatly filled this void (by start of 16th century they represented some 10% of the island’s population). The population of Madeira by ca 1500 was taking on a multicultural complexion (Portuguese, Genovese, Tuscan, German, Flemish, African) (with a vocational mix of priests, merchants, artisans and slave and non-slave labourers) [David Abulafia, ‘Virgin Islands of the Atlantic’, History Today, November 2019].
The production techniques mastered in the Mid-Atlantic islands provided “stepping stones” to the successful implantation of the sugar mono-cultures that evolved later in Brazil [Smith, Stefan Halikowski. “The Mid-Atlantic Islands: A Theatre of Early Modern Ecocide?” International Review of Social History, vol. 55, 2010, pp. 51–77. JSTOR, www.jstor.org/stable/26405418].
Global sugar
Madeiran sugar at its zenith was a “global commodity”—with the export of the product eventually stretching as far as Pera in the Black Sea, Chios and Constantinople. The lucrative trade in sugar from Madeira did not go unnoticed by the economic powerhouses in Europe. Northern Italy (Venice, Genoa) and Flanders quickly became major investors in the highly renumerative industry.
Wheat wealth and Madeira’s “third cycle”
Madeira’s fertile soil was similarly productive for grains, especially an abundance of wheat which was an alternative to Moroccan wheat. By 1455 the Portuguese were claiming a yield of 68,000 bushels of wheat from Madeira. SH Smith has drawn attention to how Madeira’s productivity advanced through a series of agricultural cycles. The early international trade focused on wheat, later this was surpassed by the ascendency of sugar. When the price of sugar on the international market dipped, the island planters turned to wine which eventually evolved into Madeira’s principal export. At its peak Madeiran wine was exported to British plantations in North America and the West Indies, and later to Brazil and Angola (Smith)ㅇ.
▼ Açores: historic map ‘Theatrum Orbis Terraum’, ca 1594
Portuguese Azores, Cape Verde and São Tomo
The success of Madeira prompted an escalation of Atlantic exploration from Lisbon. Prince Henry, with his zeal both for spreading the ‘one’ religion and ever-wider exploration (not to neglect the spoils of empire to be gained), founded a navigator’s school at Sagres on the southwestern tip of Portugal (see footnote). Over the remainder of the 15th century Portugal added the Azores, Cape Verde and Säo Tome (all uninhabited) to its imperial trophy cabinet of Atlantic prizes❆. The Azores in particular proved a valued acquisition to the Portuguese, not like Madeira for sugar but because they were ideal for cattle husbandry (to this day a main source of diary products for Portugal). In addition, and even more valuably, by the late 16th century the island group was a central point in the established trade route trans-Atlantic to South America and India (via the Cape)✪.
Way-station for human trafficking
The first Portuguese settlers found Cape Verde Islands to be arid and empty compared to the Madeira Archipelago. The Portuguese administrators talked it up as much as they could but in reality it yielded little from the ground apart from salt and lichen orchil which was used to produce a violet or purple dye (Abulafia). It’s great value was its role in meeting the seemingly inexhaustible demand for slaves, a stop-over on the Atlantic transport route for human traffic – ferrying slaves from Africa to Brazil and the Caribbean.
Portugal’s next Atlantic acquisition was São Tomo, near the Gulf of Benin. The Portuguese used this small island as a slave port, a collection point for slaves purchased from the Kongo and Angola in West Africa. Eventually São Tomo developed a sugar industry alongside this slave-handling activity, although it’s sugar was far inferior to that of Madeira and conditions on the island were harsh and susceptible to malaria. São Tomo‘s value to the slave trade was limited because it was not on the trans-Atlantic shipping route and not a re-supply route like Madeira and the Azores were. Still, it was nonetheless lucrative to the Portuguese crown, earning it up to 10,000 cruzados a year (ca 1500) (Abulafia)✧.
[Source: www.britannia.com]
Overpopulation and environmental impact of intense farming
As the colonies developed, overpopulation (superpovamento) became a chronic problem, especially on Madeira and São Miguel in the 17th and 18th centuries. The Portuguese solution, which eased if not eliminated this problem, was to siphon off surplus population on the islands into the army and ultimately to tours of military service in Brazil. The intense practice of silviculture, the unrelenting toil of farming on the Madeira soil and landform in particular wreaked massive and irreversible change. Seismic events and volcanos, the abalos de terra and other mega-eruptions were a recurring feature. As well, deforestation was an inevitable consequence of the mass pillaging of resources (Smith).
The Mid-Atlantic island colonies, especially Madeira and the Azores (and later, Spain’s Canaries), were the first successful European settlements in the Atlantic Ocean. Their success for the colonising powers became a model for the colonies to follow further west in the Americas. The Portuguese settlers possessed an acute awareness that in establishing these extra-European ‘beachheads’, they were fulfilling a pioneering role in the “New World”…it was no accident that the first boy and the first girl born on Madeira were given the names, respectively, ‘Adam’ and ‘Eve’ [Ronald Watkins, Unknown Seas: How Vasco da Gama Opened the East, (2003)].
Henry the Navigator’s lasting legacy for the Portuguese and the Old World was that he took the first steps towards putting global exploration on a scientific footing. The prince’s Sagres school was intended to teach the intricacies of the then extremely precarious activity of oceanic sailing on the open seas, navigation and map-making, etc using Western science (as understood in the 15th century). Portuguese explorers who were shipwrecked and made it back to shore were routinely subjected to detailed debriefing as to what had gone wrong at sea [“Cape Sagres”, (Rick Steves), Smithsonian Magazine, 01-Mar-2009, www.smithsonianmag.com].
▴1787 map of Madeira
𖥠𖥠𖥠𖥠𖥠𖥠𓊝𖥠𖥠𖥠𖥠𖥠𖥠
✥one, João Gonçalves Zarco, was later appointed the first administrator of Funchal (Madeira’s principal town) by Henry
▦Madeira’s name translates as “Isle of Wood”,legname (wood, lumber)
❆Portugal prevaricated too long and missed the gun with the nearby, inhabited Canary Islands which was eventually snared by the Spanish
ㅇ wine was also grown and exported from Pico and Fayal in the Azores and from the Canaries
✪ several alternate names were attributed to the Azores…it was initially known as “Hawk Island” because of the many sightings of this diurnal bird of prey in the islands’ vicinity. The concentration of Flemish merchants and functionaries in the Azores led many to nickname it the “Flemish Isles” (Abulafia)
✧ El Mina Fortress, founded in 1482, on the Ghana coast, became Portugal’s main base for the trade in slaves, gold and ivory
The small but strategic island that Britain gave away twice
Heligoland, is a tiny speck of land (a mere 0.67 sq mi) in the North Sea. The main island (Hauptinsel) is a formation of rock and stone cliffs frequently impacted by wind and storm – or as one observer described it, “an outcrop of sandstone and chalk” [Harry Campbell, Whatever Happened to Tanganyika? The place names that history left behind, (2007)]. It’s dominant geographical features are a200-feet high Oberland (upper land) and a Unterland (lower land)✲. Just to the main island’s east is a second, smaller island known as the Düne or Sandy Island for its collection of small beaches❅. Heligoland is 40 miles from the town of Cuxhaven in the Lower Saxony region of Germany (also close to and coming under the provincial administrative jurisdiction of Schleswig-Holstein), and some 290 to 300 miles from the nearest point on the British Isles.
The remoteness and fairly nondescript appearance of Heligoland (in German and Danish: Helgoland, presumably from Heyligeland, “Holy Land”) belies a rather colourful history of fluctuating fortunes, especially over the last two centuries. Up until 1807 the island was the property of Denmark (interrupted by one or two brief periods when it fell under the control of Hamburg). ThIs “No-Man’s Land” has traditionally served as something of a haven for mainlanders – a refuge from the severe climatic conditions of the German Bight, and also occasionally from Danish taxation officials [George Drower, Heligoland: The True Story of German Bight and the Island that Britain Betrayed (2002)].
In 1807, as the Napoleonic Wars raged in Europe, the British Navy under orders from Whitehall seized it from the Danes. Heligoland was of value to the British in the war against Napoleon as a means of circumventing the economic blockade imposed on Great Britain by the French emperor (the Continental system). Having Heligoland provided the British with a handy base to carry on (illegal) trade with Europe in defiance of Napoleon…between 1809 and 1811 alone, some £86 million worth of goods passed through the island and into the hands of German merchants. Heligoland’s economic activity flourished with most of the smuggled merchandise comprising tea, coffee, tobacco, rum and sugar from GB’s commodity-rich colonies around the globe [‘Heligoland’, (The British Empire), www.britishempire,co.uk/].
“The Gibraltar of the North Sea”
A spa was introduced to the island in 1826, luring visitors and holidayers from the nearby German mainland. Some came in search of a haven of a different kind, liberal Germans were attracted because it offered them, they believed, “a political retreat from the nationalistic fervour of their homeland” [‘Heligoland: Germany’s hidden gem in the North Sea’, (James Waterson), The Guardian, 24-Apr-2011, www.theguardian.com]. The new German-British trade ran hand-in-hand with the traditional island vocation of fishing (mainly for lobsters). The permanent population of Heligoland, despite the boost, has over the years remained pretty stable, never rising above 3,000 at any point (predominately the locals have been of German stock, speaking a North Friesian dialect)〥.
A coloniser’s swap: Heligoland for Zanzibar
The status quo on Heligoland remained intact till the late part of the century. In 1890 the change occurred that was to have seismic repercussions in the 20th century. As part of “the scramble for Africa” at the time, the British traded Heligoland to Germany in return for Zanzibar and part of Tanganyika◘, adding to GB’s “patch-quilt pattern” of GB’s ‘pink’ colonies on the world map. But the British were to discover that the true cost was the loss of a significant strategic asset in it’s 20th century foreign policy. Heligoland’s location on a ‘corner’ of the North Sea guarded the entrance to the port of Hamburg and was approximate to the estuary of the Elbe, the Kiel Canal and three other great North European rivers (Drower).
▵ Aerial view of Heligoland, between 1890 and 1900
With the European powers preoccupied with war preparations by the early 1900s, Imperial Germany strengthened the fortifications on Heligoland. When war (WWI) did come, Heligoland did not escape the conflict. It was the site of one of the earliest engagements of the war, the Battle of Heligoland Bight⊕, and involved in one of the first seaplane attacks, the Cuxhaven Raid (Christmas Day 1914)(ibid.). Whatever the fortunes of the British and German forces in Heligoland, the biggest losers were the island’s inhabitants who were summarily ejected from their homes on the island, having been given no say in the matter❂. They were given only six hours to pack and take only what could be transported by hand. The house-holders’s bedding and furniture was left behind. They were ‘reassured’ that they would be able to return after the war was won – in a few weeks! (ibid.). After the war Germany in accordance with the Versailles Treaty was required to demilitarise Heligoland, it was however allowed to retain the island – despite entreaties to Britain from the islanders (returned from their five year-plus exile) that it take back its former colony (ibid.).
▵ An artist’s impression of the Cuxhaven Raid
Island spring-time
The interwar period heralded something of an economic renaissance and the introduction of large-scale tourism for Heligoland. In the 1930s it annually drew 30,000 visitors with enhanced spending power to patronise the new fashionable drinking establishments and expensive gift shops. Adolf Hitler’s Nazi consolidation of power saw a rebuilding of the island’s fortifications. Hitler harboured other grand plans for Heligoland (an anti-aircraft fortress and a gigantic new naval base intended to rival the Royal Navy’s one) but these never came to fruition.
During the Second World War, Heligoland was the site of another early aerial/sea battle between GB and Germany and the onset of the global conflict in 1939. After the Allies gained the upper hand over Germany and it’s Axis partners, the British RAF subjected the fortified island to great devastation (over a two-day period in April 1945 7,000 bombs were dropped on the island, resulting in the flattening of the middle section of Hauptinsel).
Allied victory in the war did not mean a respite from the British destruction for the island. GB having taken interim charge of Heligoland, once again cleared the island of the local population and used it as a bomb-testing range over the next seven years. This assault included a British “Big Bang” (6,700 tonnes of explosives on one single day), thought to be the single largest non-nuclear explosions ever!) [Jan Rüger, Heligoland: Britain, Germany and the Struggle for the North Sea, (2016)].
▵ German Federal Republic stamp commemorating the 1952 hand-back
Cold War sacrifice
After the war, the devastated state of the islandproved good propaganda fodder for the new West German Federal government, allowing it to represent itself as “an emblem of German victimhood and nationalism“. In 1952, the Brits, preoccupied with the wider Western imperatives of the day (the Cold War), gave the tiny archipelago back to the West Germans as an inducement to bind them and their influential chancellor Adenauer firmly to the Western anti-Soviet camp [ibid.].
In peace, once more the rocky island reverted to a pleasant holiday destination for continental (mainly German) day-trippers. In the early 1960s Heligoland rebuilt it’s tourist industry and the island was transformed yet again into a modern holiday resort with attractive duty-free benefits and a new spa complex. The present ambience of the born-again island has been likened to “the understated charm of a classic British seaside resort, a miniature Scarborough transplanted into the middle of the German Bight”. Contemporary Heligoland and it’s harbour has also resumed its earlier role as a venue for yacht races. [Waterson, loc.cit.; Rüger, loc.cit.].
Germany’sonly Hochseeinsel⊞
For all they have suffered materially and emotionally as a consequence of British misrule, in war and in peace—the betrayals, the dismissive lack of consultation, the physical devastation—the Heligolanders seem to have buried that sorry chapter in the past. The German tourist spiel for the island depicts it as Deutschlands einzige meersinsel (“Germany’s only sea island”), projecting images of quaint and colourful fishermen’s harbourside cottages. Phrases such as “offshore oasis of relaxation”, “a unique natural setting…(and)…mild maritime climate” litter the pages of published promos(www.germany.travel/).
Footnote: Promised resort lifestyle aside, contemporary Heligoland eschews many of the trappings of modernity for a more minimalist if not entirely back-to-basics existence—no autos, no bicycles (push-scooters and hiking the prevailing modes of transport), no high-rise, no internet, no invasive smells, noises or sounds of industry—a diet of peace and tranquility and migratory bird-watching, befitting Heligoland’s curative, get-away-from-it-all role over much of it’s history.
▵ Heligoland crest
︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻︻
✲these days the island also has a crater-shaped Mittelland (middle land), thanks to the British bomb-testing program of the Forties and early Fifties
❅ severe storm action has massively altered the geology of Heligoland over the centuries…until 1720 the two islands were connected [‘Heligoland’, Wikipedia, http://en.m.wikipedia.org]
〥 today they number around 1,500-2,500
◘ Lord Salisbury, the architect of the exchange, had first had to overcome staunch internal opposition to the relinquishment of Heligoland, not least from Queen Victoria herself
⊕ three German light cruisers and one torpedo-boat was sunk
❂ this has been a recurring motif with Heligoland, GB’s disposal of the island in 1890 was likewise done without consulting the 2,000 inhabitants of Heligoland
Canadian political philosopher John Ralston Saul is the secular high-priest of doubters and cynics, a non-believer in “the gospel” of the modern corporate state, constantly debunking the conventional wisdoms offered up as “absolute truths” in Western society✲. Therefore, it comes as no surprise that Saul would produce a guidebook for other secular agnostics. Wedged between his treatises on his personal philosophy ‘superstar’ Voltaire, his studies of modern Canadian society and his excursions into the realm of fiction, is JR Saul’s The Doubter’s Companion, or to give it his full title:
The Doubter’s Companion: A Dictionary of Aggressive Common Sense (Viking, 1994)¹
Although Saul calls his volume “a dictionary”, the term applies more to the book’s format (utilising the standard A-Z form of the dictionary) than to its content or purpose. The Companion goes on to define Dictionary as “Opinion presented as truth in alphabetical order”. And Answers are merely “a mechanism for avoiding questions”. Saul decries the trajectory of modern dictionaries and language (which have been captured by the forces of a rational orthodoxy), yearning instead for a return to the Humanist dictionaries of the 18th century (Voltaire, Diderot, Johnson, etc)².
When I first delved into The Doubter’s Companion (around 1995), my mind took me to that other great cynic’s dictionary of the early 1900s, Ambrose Bierce’s The Devil’s Dictionary. Both works, albeit very different books, are idiosyncratically unconventional takes on language and meaning in their respective societies, and both proffer a contrarian view of the established wisdom of the day. Both Saul and Bierce are provocateurs, each with their own personal axe to grind⁌.
The Doubter’s Companion, by its polemical nature is unequivocally meant to shake up orthodox thinking (TDC was described by one reader as “an abecedarium of subversion”). The dictionary form of the book is a device Saul employs to launch into short philosophical essays on topics about modern post-industrial society that concern him—corporatism, individualism, leadership and managerialism, freedom of expression, communication, public relations, advertising and the way language is distorted to control communications (see his definition of ‘ideology’). In so doing, Saul skewers the accepted veracity of many of the words, phrases and terms you will find in today’s dictionaries.
And as it is an instruction manual to help doubters navigate their way through a linguistic maze of (in Saul’s opinion) mis-defined terms, the central tenet is thus affirmed:
Doubt: The only human activity capable of controlling the use of power in a positive way. Doubt is central to understanding.
Wisdom: The purpose of doubt … wisdom is life with uncertainty, the opposite of power or ideology.
Ideology: Tendentious arguments which advance a world view as absolute truth in order to win and hold political power.
The Corporate executive “is not a capitalist but a technocrat in drag”.
Economics is “the romance of truth through measurement”.
Level playing field: An ideological abstraction adopted as a universal value by the management of large corporations.
Saul the provocateur infuses the dictionary with a regular diet of “outrageous statements and provocations”:
Marxist: The only serious functioning Marxists left in the West are the senior managers of large, usually transnational corporations.
Neo-Conservatives are the Bolsheviks of the Right (“the exact opposite of a conservative”).
Modern (that should be “post-modern”) fads of intellectual thinking such as Deconstructionism get short shrift from Saul:
Deconstructionism: Can also be seen as a school of light comedy.
Calm: A state of emotion which is overrated except in religious retreats. Calmness for Saul has a decidedly political connotation today, “it is used to control people who are dissatisfied with the way those in authority are doing their job”✬.
Public relations: A negative form of imagination. In Mussolini’s phrase, “invention is more useful than truth”.
Saul savages that that most universal institution of American fast food, MacDonalds:
A Big Mac: The communion wafer of consumption. (Itis) not really food but the promise of food.
He goes on sardonically to bracket it with “Perrier, one of the last sacred objects of the leading philosophical school of the late-twentieth century—public relations”…one of Saul’s greatest bête noires.
Elsewhere, in a similar vein, he brands Ronald McDonald as a “Post-modern philosopher”…the “face and voice of consumer culture”.
Contemporary education doesn’t escape a broadside from Saul, especially the American form:
SAT: A system of standardized American college entry exams designed to nurture and reward functional illiteracy.
Universities find themselves in Saul’s cross-hairs as well. Within the “exclusive territories” of the university that knowledge is divided into, the principal occupation of academics is “to invent dialects sufficiently hermetic to prevent knowledge from passing between territories”.
Happy Hour is “a depressing comment on the rest of the day”.
At different points Saul diverts momentarily from his philosophical musings to give historical clarification on certain pertinent terms of interest to him. Having defined Depression as “a form of economic disaster common throughout history”, he goes on to contend that “in 1973 the word was deleted from all Western languages and replaced by the term recession”, a softer word which in Saul’s mind allows economists to maintain the myth of appearing to “manage real situations”. The author expands his point: “to admit to the existence of anything as uncontrollable as a depression would be to admit failure”.
The book’s dictionary entries allow space for brief commentaries on individuals from the pages of history who attract Saul’s interest. These are usually philosopher-figures but not always. He has an interesting take on the great turn-of-the-century novelist Joseph Conrad, “The essential modern writer…demonstrated that the novel could have a third century of relevance if the story was transformed into metaphysics disguised as reality”.
Sigmund Freud, who in America would be described as the “father of shrinks”, gets a guernsey in the dictionary, albeit a cynical and disparaging reference – “a man so dissatisfied with his own mother and father that he devoted his life to convincing everyone who would just listen—or better still, talk—that they’re parents were just as bad”.
Air Conditioning: An efficient means for spreading disease in enclosed public spaces.
Muzak: A public noise neither requested nor listened to by individuals. It is the descendant of a school of public relations invented by the Nazis.
For one so articulately cynical of human nature, politics, economics, most things in the modern world (except of course doubt), Saul’s definition of that attitudinal standpoint seems contradictory:
Cynicism: An effective social mechanism for preventing communication.
Pessimism on the other hand is “a valuable protection against quackery”. More beneficial than ‘scepticism’ “which slips easily into cynicism and so becomes a self-defeating negative force”.
Whereas Optimism to Saul is double-edged. When applied to oneself it is “a pleasant and sometime useful distraction” to reality, but “when encouraged as a social attitude … it is the public tool of scoundrels and ideologues” (as is patriotism).
World Class: A phrase used by provincial cities and second-rate entertainment and sports events … to assert they are not provincial or second-rate, thereby confirming that they are.
Saul includes in the alphabetical list a number of surprising and disparate entries for a reference book on philosophical common sense. These include Ants (Saul makes the unexpected and unverified statement that the members of the Formicidae family of eusocial insects “do nothing 71.5 per cent of the time”)⊡; Apple (the fruit not the corporation); Armpits (which is curiously cross-referenced to Reality); Nannyism (not sure why this topic warranted nine paragraphs and over 400 words but Saul interweaves a discourse on Margaret Thatcher, bullying and sex appeal into the entry); Urban weather patterns (wtf?); White bread (“the sophisticated product of a civilization taken to its logical conclusion … continually refined until all utility has been removed”).
Among the many asides Saul offers an interesting reflection on the city-state of Venice – he declares it “the original model of modern dictatorship, in which commercial power finds its cultural expression in painting, architecture and music … (but not) language”. And on Benito Mussolini: “the nascent modern Heroic leader (who) combined corporatism, public relations and sport together, while replacing public debate and citizen participation with false popularism and the illusion of direct democracy”.
JRS humorous and glib
The philosopher’s serious message aside, Saul produces a regular line of humorous explanations of terms, some of these are dazzlingly economic epigrams or bon mots:
Museums: Safe storage for stolen objects.
Cosmetic surgery: Cosmetic perjury.
Biography: A respectable form of pornography.
Other descriptors and definitions however are quite glib:
René Descartes is thus presented “gave credibility to the idea that the mind exists separately from the body, which suggests he didn’t look down while writing” [ba-dum-tss!].
Anorexia: A condition aspired to by most middle-class women (a subject taken much more medically serious today!).
JRS’s extensive catalogue of pet bugbears include ideology (and ideologues), applied corporatism, applied civilisation, conventional wisdom, , economic determinism, technocrats, absolute truth and certainty, dry, sectarian ‘definitions’, rigid scholasticism and structure, superstition, public relations and advertising.
Footnote: it’d be interesting to see an update of the Companion. A chance to find out what the perspicacious John Ralston Saul makes of early 21st century concepts such as social media, iPhones, fake news, drones. climate change deniers and the nanny state, to name just a handful.
╰━━⋅𖥔⋅━━✶━━⋅𖥔⋅━━⋅𖥔⋅━━✶━━⋅𖥔⋅━━✶━━⋅𖥔⋅━━✶━━⋅𖥔⋅━━╯
✲ whether that be from the left or right
⁌ though where Bierce is acerbic, Saul is out and out incendiary
✬ adding the rider that “calm incompetence” has risen to become a quality of high professionalism”
⊡ in case this isn’t enough on the subject, JRL follows up with an entry for ant-eaters (Myrmecophaga Jubata)
¹ Amazon‘s “dust-jacket” review summarises the book as full of “renegade opinions”; (it) uses “guerrillalexicography to reclaim public language from stultifying dialects of modern expertise”
² ‘Doubter’s Companion’, www.freelistbooks.com
⏏³⁴⁵⁶⁷⁸⁹⁰⏏
▓▓▓▓▓▓▓▓▓▓▓▓
✲ whether that be from the left or right
⁌ though where Bierce is acerbic, Saul is out and out incendiary
✬ adding the rider that “calm incompetence” has risen to become a quality of high professionalism”
⊡ in case this isn’t enough on the subject, JRL follows up with an entry for ant-eaters (Myrmecophaga Jubata)
𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶𖥶
¹ Amazon‘s “dust-jacket” review summarises the book as full of “renegade opinions”; (it) uses “guerrillalexicography to reclaim public language from stultifying dialects of modern expertise”
Ambrose Bierce, American short story writer, man of letters, journalist and civil war (Union side) veteran, is best known for his unorthodox lexicon, The Devil’s Dictionary, a humorous, satirical and very personal take on a selection of words in the English language. The dictionary was compiled by Bierce over three decades, being initially published in instalments in various newspapers and magazines. Eventually the collection was published in book form, first as The Cynic’s Word Book in 1906 and then as The Devil’s Dictionary in 1911, two years before Bierce’s never satisfactorily-explained disappearance in Chihuahua, Mexico, where the journalist was visiting to gain first-hand experience of the Mexican Revolution.
Highly influential literary critic of the first half of the 20th century, HL Mencken, heaped lavish almost doting praise on The Devil’s Dictionary… “the true masterpiece of the one genuine wit that These States have ever seen“…”some of the most gorgeous witticisms in the English language“…”some of the most devastating epigrams ever written“.⇑First (1911) edition of the Dictionary
დ~დ~დდ~დ~დდ~დ~დ
Cynicism and satire provide the backbones of Bierce’s provocative dictionary. So, an interesting place to start looking is how he handles these terms – the words ‘satire’, ‘cynic’ and ‘dictionary’ themselves. Despite being fully versed in the craft himself, Bierce views the practitioner of cynicism less than favourably.
Cynic: A blackguard❅ who sees things as they are, and not as they ought to be (which presumably is the definition of an optimism۞).
Satire: An obsolete kind of literary composition in which the vices and follies of the author’s enemies were expounded with imperfect tenderness✫.
Dictionary: A malevolent literary device for cramping the growth of a language and making it hard and inelastic.
Bierce goes on to add with tongue firmly planted in his cheek that his dictionary, however, is “a most useful work”.
But a cynic Bierce certainly is. At one point he sweepingly declares, in the blanket fashion that is his trademark, that “all are lunatics, but he who can analyze his delusions is called a philosopher” (in which case, what would Bierce have made of Freud and the “dark art” of psychotherapy!?!). This perception of the author reminds me to some extent of the distinction often made between a person with an erratic behavioural pattern who is poor (and is labelled insane), and a person with an erratic behavioural pattern who is wealthy (labelled merely eccentric).
Romance and true love falls by the wayside with Bierce’s cynic always hovering around ground level:
Love: A temporary insanity cured by marriage.
Politics is even more fertile ground for Biercian cynicism…even the highest office in the land is not spared. With characteristic directness, there is:
President: The greased pig in the field game of American politics.
Senate: A body of elderly gentlemen charged with high duties and misdemeanors.
Diplomacy: The patriotic art of lying for one’s country.
And of course, to Bierce, ‘capital’ (ie, the capital) is defined as “the seat of misgovernment”.
The contemporary power politics of the day is very entrenched in Bierce’s cynic’s consciousness:
Cannon: an instrument employed in the rectification of national boundaries.
In a similar vein Bierce gives recognition to the tradition of his nation’s imperialistic ambitions in possibly the most quoted and most acute of Bierce’s definitions:
War: God’s way of teaching Americans geography⬲.
Bierce’s entries can go off on a tangent☒, often making extensive use of quotations from “eminent poets” to underscore his definitions (Father G Jape, SJ, is a much relied upon prop for Bierce). Sometimes this involves recourse to wordy anecdotes and phrases. In contrast to lengthy descriptors, some Devil’s Dictionary‘s entries are succinctly on the mark, some are absolute poetic corkers:
Absent: Peculiarly exposed to the tooth of detraction.
Erudition: Dust shaken out of a book into an empty skull.
Envy: Emulation adapted to the meanest capacity.
Fib: A lie that has not cut its teeth.
Martyr: One who moves along the line of least reluctance to a desired death.
Saint: A dead sinner revised and edited.
And even more succinctly summarised is:
Hope: Desire and expectation rolled into one.
Some of Bierce’s ‘opinions’ veiled as definitions are little more than whimsical nonsenses or clever wordplays:
Incumbent: A person of the liveliest interest to the outcumbents.
Harbor: A place where ships taking shelter from stores are exposed to the fury of the customs.
The Devil’s Dictionary dishes up irony in spades, repeatedly turning the mirror back on the reader:
Bigot: One who is obstinately and zealously attached to an opinion that you do not entertain.
Bierce’s lexicon is strewn with idiosyncratic elements, one is a recurring motif of robbers and theft, regularly he describes a situation where someone’s hands are in someone else’s pockets:
Alliance: In international politics, the union of two thieves who have their hands so deeply inserted in each other’s pocket that they cannot separately plunder a third.
Bierce is often lauded for his humanist perspective of the world…the major organised religions do not escape his critical eye:
Religions are “conclusions for which the facts of nature supply no major premises”
Faith: Belief without evidence in what is told by one who speaks without knowledge, of things without parallel.
He can be irreverent – “Christians and camels both receive their burdens kneeling”.
The Dictionary dishes up a smorgasbord of satirical, ironic and often bitter definitions of the world as seen by Ambrose Bierce (one of the acerbic writer’s nicknames was “Bitter Bierce”). But Bierce is of course a creature of his time with all the glaring faults and prejudices of the 19th century white man’s mindset. So, through the satire and cynicism we witness the less savoury traits and predisposition of the lexicographer. Casual assumptions of racism and misogyny run through the pages of The Devil’s Dictionary.
Witch: A beautiful and attractive young woman, in wickedness a league beyond the devil.
Widows are depicted as “pathetic creatures”, whereas wives are dismissed as merely “bitter halves” (big surprise: Bierce was separated from his own wife). On occasions he crosses the line that even he should not have ventured, such as advocating or at the very least implying a violent impulse towards the female sex:
Bang: The arrangement of a woman’s hair which suggests the thought of shooting her.
The dreaded ‘N’ word is wheeled out in the cause superior of cynicism:
African: A nigger who votes our way.
And there is more than a hint of a general misanthropic disposition emerging from the pages of the Dictionary:
Birth: The first and direst of all disasters.
Marriage is the union of “two slaves”.
AB’s miscellany of hobby horses
Politicians and philosophers are on Bierce’s “hit list”, as are lawyers who get a predictable assessment:
Lawyer: One skilled in the circumvention of the law.
Liar: A lawyer with a roving commission.
Historians, in The Devil’s Dictionary are reduced to “broad-gauge gossips”, and ‘history’ is summarily pigeonholed as “mostly false (and) about unimportant events”.
Although he doesn’t specifically give medical students a definition entry, his regular references to them through the book might prompt one to conclude that their single defining feature is that of “grave-robbers”∞.
Places like New York City and specifically Wall Street are “dens of iniquity”, the sort of Biblical association Bierce employs to those things or entities representing (in his eyes) absolute evil.
Bierce’s idiosyncratic designation of ‘happiness’, as “an agreeable sensation arising from contemplating the misery of another” dovetails neatly to the definition of the German term Schadenfreude (substituting the word ‘perverse’ for ‘agreeable’ perhaps).
Bierce’s dictionary is also prone to outbursts of elitism – such as:
Laziness: Unwarranted repose of manner in a person of low degree.
Idiot: A member of a large and powerful tribe✪ whose influence in human affairs has always been dominant and controlling (an ‘idiotocracy’ perhaps).
EndNote: Bierce’s cold trail
The mysterious disappearance of Bierce has fascinated interested parties for the hundred plus years since the author vanished in Mexico. Speculation has been wildly unrestrained and rampant as to the writer’s supposed end (eg, he hooked up with Mexican bandit leader Pancho Villa and he was killed by Federal troops, or by rebels, or by his own hand or by Villa himself). Novelists, playwrights and filmmakers have all had a go at unravelling the mystery, but the reality is that no one really knows what happened to Bierce [‘The Death of Bierce’, The Ambrose Bierce Appreciation Society, www.biercephile.com].
👿
⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝⇝
❅ Bierce defines ‘blackguard’ as an “inverted gentleman”, like a box of cherries that displays the fine ones on top but with the box “opened on the wrong side”
۞except that Bierce’s ‘optimist’ is “a pessimist (who) applied to God for relief”
✫ obsolete or not, it doesn’t stop AB from indulging in the device
⬲ it is not universally accepted that this most famous of Bierce-isms originated with Bierce himself, see for instance “The Ambrose Bierce Site”, www.donswain.com
☒ for example see the entry for ‘story’
∞ maybe overstated but Bierce was not fabricating a connection – “body snatching” for medical education was a very real and very lucrative activity at the time
✪ Bierce tended to view different societal groups as tribal entities
Burwood is an old, established suburb in what is today called the Inner West of Sydney, but was once (broadly) just called the “Western Suburbs”. In the colonial period and even into the early days of Federation, Burwood’s standing in the “pecking order” of Sydney suburbs was probably somewhat higher than it is today, if the grandness of its large, surviving houses and mansions, especially towards the southern end of Burwood Road, Burwood, is anything to go by.
Appian way, or if you prefer, the Appian Way, is a reminder of the more exalted social status that Burwood perhaps once commanded. In the midst of the “Strata-titleland” that is modern day Burwood is the Appian Way, you’ll find it perched between Burwood Road (South) and the seminal Liverpool Road. Appian Way is just a short, little street which charts a serpentine course, looping not far from its eastern end. Within this loop lies the street’s main interest…at least as far as this correspondent is concerned.
Hoskins Estate
More of that later but first some background. Appian Way (with its obvious nod to Ancient Rome’s illustrious highway) had its genesis with wealthy industrialist George John Hoskins. Hoskins who along with his brother Charles extracted their immense capital from successful engineering and steel-making works, purchased the land which hitherto had been called Humphrey’ Paddock just after the turn of the 20th century✽. London-born Hoskins conceived of it as an (upmarket) model housing estate to accommodate the executives of his businesses in close proximity to himself. That is, a haven for citizens of his own socio-economic class. The estate of some 20 acres in area was intended for houses of a standard that would attract ‘respectable’ businessmen and professionals … a harmonious social community having all the facilities desirable for a self-contained suburban lifestyle” [‘A model community’, Cheryl Kemp and John Johnson, Inner West Courier, 28-May-2019, www.innerwestcourier.com.au].
Hoskins, exhibiting a tendency which nowadays we might describe as that of a “control freak”, leased rather than sold the estate’s houses, which allowed the industrialist and developer to monopolise all aspects of the community (only one solitary house in the tree-lined street had been sold by the time of Hoskins’ death in 1926) [ibid.].
The houses
The Dictionary of Sydney describes the Appian Way as a “heritage-listed precinct of Edwardian houses”. The architecture is of that period but the houses are best characterised as asymmetrical and very variable in style. Essentially, together the original estate comprises some of the finest examples of Australian Federation style with their multi-gabled roofs, wide use of slate and terracotta tiles, and drawing on a variety of domestic designs. The grounds of the properties are more than generously spacious – large blocks, expansive frontages, manicured lawns and landscape gardens. Appian Way includes a nature strip in the midst of these bushy and leafy residences which is neatly maintained and occupied by Brush Box trees [‘Appian Way’, Wikipedia, http://en.m.wikipedia.org].
‘Erica’ – perhaps the Way’s standout ▲
The original houses still standing in Burwood’s Appian Way are a rich sample of different Federation styles. Among the variants of the genre is the Queen Anne Federation (‘Alba Longa’ and ‘Colonna’), the Arts and Crafts Federation (‘Erica’ and ‘St Ellero’) and the Bungaloiw Federation style (‘Casa Tasso’ and ‘Ostia’). One or two modern redbrick houses have also infiltrated the street, but these undistinguished abodes stick out by virtue of the paucity of their character in comparison with the elegant ‘Feds’.
Appian Way Recreational Club
On the eastern side of Appian Way the street forms a curve which envelops a communal reserve – this is Hoskins estate’s most distinctive feature回. The sign on the iron gate of the reserve spells out the acronym “AWRC’- Appian Way Recreational Club. The AWRC purportedly runs a lawn tennis club on the green field, but when I visited, the lines of the courts had not been recently marked and the nets nowhere to be seen✣. With the gates of the club firmly padlocked, it did not look like there had been a game in jest or earnest for some time.What tennis courts? ▲
When the estate’s houses were eventually offered for sale after Hoskins had passed on, the standing arrangement was that each house sold came with a share in the communal reserve (owned collectively by the Appian Way Recreational Club) [‘A model community’].▲ Bush plants and agaves surround the ‘courts’
Footnote: I have a distant but nonetheless pretty firm recollection (dating from around late 1970s) that before the lawn tennis courts existed at the AWRC, the field was used as a croquet court…which would be an altogether appropriately patrician pastime for the financially well-connected community of the estate’s earliest days – what today we might call “the big end of town”.
▫️▫️▫️▫️▫️▫️▫️▫️▫️▫️▫️▫️▫️▫️▫️
✽ recipient of the original land grant at Burwood was one William Faithful who came to the colony as a private in the NSW Corps in 1792
回 it is speculated that Hoskins may have derived inspiration for this distinctive feature from ‘The Parade’ in nearby Enfield [‘A model community’]
✣ let alone the semblance of an actual player or two
For most outside observers, the Russian Far East as a geographical region is pretty much indistinguishable from the vast Siberian landscape. This is hardly surprisingwhen you consider that until 2000 the Russian Far East was lacking in officially defined boundaries❋. Historically, the Russian state in its various forms has tended to ignore the RFE region, commonly seen as a neglected outpost of empire, populated by hardy Cossack settlers, impoverished peasants and those detained there against their will. The population, at its highest point not reaching much beyond eight million, has dwindled since the end of the communist system◘.
(Map image: www.eurogeologists.eu)
In the early to mid 1990s there was some optimism shown by Russia’s rulers that much needed development could be injected into the country’s Far Eastern region. There was a belief or at least a hope in Moscow that the Russian Far East (RFE) could create a viable niche for itself, that it’s vast repository of natural resources could be utilised to target the growing Asian markets whose own raw materials had a finite life and would soon be running low. Some even touted RFE as potentially the “next Asian Tiger” [‘The Next Asian Tiger? Promoting Prosperity in the RFE’, (Lawrence DiRita), The Heritage Foundation, 18-Aug-1994, www.heritage.org].
Russia’s principal city in the east, Vladivostok, became the Free Port of Vladivostok, the host of a Russian-sponsored event, the Eastern Economic Forum, which it was hoped would provide a platform to attract foreign investment to the region. Rhetoric from Vladimir Putin, assuming the reins of the post-Soviet federation at the end of the Nineties, proclaimed that the development of RFE would be “a national priority for the 21st century”, [‘Accelerated Development of the RFE’, (Igor A Makarov), Russia in Global Affairs, 29-Oct-2018, www.eng.globalaffairs.ru].
Russia’s vulnerable eastern flank ~
Russia, with one eye on the geopolitical implications of an underpopulated eastern flank of the country and its underperforming economy, certainly had the motivation to develop the region. The hitch in the early 21st century has been, as ever, the pitfalls of implementation…a myriad of problems confronted Putin. RFE lacks for infrastructure and labour (#resource rich but people poor). Moreover the country was experiencing an economic slowdown. Russia’s only option if it was achieve any meaningful development was external investment, it needed new partners to propel it. Russia’s 2014 annexation of the Crimea however led to the imposition of economic sanctions by the West, which along with falling oil prices further harmed the nation’s economic situation [Dhananjay Sahai, “Russian Far East and Central Asia: Impediments to Sino-Russian Partnership”, ORF Issue Brief No. 280, February 2019, Observer Research Foundation, http://www.orfonline.org].
The People’s Republic of China, Russia’s new best “enemy-friend” ~ Russia’s unpropitious economic realities have steered its approach to the development of RFE. To get China on board Russia had to provide economic incentives to the Chinese to invest in RFE. Chinese businesses and migrants initially flooded into the region, at its peak in the 1990s there were over 200,000 Chinese living and working in the region. Chinese suppliers and retailers were also thick on the ground in RFE. A Chinese market trader in Vladivostok (Photo: AFP)
Russia’s opening up to China was not without misgivings from Moscow, it had reasons to be wary of opening the door too far to China. The IMF calculates that the Chinese economy is 78 times bigger than Russia’s…Moscow is aware of the risks to its economic sovereignty of becoming over-dependent on its dynamic, powerful neighbour. Accordingly Russia has tried to balance China’s weighty imprint on RFE and Siberia by wooing South Korean and Japanese investment, and from India as well [ibid.; ‘Russia seeks to balance China in Far East; woos Indian investment’, (DR Chaudhury), Economic Times, 24-Jul-2019, www.economictimes.com].
The new Sino-Russian rapprochement has greatly enhanced the trade ties binding the two heavyweight Asian countries – Moscow now sells its natural gas and advanced weaponry to the Chinese and Beijing reciprocates mainly with manufactured goods. With the common enmity/rivalry towards the US a further bond, Russia in the present decade has unequivocally pivoted towards China✧.
Backlash against the Chinese presence: Fears of Chinese irredentism ~ The presence of the Chinese in RFR has prompted a backlash from local Russian workers and a pushback from local Russian media and politicians. Workers and the communities complained that the burgeoning numbers of Chinese workers deprived locals of job opportunities (Chinese companies tend to employ their own countrymen and women on their Russian projects) [‘Why Russia’s Far East Struggles to Lure Investors (Op-Ed)’, (Richard Cornelius), The Moscow Times, 25-Jan-2018, www.the.moscowtimes.com; Sahai, loc.cit.] . Subsequently, the Russian government decreed that 80% of workers employed on Chinese projects must henceforth be local (ie, Russian) [Chaudhury, loc.cit.].
New ‘besties’ Xi and Putin toast one another (Photo: AP)
Bilateral relations between China and Russia have been talked up recently…this year Chinese premier Xi Jingpin told Russian media that Russo-Chinese relations were “at their best in history”. Notwithstanding this upbeat tone, concerns about the encroachment of the contiguous Chinese in RFE continue to be held by Russians, and such disquiet is fuelled by some Russian media outlets. A suspicion and a fear that lingers here is one of “being demographically (as well as economically) swamped by the giant next door”⌂ [‘The Chinese influx into Asian Russia’, (Alexander Kruglov), Asia Times, 13-Jun-2019,www.asiatimes.com]. The existence of unknown numbers of illegal Chinese immigrants in the region adds to the resentment of local Russian settlers in RFE. The influx is often interpreted as “an expression of a China de facto territorial expansion” (invasion fear-mongering) [‘Chinese in the Russian Far East: a geopolitical time bomb’, This Week in Asia, www.amp.scmp.com].
How many Chinese in RFE? ~
The official numbers contradict the basis of this concern. According to the 2010 Russian Census, the number of ethnic Chinese residing in Russia had fallen to just 29,000 (a mere 0.5% of RFE population). However some estimates put the actual total of Chinese at between 300 and 500 thousand [ibid.]. Any figures for the region it should be noted are very fluid and quite speculative. A significant proportion of the population comprises temporary migration and shuttle trade, Chinese merchants who travel back and forth across the border to ply their wares without ever settling permanently in RFE [‘Ethnic Chinese in Russia’, Wikipedia, http://en.m.wikipedia.org]. Conspicuous Chinese visitors now make up the largest sector of Russian tourism, especially to RFE and Irkutsk/Lake Baikal (only two hours from Beijing by plane). Local Russians are perturbed at the behaviour of Chinese tourists to Lake Baikal, patronising Chinese businesses only, their litterbug tendency to leave rubbish strewn around the lake…most worrying to the Russians about the Chinese influx is that it might presage Beijing’s designs on reclaiming the area lost to Tsarist Russia (see “Thorny issue” below). All this contributes to a growing strain of Russian ‘Sinophobia’ in the Far East region [Kruglov, loc.cit.].
Lake Baikal
What probably ‘spooks’ the Russians the most are the stark demographics at play: the Chinese provinces bordering Russia’s Far East contain 110 million people, dwarfing the approximately six million Russians across the border [ibid.]. Dissatisfaction with Putin’s RFE policies are reflected in the 2018 gubernatorial elections in the region – voters rejected the Kremlin’s candidates, sending a clear message of disapproval to their federation president [‘Putin is losing Russia’s Far East’, (Leonid Bershidsky), Bloomberg Opinion, 24-Sep-2018, www.bloomberg.com].
Some scholars have sought to debunk the theory of a Chinese takeover, arguing that the Chinese population in RFE was being checked by several factors current in effect (an upsurge of regulation by the Russian authorities with new controls on Chinese markets; the overall poor economic prospects of the Russian Far East and a resultant shrinking consumer base for Chinese commodities) [‘The Myth of a Chinese Takeover in RFE’, (Xiaochen Su), The Diplomat, 19-Jun-2019, www.thediplomat.com].
〨 Heihe, Chinese boomtown in Dong-Bei region
Thorny issue on the Chinese side ~
The border areas surrounding RFE are a lingering cause for resentment from the Chinese perspective. Under the 1858 Treaty of Aigun Tsarist Russia coerced the Qing Dynasty into ceding more than 600,000 square kilometres of Chinese territory to it. This was followed in 1860 by the Convention of Beijing. The effect of both concessions was that the Russian Empire acquired territory on both sides of the Amur River, giving it control of the Primorye region. Known in China as the “Unequal Treaties”, the 19th century episode still engenders public resentment among the Chinese, sometimes fuelled by dissident groups such as Falun Gong (see also ‘Border clashes’ in FN) [Sahai, loc.cit.; ‘Chinese in the Russian Far East’, op.cit.]✠.
In the prevailing climate Russia and Putin’s commitment to the development of the Russian Far East remains hamstrung by the Russians’ inability to go it alone. Enlisting the help of China, though necessary, is deeply problematic for the Kremlin. It is in fact a delicate balancing game for Moscow, on the one hand it fears becoming economically subordinate to PRC, but it wants Chinese investment because it needs it to go forward. Yet the complexities of the RFE region doesn’t make for a seamless process, it doesn’t deliver the degree of Chinese investment required or desired [‘Russia struggles to attract Chinese capital to its Far East’, (Vita Spivac & Henry Foy), Financial Times, 05-May-2019, www.amp.ft.com]. In the meantime the shortcomings of Russian policy on RFE✪ are a hand-break retarding the region’s development.
Footnote: 1̳9̳6̳9̳ ̳B̳o̳r̳d̳e̳r̳ ̳c̳l̳a̳s̳h̳e̳s̳ ̳– i̳n̳c̳i̳d̳e̳n̳t̳s̳ ̳i̳n̳ ̳t̳h̳e̳ ̳S̳i̳n̳o̳-̳S̳o̳v̳i̳e̳t̳ ̳s̳p̳l̳i̳t̳
Chinese and Soviet troops engaged in a series of isolated military clashes on the eastern border during 1969 (beginning when Chinese platoons attacked Soviet soldiers stationed on Zhenbao Island in the Ussuri River (a reaction to long-standing grievances held by China over Russia’s 19th century acquisition of hitherto Chinese territory)❅. A ceasefire was negotiated by Beijing and Moscow late in 1969, but subsequent bilateral negotiations took until 2008 to settle the matter of who had territorial control of what in the region…as shown above however, the border issue continues to engender lingering grievances up to the present day.
Eastern border conflict (Image: History Forum)
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❋ the catch-all descriptor “Siberia and the Far East” (Rus: Сибирь и Дальний Восток) had hitherto been used to refer to Russia’s territories east of the Urals, making no clear distinction between “Siberia” and the “Far East” [‘Russian Far East’, Wikipedia, http://en.m.wikipedia.org]
◘ under Putin’s Russia, Moscow enacted the Russian Homestead Act (2016) which was aimed at encouraging Russian and Ukrainian citizens to settle in the Far East okrugs with the incentive of obtaining 2.5 acres of free land
✧ in the process incurring a substantial loan debt to China
⌂ some of the Russian fears border on the irrational, such as the Siberian speculation that the Chinese want to annex Lake Baikal to monopolise all of its precise fresh water reserves exclusively for Chinese consumption (Kruglov)
✠ the dispute and custom leads some Chinese to continue to refer to the RFE capital Vladivostok by its old Chinese name ‘Hâisenhēnwâi’
✪ reforms affecting RFE have been only partially implemented; there is a paucity of enlightened new strategies to revive the region (eg, a genuine trade liberalisation is sadly lacking); and the planning round it is bereft of a clear, overriding vision for the region [Makarov, op.cit.]
❅ in the same year there was Sino-Soviet military clashes on the western border (Xinjiang/Soviet Central Asia) as well
Vladivostok, the principal city and port of Far Eastern Russia, is nearly 4,000 miles from the Russian Federation’s capital, Moscow, yet it is only some 830 miles from China’s capital, Beijing. That stark fact of geography goes a good way to explaining the Russian Far East’s destiny. The inhospitable remoteness of the wild East from the capital of Russia, be it under empire, union or federation, has in its history never been until very recently❉ in the forefront of the minds of the country’s political leaders.
RFE today: the demographics
Russian: Дальний Восток России/ Dal’niy Vostok Rossi (trslit. Russian), literally “The distant East of Russia”.
Where exactly is it? The Russian Far East is a vast region within the world’s largest single-state political entity; roughly RFE extends from Eastern Siberia and Lake Baikal through to the Pacific coastline.
Area: 6,952,000 kms (comprising 40.6% of all the Russia territory)
Population according to the 2010 Census: 6.3 million (constituting a population scarcity of less than one person per square kilometre).
Composition: the majority are ethnic Russians and Ukrainians, with traditional indigenous and other ethnic minorities – including Mongols and Buryats, Aleuts and Inuits, Chukotko-Kamchatkan peoples, Koryats, Turkic peoples, Korean people (Koryo Saram).
Political division: RFE comprises four oblasts, three krais, an autonomous okrug (Chukotia) and the Sakha Republic⚛️.
Historical background
The Russian Empire, emerging out of its tentative, early Moscovy origins, was not quick to explore (and eventually conquer) the regions to the east of the Russian heartland. Exploration of the area got its impetus and propulsion under the rule of Ivan the Terrible (Tsar Ivan IV) in the late 16th century. Cossack Hetman Ermak’s 1581 victory over the Khanate of Sibir led to other eastern expeditions by other Russian atamans and ultimately to the defeat of the other khanates (the Golden Horde) and the incorporation of their lands under the Russian imperial banner. Aside from empire-building, the Russians were motivated by the mystique that had attached itself to the Asian hinterlands to the east, the reported vast quantities of wealth thought to be on the other side of the Kamen (a traditional name for the Urals)[‘Meeting of Frontiers: Siberia, Alaska and the American West’, (Library of Congress project), www.frontiers.loc.gov].
The image many hold of Sibir
Once the explorers and the conquerors had established the territory in the name of the tsar, the trappers, traders and merchants followed in their footsteps, populating the enormous reaches of Siberia. The promyshelenniki typified these pioneers, the frontiersmen who harvested and distributed the lucrative fur trade, much sought after by the European market. Finally, in 1639, the Russians reached the Pacific at the Sea of Okhotsk with Ivan Moskvitin’s expedition [ibid.].
Yakutsk (capital of Yakutia)
Yakutia, a land with a grim past to match its climate
Yakutia in RFE’s north, today the Sakha Republic (Coordinates: 66°24’N 129°10’E), (not to be confused with the Sakhalin Oblast comprising the Sakhalin and Kuril Islands) achieved legendary notoriety during the Soviet era. Described as “a prison without bars”, Yakutia was the location of somewhere in the region of 105 to 165 of Stalin’s Gulags. Between 1930 and 1950 the Soviets operated brutal forced-labour camps where many victims of Stalin’s autocracy were tasked with building the USSR’s infrastructure in conditions that were intolerable harsh and unbearable cold (arctic permafrost, frozen tundra, etc)⊙.
Contemporary Yakutia typifies the dilemma of RFE. The present government’s commitment to developing RFE is viewed with cynicism by most in the Sakha Republic. The town of Mirny (37,000 inhabitants) is the unofficial diamond capital of Russia, 25% of the world’s commercially mined diamonds are found here❂. In addition the region is blessed with ample deposits of gold and coal. Another more niche commodity found below ground in the republic are the bones of prehistoric woolly mammoths – many of which find a ready home on the black market [‘Left Behind in Russia’s Far East’, (Dmitriy Frolovskiy, The Diplomat, 24-Jul-2019, www.thediplomat.com].
Yakutia locals see the development priorities and benefits accruing from the new emphasis on the RFE differently to that of Moscow. In their eyes the increased wealth extracted from the region goes one way only – back to the centre. This has deepened Yukutians’ sense of isolation from “the mainland” (as the locals sometimes call the rest of Russia). Notwithstanding that the Republic of Sakha is critically underpopulated (around 1M residents in an area of 3,103,200 sq km), many locals also express dissatisfaction with the federal government’s recent attempts to bolster the depleted population of RFE with new intakes of migrants, largely from the ‘Stans’ of Central Asia’ [ibid.].
Norilsk, another ‘Gulagtown’ trying to live down its past
Current day Norilsk is overshadowed by a similar back storyto Yakutia’s gulag towns…a remote location in Krasnoyarsk Krai, also supra-Arctic Circle, with no roads or rail lines into the city. Norilsk-Talnakh contains the largest-known deposits of nickel-copper-palladium in the world. In the days of Stalin’s “campaign of terror” Norilsk was “a node in the network of similar camps that Alexandr Solzhenitsyn (described) in the Gulag Archipelago” [‘Norilsk: The remote Russian mining town uneasy about its gulag past’, (Tom Parfitt), The Times, 06-May-2018, www.thetimes.co.uk].
Norilsk Golgotha, a monument to the city’s gulag prisoners
Repopulating RFEwith Eastern Ukrainians
Ukrainians have been (forcibly) resettled in Siberia and RFE since the 17th century. In the formative years after the Russian Revolution of 1917, Ukrainians resettled in the area known as Zeleny Klyn◚(sometimes also called Transcathay) tried to secede from the newly established Bolshevik Far Eastern Republic and create their own Eastern Russian entity, Green Ukraine. Fast-forward to 2016, President Vladimir Putin, in the wake of Russia’s annexation of Crimea, launched a Ukrainian resettlement program, voluntary this time with inducements of free land in underpopulated northern towns like Igarka for refugees from East Ukraine [‘Green Ukraine’, Wikipedia, http://en.m.wikipedia.org; ‘Meeting of Frontiers’, loc.cit.]. The free land carrot had already been offered to Russians living in the Federation to migrate to the Far East.
The follow-up second part of my Russian Far East blog piece will deal in more detail with contemporary developments in RFE including Putin’s desire and strategy to turn the region into an economic powerhouse, and the vexing question of foreign investment in RFE, especially that of China.
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❉ the current and greatly enhanced interest shown by the ultra-nationalistic Putin government in Russia’s Far East will be more thoroughly addressed in Part 2 of this blog
⚛️ oblasts, krais and okrugs are terms for administrative divisions with a fair degree of elasticity, although okrug is sometimes rendered as ‘district’ (raion)
⊙ known to get down to temperatures of -70° Celsius
❂ the ALROSA group of companies accounts for 95% of the country’s diamond production and dominates the Russian Far East’s economy ◚literally “thegreen wedge”
(note how close Mengjiang’s eastern boundary came to China’s principal city Peking)
The Japanese military used Manchukuo as a base to gradually move piece by piece into Chinese Mongolia, Outer Mongolia, Siberia and elsewhere in China. Or as one Western observer of the day put it: “Automatically, by the invasion of Manchuria in 1931, Japan became committed to the invasion of Mongolia”, [Lattimore, Owen. “The Phantom of Mengkukuo.” Pacific Affairs, vol. 10, no. 4, 1937, pp. 420–427. JSTOR, www.jstor.org/stable/2750626].
Demchugdongruband his Japanese advisors⇣
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Demchugdongrub, Pan-Mongolism to vassal state
In Inner Mongolia, a member of the Royal House of Chahar, Prince Demchugdongrub (Te Wang 德王), was agitating in the 1930s for Mongolian autonomy from Chiang Kai-shek’sKuomintang Republic of China. Demchugdongrub and other Mongolian nationalists harboured irredentist desires for a Pan-Mongolia (the reuniting of Inner and Outer Mongolia) [‘5. Another Manchu-kuo, the dream of the “Inner Mongolian Independence”‘, TAKESHITA, Yoshirō 1997, http://teikoku-denmo.jp/ cited in Global Security, GlobalSecurity.org)].
Mengjiang flag⇣
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Enforced mergers and shifting nomenclature
The opportunity arose with the aggressive expansion of the Japanese military into the country. Chahar and Suiyuan provinces in Inner Mongolia were taken by Japan’s Kwantung Army and its allies. With the muscle of the occupying Japanese military behind him, Demchugdongrub in 1936 was installed as the leader of a new puppet-state regime✳️, the Mongol Military Government (sometimes also called the “Mongolian Border Land”).
In 1939 South Chahar and North Shanxi provinces (both predominately Han Chinese in population✥) were added to the ‘Mongolian’ regime, now renamed the Mengjiang✼ (or Mongol) United Autonomous Government (蒙疆聯合自治政府) (Měngjiāng Liánhé Zìzhì Zhèngfǔ Mōkyō Rengō Jichi Seifu) with its capital in Kalgan (Zhāngjiākǒu) [ibid.]. On paper Prince Demchugdongrub remained Mengjiang head of state (until 1945), his main function seems to have been to give the territorial entity the countenance of legitimacy. One manifestation of Mengjiang’s Mongolian roots was Demchugdongrub’s adoption of the historic Mongolian calendar…1936, Mengjiang’s creation year, became the year 781 to associate the regime with Genghis Khan (below) and the height of power of the Mongol Empire [John Man, The Mongol Empire: Genghis Khan, His Heirs and the Founding of Modern China, (2015)]✧.
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MUAG becomes MAF
In 1941 Mengjiangwas rebrandedonce more, this time as the Mongolian Autonomous Federation (蒙古自治邦). At the same time the Japanese sponsored the elevation of WangZhao-ming. Wang, better known by his pen-name of Wang Jingwei, was put in charge of the Reorganised National Government of the Republic of China (中華民國國民政府) (RNGRC)❦. Wang had previously lost out to Chiang Kai-shek in a leadership struggle for control of both the KMT and the Chinese government.
Wang Jingwei, RNGRC president⇣
Wang’s defection to the Japanese was motivated by this and he envisioned his alternate government, RNGRC, would provide him with the power base within China he was seeking▣. With Wang’s appointment as “Chinese president”, Demchugdongrub’s MAF was subsumed under the Wang regime, but in practical terms the MAF was still autonomous of it, if not of the Japanese [‘Mengjiang’, (Military Wiki), www.military.wikia.org].
Mengjiang one yuan note⇣
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RNGRC a ‘toothless’ regime
The RNGRC underWang was a one-party totalitarian dictatorship, but the realityof Wang Jingwei’s regime was that it was only afforded very limited powers by it’s Japanese masters. Wang, befitting the function of a pliable puppet, was basically no more than a convenient pawn for the Japanese military to negotiate with Chiang’s government [‘Wang Jianwei regime’, Wikipedia, http://en.m.wikipedia.org]. In 1944 Wang died in Japan…his successor as president mayor of Shanghai Chen Gongbo played an equally subservient role for the Kwantung (Chen in 1946 was tried as a war criminal by the Chiang government and executed).
Mongolian flag 1945⇣▫️▫️▫️
At the end of WWII, both the Mengjiang regime of Demchugdongrub and the ‘Reorganised’ Republic of China were effortlessly swept away by the invading Soviet and Mongolian armies. The Inner Mongolian territories were returned to China (along with Chinese Manchuria) and the Soviet satellite Outer Mongolia gained independence after a national plebiscite (100% yes vote!) in late 1945 (which the USSR immediately and China later recognised).
PRTT crest⇣
PostScript: Tannu Tuva, a regional curio Mengjiang (or Mengkukuo) and Manchukuo were not the only contemporary puppet states in that region of Northeastern China/Mongolia. Nestled in between Outer Mongolia and Russian Siberia, is the tiny enclave of Tannu Tuva (1944: 170,500 sq km, Pop. 95,400)…historically this land was part of Mongolia and therefore part of a client state of the Chinese Empire. The People’s Republic of Tannu Tuva (Tьʙа Arat Respuʙlik) (1921-44) was recognised only by the USSR and Mongolia. Nominally independent but in reality anothersatellitestate of the Soviets, in late 1944 it was absorbed into the Soviet Union as the Tuvan AutonomousOblast. Today, it is the Tyva Republic, a constituent member of the post-communist Russian Federation.
(map source: www.globalsecurity.org)
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✳️ Demchugdongrub, despite his vaulting ambitions, was only ever nominally in charge of what was always transparently a Japanese-controlled puppet state
✥ exacerbating pre-existing tensions between the Mongolian and Chinese sections of the state (Lattimore, op.cit.)
✼Mengjiang 蒙 (literally ‘fierce’ or in compound form ‘dream to act’). The entity is sometimes styled Mengkukuo 蒙古國 because of its parallels with Manchukuo
✧ the Mongolian prince’s supposed autonomy was always surface deep at best…”an autonomy administered by the Japanese for the Japanese”, (ibid.)
❦ colloquially known as the“Wang Jingwei regime“
▣ Wang’s would-be government was based in the former capital Nánjīng, however the de facto capital was Shanghai
In 1931 the Manchurian component of the Japanese Imperial Army faked the sabotage of the Southern Manchurian Railroad (which was controlled by the Japanese themselves) near Mukden (present day Shenyang). The Japanese military, playing the victim, alleged it was the work of Chinese dissidents, and used the so-called Mukden Incident to launch a full-scale invasion of Manchuria✴.
Kwantung Garrison troops in Shenyang, 1931⇓
The military onslaught from Japan’s Kwantung Army (formerly Garrison) [関東軍, Kantogun] (AKA the Guandong Army) met with determined if largely ineffective resistance…the Chinese were under-prepared, under-equipped and not as technologically advanced militarily as the Japanese, but their defensive efforts were also undermined by Chinese leader Chiang Kai-shek who ordered the local warlord Zhang Xue-liang✪to hold back on resisting the Japanese invaders. The reason – Chang had fixed on a strategy that prioritised gaining control over the rest of the China in the civil war against Mao’s Chinese communists [‘Mukden Incident’, Encyclopaedia Britannia, (John Swift), www.britannia.com]. The Japanese military successes were followed by the creation of a Japanese “puppet state”, Manchukuoꆤ, in Manchuria in April 1932 (comprising China’s Northeast and Inner Mongolia).
Background to Manchukuo: Japanese “special interests’
Japan had pursued an aggressively interventionist policy in the region for decades before Manchukuo. Victorious wars against a diminishing Chinese empire (First Sino-Japanese War, 1894-95) and Tsarist Russia (Russo-Japanese War 1904-05) emboldened Japan’s ambitions. Japan’s spoils of war after defeating the Russians included the extension of its economic sphere of influence to southern Manchuria. Moving into ports, mines, hotels and other businesses and its takeover of Russian railroads, brought with it a big influx of Japanese settlers [‘Manchukuo’, Wikipedia, https://en.m.wikipedia.org/].
Even prior to Manchukuo’s creation, Japan had been conceded a portion of Chinese territory in the southern Liaoning Peninsula which included Dalian (renamed Darien by the Japanese). Known as the Kwantung Leased Territory, it remained in Japanese hands until 1945.
Manchukuo’scapital was Hsinking [Xīnjīng: (literally ‘new capital’)] (today reverted to its original name, Chángchūn) in Jilin province. In 1945at the end of WWII the capital was moved to nearby Tonghua. Hsinking had the status of a “special city” under the Manchurian state, as did Harbin.
Puppet statehood
The Manchukuo state established by the Japanese militarists was initially a republic but in 1934 it was changed to a one-party constitutional monarchy, the so-called Empire of (Greater) Manchuriaᴥ. The Japanese dredged up the former boy-emperor Pu Yi (last Chinese emperor of the Qing Dynasty) to be the titular figurehead of the ’empire’. Executive power oftheManchukuogovernment purportedly resided with the prime ministers (Zheng Xiaoxu 1932-35 and Zhang Jinghui 1935-45). TheManchukuoPM held authority under an authoritarian–personalistdictatorship, but this was more perception than substance as real power lay firmly with the Japanese☯️.
“Emperor of Manchukuo” ⇓(Model display of puppet emperor in palace museum)
Kwantung Army, a rogue element
The Kwantung◘ Army, the arm of the Japanese Imperial Army in Manchuria, functioned as something of a rogue element, habitually acting independently of the Japanese government and the Army General Staff in Tokyo which struggled to rein it in. The Mukden Incident (see above) and the Huanggutun Incident (see below) are two such instances of their rogue activities. Service in the Kwantung Garrison, which had its headquarters in the Manchukuo capital Hsinkingᕡ, was a recognised path for promotion in the Japanese high command…instrumental chiefs of staff Seishirō Itagaki and Hideki Tōjō were both beneficiaries of this [ibid].
Hsinking: Kwantung Army HQs⇓
Highly politicised, the Kwantung Army adopted an extra-military role for itself in Manchuria, eg, the commanding officer of the Kwantung Army was also Manchukuo ambassador to Japan and held an extraordinary power of veto – even over the Emperor of Japan! [ibid.].
‘Race’-based stratification
Japan peopled the sparsely populated parts of Manchuria with Japanese migrants who sat atop a social pyramid with other ethnic groups in the region stratified under the Japanese. Rationing of essential foodstuffs (including rice, wheat and sugar) was administered in accordance with this racial hierarchy. The Japanese-dominated colony of more than 30 million has been characterised as more “an Auschwitz state or a concentration-camp state” than merely a “puppet state”[Yamamuro Shin’ichi, quoted in Smith, Norman. “Disguising Resistance in Manchukuo: Feminism as Anti-Colonialism in the Collected Works of Zhu Ti.” The International History Review, vol. 28, no. 3, 2006, pp. 515–536. JSTOR, www.jstor.org/stable/40111222].
Japanese dominated Manchuria was indeed a police state, one of the most brutal in an (interwar) era of totalitarian excesses. The Manchukuoregime unleashed a systematic campaign of terror and intimidation against the local Russian and Chinese populations (including arrests without trial, “thought crimes”, organised riots and other forms of subjugation) [‘Manchuria’, Wikipedia, http://en.m.wikipedia.org].
Artillery unit of Fengtian Clique ⇓
Resistance to Japanese domination
After the establishment of Manchukuo and the ineffective performance of the Fengtian (Liaoning) Army against the Japanese war machine, various Chinese militias were formed to carry on the resistance. The main forces comprised Anti-Japanese Volunteer Armies, backed by the KMT Nationalists and led by famous general Ma Zhanshanᕤ. Other resistance to the Japanese in the Northeast came from Communist-organised guerrilla units. The anti-Japanese militias’ campaigns, which included harrying and terrorising the Kwantung Army, lasted ten years until the Japanese Army and Airforce finally pacified Manchuria in 1942.
The brunt of the early Chinese fight-back against Japan’s imperial expansion was borne by these warlord militias and volunteer armies, but after Chiang Kai-shek was talked round to a truce with the communists and a united front against Japan in 1937 (in effect postponing the civil war to the conclusion of WWII), the Republic of China (ROC) army engaged directly with the Kwantung Army (Battles of Shanhai Pass, Rehe, Beiping-Tianjin, 2nd Battle of Héběi, Chahar Campaign, etc).
ROC flag (>1928) ⇓ 中華民國 Chunghwa Minkuo
1937: Second Sino-Japanese War
After colonising Manchuria, the Japanese military used it as a base to invade the rest of China. In 1937 the eruption of fighting between Chinese and Japanese troops near Peking (Marco Polo Bridge Incident) led to full-scale war. Antony Beevor [The Second World War, (2012)] marks this episode as being effectively the start of the Second World War (some historians date it’s origins earlier, from the Mukden Incident in 1931).
Marco Polo Bridge ⇓(Photo: The China Guide)
Siberian sideshow
Eventually the Kwantung Army, unchecked by Tokyo, overreached itself by invading Siberia, provoking the USSR into an undeclared war and several border conflicts and battles in the late 1930s. The clashes culminated in the decimation of Japanese 6th Army at the Battle of Khalkhin Gol in August 1939 [‘The Forgotten Soviet-Japanese War of 1939’, The Diplomat, (Stuart D Coleman), 28-Aug-2012, www.thediplomat.com].
1930s Tokyo ‘spin’
The Japanese came under attack in the West for establishing a harsh, totalitarian regime in Manchuria. Attempts were made to deflect the criticism by portraying the interventions in China’s northeast as a positive contribution to the restoration of regional order. Apologists for Japan, pointing to the pattern of internecine conflicts between warlords, communist insurgency and general chaotic conditions in the rest of China in the first third of the 20th century, argued that Manchuria in the same period had, courtesy of Japanese involvement, enjoyed “peace and order, progress and prosperity, (making) great strides in commercial and industrial development” [Saito, Hirosi. “A Japanese View of the Manchurian Situation.” The Annals of the American Academy of Political and Social Science 165 (1933): 159-66.http://www.jstor.org/stable/1018175].
Manzhouguo passport ⇓
Japanese spin imbued the Manchukuo regime with a pseudo-legitimacy that was almost mythic: “the ‘Manchus’ followed the ‘kingly way’ (王道 wangdao) of harmony, prosperity, and peace under the benevolent guidance and protection of imperial Japan” [Review of Sovereignty and Authenticity: Manchukuo and the East Asian Modern, (Prasenjit Duara), by John J. Stephan, The International History Review,Vol. 26, No. 1 (Mar., 2004), pp. 181-182. Published by: Taylor & Francis, Ltd.Stable URL: http://www.jstor.org/stable/40110486]❅.
Myth-busting Manchukuo
Reconnecting with this, Japanese historians in the postwar period, tried to justify the horrors committed by the occupying Japanese army, characterising the incursion in Manchuria and Inner Mongolia as an act of ‘liberation’, prompted by motives which were ‘enlightened’. Recent research by Shin’ichi Yamamuro leads the Japanese academic to posit a view of the Manchukuooccupation that challenges the mainstream Japanese one. Yamamuro debunks the theory that right-wing Japanese military and civilian authorities were supposedly imbued with the idealism of wanting to construct a “paradise in earth” in China’s three northern provinces [Manchuria Under Japanese Dominion, (Shin’ichi Yamamuro, translated by Joshua A. Fogel), 2006; Bill Sewell. “Review of Yamamuro Shin’ichi. Manchuria under Japanese Dominion. Translated by Joshua A. Fogel. Philadelphia: University of Pennsylvania Press, 2006,” H-US-Japan Reviews, March, 2007. URL: http://www.h-net.org/reviews/showrev.cgi?path=265211196449094].
Scope of the membership of the Greater EACP Sphere⇓
“Greater Co-operation” – code for Japanese expansion and economic domination
In 1940 Japan incorporated its Manchurian client-state into the Greater East Asia Co-Prosperity Sphere (GEACS). The purported aim of GEACS was that it would be an economically self-sufficient “bloc of Asian nations led by Japan and free of Western powers”. In reality, this veneer of Pan-Asian idealism (regime motto: “five races under one union”) was a front for the Japanese militarists and nationalists to expand south and west and advance its domination of Asia [‘Manchukuo’, Wiki, loc.cit.].
A prized economic asset
Manchukuo (and the Inner Mongolia territory) was incorporated into both the Japanese war machine and the national economy. Rich in natural resources (especially coal and iron), under the Japanese Manchuria became an industrial powerhouse. Japanese citizens, who had been hard hit by the Great Depression, were enthusiastic in their support for the army’s intervention in Manchurian territory right through the period of Japanese occupancy [ibid.].
August 1945: D-day for the Japanese puppet states
August 9, 1945, the day after the second atomic bomb was dropped on Japan, the Soviet Red Army and the Mongolian Army invaded Manchuria and Inner Mongolia, which was to be the final campaign of the Second World War. In a swift operation (Manchzhurskaya Strategicheskaya Nastupatelnaya Operatsiya), Manchukuo, Mengjiangand Japanese (northern) Korea were all liberated, thus culminating in the break-up of the Japanese empire. Manchuria and Inner Mongolia were returned to China, and the Soviets set about orchestrating a communist takeover of North Korea…meanwhile Korea south of the 38th Parallel was occupied by US forces [‘Soviet invasion of Manchuria’, Wikipedia, http://en.m.wikipedia.org].
Footnote: ‘Manchuria’ as a geographic descriptor was first used by the Japanese in the 1600s and later adopted by Westerners in China…the Chinese themselves these days are less inclined to use the term ‘Manchuria’, preferring to describe this part of China simply as Dongbei (东北), the Northeast).
Manchurian malfeasance – for the record: these days the once imperial “puppet palace” of Manchukuo is a history museum – a reminder to Chinese and the very occasional 外国人 (foreign) visitor alike of the aberrant and abhorrent regime imposed on North-East China during the interwar period of the 20th century.
Manchukuo (State of Manchuria) comprising northeastern China and part of Inner Mongolia
Area: approx 1.19 million km
Pop (est) 1940: 30-35 million
Ethnic Mix: Han Chinese (majority), Manchus, Mongols, Huis, Koreans, Japanese, Belorussians (minorities)
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✴ in 1932 an independent inquiry with US participation, the Lytton Commission (Ritton Hōkokusho), found that both parties were at fault for the incident. In its Report which led to exposure of the Japanese duplicity, it condemned Japan for its aggression (albeit conceding it had “special interests” in the region), while also criticising China for inflaming anti-Japanese sentiments…the League of Nations subsequently demanded that Japan vacate Manchuria, Japan’s response was to give notice to withdraw unilaterally from the League (effective 1935) [‘Lytton Report’, (United States History), www.u-s-history.com]
✪ Zhang’s father, Marshal Zhang Zuolin, also a Manchurian warlord, had been assassinated by the Japanese Kwantung military in 1928, in an episode in Shenyang known as the Huanggutunincident. Zhang senior was one of the most powerful warlords in the Warlord Era, which saw local military cliquescarve out territorial strongholdsin different parts of China
ꆤ Manzhouguo in Chinese
ᴥ the Chinese expression for Manchukuo is 虚假帝国 (the “false empire”)
☯️ Zheng, a royalist and close collaborator of Pu Yi, had hoped that Manchukuo would become a springboard for the restoration of Qing rule in China, aims not shared by the Japanese who pressured him to resign in 1935 [‘Zheng Xiaoxu’, Wikipedia, http://en.m.wikipedia.org]. His successor Zhang Jinghui was even more of a powerless figurehead, content to allow advisors from the Kwantung Army run the state, earning Zhang the unflattering sobriquet of the “Tofu prime minister” [‘Zhang Jinghui’, Wikipedia, http://en.m.wikipedia.org]
◘ Kwantung means “east of Shanhaiguan”, ie, Manchuria
ᕡ the Kwantung military also maintained a peninsula naval base at Ryojun (Port Arthur)
ᕤ the charismatic general started fighting against the Japanese, was then induced to swap over to the Japanese side and finally switched back to the cause of Chinese resistance
❅ Stephan summarises Manchukuo as “a producer of beans, bandits and bunk” with the ‘kingly way’ grandiloquence falling under the third of these attributes
⇩ Cobb & Co coach at Scarborough, NSW(Photo: Powerhouse Museum, Sydney) ⇧
See also the preceding post The Rise and Decline of Cobb & Co – Part I
By the 1880s Cobb & Co’s coach lines had become so successful in Victoria, New South Wales and Queensland that most of its competitors had been either relegated to the ranks of commercial obscurity, gone out of business altogether or been swallowed up by the ubiquitous, dominant transport market leader (or all three!)
Overreach and eventual decline
Cobb & Co’s foray in new areas of enterprise led it, and specifically company boss James Rutherford, into more and more diverse fields – everything from gold and copper mines to horse-breeding to newspapers. The inevitable downside of over-diversification was diminishing success…moreover the failures were often the result of bad and even disastrous investments (a Lithgow iron ore mine, a 1880s railway construction project connecting Glen Innes and Tenterfield)💮and in this the blame lay squarely with Rutherford. Rutherford as GM had some glaring shortcomings – he was often impetuous in business when he should have been measured, and made important (and increasingly unwise) decisions without consulting his partners [Kathy Riley), Australian Geographic, 18-Oct-2011, www.australian geographic.com.au].
⇩ A fully loaded six-horse Cobb & Co coach
(Photo: www.visityuleba.com.au) ⇧
Other factors contributing to Cobb & Co’s downfall
In addition to the instability of taking on too muchconcurrently, the company was a victim of misfortune and circumstance. The 1890s was a decade that brought drought and a depression to the colonies. The drought hit Cobb & Co like a sledgehammer – the cost of feed for their thousands of horses sky-rocketed! During just the four years from 1898-1902, the cost was £70,000, which was nearly half of Cobb & Co’s total revenue. Compounding this was further devastation arising from the drought – losses of livestock, plummeting of the values of company’s properties [ibid.].
The introduction of commercial railways in the inland regions of Australia from the 1870s was a forewarning that the demise of coach transport was on the horizon. Cobb & Co in Victoria and NSW survived the new competition from the railroad for a time – in part because the coach line adopted the strategy of providing a complimentary service to it (joining the dots between the rail routes)✪. It also pushed its operations further westwards into NSW to service new localities and communities beyond the rail terminus [‘Coaching days in NSW’, (Cobb & Co in NSW), http://www.orange.nsw.gov.au/wp-content/uploads/2017/10/Cobb-Co-Resource.pdf].
UltimatelythoughCobb & Co was simply delaying the inevitable in the two southern colonies…Victoriaceased its company operations in 1890. The NSW operations’ decline led to itsBathurst and Bourke factories closing down not long after…all later coach-making was done through the CharlevilleCoachPlant in Queensland. By 1897 all the NSW lines ceased except those in the Bourke area [ibid.]. In 1902 Cobb & Co experienced a net loss of over £18,000 and owed considerably more than that to bankers and creditors [Riley, op.cit.]. Liquidation of the company soon followed. The following year the company was reformed but this wasn’t able to revive its flagging fortunes.
Queensland, the last outpost for Cobb & Co coaches
Only “vast and untrammelled” Queensland held out against the railways’ dominance, maintaining “a solid demand for coaching” beyond Federation and into the new century, with routes in the colony peaking at more than 7000km in 1900. Queensland Cobb & Co lines lingered on, gradually losing business to the railways, their routes shrivelling up bit by bit. The advent of motor vehicles, while still at a rudimentary stage, foreshadowed that horse coaches were dinosaurs as a long-term prospect. Cobb & Co itself dabbled in automobiles and in store-keeping, but these ventures brought it no success [ibid.].
Air mail anyone?
The embryonic development of commercial air travel was another sign of the imminent end of the road for Cobb & Co. In 1922 QANTAS (Queensland and Northern Territory Aerial Services) launched its inaugural air mail and passenger flying service (based in central west Queensland). Cobb & Co made its final trip in 1924 on the Yuleba to Surat (Qld) route. Thus the curtain was drawn for good on what had been Australia’s first ever privately-owned public transport system [ibid; Simpson, loc.cit.].
Endnote: A television series rip-off
In the late 1950s and early 1960s there was a fictionalised TV take on the Cobb & Co story…made in Australia by ITV Britain♚. A fairly unexceptional piece of television adventure and light on historical accuracy, Whiplash was marketed in Australia and the US as “an Australianised Western”, it starred the serviceable American TV actor Peter Graves as the fictional “Chris(sic) Cobb”. Some of the episodes were written by the future creator of Star Trek Gene Roddenberry [‘Whiplash’, Classic Australian Television, www.classicaustraliantv.com].
⇧ ‘Whiplash’: Peter Graves in a scene (Photo: www.nostalgiacentral.com)
Fittingly, given that Queensland was the state that maintained the Cobb & Co tradition the longest, it has a museum dedicated to the memory of the Cobb & Co pioneers. Located in country Toowoomba, the museum houses historic Cobb & Co coaches as part of an extended collection of horse-drawn vehicles – the ‘National Carriage Collection’. (Source: www.queensland.com)
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💮 which left Cobb and Co a very sizeable £130,000 in debt
♚ filmed on location at Scone, NSW, and at Artransa ParkStudios in French’s Forest, (northern Sydney) which then contained a suitably bushy backdrop
✪ this contrasted markedly with the fate of coach transport in England – where the introduction of railways, occurring from the 1830s, killed off the coaches in quick time [‘Cobb and Co coach’, Museum of Applied Arts and Sciences, (Margaret Simpson, Curator, Transport), 12-Jun-2013, http://maas.museum]
❝Such days as when the Royal Mail was run by Cobb & Co❞ ~ Henry Lawson
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Cobb and Co is a name that still has much currency within Australian and New Zealand society. In New South Wales in the rural tourist industry there is the “Cobb & Co Heritage Trail” which invites travellers to take the “historical self-drive” following the outback route from Bathurst to Bourke that the celebrated erstwhile coach service once trekked. Queensland holds a Cobb & Co festival each year to honour the historic Surat to Yuleba route. There are touring bus and coach businesses operating that have also appropriated the name…in addition there are “Cobb & Co hotels” and “Cobb and Co bottle shops” scattered around regional areas of the eastern states※.
⇓ Cobb & Co Heritage Trail
All of this is testimony to the fame of the original Cobb & Company which was once a household transport name, etching for itself a place in the folklore of Australia’s outback regions. The company’s story begins in the goldfields of Victoria in the 1850s. In 1853 the American Adams & Co coach firm despatched Freeman Cobb and three American colleagues⚀ to Melbourne with the objective of establishing a local operation which would capitalise on the hordes of fortune seekers flocking to the Victorian gold rushes. As things transpired, Cobb ended up starting his own coach service together with the other Americans🔰, thus was born Cobb & Co.
Freeman Cobb ⇑ (Photo: www.geni.com)
The first trip (January 1854) of Cobb & Co carrying passengers, goods and equipment went from Collins Street (Melbourne city) to the Forest Creek goldfields (now Castlemaine) and to Bendigo✫. Cobb & Co was a winner pretty much from the outset…by 1856 the company was worth £16,000 (in 2011 values around $2.1 million). Freeman Cobb however didn’t stick around to see the full flowering of it’s success, after three years he sold out of his eponymous company, moving on to other (less successful) ventures. Cobb & Co changed hands a couple of times, and then in 1861 it was purchased by a consortium of nine US and Canadian businessmen for £23,000 ($3.4m in 2011) [‘Cobb & Co: historical transport’, (Kathy Riley), Australian Geographic, 18-Oct-2011, www.australian geographic.com.au].
The driving force of the firm under the consortium was another American immigrant, James Rutherford. Rutherford began by organising all of the company’s lines (the different routes), making them more profitable concerns. Under his leadership Cobb & Co expanded into NSW and Queensland (the NSW operations were based at Bathurst). At the company’s peak in the 1870s, it’s coaches were covering a distance of nearly 45,000km a week with routes stretching from the very top of Queensland (the Gulf of Carpentaria and Cooktown) down to southern Victoria [ibid.; ‘In the Days of Cobb & Co’, Sydney Mail, 20-Apr-1921, www.trove.nla.gov.au]. As one one chronicler of the iconic transport company’s story observed, Cobb & Co was many things combined – “the Qantas, the Australia Post, the TNT and the Holden of its day” [Sam Everingham, Wild Ride, The Rise and Fall of Cobb and Co, (2007)].
James Rutherford⇓
(Photo source: State Library of Queensland)
What accounted for Cobb & Co’s spectacular success in the coach transportation business?
The decisive factors were manifold but basically Cobb & Co beat it’s competitors in several logistical areas. It’s coaches were faster and more efficient…while the rivals used heavy, rigid English coaches for their runs, Cobb imported American Concord coaches (made in New Hampshire and used in the American West) which were rounded and lightweight and had supple coach bodies – far more suited to the rugged Australian landscape than the cumbersome English coaches. Consequently Cobb & Co’s coaches gave a smoother, faster ride [Riley, loc.cit.] (the Concords, though superior, apparently didn’t always deliver that smooth a ride as they were known colloquially as the “red bone-shakers”).
A replica C & C Concord coach on display at Timbertown, NSW ⇓
The Concord coaches were fitted with leather braces and straps in place of the inflexible iron ones used on other horse-drawn vehicles which had a tendency to snap too easily (leather also provided greatly superior suspension for the carriage). Concord coaches were made to last the rugged journey and so contributed to a reputation for reliability that the Cobb service was able to establish [‘Days of Cobb & Co’, loc.cit.].
A master stroke by Cobb was to establish a series of changing stations every 16-32km along the routes. This gave Cobb & Co journeys the big advantage of always having fresh horses, enabling the drivers to maintain high speeds over long distances.
Cobb & Co coachmen – risky adventures, pitfalls and hazards of the job
The drivers themselves employed by the company were possessed of extraordinary skills in managing their horses and vehicles. They had to be to negotiate all the difficulties and obstacles in their paths and still keep on schedule…atrocious roads made worse by inclement weather, flooding of creeks and rivers, and unpredictable encounters with dangerous bushrangers◘, were all recurring events that challenged the mettle of the coach drivers. The dangers aside, experiencing the thrills and (near) spills and the full-on ‘wildness’ of a Cobb & Co journey through “the bush”, must have been an exhilarating experience for colonial travellers in the day.
Many of the drivers, some of which Cobb and (later) Rutherford recruited from the US, were colourful characters in addition to being accomplished horse handlers…blokes such as Dick Houston, Jim Conroy, ‘Silent’ Bob Bates, H Barnes, and not least “Cabbage Tree” Ned Devine. Devine, with his team of distinctive light grey horses, was by all accounts a particularly exceptional driver (earning himself a very good wage of £17 a week)…when the first English cricket team toured Australia (HH Stephenson’s, 1862), Devine was their driver on the Victorian leg of the tour [K. A. Austin, ‘Devine, Edward (Ned) (1833–1908)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, http://adb.anu.edu.au/biography/devine-edward-ned-3405/text5169, published first in hardcopy 1972, accessed online 31 May 2019].
Ned ‘Cabbage Tree’ Devine ⇓
(Photo source: State Library of Victoria)
Similarly, Cobb & Co’s grooms played an integral role in the highly organised operation…each groom was personally responsible for eight to ten horses and for their gear. The clockwork operation saw the drivers sound a bugle when they were one mile from the next staging post, this alerted the grooms to have the fresh team of horses primed and ready the minute the coach arrived. The pay-off for such a high level of efficiency, superior speed and dependability was that Cobb & Co scored lucrative mail contracts from the colonial governments [ibid.].
Cobb diversifies from its passenger and goods transport base
General manager Rutherford was the catalyst for Cobb & Co’s diversification into new businesses. Initially this payed dividends with its first move, appropriately enough, into coach and buggy building at Bathurst, NSW. Just four years into this activity Cobb & Co could boast that it was the largest coach-maker in Australia [ibid.].
Rutherford also acquired pastoral properties for the company, another profitably step for Cobb & Co. By 1877 they had nine sheep and cattle stations across NSW and Queensland covering an area of 11,000 square kilometres and turning a net profit of £77,500 (equivalent to $11.3M in 2011)…this was at a time that the company’s revenue from coaching – the principal business – was yielding only £11,500 ($1.7M) a year by comparison [ibid.].
By the end of the 1870s Cobb & Co had been in business for 25 years and had already established itself in the eastern mainland states as something of an institution in the “wide, brown land”. It had undergone diversification and experienced growth, but as I will show in Part II, the remarkable good fortunes of Cobb & Co was about to take a decided turn for the worse.
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PostScript: Exporting the Cobb & Co model
Unsurprisingly, the spectacular trajectory of Cobb & Co’s rise in fortune and fame drew imitators elsewhere. A number of coaching services, some using the same name (although totally unrelated to the original eastern Australian company), sprang up independently in South Australia, Western Australia, New Zealand, Japan and South Africa. This last concern was started up by Freeman Cobb himself in 1871, hoping to cash in on the discoveries of diamonds and gold in the Kimberley and the Transvaal (unfortunately Cobb couldn’t reproduce his Australian success, dying in South Africa still in his 40s) [K. A. Austin, ‘Cobb, Freeman (1830–1878)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, http://adb.anu.edu.au/biography/cobb-freeman-3237/text4883, published first in hardcopy 1969, accessed online 29 May 2019].
‘Kiwi’ Cobb & Co
The New Zealand version was begun by Charles Cole, who’d previously ran Cobb & Co’s Smyth’s Creek to Ballarat line in Australia❎. As in Victoria and NSW the impetus for the initiative in NZ was the gold rush in Otago (1861). Cole’s Otago coach proprietorship was in partnership with the Hoyts brothers (operating as Cole, Hoyt & Co., proprietors of Cobb & Co. Telegraph Line of Coaches)…later the service was extended to Christchurch and Canterbury. The legendary Ned ‘Cabbage Tree’ Devine worked at one time for the New Zealand outfit, driving the Dunedin to Palmerston and Oamaru routes [Austin, ‘Ned Devine’, loc.cit.; ‘Cobb & Co (New Zealand)’, Wikipedia, http://en.m.wikipedia.org].
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※ in fact there are all manner of commercial enterprises in Australasia using the “Cobb & Co” handle as a trading name – restaurants, bars, B ‘n Bs, screen printers, clockmakers, kitchen manufacturers, etc.
⚀ the others were James Swanson, Anthony Blake and John Murray Peck (who later became a successful stock and station agent in Melbourne and a vice-president of the Essendon Australian Football Club)
🔰 the average age of the four American founders was just 22 – although they did have combined experience working for Adams, Wells Fargo and other coach companies in the US
✫ Cobb charged £5 per passenger for the roughly 110 ml journey [‘Days of Cobb & Co’, loc.cit.]
◘ one of the best known bushranging incidents involving Cobb & Co was the 1863 holdup at Eugowra (in the NSW central west)…notorious bushranging gang led by Frank Gardiner and Ben Hall robbed a Ford & Co coach (the firm was takes over by Cobb & Co one week later) of £14,000 in gold and banknotes from the goldfields [‘Details of the Robbery’, (Welcome to Eugowra in the heart of bushranger country), www.eugowra.aus.net]
❎ Colebrought one of the custom built Concord coaches across the Tasman with him to Otago
Cinesound is a name that resonates brightly in the history of Australia’s film industry – it harks back to a time when the indigenous industry still had a place of some significance in the pecking order of world cinema. The establishment of Cinesound Studios (in 1931) to make talking motion pictures, evolved out of a group of movie exhibiting companies (including Australasian Films and Union Theatres) which had coalesced into Greater Union Theatres in the Twenties.
In 1925 Australasian Films purchased a roller skating rink at 65 Ebley Street, Bondi Junction, in Sydney’s eastern suburbs. Australasian converted part of the premises into a film studio but maintained the skating rink as an ongoing commercial concern to help finance the studios’ film production (by day a film studio, by night a skating rink) [‘Cinesound: From roller rink to sound stage’, (Waverley Library), www.waverley.nsw.gov.au].
# 1 Studios Bondi Junction ⬇
Greater Union (henceforth GUT) was involved in all forms of the movie business – production, distribution and exhibition. The Bondi Studios made a few silent films in the late 1920s, like The Adorable Outcast and most notably The Term of His Natural Life which cost £60,000 and bombed badly at the box office [‘Cinesound Productions’, Sydney Morning Herald, 06-Aug-1934 (Trove).
Stuart F Doyle, GUT managing director, appointed former film publicist Ken G Hall as general manager of the newly formed Cinesound Productions. Two more Cinesound studio locations were opened, one at nearby Rushcutters Bay and the other at St Kilda (in Melbourne). Over an eight-year period (1932-40), with Hall at the helm as producer-director, Cinesound produced 17 feature films (16 of which were directed by Hall). The first of the sequence, On Our Selection, revolved round the adventures of one of Australian cinema’s most popular characters, Dad Rudd and his family. The film, benefiting from a new sound-recording system invented in Tasmania, was a box office triumph for Cinesound, earning £46,000 in Australia and New Zealand by the end of 1933, providing a tremendous fillip for the fledgling studios [Andrew Pike & Ross Cooper, Australian Film 1900-1977: A Guide to Feature Film Production, (1998)].
Studios # 1 at Bondi Junction※ provided a large interior space for film production, over 20,000 square feet…with more than 100 craftsmen on the staff, the facility was equipped to complete “all stages of production, processing and sound recording, in the preparation of topical, scenic, educational, industrial, and microscopic films” [SMH, 06-Aug-1934, loc.cit.]. Some newspapers of the day erroneously referred to the main studios as being #3 and the location as Waverley (an adjoining suburb of Bondi Junction).
Cinesound and Hall exploited On Our Selection’s popularity with a series of sequels, Grandad Rudd, Dad and Dave Come to Town and Dad Rudd, MP. Of these the ‘Dad and Dave’ entry especially proved a hit, matching the profitability of the original movie.
↗ Ken G Hall (centre) with American actress Helen Twelvetrees during filming of ‘Thoroughbred’ (photo: Mitchell Library)
Sydney’s ‘Little Hollywood’ While Ken G Hall’s cinematic canvas was unmistakably Australian (only one of the Cinesound movies was not set in Australia), his approach to film-making saw Hollywood clearly as the model. With the characteristic “spirit of a showman”✺, Hall wanted to shape Cinesound Studios in the Hollywood mould⊡…to create a “Little Hollywood” with a star system, hyped-up promotion of the studios’ movies, etc. [Waverley Lib, loc.cit.].
↗ Twelvetrees outside Cinesound Studios
FT and Efftee Studios Sydney-based Cinesound’s domestic rival in the film-making caper was Melbourne’s Efftee Studios, started by theatrical entrepreneur Frank W Thring (FT) in 1930. Thring produced the first commercially-viable sound feature-length film in Australia, Diggers (1931) in collaboration with Pat Hanna. Efftee, unlike Cinesound though, had to import the optical sound system for its movies from the USA. [‘Efftee Studios’, Wikipedia, http://en.m.wikipedia.org]. Other notable Efftee films of the Thirties include an adaption of CJ Dennis’ The Sentimental Bloke to the screen, and several George Wallace vehicles, His Royal Highness, Harmony Row and A Ticket in Tatts. Thring’s premature death in 1935 put paid to Efftee Studios’ productions.
⬆️ Australian cinema’s long tradition of Bushranger flicks beginning with the original 1906 feature film
The outlawing of bushranger films A 1930s Cinesound project for a film based on the popular Australian novel, Robbery Under Arms was quashed as it would have transgressed the standing prohibition by the NSW government (in force since 1912), banning movies about bushrangers✪ [‘Bonuses for Films’, Sydney Morning Herald, 20-Oct-1934 (Trove); ‘Bushranger ban’, Wikipedia, http://en.m.wikipedia.org].
Shirley Ann Richards: Cinesound’s contract female star In accordance with Ken G Hall’s star-making approach, he fostered the career of actress Shirley Ann Richards, starring her in several of his films (It Isn’t Done, Tall Timbers, Lovers and Luggers and Dad and Dave Come to Town). Richards, Cinesound’s only star under long-term contract, later emigrated to America and had a reasonably high profile Hollywood career (under the name Ann Richards).
The Kellaway brothers and Cinesound Alec Kellaway and his more famous brother Cecil were feature players for Hall and Cinesound. Alec was a regular performer, appearing in a raft of the studio’s movies including The Broken Melody, Mr Chedworth Steps Out and several of the Dad Rudd series. South African-born Cecil Kellaway started his acting career on the Australian stage, establishing himself first as a top Australian theatre star before appearing in two Cinesound films where his performances opened studio doors in Hollywood for him…Kellaway subsequently carved out a career as a major character actor in numerous US films.
George Wallace, Aussie “king of comedy” In addition to being a prominent actor in Efftee Studios musical-comedies, George Wallace was Ken G Hall’s “go-to” favourite comic performer, starring in two late 1930s Cinesound films directed by Hall – Let George Do It and Gone to the Dogs.With the outbreak of world war Cinesound called a halt on feature film production. During the war years the studios directed all energies into making newsreels, initially covering the war against Japan and beyond that on all aspects of Australiana.
Newsreel rivalry: Cinesound Vs Movietone: the focus on newsreels by Cinesound was not a novel innovation. From its outset Cinesound produced newsreels – short documentary films containing news stories and items of topical interest – in competition with the rival Fox Movietone company. The two newsreels differed in content, Cinesound concentrated on Australian only topics while Movietone covered a mix of international and national news✤.
Newsreels in Australia prior to 1956 occupied a unique place in media and communications. Before the introduction of television, cinema-goers’ exposure to newsreels (part of the “warm-up” for the main feature) were the only images Australians saw of their land – the footage of elections, natural disasters and other such events [Waverley Lib, loc.cit.]. Thus, newsreels like the Cinesound Review, with its distinctive red kangaroo symbol, were an important source of news and current affairs, and were an integral part of the cinema program [‘Cinesound Movietone Australian Newsreels’, (ASO) (Poppy De Souza), www.aso.gov.au]✙. According to Anthony Buckley, the newsreels reflected Ken G Hall’s “pride and spirited nationalism” [Buckley, A, ‘Obituary: Ken G. Hall’, The Independent (London), 17-Feb-1994].
The studios site post-Cinesound In 1951 Cinesound sold off the Ebley Street building which became a factory manufacturing American soft drink. However, between 1956 and 1973 the building reverted to the world of visual communications, housing various film and television production companies including Ajax Films. Following that, it housed a furniture retailer. Today it is the home of a Spotlight store (fabrics and home interiors) [Waverley Lib, loc.cit.].
Ken G Hall in his autobiography contended that Cinesound Productions never lost money on any feature films. Some did very well – crime drama The Silence of Dean Maitland, for instance, for an outlay of £10,000 returned takings of more than £70,000 in Australia and the UK [Graham Shirley & Brian Adams, Australian Cinema: The First Eighty Years, (1989)]. One Cinesound movie however, strictly-speaking, probably did lose money…Roy Rene’s single venture into celluloid, Strike Me Lucky, in which ‘Mo’s’ humour, robbed of it’s spontaneity in live performance didn’t translate well to the big screen and was reflected in negative critical reviews and at the box office [Film Review: ‘Strike Me Lucky’, Sydney Morning Herald, 19-Nov-1934 (Trove)]. Despite Hall’s faith in the studios’ films, from 1937 there was a decline in box office returns (prompting GUT head Doyle to resign). Another (external) factor affecting Cinesound profitability occurred in 1938 with the passing of the Cinematograph Films Act in the UK…under this legislation Australian films no longer counted as local, their removal from the British quota meant a loss of market for Cinesound and other Australian movie producers [Waverley Lib, loc.cit.].
The war resulted in a temporary halt to Cinesound feature films, however the studios made only one more (postwar) feature film, Smithy, a biopic about pioneering aviator Charles Kingsford Smith in 1946. Another blow to Cinesound’s future prospects at this time was a move by Rank Organisation – the British film giant purchased a controlling interest in Greater Union, preferring to use it to exhibit its own UK films in Australia [‘The first wave of Australian feature film production FROM EARLY PROMISE TO FADING HOPES’, http://afcarchive.screenaustralia.gov.au].
⬆️ ‘Smithy’ star Ron Randell later pursued a career in Hollywood
Stuart Doyle’s contribution WWII took all the impetus out of the Australian industry, there was a shortage of performers and crew due to recruitment and conscription. Stock available for film was also in short supply, what there was directed first and foremost to making propaganda and news films in support of the allies’ side. More particular to Cinesound’s challenges, the loss of MD Stuart Doyle before the war was especially telling. Film production is high cost (especially sound which proved massively more expensive) and high risk…Hall’s ability to pursue a good number of projects in the Thirties, depended on Doyle’s willingness to take a risk with Cinesound. When he departed, he was replaced by a “risk-adverse accountant who favoured real estate over film production” [ibid.].
Footnote: Cinesound Talent School The Cinesound people eventually established its own talent school for young actors. Run by George Cross and Alec Kellaway (a regular player in Cinesound movies)…offering training in “deportment, enunciation, miming, microphone technique and limbering”✥. By 1940 the school had had over 200 students including Grant Taylor, later a prominent actor in Australian movies and TV dramas [‘Cinesound Talent School, SMH, 02-Feb-1939, (Trove); Cinesound Productions’, Wiki, op.cit.].
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※ In 2002 GUT merged with Village Roadshow, these days Greater Union picture theatres go under the name ‘Event Cinemas’
✺ a trait shared by Greater Union boss Doyle ⊡ the company even closed down production at Bondi for several months in 1935 to let Hall go off to Hollywood to study American film techniques
✪ the state authorities felt that the popularity of the bushranger film genre would exert an ‘unhealthy’ influence on Australians, especially on the young, and make them more resistant to authority
✤ the two newsreel providers merged in 1970, forming the Australian Movie Magazine which folded in 1975
✙ the 1978 film drama Newsfront is a fictionalised account of newsreel makers in Australia between the late Forties and mid Fifties which includes actual newsreel footage from the period
✥ school director Kellaway’s brief was teaching dramatics and mic technique
Ealing is a name synonymous with British film comedy, Ealing comedies of the late 1940s through the 1950s…high quality, well written and acted feature films such as Kind Hearts and Coronets, The Lavender Hill Mob, The Man in the White Suit and The Ladykillers✲.
Ealing’s film association with Australia is less well known. It’s genesis lay with Ealing’s movie mogul and powerful postwar image-maker, Michael Balcon. With the Second World War still raging, Balcon despatched documentary film director Harry Watt to Australia to explore its filmable story possibilities. Balcon was looking to make films which reflected “the strength, diversity and stoicism of the (British) Commonwealth” [‘Ealing Studios in Australia: An Introduction ‘, (Stephen Morgan) (2012), www.thefarparadise.wordpress.com].
Pagewood before Ealing …
Once Ealing committed to Australia as a film production location, it sought out appropriate studios for projects, which it found in the southern Sydney suburb of Pagewood. These studios in fact were already operating as a film production unit…constructed in 1935 for National Studios❄ in anticipation of an expansion of the local film industry as a result of the Film Quota Act (1936) which imposed a minimum domestic quota on the level of film distribution in New South Wales❂. The studios’ first production was Charles Chauvel’sUncivilised and other significant, early Australian movies were shot there – including Columbia’s “Australian Western” Rangle River (1936)and Ken G Hall’s Dad Rudd, MP (1940) – but a pattern of closures of National Studios (1937-40, 1942-45) hampered its efforts to establish itself as a film production unit [Sydney Morning Herald, 27-May-1936 (Trove)].
In 1946 Harry Watt fulfilled the task set him by Studio head Balcon by writing and directing the first feature for Ealing “down under”. The Overlanders, the story of an epic cattle drive across the continent, made Chips Rafferty an international star and an Australian screen icon.
The success of The Overlanders prompted Ealing to establish a film base in Australia. At the beginning of 1949 it acquired the struggling Pagewood studios❇. Ealing took over a “shambles of a place” (rundown through neglect and misuse by both the Australian and US armies during WWII occupancy), but nonetheless it invested considerable capital into the property to create state-of-the-art film studios with first-rate sound-engineering departments, cutting room and sound stage – a concern worth all up £100,000 [“The studio for indoor filming of ‘Kangaroo’ “, Barrier Miner (Broken Hill), 11-Sep-1950 (Trove)].
Chips Rafferty was chosen to head up the cast of Watt’s next Ealing Australian movie Eureka Stockade (1949) – the dramatic and symbolic story of miner resistance to overbearing British rule on the 1850s goldfields. ‘Eureka’ (released in the US as Massacre Hill failed at the box office (general consensus of critics was that Chips was miscast in the lead role of the 1850s Irish-Australian rebel Peter Lalor).
Bitter Springsdirected by Ralph Smart followed…this time with Chips more comfortable returning to the role of courageous pioneering bushman in the Australian outback. The most interesting aspect of Bitter Springs is that it was prepared to tackle the polemical topic of indigenous land rights – in the movie white settlers clash with local Aboriginal people (Pitjantjatjara and Kokatha Mula tribes) over the possession of land. This screen subject was 25 to 30 years ahead of its time, however an assimilationist mindset prevails in its handling…in one scene Wally (Chip’s character) betrays the gross ignorance of Europeans about Aboriginal Australian – when the fair-minded territorial ranger (Michael Pate) questions the planned land grab, Wally summarily dismisses the Aborigines’ claim to the disputed land, stating that the Aboriginal culture was only about 1,000 years old! [Morgan, loc.cit.]✥. One jarring note is that the serious theme of Bitter Springs is undermined by Ealing’s decision to cast comic Tommy Trinder in the movie, Trinder’s character’s constant cracking of jokes tends to deflate the build-up of tension arising from the film’s central conflict between the blacks and the whites [Byrnes, ‘ASO’].
Chips Rafferty ▼
After 1950 however Ealing made few of its own films at the Pagewood Studios, instead it leased out the premises to other movie production companies, eg, to 20th Century Fox who made Kangaroo (1952) at Pagewood with Maureen O’Hara, the first technicolor film made in Australia.
Closing chapters of Ealing Pagewood
In 1952 the Pagewood Studios shut down production◙ (in what was meant to be a temporary move only), but the following year Ealing sold the studios to Associated Television which renamed the studios “Television City” and leased it to independent film producers. A 1954 independent production of the “Treasure Island” tale, Long John Silver, (with Robert Newton) was filmed at Pagewood (interiors) and exteriors shot at the Royal National Park [‘AAARRRHH There Matey! – The Strange and Wondrous Tale of Bill Constable & the Cinemascope Pirates of Pagewood…’ (Bob Hill, Oct 2018) www.apdg.org.au].
Ealing had been trying to make Robbery Under Arms in Australia since 1949 but it was finally completed by Ealing’s parent company Rank Organisation in 1957 – with some footage shot at Pagewood but mostly in London (exteriors: Flinders Ranges and near Bourke) [‘Film World Weather in Australia Disappoints Studio’, The West Australian, 03-Nov-1949, (Trove)].
Pagewood on it’s last legs
The final film to be made (or partly made) at what had become Television City (Pagewood) was a film version of the hit Australian play Summer of the Seventeenth Doll (1958/59). ‘Doll’ was made by Burt Lancaster’s HHL company using US and British leads…the production however took radical liberties with Lawler’s play and the film was ultra-Americanised with unsatisfactory results. In 1959 the Pagewood site was sold to General Motors Holden Australia which allowed the car manufacturer to expand its existing plant in the suburb. In the Eighties the studios’ land (and the adjacent bus depot) were redeveloped again, becoming the location of Westfield’s huge Eastgardens shopping mall and a housing estate built by the Meriton Group [‘Pagewood Studios’, Wikipedia, http://en.m.wikipedia.org].
GMH Pagewood, formerly the site of Ealing’s Australia ▼
Ealing’s last Antipodean hooray
The Siege of Pinchgut (1959) was Ealing’s last film shot in and with an Australian setting (and as it transpired, it proved to be the company’s final ever adult feature). Harry Watt came back to direct what was a grim convicts-on-the-run drama filmed around Fort Denison (Pinchgut) in Sydney Harbour. ‘Pinchgut’, released in the US as Four Desperate Men, did not succeed at the box office⊛.
Australia closed for film-makers!
Ealing’s venture in Australia was never really a secure one…the follow up films to The Overlanders yielded only disappointing returns. The writing was on the wall for Ealing’s Australian enterprise from the time Menzies’ Liberal-Country Party won power in Australia in 1949 and took an antithetical attitude towards domestic film production. The LCP government refused to renew Ealing’s lease on the Pagewood Studios (a bitter pill for Ealing who’d already spent considerable funds on the Pagewood project). In a move which set the industry in Australia back decades, the government deemed that “film making was not an essential industry” and pointed out that the lease-holders (Ealing) were not an Australian residents in any case [The A-Z of Australian and New Zealand Cinema, (Albert Moran & Errol Vieth), (2009)].
If that wasn’t the tipping point for Ealing, it came with the studios’ own assessment… Balcon authorised the company’s accountant to undertake an financial evaluation of the Australian studios’ viability – which was negative [ibid.]. In the words of Eric Williams (manager at the Ealing Pagewood Studios), ultimately Ealing found it “impossible to maintain continuous production at a range of 12,000 miles”. That there was no Australian sponsor for productions was put forward as an additional disincentive for staying [‘Decision a blow to film industry’, The Mail (Adelaide), 26-Jan-1952 (Trove)].
PostScript: The failure of Ealing’s Australian venture was merely one chapter in the larger story of Ealing Studios’ global rise and fall. The rising costsand risks of big budget films of the parent company in Britain, large staff numbers and increasing expenditures, all contributed to the toll of financial problems plaguing Ealing and the UK industry as a whole…leading to Ealing’s eventual demise (this accumulation of pressures forced production head Balcon to unload Ealing in 1955).Note: the original 1930s studios in West London (above) were bought by the BBC in the 1990s and resurrected as a facility for hire [‘Remembering Ealing Studios and the golden age of British film’, BBC News, (Vincent Dowd), 30-Aug-2015, www.bbc.com].
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✲ and by association, synonymous also with actor Alec Guinness, the star of most of this “purple patch” of Ealing classics
❂ unfortunately the state government failed to back its own law, not allocating adequate funding to its implementation… when resisted by Hollywooddistributors the legislationwas killed off by the end of 1937
❇ Pagewood’s rival film production houses in Sydney, Cinesound at Bondi Junction and Figtree Studios at Lane Cove had folded, and turned into, respectively, a cordial factory and a transport depot [Barrier Miner, 11-Sep-1950]
✥ Wally’s band of settlers reinforce the stereotype with “disparaging views about stone-age men who do nothing with the land” [‘Bitter Springs (1950)’ Synopsis, (Paul Byrnes), ASO mobile, www.aso.gov.au]
◙ described by Ken G Hall as “a fatal blow” to the national film industry which would relegate Australia to “the bottom of the list of the world’s 60 film producing countries”
⊛ although an historical point of interest of the movie are shots of what was left of the old Fort Macquarie Tram Depot then being demolished for the construction of Sydney Opera House [‘Siege of Pinchgut’, Wikipedia, http://en.m.wikipedia.org]
Modern Arab nationalism doesn’t begin with Gamal Abdel Nasser✲, but the charismatic Egyptian politician’s bold and assertive leadership in the 1950s provided inspiration and the impetus to give the movement a particular vigour and purpose.
Egyptian hegemony under Nasser?
In 1952 the Egyptian “Free Officers’ Corps” (with Nasser in the driver’s seat) launched a coup, deposing the Egyptian ruler, King Farouk, and installing General Mohamed Naguib as prime minister. The following year the Egyptian-Sudanese monarchy was irrevocably abolished and guided by Nasser, a republic was established. In 1954 Naguib was cast aside and Nasser assumed full control as prime minster and later president. The new Egyptian ruler (Egypt’s first leader NOT emanating from the country’s elite), with a clear nationalistic agenda was determined to rid Egypt of foreign interference, especially from the old colonial European powers.
Nasserist brand of Pan-Arabism
Nasser, a passionate Pan-Arabist, had aspirations beyond Egypt’s national borders and was evolving a strategy for unifying the Arab world in a common struggle against the European colonial powers. One of the first tasks tackled by Nasser was to try to ingrain in his fellow countrymen and women a sense of their unique Arab identity. Accordingly, the national constitution was amended to state that Egypt was an Arab state (as well as a socialist state). The choice of the name “United Arab Republic” in 1958 imported this theme to countries outside of Egypt. To Nasser’s mind, an instrumental factor in unifying the Arab world was a common commitment to the liberation of Palestine [‘Arab Unity: Nasser’s Revolution’, Al Jazeera, 20-Jun-2008, www.aljeera.com].
On the home front Nasser introduced socialist policies, pursuing wide-reaching land reforms to lift Egyptians out of the depths of poverty. The Aswan Dam project was a key component of the reforms with the US committing itself (with the UK) to finance the massive enterprise. The prevailing Cold War intervened at this juncture with Washington reneging on its promise of aid for the project, citing Nasser’s dalliance with the Soviet Union as it’s reason [‘1956: United States withdraws offer of aid for Aswan Dam’, www.history.com].
Suez Crisis
The USSR duly rushed in to fill the void left by the US, offering to provide Egypt with the required finance. Nasser’s annoyance at the sudden US pullout led to an audacious unilateral action in retaliation…he nationalised the Suez Canal. France (owners of the Suez Canal Co) and Britain (the major shareholder) responded by invading the canal in unison with Israel. The US, outmanoeuvred, refused to join in. The ensuing action saw the combined forces inflicting a military loss on Egypt, however under US and UN pressure they were forced to withdraw by 1957. France and Britain emerged from the episode as weakened powers and US relations with the Middle East also took a hit. The diplomatic upshot was a political victory for Nasser.
The Egyptian president, having stood up to the colonial powers, emerged from the conflict with an enhanced reputation as the strongman of the Arab world. Nasser’s example inspired Arabs in other states to act, such as the 1958 Iraqi Free Officers’ coup d’état against the Hashemite monarchy; radical elements within Lebanon taking on the status quo regime (the 1958 Civil War) [Al Jazeera, op.cit.].
Groundswell for union
During the 1950s Syria underwent an upsurge of support for Arab unity…at the national conference in 1956, Syrian political parties endorsed union with Egypt, concurring with the view that any bilateral agreement between the countries should include economic, political and cultural affairs [Palmer, M. (1966). ‘The United Arab Republic: An Assessment of Its Failure’. Middle East Journal, 20(1), 50-67. Retrieved from http://www.jstor.org/stable/4323954]. Observers at the time noted that the Syrian government “made all the running” for union. Such was Nasser’s stature and charisma within the Middle East that the incumbent Syrian president Shukri al-Quwatli was happy to stand aside for Nasser to be anointed president of the unified republic [T. R. L. (1958). ‘The Meaning of the United Arab Republic’. The World Today, 14(3), 93-101. Retrieved from http://www.jstor.org/stable/40393828].
Nasser’s first UAR cabinet ⟰
For his part, Nasser was initially cool on the idea of unification, his concern was that the two states had quite different political systems and experiences …Nasser’s preference at this time apparently was for a federation [Al Jazeera, op.cit.]. Under urging from the Syrian politicians Nasser eventually came round to the union idea☯.
UAR Flag (1958-61) ⟰
On the 1st of February 1958 the United Arab Republic (UAR) was proclaimed in Cairo with due fanfare (under the banner of “one flag, one army, and one people”). Nasser was confirmed as president of the new republic by referendum involving both Egyptians and Syrians. Nasser’s special position as primus inter pares (“first among equals”) was shown in his being given sole selection of the membership of the UAR’s joint assembly [ibid.]. In 1959 Nasser absorbed the Gaza Strip into the UAR.
⟰ North Yemen – at the southernmost tip of the Arabian Peninsula
UAR/MKY alliance
Later in the same year as UAR formed, the Mutawakkilite Kingdom of Yemen (MKY) (North Yemen) joined the Syrian-Egyptian union (which had been preceded by a defence pact between North Yemen and Egypt). The new association was called the United Arab States (UAS). The Yemeni motives for allying itself with the UAR were security concerns about it’s larger neighbour Saudi Arabia. North Yemen and Saudi Arabia had fought an war in 1934 over territory and there was still an undemarcated border situation between the two states. The UAS, a different beast to the UAR, was a loose confederation of states only, MKY retained its sovereign independence and its separate UN membership and embassies for the duration of the confederation – which in any case, like the UAR, only lasted a short period❇.
⟱ North Yemen flag
Rivalry and suspicions: Rifts in the unitary socialist republic
What harmony there was in the Syrian-Egyptian union at its onset, did not last long. Egypt dominated the UAR, producing a grossly unequal partnership. With Cairo chosen as the UAR capital, Damascus, Syria’s traditional capital, was downgraded to provincial status only. Syria’s leading politicians were required therefore to live in Cairo, which isolated them from what was happening back in their home country.
Syrians across the board had cause to be disgruntled with life under the lop-sided union. Those now working for the UAR government found themselves on lower salaries than they had been as Syrian government employees. The three years of the UAR saw a succession of failures of the Syrian food harvest – resulting in hikes in the price of foods for locals [Arthur Goldschmidt Jr, The Middle East: Formation of a Nation State, (2004)].
With the new administrative structure in place, many Egyptian military and civilian personnel were ‘parachuted’ into Syria, taking over the important public offices that had been filled by local (Syrian) staff. This greviance was compounded by the high-handed, imperial attitudes of many Egyptians towards the Syrian population (as typified by Nasser’s right-hand man in Syria, Abd al-Hakim Amir) [ibid.].
⟰ A Syrian issue stamp celebrating the formation of the UAR
Another factor adding to Syrians’ dillusionment with UAR was that after three years everyone had come to the realisation that Iraq and the other oil-rich countries were not going to join the union [Goldschmidt, loc.cit.].
Nasser reshaped Syria’s political setup to mirror that of Egypt. Syria’s assortment of political parties were abolished and replaced with a single political instrument (the unicameral National Union) to match Egypt’s one-party state.
Many sectors of society found axes to grind with the new system – Nasser’s sweeping land reforms angered landlords, as his program of nationalisation did for business interests (in Egypt as well) [‘Egypt: Nasser and Arab nationalism’, The Socialist, 08-Apr-2011, www.thesocialist.org.au].
Syria formally disengaged from the UAR in September 1961…despite this Egypt however retained the union name “United Arab Republic” for itself until 1971.
Conservative Arab response to Nasser and proxy Cold War
The advent of Nasser’s left-leaning Arab union prompted an instant reaction from the conservative Hashemite monarchies of Iraq and Jordan (until 1949 Transjordan). In February 1958 King-cousins Faisal II (Iraq) and Hussein (Jordan) formed the Arab Federationof Iraq and Jordan (AFIJ) as a buffer against the rise of Nasserism. AFIJ, more a confederation of kingdoms than a unification, and UAR, represented two very different versions of Arab nationalism❂. At the same time the two Arab federations, sparring against each other ideologically, were also arranged as surrogates for the Cold War. Monarchist Iraq, the senior partner in AFIJ, took a position opposite Egypt with a clear orientation toward the West, aligning itself with the UK, and with Turkey, Iran and Pakistan as regional cogs in the American stratagem of trying to contain Soviet expansion. In contrast, Egypt, through the acquisition of economic and military aid and friendship agreements, was moving closer to the Soviet Bloc, while professing an orientation towards the Non-Aligned Movement [‘Arab Federation’, Wikipedia, http://en.m.wikipedia.org].
⟰Arab Federation of Iraq & Jordan
The Arab Federation bound Iraq and Jordan together in defence and foreign policy while leaving the running of domestic affairs to each country. Though Iraq was clearly the ascendant party in the confederation, it didn’t repeat the Egyptian mistake of making the partnership too one-sided…there were more cabinet posts in AFIJ for Jordan and Amman was allowed to retain its status as a union capital, although Baghdad was de facto the centre of the confederation [Juan Romero (2015), ‘Arab Nationalism and the Arab Union of 1958’, British Journal of Middle Eastern Studies, 42:2, 179-199, DOI: 10.1080/13530194.2014.994317].
”14th July Revolution”
As things transpired AFIJ didn’t get a chance to demonstrate if it could become an effective regional force in the Middle East. In July 1958 an Iraqi Free Officers coup led by Brigadier Abd al-Karim Qasim overthrew the monarchy and executed Faisal and some of his senior ministers. The Sunni Arab coup leaders, drawing inspiration from Pan-Arabism and Nasser’s 1952 Egyptian coup, acted (they said) “to liberate the Iraqi people from domination by a corrupt group put in power by imperialism” (the dissidents’ perception was that the monarchy under Faisal had associated its interests too closely with Britain and the US) [1958: Coup in Iraq sparks jitters in Middle East’, ‘This Day – 14 July’, (BBC Home) www.news.bbc.co.uk/]. The Hashemite kingdom was abolished and Iraq was declared a republic.
PostScript: Arab federation redux
In the 1970s Libyan leader Colonel Muammar Gaddafi tried several times to resurrect the idea of union in the region, first proposing a Federation of Arab Republics (FAR) in 1971◚. Comprising Libya, Egypt and Syria, the proposed merger was approved by referenda in all three countries, but in working through the details the “member states” couldn’t agree on the specific terms of the merger. The union was never implemented and remained effectively stillborn (however the federation was not formally revoked until 1977). The leaders, especially Nasser’s successor Anwar Sadat, didn’t follow through because they thought Gaddafi was too radical in his aims [‘The Federation of Arab Republics’, Wikipedia, http://en.m.wikipedia.org].
Gaddafi refloated the concept in 1974 with the Maghreb countries to Libya’s west. Agreement (the Djerba Declaration) was reached between Libya and Tunisia to establish the Arab Islamic Republic (AIR) [‘Arab Islamic Republic ’, Wikipedia, http://en.m.wikipedia.org]. Tunisia’s leader Habib Bourguiba’s idea was of a confederation that retained the identity of each sovereign entity…which was at odds with Gaddafi’s notion of an seamless, homogeneous “revolutionary movement”. Algeria and Morocco were later included in the proposed AIR but again the idea never got airborne※.
There were a number of other Libyan-led proposed “Federations of Arab Republics” during the Seventies (with various combinations of states some of which included Sudan, Syria and Iraq), but all with the same result of not leading to anything tangible.
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Endnote: Common purposes and individual priorities
The idea and actuality of an “Arab League” predates the rise of Nasser by some 13 years. The original such organisation, the League of Arab States was founded in 1945 with an focus on developing cooperation between Arab states re economic matters, post-colonialism, resolving disputes and coordinating political aims [‘Arab League’, Wikipedia, http://en.m.wikipedia.org]. This last objective has proved wholly elusive given the key different orientations of Arab nationalism of the states of the Middle East◈. Largely because of this, the various Arab federations of the 1950s to the 1970s ultimately failed to deliver on their raison d’etre as vehicles for Pan-Arabism or Arab nationalism.
✲ the seeds of modern Arab nationalism were sown during the Ottoman Empire and the sentiment intensified among Arabs as the empire’s decline gathered pace in the early part of the 20th century culminating in the Arab revolt against Ottoman rule during WWI
☯ the two main status quo political groupings within Syria had their own, separate reasons – Syrian army officers of a pro-Nasserist bent naturally sought to be unified under the Egyptian president, while the rival socialist Ba’ath Party was fearful of internal communist insurgency and thought that merger with Nasser’s Egypt would head off the communists’ challenge and the same time allow them to stay in power in Syria [WL Cleveland & M Bunton, A History Of The Modern Middle East, (4th Ed, 2009)]
❇ the withdrawal of MKY from the Arab Union didn’t end Nasser’s involvement with Yemen. When civil war broke out in North Yemen in 1962 Nasser committed over 70,000 Egyptian troops to fight with the Yemeni republicans in the five-year long war against the monarchy
❂ the creation of the Hashemite conferation in fact intensified the Iraqi-Egyptian rivalry [Romero, loc.cit]
◚ once again Nasser was the model exemplar for an aspiring Pan-Arabist leader…Gaddafi followed the Nasser blueprint, seizing power from the enfeebled Libyan monarchy in 1969 through a “free officers’” movement. He formed a one-party Socialist Union in Libya (á la Nasser) and in public repeatedly espoused the broad objectives of Arab nationalism
※ Bourguiba wanted a regional alliance with Gaddafi (not a de facto absorption) …strategically he envisaged Libya as a buffer against potential threats posed by Egypt [‘Socialist People’s Libyan Arab Jamahiriya’, (MJ Deeb), in The Government and Politics of the Middle East and North Africa, DE Long and B Reich (Eds.) (4th ed. 2008)]
◈ the historic, default common cause for unity among the Arab states – the need to establish a permanent Palestinian state and homeland – has only occasionally got beyond the realm of rhetoric when the vested self-interests of individual Arab countries are on the table
❝ Rightly to be great
Is not to stir without great argument,
But greatly to find quarrel in a straw
When honour’s at the stake. ❞
~ Hamlet, Act IV, Scene IV.
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Some time ago I added a post on the capricious nature of international micronations (From Marginalised Malcontents to Micronation Monarchs: The Australian Experience, Nov. 2017) which focused on self-identified micro-states like Lithuania‘s whimsical Republic of Užupis (RoU) and the much-satirised, pseudo-royalty of the Hutt River Principality (HRP) in the state of WA, Australia.
This blog will concentrate on yet another creatively imagined entity, the Conch Republic (CR), a peculiarly American enclave sharing some of the traits of especially RoU (for the latter’s avant-garde artists’ collective substitute “retiree paradise” lifestyle). CR emerged from a speck of US geography to unilaterally declare itself independent of the mainland United States of America.
⇧ Key West AKA the Conch Republic (source: Worldatlas.com)
The island of Key West at the very tip of the Florida Keys archipelago, as pleasant a haven of relaxed beach lifestyle as can be imagined, is perhaps a surprising locale for a defiant act of “go it alone” separatism. Key West (Sp: Cayo Hueso), one time the home of Hemingway on his various peregrinations, is the southernmost city in the contiguous United States, a 15 square kilometre haven of golden sands, verdant palms and a balmy tropical climate with a relaxed Bahamian ambience.
How the Conch Republic was born
A chance occurrence was responsible for Key West assuming the countenance of a ‘micronation’. The seemingly prosaic but far-reaching event took place in 1982…at the time it appeared to be just a fairly hum humdrum, run-of-the-mill, everyday operation of the Federal bureaucracy. The US Border Control (BC) had imposed a roadblock and checkpoint into Key West, it was stated that Border Control’s action was intended to intercept narcotics and illegal immigrants coming into the US.
The problem for the local authority was the ongoing traffic jams and inconvenience it caused for both residents and tourists. The tipping point for the Key West City Council was that their protests went ignored and unanswered by BC and the federal authorities.
“Republic sideshow”
As things transpired, BC lifted the roadblock and removed the inspection station after a few days. For those thinking the matter would end there, the City Council has other ideas. Mayor Dennis Wardlaw took the opportunity to up the ante and under his leadership the protest continued. Key West Council initiated its own (microscopic) version of ‘1776’. The island was now the “Conch Republic” with Wardlaw retitling himself as “prime minister” of the new secessionist state. At this point an air of theatricality took over events and the whole thing turned farcical…CR “declared war” on the United States✲, it then immediately surrendered after 60 seconds and topped off the absurdity of the stunt by requesting $1bn of foreign aid from Washington!⌖
Niche marketing: Milking the ‘novelty’ for all it’s worth
Taking a leaf from the Hutt River Province et al’s book, CR launched a host of paraphernalia promoting it’s supposed autonomous status vis-a-vís the US government, eg, it designed its own flag, ‘national’ motto❂, it issued sovereign passports◘ and renamed the legal tender “Sand dollars” (while still maintaining the everyday usage of USD currency).
The “Republic of Fun”
The jocular, even flippant, nature of pronouncements by CR are reminiscent of the tone adopted by Lithuania’s Republic of Užupis (RoU). Just as RoU’s content-lite ‘constitution’ meanders into the wacky realm of vague, contradictory and meaningless absolutes, CR describes its essence as “exist(ing) as a sovereign state of mind”, a clue to the “tongue-in-cheek” nature of its stance [‘Defending the Conch Republic – From Key to Shining Key’, [www.conchrepublicmilitaryforces.com]. The goodwill ‘vibes’ and the high-spirited jokiness of the Užupis enclave has a soulmate in the Conch Republic. In CR’s info blurbs it lists its values as “Humor, Warmth and Respect”.
Matryoshka dolls syndrome: Emergence of a breakaway group
The minuscule Conch Republic plunged deeper into “comic opera” territory in 2008 when the Northern Keys area (Key Largo) splintered from CR to form the even more minute Independent Northernmost Territories of Conch Republic (INTCR).
PostScript: Benign micronations
The central authorities that CR, HRP and RoU ‘seceded’ from, have taken a pragmatic and largely laissez-faire attitude to the separatist enclaves. Recognising that the self-styled micronations have fashioned a contributory role for themselves as a “tourism booster” for their communities, and that they continue to pay their due taxes and don’t pose a threat to the centre, the provincial and federal authorities have by and large adopted a “softly-softly” approach to them – as in the Latin: Non nocere, relinqui solus (“No harm, leave alone”).
Footnote: 37th anniversary celebrations
Next month (April) CR will hold a celebration of its ‘independence’ from the US – seven days of festivities, food, music and drinking – within a recounting of the 37 years of CR’s history thrown in. Those attending the event include the Republic’s militaristic-sounding ‘High Command’, it’s ‘Founding Fathers’ and other VIPs. On the itinerary are events such as conch shell-blowing and a re-enactment of the fanciful “Great Sea Battle of 1982”, with an emphasis on…you guessed it – fun!
✲ consciously or coincidentally, the Conch Republic’s actions partly mimics the plot of the 1950s movie satire, The Mouse that Roared…a tiny “cream puff” of a country (Duchy of Fenwick) faces bankruptcy when a Californian winery produces a successful “knock-off” of the Duchy’s Pinot wine, the staple of its economy. Fenwick responds by declaring war on the USA, knowing that it’s own Medieval weaponry is no match for the American superpower and it will be totally routed. Fenwick’s rulers thus bank on becoming the beneficiaries of US aid given to a defeated enemy, à la the postwar Marshall Plan 🐁
⌖ the mock state of war scenario was briefly revisited in 1995 when the US Army Reserve held training exercises on Key West simulating the invasion of a foreign island. Unfortunately, the Army didn’t inform CR of its plans beforehand – so the Republic announced that it was engaging in ‘hostilities’ with the US ‘aggressors’
❂ “We seceded where others failed!”
◘ with the risk of unforeseen serious outcomes – the exploitation of the sense held by some that a CR passport was a legitimate travel and ID document. The FBI investigated the possibility that some of the 9/11 terrorists had purchased a CR passport [‘Conch Republic’, Wikipedia, http://en.m.wikipedia.org].
The prospect of Britain and France forming a union with each other in 1940 – albeit in the most desperate throes of a world war going horribly wrong for the allies – was of itself incroyable as the French would say, unbelievable, incredible, add any other appropriate adjective. But even more of a shock perhaps was that there was to be a redux, a second go at hoisting the exotic banner of a Franco-British Union (FBU) … in 1956, sixteen yearsafter the first attempt, there was FBU Mach II.
This one, like the plan in the early period of World War II, was born out of a dangerous international crisis, this time over control of the Suez Canal which was vital to Western oil supplies. The year was 1956, the initiative (wholly one-sided on this occasion) came from embattled French prime minister, Guy Mollet. A tentative first step towards Franco-British coordination had been taken with the setting up of the Anglo-French Task Force to take counter-action against Nasser’s sudden act of nationalising the Canal✡.
The French Fourth Republic was confronted with a string of simultaneous, serious issues, both domestic and external to Metropolitan France. Firstly, on the home front, the country was beset with economic difficulties.
Added to these woes, France was deeply (and seemingly inextricably) mired in an increasingly toxic North African war – its colony Algeria was in a struggle with the French for independence from the colonial power – the Algerian War of Independence. And as already mentioned the Suez Crisis was on the point of escalation as France and Britain found themselves players in a deadly stand-off between Israel and its US ally on one side, and Colonel Nasser’s Egypt on the other.
⇲ The Algerian War (Source: AP)
Adding to Mollet’s Middle East anxieties, in the wake of the Suez Crisis, was a build-up of tensions on the Israeli-Jordanian Border. If that were to escalate, Mollet was worried that it might spill over into fighting between the French (allies of Israel) and Britain (allies of Jordan)…bringing London and Paris together at this time would bring a security measure against such an eventuality [When Britain and France nearly married’, (M Thomson), BBC News, 15-Jan-2007, www.bbcnews.co.uk].
In the midst of all this, Mollet, an affirmed Anglophile, made a huge call…he proposed in secret to his UK counterpart, Anthony Eden, that the two wartime allies (and erstwhile hereditary enemies) establish a political union. Mollet’s proposal entailed a common citizenship for both peoples and he ventured that French men and women would be prepared to accept Elizabeth II as their head of state. Eden and his cabinet immediately rejected Mollet’s offer out-of-hand…but there was a corollary from the French premier.
British Prime Minister RA Eden ↸
Completely out of left field, the French prime minister made a second request to Eden, this one an even more intriguing, mind-boggling proposition that France become a member of the British Commonwealth! The British PM apparently warmed to the idea of having the French in the. Commonwealth, telling Mollet that it would receive “immediate consideration”, but nothing eventuated from the proposition❉, leaving observers to muse on the curious theoretical conundrum of what might have been – eg, the exquisite contemplation of the British monarch adding “Queen of France“ to her list of titles! [‘Incroyable, but true … France’s 1956 bid to unite with Britain’, (Angelique Chrisafis), The Guardian, 16-Jan-2007, www.theguardian.com]. The proposal was short-lived in any case…as soon as the disastrous Anglo-French incursion floundered, Mollet abondoned the idea altogether [Thomson, loc.cit.].
The most surprising thing about this extraordinary episode is that nothing was known about it publicly until 2007! The documents relating to it in the possession of the British government were declassified in 1980 and then apparently forgotten more or less completly. They sat, gathering dust, in the National Archives in. London until discovered in 2007. The scoop was unearthed by BBC journalist Mike Thomson and the news met with amusement in the UK – the BBC scoffed at the notion, dubbing the proposed union ‘Frangleterre’ [ibid; Thomson, loc.cit.].
French Prime Minister G Mollet ↸
In France the disclosure precipitated an outcry. Responses were, not surprisingly, generally ascerbic. Many politicians and ex-politicians saw the revelation as outrageous, scandalous, and some even thought it amounted to an act of treason on Mollet’s part [Thomson, ibid.]. Intriguingly, a search of the French archives failed to turn up any trace of Mollet’s FBU proposal among the records.
PostScript: In the fallout of the crises, both leaders found themselves politically undone within twelve months…Eden, humiliated by the backdown over Suez, was forced out of the top job, and Mollet’s government collapsed after a public backlash at the disclosure that Mollet had approved counterterrorist tactics including torture against the Algerian rebels [‘Guy Mollet’, Wikipedia, http://en.m.wikipedia.org].
Epilogue: FBU: two 20th century manifestations of a desire for unification between France and the United Kingdom, one emerging in global war-time, the other out of an international crisis. In turn, the first initiated by one of the allies and subsequently rejected by the other, with the roles reversed and the same outcome in the second instance.
At a critical junction in the escalating crisis in France, Churchill and de Gaulle met at the Carlton Club in London on 16 June 1940. With an acute recognition of just how close and tangible French annihilation by the Nazi war machine was, the two men from each side of the English Channel agreed that union of the two countries was the necessary way forward. The agreed plan was for de Gaulle to take the British offer for an “indissoluble union” back to the French Council of Ministers (henceforth FCOM) for approval.
⬇️ Charles de Gaulle
Given the broken morale of the French army, an out-weaponised “spent force” utterly helpless to stop the Nazi Germany military machine from overrunning the country, surely the cabinet, as distasteful as the notion of a merger with Britain might sound to many patriotic French men and women, would endorse the proposal for a Franco-British Union (henceforth FBU) as the only viable, rational move available?
General Weygand – ‘minister’ for the opposition
The senior military officers back in France however were working to a different agenda. The opposition to an alliance between France and Britain was led by General Maxime Weygand. Weygand, the senior military man in France, used his influential position with members of the cabinet to intervene into the political sphere. Going beyond the limits of his (military) authority✻, Weygand made a concerted effort to undermine the case for union spearheaded by the premier Paul Reynaud.
Général d’armée
Weygandengagedin bullying, abusing and threatening of the undecided politicians until they acquiesced and rolled over into the camp of those favouring a separate armistice with Hitler [Philip C. F. Bankwitz. (1959). Maxime Weygand and the Fall of France: A Study in Civil-Military Relations. The Journal of Modern History, 31(3), 225-242. Retrieved from http://www.jstor.org/stable/1875584].
⬇️ The powerbroker (Weygand)
Weygand V Reynaud
Weygand resorted to various dirty tricks to overcome Reynaud’s efforts to get FCOM to accept Churchill’s offer, such as wiretapping the French premier’s phone which allowed the general to know what Reynaud was scheming with the deliberating ministers and stay one step ahead of him. Weygand also resorted to brandishing the spectre of a communist takeover if France didn’t sue for peace with Germany [Shlaim, A. (1974). Prelude to Downfall: The British Offer of Union to France, June 1940. Journal of Contemporary History, 9(3), 27-63. Retrieved from http://www.jstor.org/stable/260024].
Tactically Weygand has it all over Reynaud in their head-to-head contest to sway the minds of the ministers. He exploited French fears and mistrust of forming an alliance with the English. Weygand could also count on the support of the vice-premier, the influential Marshal Pétain, to help defeat Reynaud’s plans. The Third Republic’s president (Albert Lebrun) was another unhelpful factor in the crisis’ equation – a stronger figurehead may have provided firm support to the government’s alliance objective, but Lebrun’s weak and ineffectual recourse was to merely try to appease all sides of the political crisis [ibid.].
Premier Reynaud for his part made a number of tactical errors that contributed to the failure of his objective. His omission in not inviting the British PM to the key FCOM meeting, denied the wavering ministers the opportunity to hear Churchill put the British pro-union case directly to them and let them gauge how genuine he was about FBU. While Weygand was actively busy rallying ministers to his side, Reynaud prevaricated way too long without taking decisive action◈ (ie, pushing FCOM at the earliest instance to reject the armistice path). Lacking the resolve to act, he tried to “manoeuvre and temporise” rather than tackle the issue (and Weygand) head on [ibid.]. The longer the cabinet crisis went on, the more the situation tilted towards the pro-armistice party.
An accumulation of Gallic doubts
As the military situation worsened daily in June 1940, the ministry found more and more reasons to reject the FBU route. De Gaulle detected an “extremely acute Anglophobe feeling” within the armistice collaborators, a feeling heightened by the French public’s anger at the fallout of the Dunkirk operation (viz the British abandonment of a large number of French POWs).
British motives were increasingly questioned by the French ministers …national pride was at sake for some like former PM Camille Chautemps who feared that agreeing to FBU would relegate France to the status of a British dominion, it was thought that the scheme was a ruse to allow Britain to get its hands on France’s colonial empire [ibid.]. There was a sense among the armistice party that if France made an early request for armistice with Germany, it would enhance the republic’s chances of receiving favourable terms. The mindset was typified in the ominous words of minister of state Ybarnégaray: “…better be a Nazi province; at least we know what that means”※[ibid.].
There was also a belief within the proponents of armistice, fostered by the French military hierarchy, that Britain itself was doomed, that the island’s demise at the onslaught of the Nazi juggernaut was inevitable…as Pétain put it, union with the UK would be committing France to “fusion with a corpse”. Another key advocate of armistice and German collaboration, Pierre Laval, (later vice-premier of the Vichy state) “fear-mongered” freely – disseminating the speculation that when the eventual peace negotiations came (after the defeat of FBU), it was France that would have to pay for the war! [ibid.].
⬇️ Marshal Pétain boards the Hitler train
The burden of swelling ‘defeatism’
As each day passed and with France’s military defence now non-existent, a wave of defeatism descended over the French people and the government. With the pro-armistice camp holding the dominant hand, minister Chautemps’ proposal that FCOM request a separate peace with Germany was effortlessly passed. The despairing Reynaud, sensing that further efforts for FBU were futile and also concerned at the prospect of a divided republic, fell on his sword, resigning immediately. Marshal Pétain hastily assumed the reins of government, thus beginning four years of Vichy proxy rule of France on behalf of Herr Hitler [ibid.].
Footnote: The road to Brexit?
When FBU failed to crystallise in 1940, Britain was left with the full realisation that it had to go it alone against Germany. To survive against such odds the UK looked west to the USA, not to Europe. Churchill and his government thereafter channeled its diplomatic energies towards enticing America into joining Britain’s war against Nazism๏.
Dominic Tierney has drawn a connecting line from the recent Brexit phenomena back to the events of 1940, a commonality of the impulse to go solo. Tierney sees the ‘Brexiteers’, those conservative proponents intent on exiting from Europe, as invoking the “spirit of Dunkirk” [‘When Britain and France Almost Merged Into One Country’, (Dominic Tierney), The Atlantic, 08-Aug-2017, www.theatlantic.com].
PostScript: an alternate history of the “Anglo-French Confederation”
The unfulfilled ‘destiny’ of FBU is a boon to the “what if?” school of history buffs who revel in imaginative reconstructions of past seminal events✥. Theoretical questions abound about FBU had it become a reality…eg, how would the new super-state reconcile the British monarchy with the French republic? Where would real power lie within FBU? How would the Napoleonic legal code mesh with the very different Anglo-Saxon legal system? What would the entity’s ‘indissoluble’ union (Churchill’s very problematic term) really mean in the long run? And so on and so on [‘What if Britain and France unified in 1940?’ (David Boyle), in Prime Minister Corbyn and other things that never happened, edited by Duncan Brack & Iain Dale, (2016)].
The notion of FBU, though stillborn in 1940, did raise its head yet again years later – see the following post in this series The Franco-British Union Redux …Mach II
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✻ to the point of directly and flagrantly disobeying the government’s directives, such as refusing point-blank to relocate to North Africa if a French government in exile was to be re-established there [Barkwitz, op.cit.]
◈ and the element of surprise had been lost for the FBU camp with the army tapping Reynaud’s conversations
※ in his postwar memoirs Reynaud soberly wrote: “Those who rose in indignation at the idea of union with our ally, were getting ready to bow and scrape to Hitler”
๏ later Churchill and Attlee governments both distanced themselves from the suggestion that they revisit the idea of union with France [Shlaim, op.cit.]. And the Eden government during the Suez Canal crisis flatly rebuffed a request from France for the two countries to ally
✥ the bona fide aficionado of “alt-history” salivates over the prospect of “what if happened” scenarios. There has been something of a tradition of detective novels hypothesising on different historical events, eg, Robert Harris’ Fatherland which rewrites the postwar world based on the premise that Hitler did not die and the Third Reich won the Second World War
”The Governments of the United Kingdom and the French Republic make this declaration of indissoluble union and unyielding resolution in their common defence of justice and freedom, against subjection to a system which reduces mankind to a life of robots and slaves.”
~ British offer of Anglo-French Union, June 16, 1940
[Great Britain, Parliament, Parliamentary Debates, Fifth Series, Volume 365. House of Commons Official Report Eleventh Volume of Session 1939-40, (London, His Majesty’s Stationery Office, 1940), columns 701-702.]
ლ–ლ–ლ–ლ–ლ–ლ
I first heard of this astonishing plan to politically unify Britain and France in WWII – to make French citizens British and British citizens French – in a television documentary broadcast on SBS – Churchill’s Bodyguard (2005)✻. The thought that these two Anciens rivaux of Europe nearly became one country seems, from this vantage point looking backwards, a simply incredulous thing to contemplate❂.
⍗WSC (Source: PA)
The catalyst for the June 1940 proposal to fuse the two European allies was France’s military debacle: Nazi Germany launched a massive offensive into France in May and French forces offered scant resistance as the German Wehrmacht steamrolled on towards Paris with alarming speed. In late May the British Expeditionary Forces were evacuated from France, however the British left some 90,000 French troops in Dunkirk, abandoned to the fate of the conquering German army.
Before the crisis in the UK: Laying the groundwork for a federation
In the late 1930s, with threats to European stability and democracy emerging from both the Right and the Left, federalist ideas and sentiments started to gain currency within the UK. There was a thriving literature on the subject…liberal and socialist thinkers like William Beveridge, Lord Lothian and Lionel Curtis, were disseminating federalist ideas which were supported by many prominent politicians from both sides and by members of the Anglican Church. Andrea Bosco has drawn attention to the activism of a grass-roots movement known as the Federal Union which functioned as “a catalyst for (Federalist)ideas and behaviours“, generating popular backing in GB for the federal idea. French political economist Jean Monnet, as chair of the Anglo-French Coordinating Committee based in London, had the most developed perspective of the “Pan-Europeans”. Monnet took some of his inspiration from the vibrant British federalist movement and even discussed federalism with the then UK prime minster, Neville Chamberlain (more of Monnet later). Before the war a bill✫ was drafted at Chatham House◘ anticipating the Franco-British Union (henceforth FBU) [‘Britain’s forgotten attempt to build a European Union’, (Andrea Bosco), (London School of Economics & Political Science), 20-Jan-2017, www.blogs.lse.ac.uk].
M. Monnet ⍗
Proponents of FBU: the British
British PM Churchill, though harbouring doubts about the viability of the proposed union, was in the vanguard of the initiative. Churchill and the all-party UK war cabinet were desperate to stop the French capitulating to Hitler (failing that the PM deemed it imperative that the French fleet not fall into Nazi hands) [Shlaim, A. (1974). Prelude to Downfall: The British Offer of Union to France, June 1940. Journal of Contemporary History, 9(3), 27-63. Retrieved from http://www.jstor.org/stable/260024].
The British offer of union, described by Shlaim as a deus ex machina, came when it did, as an attempt to mend the deteriorating relations between GB and France. Westminster, by making a “spectacular gesture of solidarity” with the beleaguered French, was hoping to silence the criticism within France of British motives. It was also intended to shore up the position of French prime minister, Paul Reynaud, who was the key political figure on the French side most in favour of the Union. By making common cause with France, the British were trying to raise French morale to stay in the fight against Germany and to discourage the Nazis. At the same time, by securing FBU with France, it hoped to entice to its side the “weak neutrals” of the Continent, away from the pull of the Third Reich. It would be wrong to assume everyone associated with the government in Britain was on board with Churchill’s scheme to fast-track an Anglo-French union…top Whitehall civil servant Sir Orme Sargent for instance felt the UK public was not ready for a union with France and urged it be delayed to after the war [ibid.].
Proponents of FBU: the French
Reynaud was the political face of the pro-FBU cause within the French ranks, but behind the scenes the concept was largely the brainchild of the aforementioned Jean Monnet. After the war Monnet’s untiring efforts at unification saw him identified as the “father of European integration”. In early 1940 as the war began to encroach closer and closer to France, Monnet was preoccupied with finding a way of avoiding the excesses of nationalism and militarism plaguing Europe. FBU was intended to be the “prototype of complete union” (Shlaim)…Monnet saw the surrender of national sovereignty by France and GB as the first step on the road to greater Europe’s supranational integration⌺. The incorporation of the two countries and economies was a starting point for the ultimate political unification of Europe. Monnet’s relentless advocacy of the merits of a “United States of Europe” postwar, helped to bear fruit with the creation of the Common Market and the European Community.
Although, for the British participants in the drama, eventual European unification was not the rationale for making FBU happen, there were some on the English side of the channel who endorsed M Monnet’s integrationist ambitions, such as Professor Arnold Toynbee and Sir Arthur Salter. Even Churchill’s private secretary at the time was eyeing off the prospect of new openings and a shifting role for the UK – even going so far as to affirm that a union with France could be a “bridge to Europe and even World Federation” [‘When Britain and France Almost Merged Into One Country’, (Dominic Tierney),The Atlantic, 08-Aug-2017, www.theatlantic.com].
The consensus in the British block did not endorse Monnet’s visionary role for FBU, the hard-nose pragmatist view of Westminster was that, at that time of extreme and extraordinary peril, the union was purely one of expediency. The British offer was, in Avi Shlaim’s words, “no more than a last and desperate effort to keep France in the war against the common enemy” [ibid.] – a short-term objective only.
French military leader General de Gaulle (despite like Churchill harbouring some reservations about the concept) threw his weight behind FBU, believing it represented “a grand move to change history” [ibid.]. The linchpin for the Union’s success or otherwise came to hinge on secret talks between Churchill for the British and de Gaulle for the French. It was indeed an irony that on this occasion the “two patriotic statesmen, the symbols of independence and nationalism” (of their respective nations) were in synch with each other in seeking a supranational entity (Shlaim).
Like PM Reynaud, de Gaulle (still at this stage a junior minister in the French government) advocated FBU as the sole way forward because he wanted to fight on against the German invasion forces. Unfortunately for them (and the stricken French republic), the military high command and the majority of the French cabinet had other ideas. In the second part of this blog, we will look at how the events of June 1940 planned out and discover the fate of FBU and it’s postwar reverberations for Britain and France and for contemporary Europe as a whole.
Richard (the Lionheart) Plantagenet
Postscript:Incroyable or incredible as the prospect of an Anglo-French union in 1940 might seem to us today, it would nothave been without precedent. The Norman and Plantagenet monarchs in England in the 11th through 13th centuries ruled what was in reality an Anglo-French state.
┼────┼────┼────┼────┼────┼
✻ based on the memoirs of Winston Churchill’s long-time bodyguard, Walter H Thompson
❂ although the idea of an Anglo-French Union didn’t simply emerge out of thin air in 1940. The military alliance between the two countries in the face of the menace of an encroaching fascism in Europe had been taking shape since 1936…which in turn had built on the 1904 Entente cordiale, agreements which formally ended centuries of on-again, off-again Franco-English conflict [Mathews, J. (1941). The Anglo-French Alliance and the War. The Southwestern Social Science Quarterly, 21(4), 351-359. Retrieved from http://www.jstor.org/stable/42865013; ‘Franco-British Union’, Wikipedia, http://en.m.wikipedia.org]
✫Act of Perpetual Association between the UK and France
◘ a London “think tank” known officially as the Royal Institute of International Affairs
⌺ M Monnet was an unapologetic Anglophile, having lived and worked in London for part of his career he admired the British welfare system and had a sincere appreciation of GB’s assistance to France in two world wars
Pan American World Airways, or as it was universally known in its peak, Pan Am, is a name that is no longer displayed on the flight indicator boards of international airports across the globe. However up to the Eighties it was one of the premier names in the international airline industry. At the top of it’s game the airline was completing up to 214 flights from the US to Europe a week (1964) [‘Juan Terry Trippe, Founder of Pan Am World Airways and InterContinental Hotels’, Stanley Turkel (PDF, 2006), www.ishc.com].
From the ground up
Like quite a few young, middle class American men during the Great War, Tripp gravitated towards a future in the air, at first aspiring to be a navy pilot. After the war he transitioned from running a failed taxi service into a small regional air transport company. Trippe’s drive to succeed led him within a few years to merge his group with two other similar-sized ones to form Pan American Airways Inc.
The New Jersey-born businessman came up with a steady stream of novel ideas for innovation in the airline industry – which however required money. Prospects were bright though as new airline ventures were a good selling point. As William Stadiem explains, flying in the “Roaring 20s” was “the high-tech startup of its time!” Financiers, including members of the Rockefeller and Vanderbilt families, were all too willing to bankroll Trippe’s burgeoning airline industry ambitions [William Stadiem, Jet Set: The People, the Planes, the Glamour, and the Romance, in Aviation’s Glory Years (2014)].
By 1927 Trippe had started to assemble the rudiments of a fleet of aircrafts, initially with a brace of tri-motored Fokkers supplemented by some ageing surplus floating boats which he converted into the Pan American Flying Clippers (Trippe was a pioneer of these multi-engine seaplanes). Thus modestly began Pan Am’s first air mail service to the Caribbean (maiden flight in a 65-horsepower Seagull – Key West Florida to Havana) which paved the way for further Pan Am incursions into the region. Expansion followed innovation – from the West Indies he moved into Central and South America, and the foundations were laid for a global transport business✲.
Eschewing managerial orthodoxy
As textbook BUS101 management orthodoxy goes, Tripp was far from the desired model. His inclination was not to delegate and he was given to making unilateral decisions without consulting – much to the chagrin of his boards of directors [‘Juan Trippe and Pan Am’, (Richard Branson), Time, 07-Dec-1998, www.content.time.com]. What he was really exceptional at though, was anticipating the market in air travel, working out usually before anyone else what the next big thing was going to be…and going for it totally!
Business transparency was not part of the Trippe management style…his early inroads in the industry owed a lot to his “stealthy lobbying for U.S. mail licences”, which gave Pan Am a precious legup! [Harold Evans, Gail Buckland & David Lefer, They Made America, (2004)]. Trippe took a ruthless approach to competition and was not adverse to doing secret deals to outmanoeuvre his airline rivals [‘Juan Trippe Revolutionized Trips By Air With Pan Am’, (Scott S Smith), Investor’s Business Daily, 09-Oct-2014, www.investors.com].
Pan Am at times resorted to outright bribery to stay ahead of the pack, eg, offering several 100 thousand dollars to a Mexican president to block rival American Airlines’ bid for landing rights in the US’ southern neighbour [‘Juan Trippe’s Pan Am’, (Ann Crittenden), New York Times, (Archives),03-July 1977, www.nytimes.com].
Thoroughly innovative Juan
By continually expanding the scope of Pan Am’s operations, creating many new routes, Trippe opened up both the Atlantic and the Pacific to air travel❂. Trippe’s list of innovations in the industry are legion – including the pioneering of round-the-world commercial flights; the introduction of cockpit electronics allowing Pan Am pilots to fly in any weather; he also came up with “fly now, pay later” plans; his personnel came up with an advanced (computerised) reservations system first [Stadiem, op.cit.; ‘Dead Airlines And What Killed Them’, (Jean Folger), 25-Jun-2010, Investopedia, www.investopedia.com].
Before Laker Air there was …
Perhaps Trippe’s greatest legacy however was the pivotal role he played in making affordable air tourism a reality to everybody. When Trippe and Pan Am entered the still embryonic industry, seats were expensive and airline passengers tended to be exclusively from the well-off sectors of society. The airline ‘biz’ was run by a cartel called IATA (the International Air Transport Association) who contrived to maintain airline prices at a high level [Scott, op.cit.].
The first discount king of airlines
The Pan Am boss’ idea was to introduce a new class of passenger, “tourist class”, slashing the round-trip fare from New York to London by half (to US$275). The cartel reacted by trying to impede the US maverick’s move. British airports were closed to all Pan Am flights with tourist seats (Pan Am was forced to switch its European flights to remote Shannon Airport in Ireland). Pan Am managed eventually to get round the cartel’s net, it’s tourist class proved so popular that IATA caved in and accepted the reality of it [Branson, loc.cit. ; Smith, op.cit.]. Trippe’s actions thus brought air travel within the reach of ordinary people.
Airline entrepreneur and “friends with benefits”
Part of Trippe’s success owed a lot to influential people in high places…he benefited from a personal rapport with presidents like FDR and Truman. In fact, far from it being exclusively a triumph of free enterprise, federal government cooperation and support were integral to Pan Am’s overall success in the business [Crittenden, loc.cit.].
⍔JT Trippe & CA Lindbergh (Source: The Trippe Family)
Juan Trippe had the nous to surround himself with the right people from the start…in 1927 he ‘headhunted’ the (then) most marketable figure in world aviation, famed pilot Charles Lindbergh, to work for Pan Am (Lindbergh’s Continental survey flights helped establish the company’s early trade routes✥).
Another key figure within the company was its chief engineer Andre Priester who wrote the specifications for Pan Am’s flying boats. Priester set and maintained the airline’s meticulous safety standards [‘Pan Am Series – Part XLVIII: Skygods’, (Jpbtransportation: the Blog and Website of James Patrick Baldwin), 15-Feb-2015, www.jpbtransconsulting.com]. Staff training and airline safety were things Trippe refused to take shortcuts with – insisting on a high level of training for his pilots, flight crews, mechanics and support staff [Folger, loc.cit.].
With a little help from his (fellow capitalist) friends
Trippe in retirement freely acknowledged the help he received from United Fruit Company…the powerful US banana multinational assisted Pan Am early on to establish a presence in Latin America, thanks to United Fruit’s unique(sic) insider knowledge of the region’s states and its capacity to open doors to various governments [ibid.]. Trippe and Pan Am also prospered from cultivating a good friendship and working relationship with long-time Boeing head Bill Allen.
Enter the jet age
By the 1950s the heyday of “prop-liners” (propellor-driven aircraft) had come to an end. Jet liners were the future, trouncing ‘props’ for both aircraft speed and carrying capacity…and as ever Trippe got in at the ground floor! Trippe immediately bought up big on Boeing 707s and the first 707 Pan Am commercial flight took place in 1958 (NY-Paris)✮. He then got to work on making it more economical by figuring out how to reduce the jet’s seat-mile cost [Branson, op.cit.].
While going full-tilt into 707s Trippe was already looking beyond…to the 747, the jumbo-jet. As Evans et al observes, Trippe had “an almost clairvoyant grasp of the future (and a) determination to find aircraft to fit that vision” [Evans, Buckland & Lefer, op.cit.]. Unfortunately for Trippe, the antennae didn’t work as desired every single time and a few missteps had serious ramifications for the long-term future of Pan Am (see below).
⍔1st InterContinental: Belém (Brazil)
Pan Am ‘accommodates’ – airport to hotel…
Inevitably, the holistic approach Trippe brought to the airline industry✢ led him to capitalise on the airline ‘s success by directly entering the hospitality field… connecting the dots between passenger transportation and accommodation. With government encouragement from US president FD Roosevelt, Trippe began InterContinental Hotels & Resorts in 1946as a subsidiary of Pan Am…the first international hotel was situated in Belém, Brazil. Between 1946 and 1996 there were 222 I-C Hotels doing business worldwide (>90% of them outside the US) [Turkel, loc.cit.]※.
Changing fortunes
Pan Am – once a ‘Titan’ of the airways – is no more, what then led to its demise? Some observers trace the seeds of its eventual fall to the late 1940s – years before the company had reached the peak of its powers. Earlier in the Thirties, during Pan Am’s formative first decade, Trippe lobbied the US government, advocating his “chosen instrument” theory (by which Washington would designate a single air carrier for all foreign flights). Pan Am in fact secured this special status, initially with the awarding of a 10-year mail contract by the US Postmaster-General. Eventually though other carriers were green-lighted to enter the overseas field and started to claw back Pan Am’s advantage [Smith, loc.cit.]. Postwar, competitors such as Howard Hughes’ Trans-World Airlines (TWA), Braniff and North West Orient were allowed to enter Pan Am’s routes in South America and Asia, and contest it’s semi-official monopoly✧ over those regions [‘Pan-American World Airways: the rise and fall of a 20th century cultural icon’, (06-Jan-2017), www.seanmunger.com]. The “catch-up” had commenced.
However when Pan Am sought to establish a competitive foothold domestically in the late Forties, the US government flatly rejected its request to start a connecting domestic route network [‘Lots of Reasons Why Pan Am Failed’, (Robert J Byrne), Washington Post, 25-Jan-1992, www.washingtonpost.com]. This setback proved a critical handbreak on Pan Am’s expansion into the profitable US internal passenger market.
⍔Pan Am logo, the “blue meatballs”
In 1968 Juan Trippe stepped down as company president, however he remained active and influential in Pan Am’s executive decision-making, maintaining an office in the company’s headquarters. Pan Am still looked in solid business shape, it has 40,000 employees and was flying seven million passengers a year to some 86 countries. Trippe’s unflagging desire and capacity for change and innovation was to be a “two edged sword”, sparking Pan Am’s upward trajectory but also contributing to its ultimate decline. Not content with the revolutionary 707, Trippe cajoled the jet manufacturers to design a new “jumbo jet” capable of carrying in excess of 180 passengers⊡. The 747 answered this ‘need’, with the first commercial flight of a Pan Am 747 taking place in 1970. Trippe employed a similar stratagem with the Kennedy Administration which was reluctant (because of the exorbitant cost involved) to embrace the next level up, the SST-2707 supersonic jet. By signalling that he intended to purchase five Anglo-French Concorde planes, Trippe pressured President Kennedy into launching the American Supersonic Transport project. But this was one instance where Trippe’s ‘hunch’ was badly off target. The Boeing 2707 proved so problematic (and costly) that the project was dropped altogether in 1971.
⍔Two Pan Ams, 707 & 747 (source: Boeing)
The ill-timed expansion into 747s: Capacity overloadTrippe, always striving to be ahead of the curve, placed his order for the new 747s before they were designed, let alone off the assembly line! On this occasion the economy brought him and the company unstuck. The timing of the introduction of 747s, 1970, was not great – coinciding with a recession! Trippe didn’t foresee the 1973 oil crisis, which blew out the costs for maintaining the fleet of jumbos – fuel prices skyrocketed after the Middle East energy backlash [Folger, loc.cit.].
The state of Pan Am’s finances in the early Seventies was not propitious for taking on something of the magnitude of the 747. Commencing from 1969-70 Pan Am experienced seven straight years of losses. By 1977 the company’s long-term debt amounted to a disquieting $727 million! The financial burden on Pan Am was too much – and the problem was compounded by one of Trippe’s successors as company head (Najeeb E Halaby) who bumped the order of 747s from Trippe’s original 25 up to 33 aircrafts [Crittenden, loc.cit.].
Other developments in the world added to the company’s woes. The spate of terrorist incidents involving Pan Am, culminating in the 1988 Lockerbie tragedy, damaged the company’s reputation and precipitated a decline in travel numbers [Folger, loc.cit.].
Deregulation
Another setback for Pan Am came in the late 1970s with industry deregulation. The legislation of course brought more competition for Pan Am into the game, but this time coming from the big international airline players. Deregulation also meant that Pan Am could now at last enter the American domestic market, and it acquired National Airlines which unfortunately failed at a time Pan Am was in need of a financial “pick-me-up” [Smith, loc.cit.].
When the end came for Pan Am, it came fairly abruptly – in 1991. Pan Am offices everywhere simply closed their doors, virtually overnight. Rising costs of operation, falling market share, a trough in passenger numbers (a further blow in this respect was brought on by the 1990 Gulf War which led to a fall-off in international travellers) [Folger, loc.cit.]. There was a failure to make preparations for a smooth transition for Pan Am after the head’s departure. Trippe, having been so dominant and instrumental in the company’s success over four decades, was negligent in not planning for a long-term successor to himself [Byrne, loc.cit.]. This hurt Pan Am during the rocky days ahead when it was in desperate need of clear-headed, astute leadership.
Footnote: in the 1920s and 30s Juan Trippe was one of a handful of great US airline pioneers – the elite list also included CR Smith (American Airlines), WA Paterson (United Airlines), Eddie Rickenbacker (Eastern Airlines) and Collett E Woolman (Delta Airlines).
PostScript: Pan Am’s broader role
Under Trippe, Pan Am’s planes could be called upon when required to provide service outside it’s core commercial role. This happened in war, both hot and cold (eg, active role of Pan Am Clippers in WWII; humanitarian trips during the 1948-49 Berlin evacuation; collecting “refugees from communism” in Cuba during the early years of the Castro regime). Trippe also came to the rescue of his fellow “captain of industry” Henry Ford in 1931, by flying the Brazilian military into the remote Amazon to put down a worker revolt in the Fordlândia rubber plantation.
✲ in addition to a purely business opportunity, Trippe’s focus on this region was to help forestall the establishment of a German (and possibly also a French) airline service to the Panama Canal (in which the US held a strategic interest), [Sean Munger, op.cit.]
❂ by the 1970s the Pan Am publicity arm was able to boast that it was “the World’s Most Experienced Airline”
✥ often taking him to inassessible places in South and Meso-America where Trippe’s workers would follow, having the arduous job of hacking out landing strips from the dense jungle [Smith, loc.cit.]
✮ in very quick time BOAC, QANTAS, Air France and Lufthansa, among others, rushed to embrace 707s. In 1959 the Douglas company debuted its DC-8, virtually a copy of the 707 [Stadiem, loc.cit.]
✢ in the early years Trippe had even helped build airports in the jungles of Latin America to fit in with the new air routes planned for Pan Am
※ the hotel chain was sold to an English conglomerate, Grand Metropolitan, after Trippe’s death in 1981
✧ Pan Am’s role at that time has been described as the US’ “unofficial flag carrier”, [George C Larson, ‘Moments & Milestones: Birth of the Clippers’, Air & Space Smithsonian, Nov 2010, www.airspacemag.com]
⊡ skillfully Trippe played the big manufacturers (Boeing, Douglas and Lockheed) off against each other, manipulating them into commiting to an even larger jet before they were ready to build it! [Smith, loc.cit.]
By the 1930s it was apparent to all concerned that Fordlândia, Henry Ford‘s rubber plantation in the Amazon, had been a costly, massive underachiever. Ford however, to the unending frustration of his family, doggedly refused to pull the plug and walk away from the Amazon fiasco counting his losses. In 1934, instead of ditching the failing Fordlândia operation altogether, he retained it and at the same time poured a fresh pile of money and resources into a second Amazonian rubber plantation site.
Learning from failure
The new rubber plantation, at Belterra, was better positioned geographically in relation to the main regional city of Santarém (just 40 km south of it). The plantation site selected this time was a more judicious choice, unlike the uneven ground of Fordlândia, the site comprised a flat topography, much better terrain for moving equipment around and for planting✱. The more favourable physical conditions at Belterra meant that Ford’s agrarian labourers were over a period of several years able to cultivate some 19 square miles of land for the planting of rubber trees (not a gigantic quantity by any reckoning, but a significant advance on the pitiful returns from Fordlândia) [‘Belterra, Pará’, Wikipedia, http://en.m.wikipedia.org].
Improvements in local agronomy
The horticulturalists at Belterra were conscious of the need not to replicate the monoculture prevailing at Fordlândia – which had made the rubber plants vulnerable to infection. By planting hardwoods this time and employing new breeding methods which used local varieties, the planters were able to avoid the scourge of Fordlândia – the Amazon leaf disease. The downside of this method however was that it was very labour-intensive and expensive [ibid.].
Infrastructure, variety and man-management
One of the clear lessons of Fordlândia was that living conditions for migrant workers in the camp were not conducive to creating a happy workforce. Again, as at Fordlândia, the migrant employees (based on the precedent of Ford’s American plant workers) were paid much higher than the going rate elsewhere in Brazil…but the company had learnt from the Fordlândia plantation that this was not enough of itself to get the desired worker performance. This time Ford’s managers delivered an enhanced town infrastructure…the drawing board for Belterra included three well-staffed hospitals (a critical area of shortage at Fordlândia) and three major (and two minor) schools◊. The sanitation system was much improved on the earlier settlement (arguably it was better than anywhere else in rural Brazil at that time). The street layouts were better planned and more uniform (straighter streets, more systematic street grid and more effort put into ‘greening’ the environment). The Belterra management gave workers more options for their leisure time – construction of football fields⍟ and playground equipment, movie and dance nights (exclusively folk dancing, another obsession of Henry Ford!). The upshot was to give the plantation town something akin to a suburban feel [‘Dearborn in the Jungle: Why Belterra Flourished Where Fordlandia Failed’, Past Forward: Activating the Henry Ford Archive of Innovation, (blog), www.thehenryford.com].
Whereas Fordlândia had catered exclusively for single men in its Brazilian work force, the Ford managers (eventually) adopted a more realistic, far-sighted policy, recruiting an increasing number of migrant families to the plantation…showing that Ford (or his management team) were serious about addressing the staff problem that had plagued Fordlândia, a high rate of turnover of the work force [ibid.].
Some relaxation of Ford’s tight reins
Other efforts were made to appease the plantation’s migrant work force to make them more compliant with company target objectives. The imposition of American food on Brazilian work force, which had been the bane of (a large slice of) the dissension in Fordlândia, was lifted. The Brazilian tappers and labourers were allowed to retain their traditional, local eating habits. In addition, in a further relaxation of conditions, musical instruments (an integral part of the Brazilian lifestyle) were allowed in the camp [ibid.].
Ford’s American ‘civilising’ mission for the “undeveloped world”
Despite a relaxing of some of the rules governing the running of Ford’s new industrial town in the Amazon, there were certain things Henry would not compromise on. Ford was always big on “moral education”…part of his rationale for getting into the Brazilian jungle was to fulfill a mission to realise a peculiarly idiosyncratic idea of his concerning “racial progress’. As Elizabeth Esch describes it, driving Ford was a patronising impulse to “proletarianise and civilise” the uneducated rubber tappers of Amazonia, to make them into “something better”※. In the carmaker’s eyes, melding the workforce into an more efficient unit went hand-in-hand with educating them.
Belterra school girls and boys in Ford’s uniforms, ca.1940 | THF56937 | by the Henry Ford (Flickr) 🔽
Midwest “old school” values
School was compulsory at Belterra – for all! Adult workers had to attend night school classes. Schoolchildren were strictly schooled and imbued with discipline along American lines of education…all workers’ children were issued with uniforms (which made the boys look like boy scouts or cadets). Every school day started with the ceremonial raising of the US flag. Some observers have noted how Ford’s installing of rigid educational and moral discipline at Belterra mirrored his own value system…to whit, tantamount to a kind of sociological experiment to “Americanise Belterra youth” along the lines of a “Mid-western small town model” [‘Dearborn in the Jungle’, loc.cit.].
Global war, disruption and end-game
Ford established a tyre manufacturing plant in Dearborn in 1937 which by 1940 had the capacity to build 5,000 tyres, unfortunately for Ford NOT ANY of the raw rubber was sourced by that time from the company’s Brazilian plants [Ford Richardson Bryan, Beyond the Model T: The Other Ventures of Henry Ford, (1997)].
🔽 Henry Ford tinkering (Photo source: The Ford UK Co)
The Amazonian rubber venture by 1941 nevertheless did seem to be making some headway, there was in excess of three-and-a-half million rubber tree planted (mostly at Belterra), which by the following year had yielded 750 tons of latex [ibid.]. The Ford Company was optimistic enough to announce that it expected to produce 30 to 40 million pounds of high quality rubber from the Amazon by 1950 [Esch, op.cit.]. One thing in its favour, as a consequence of the world war extending to the Pacific, was that British, Dutch and French Far Eastern rubber plantations were now in the hands of enemy Japan and no longer commercial entities.
Ultimately though the war rebounded on the Ford Company as on commerce generally with an increasing drain on the US economy for the war effort. The motor company’s finances were not in great shape during the war years…incredibly the increasingly ‘flaky’ Ford Senior had axed the global company’s Accounting Department! [G Grandin, Fordlândia: The Rise and Fall of Henry Ford’s Forgotten Jungle City, (2010)]) . The domestic situation in Brazil was not helping Ford’s rubber plants…although powerful Brazilian President Getúlio Vargas had given approving nods in the public eye to the company’s presence in Brazil, labour law reforms in the country were not advantageous to Ford. The Brazilian government also restricted the export of lumber during the war. To exacerbate matters even more, the rubber plantations were hit with a return bout of the dreaded leaf blight infestation [Bryan, op.cit.].
Synthetic rubber – the future!
Ford’s son Edsel✜ and grandson Henry II had for several years been badgering the bewilderingly stubborn and by now ailing and declining industrialist to bring the wasteful Amazon fiasco to an end. What possibly clinched it in the end was a technological breakthrough, by 1945 synthetic rubber production was a superior and more economical method of getting latex than natural rubber. Moreover, with WWII now over, Britain and the other European powers had regained control of their lucrative Far Eastern rubber estates, and would once again provide the Ford rubber plants with very stiff competition [ibid.]. In December 1945 Ford finally sold the Fordlândia and Belterra plantations back to the Brazilian government, losing over US$20 million in the deal [‘Belterra, Pará’, Wikipedia, http://en.m.wikipedia.org]. The dragged-out, ill-fated Amazon venture of Ford, which perpetually “had teetered between failure and farce” was over [Esch, op.cit.].
PostScript: Fordlândia and Belterra redux
Belterra today is in much better nick than Fordlândia, this is largely because the Brazilian government has kept the Belterra plant operational, although it has never been particularly profitable. Fordlândia on the other hand bears many of the characteristic scars of a ghost town. When Companhia Ford Industrial Do Brasil ceased operations in 1945, the Americans cut and ran, leaving things pretty much as they were…pieces of equipment and machinery abandoned, left lying idle, to rot or to be stolen or to be vandalised (contemporary Fordlândia has been described as a “looters’ paradise”◘), furniture, door knobs and other fittings, whatever that was movable, was taken. Most of the original buildings though have survived✥, as well as the plantation sawmill, the generator and such industrial relics, left rusting in the jungle for the past 73 years.
The most striking physical industrial remnant at Fordlândia today is the Torre de água – the 50m-high Water Tower…it still stands, like a symbol of the lost town, and like most of the fixtures at Fordlândia, built in Ford’s Michigan and shipped to the Amazon. Greg Grandin describes its still erect form as a reminder of what it once personified, “a utilitarian beacon of modernity for Ford’s ‘civilising’ project” [Grandin, op.cit.].
✱ botantist expert James R Weir, brought in to ‘troubleshoot’ the company ‘s dismal performance in trying to grow rubber at Fordlândia, came up with the idea of a second plantation in the Amazon (and then promptly left the project altogether!)
◊ named after Henry Ford’s three grandsons, Edsel, Benson and Henry
⍟ Ford had banned the playing of football (soccer) at Fordlândia
※ there was lots of talk at Dearborn about “taming savages” and more disturbingly, of pseudo-racial categories – creating a “Latin-Saxonian unity” that supersedes the ‘Indian’ and mestizo groupings, E Esch, ‘Whitened and Enlightened’: The Ford Motor Company and Racial Engineering in the Brazilian Amazon’, in OJ Dinius & A Vergara [Eds.], Company Towns in the Americas: Landscape, Power and Working Class Communities, (2011)
✜ Ford heir Edsel predeceased his father, dying in 1943
◘ Simon Romero, ‘Deep in Brazil’s Amazon, Exhibiting the Ruins of Ford’s Fantasyland’, New York Times, 20-Feb-2017, www.nytimes.com]
✥ but not the crumbled mess of the town hospital
Pioneering American industrialist Henry Ford built his first commercial automobile in 1901, and went on in the years following to revolutionise the motor vehicle industry with his eponymous Model T Ford and his innovative assembly line production techniques✲. With the advent of Fordism (a system involving modern technological machinery and standardised production in high volumes) Ford was paying his auto industry employees an (at the time) unprecedented $5 a day! However it came with very consequential strings (a dehumanisation of the workplace and the loss of workers’ individual autonomy).
By the 1920s Ford was pursuing a plan to harness the waters of the Tennessee River to power a proposed 75-mile long mega-city, which the car-maker proclaimed would be a “new Eden” in northwest Alabama.A concerted campaign by political opponents within the US however blocked Ford’s efforts to get the scheme off the ground ‘[‘Valley of Visions’, (Adam Bruns), Site Selection Magazine, May 2010, www.siteselection.com]. Vexated but undaunted, Ford turned to the remote Amazon jungle for his next big project.
The rubber market and “latex gold” Rubber was in high demand by car manufacturers like Ford and his American rivals General Motors and Chrysler. Rubber is the source of latex, which is vulcanised to create car tyres and for a range of other vehicle parts (eg, valves, gaskets, hoses, electrical wiring). The problem for Ford and other manufacturers was that the European colonial powers, France, the Netherlands and (especially) Britain, had an established monopoly on the production of rubber through their profitable South-East Asian colonies (Malaysia, the East Indies, Vietnam, Ceylon). Ford was particularly concerned that the British, spearheaded by its secretary for colonial affairs Winston Churchill, was intent on creating a rubber cartel to further monopolise the valuable product for the Europeans. The industrialist therefore was looking round for a cheaper way of sourcing rubber…he briefly considered planting rubber trees in the Florida Everglades but that didn’t turn out to be promising. His focus eventually fixed on Brazil and its vast Amazon Basin (see also the Footnotes).
Eyes on Brazil From 6,000 km away in Ford’s Dearborn car ‘empire’ headquarters, the Amazon looked a logical location for a rubber plantation. It was after all the original (and therefore seemingly the natural) environment for producing latex, being the home of the plant Hevea brasiliensis, used to make the most elastic and purest form of latex!
Ford’s idealistic and ideological vision Clearly Henry Ford saw the long-term business advantages of securing a consistent supply of latex at the most favourable prices, but in his public pronouncements he let it be known that he viewed the Brazilian project as something grander than an attempt to corner a resource market – “a civilising mission” no less! Ford regularly couched his intervention in Amazonia in terms of it being an act of “benevolence to help that wonderful and fertile land” [‘Lost cities #10: Fordlandia – the failure of Henry Ford’s utopian city in the Amazon’, (Drew Reed), The Guardian, 19-Aug-2016, www.theguardian.com]. While some of the car manufacturer’s overblown utterances may have been an indulgence in PR, the Amazonian venture (and the fact that he persisted with it long, long past its use-by-date) suggests that the idea of Fordlândia represented something in his core that was deeply idealistic. Greg Grandin in his epic study of the Fordlândia experiment, has noted that despite the runaway success of his Detroit-based business empire, Ford had become increasingly disatisfied with modern American society and culture as he saw it, there was a whole catalogue of things that he abhorred…including war, unions, alcohol, cigarettes, cow’s milk(!), modern dance, Wall Street financiers, Jews, the creeping intervention of government into business and into American life as a whole [Fordlândia: The Rise and Fall of Henry Ford’s Forgotten Jungle City, (2010)].
A blinkered idealism Ford saw in the challenge of carving a viable city out of the Brazilian wilderness, a potential antidote to all he disliked about his homeland – a way to recreate “a vision of Americana that was slipping out of his grasp at home” [ibid.]. Another driver in Ford’s Amazonian quest was the unflinching faith in his capacity to replicate the Dearborn business success elsewhere, including the Amazon jungle. This idealism led Ford, even when things went “pear-shaped” in Fordlândia “to deliberately reject the expert advice” and blindly cling to his peculiarly personal notion of trying “to turn the Amazon into the Midwest of his imagination” [ibid.]. Moreover, Grandin notes, that the greater the reverses of Henry’s rubber enterprises in the Amazon, the more the carmaker would describe his ‘mission’ in Brazil in idealistic terms – Fordlândia would, he stressed repeatedly, bring economic stability and increases in the standard of life to the impoverished people of the Brazilian interior; the new city would support 10,000 people, etc [ibid.].
Initially, the government and it seems, the Brazilian people in the main, welcomed Ford’s Amazonian industrial city. Brazilian officials, especially consul José de Lima, went to great pains to woo the American carmaker once his interest in the Amazon became known. Some Brazilian officials even heaped overly-lavish, religiously evocative praise on Ford , calling him the “Jesus Christ of Industry”, the “Moses of the Twentieth Century” and “the salvation of Brazil’s long-moribund rubber industry” [ibid.].
By the terms of the business deal, Ford would pay the Brazilian government about US$125,000 for 5,625 square miles of land and the company was to be exempt from taxes✣. Under the concessions Ford’s city was to be granted an autonomous bank, police force and schools, to many observers it was a violation of Brazilian sovereignty…”it was as if Ford had the right to run Forlândia as a separate state”. The sceptical Santarém (local) press mockingly referred to the Dearborn (Michigan) car manufacturer as “São Ford” (“St Ford”) [ibid.].
The blueprint for Fordlândia Ford poured a massive amount of resources into his (new) utopian ‘dream’ city. The plant was equipped with “state-of-the-art” processing facilities. No expense was spared on constructing the American village (known locally as Vila Americana) which was reserved for American management. It was equipped with a swimming pool, a golf course, tennis courts, a library, schools and a hospital. Not surprisingly, the de luxe conditions of the Americans’ village was in grotesque contrast with that of the Brazilian workers whose rudimentary houses lacked even running water [ibid.].
Setbacks and drawbacks The jungle site picked out for Ford’s prefabricated industry town was Aveiro on the River Tapajós, in the state of Pará. From the get-go in 1928 things did not go well! First off, clearing the dense jungle for the site was really hard (and dangerous) work✪…even with Ford’s promise to pay high wages to the locals, labour was in short supply. The project’slogistics provided another headache, the location’s communications and transportation had serious shortcomings, The location was hilly and there were no roads to Aveiro so movement was by boat up and down the river, and seasonal climatic conditions tended to impede access (also latter on hindering the cargo vessels trying to reach Fordlândia to load up the latex).
“Agri-ignorance” The task of planting rubber trees was thoroughly error-ridden. Ford’s managers used antiquated planting techniques, the team lacked basic knowledge of tropical agriculture. A fundamental flaw that proved critical was the company’s practice (ignoring the advice of Brazilian botanists) of planting the rubber trees too close to each other, this resulted in making the plantings susceptible to disease (enabling the destructive South American leaf blight to move easily from tree to tree) [ibid.].
Illness caused by the harsh tropical location wreaked havoc with the work force (especially the migrant workers but also affecting the American staff). Workers went down with various ailments (malaria, VD, yellow fever, beriberi, parasites, snake bites, etc) placing a strain on the already overwhelmed company health services [ibid.].
Subverting worker morale Ford imposed strict conditions of behaviour on the work force – in keeping with his personal puritanical code. A prohibition ban was imposed (to match the prevailing injunction on alcohol in the US at the time). In light of the severely harsh conditions they were working under, Ford’s “absolutely no tolerance” liquor policy was totally unrealistic⊡. Workers were forced to endure a regime of rigid conformity – regimentation of plantation life, adhering to strict standards of discipline and hygiene. And to make things even more onerous, Ford introduced the same, notorious heavy-handed yolk of enforcement he employed in the River Rouge automobile plant in Detroit. Ford’s “Big Brother” like Service Department men were employed to carry out highly intrusive spot searches on workers’ quarters to ensure compliance with the edicts.
Americanisation overkill Ford insisted that the migrant workers at Fordlândia adhere to Americanised conditions of work and services which ignored the local realities and cultural norms. This meant everyone got American-style housing with metal roofs which were conductors of the already intense tropical heat (in preference to the more sensible natural thatch roofs they were used to in Brazil). Another “First World” error by Ford was to build workers’ houses close to the ground…the locals in the Amazon knew to build high up on stilts so that they didn’t get overrun with animals and insects! Ford was insistent on interfering with the Brazilians’ diets, workers were fed unfamiliar food like hamburgers, whole-wheat bread and unpolished rice, and they were encouraged to plant flowers and vegetables on their plots. The American managers, with scant regard for the workers, forced them to work in the middle of the day in full tropical sun. Inevitably, the migrant workers staged a revolt against the management practices, known as Quebra-Panelas (the “Breaking Pans”). They rioted in late 1930, protesting against Ford’s imposed conditions, and the Brazilian army had to intervene to restore order (with management making some concessions with regard to the food) [ibid.].
Erratic managerial direction Part of the problem with Fordlândia was with the management. They’re was a rapid turnover of managers in the first two years of the settlement. Ford’s often wrong-headed policies were not easy to implement, but some managers were not up to the task and others just couldn’t hack it in the extremely challenging and arduous Amazon and quit. Unsurprisingly, with mismanagement morale plummeted, the American staff increasingly engaged in wild parties and drunken revelry. It wasn’t until Scot Archibald Johnston was put in charge at the end of 1930 that progress started to be made at Fordlândia. Johnston was able to improve the infrastructure, enhance the lifestyles of employees’ – new entertainments and recreations – film and dance nights, gardening, football games (overturning Ford’s earlier ban) and more education options. Grandin feels that under Johnston’s management, the city “came closest to Ford’s original ideal”. But still the yields of latex didn’t come remotely close to the company’s anticipated returns.
With the lack of commercial success, the original Brazilian government enthusiasm for Ford’s project waned badly. Even from the start there had been critics of the done deal that was vague on many details and required Ford to use only 40 % of his land grant for the production of latex♉. Eventually, there was a loss of credibility for Fordlândia – with the situation showing little improvement, the Brazilian middle classes ultimately could not square Ford’s “self-promoted reputation for rectitude and efficiency” with the reality of the plantation’s dismal track record [ibid.]
FN 1: British ‘Bio-piracy’ The European monopoly on rubber had its origins in the unscrupulous actions of British botanist Henry Wickham who clandestinely pilfered Hevea seeds out of the Amazon in the late 19th century. These were propagated successfulyl in Asia✧, putting the three colonial powers in a frontline advantageous economic position in the trade. The sale of latex, especially to the US auto industry which needed rubber for the expansion of the burgeoning industry, helped Great Britain and France pay off its (WWI) war debts [Grandin, op.cit.].
FN 2: The “latex lords” Before the rise of the Asian rubber plantations, Brazil was the dominant world supplier…in the second half of the 19th century, processed rubber accounted for 40% of Brazil’s total exports. The Amazon’s big towns, Manaus and Belem, profited spectacularly from the rubber boom as witnessed by the magnificent BeauxArts palaces and grand neoclassical municipal buildings that sprang up. By the early 1920s however, the country’s rubber industry had bottomed out and Brazil was bankrupt [ibid.]. ••••——••——•••——••——•••——••
✲ so successful that the Ford Motor Company had captured over half the US auto sales market by 1921 ✧ rubber cultivation thrived in South-east Asia due to a combination of factors – the parasites (insects and fungi) that feed off the rubber in Brazil were not present; the cross-breeding of trees led to increased yields of sap. The plantations were close to ports (cf. Brazil), reducing the transportation costs. Lastly, the cost of labour (principally derived from China) was significantly lower [Grandin, op.cit.]
✣ as it transpired, the deal was not as great as the Detroit carmaker thought …”swindled by a Brazilian con artist” Ford paid around three-times the value of the land [G Grandin, Empire’s Workshop: Latin America, The United States and the Rise of the New Imperialism, (2005)]
✪ a hardship compounded by the company providing the clearers with very poor housing conditions ⊡ and impossible to fully enforce…plantation workers got round the prohibitions (Ford’s ‘puritanism’ extended to bans on women in the town, on smoking and on the playing of football as well) by establishing illicit bars, nightclubs and brothels on the so-called “Island of innocence”, [‘Fordlândia’, Wikipedia, http://en.m.wikipedia.org] ♉ leading some Brazilians to speculate that Ford’s real motives for intervening were to seek oil, gold and political leverage [Grandin, op.cit.].
Three hundred years ago this coming April, London merchant-cum-journalist Daniel Defoe published his debut novel anonymously✱ – it was to become one of the most iconic and most imitated literary works ever…it began with a title page descriptor that read in full:
The Life and Strange Surprising Adventures of Robinson Crusoe, Of York, Mariner: Who lived Eight and Twenty Years, all alone in an un-inhabited Island on the Coast of America, near the Mouth of the Great River of Oroonoque; Having been cast on Shore by Shipwreck, wherein all the Men perished but himself. With An Account how he was at last as strangely deliver’d by Pyrates.
Once “cast on Shore by Shipwreck”, Crusoe, isolated and alone, is forced to make the best of a perilous predicament in an alien and challenging environment. His solitary, epic struggle in the face of hardships and the existence of threats from wild animals and the unknown elevates the story to mythic proportions. The myth is complete when Crusoe ultimately succeeds in conquering all impediments and fashions the island into his own “miniature Great Britain”.
A multiplicity and diversity of readings Robinson Crusoe is a multifaceted work of fiction, viewable from a number of different perspectives. On a straightforward level its an adventure novel and a travel book (rather than a guide) tantalising the 18th century Englishman and woman with a sense of faraway “new worlds” which were still undergoing a process of discovery and exploration.
The personality of the protagonist Crusoe himself is an Everyman figure, representing a cross-spectrum of contemporary English societal types – above all he is the archetypical survivor prompting untold numbers of readers to identify with the despair of his plight and “embraced his myth of struggle, survival and triumph against all odds” [Crusoe: Daniel Defoe, Robert Knox and the Creation of a Myth, Frank, K (2011)].
⍐ One of the numerous screen adaptations of the ‘Robinson Crusoe’ tale
Crusoe as “economic-imperialist” and coloniser
There is the hero of romantic, bourgeois individualism, the Englishman who turns his dire circumstance to his ultimate financial advantage. When others appear on the island (Friday, the boy slave Xury, the ‘savages’, the Spanish sailors and English mutineers), Crusoe reacts with a sensibility typical of the “natural superiority” of a coloniser and uses the others as ‘commodities’✥. James Joyce described Robinson Crusoe as the “true symbol of the British conquest”, embodying “the whole Anglo-Saxon spirit” [quoted in ‘An introduction to Robinson Crusoe’, (Stephen Sharkey), 21-Jun-2018, www.bl.uk].
A spiritual voyage
On another level Robinson Crusoe can be read as a kind of spiritual autobiography (popular in Defoe’s time). Crusoe’s journey from one exotic land to another can be seen as the “spiritual voyage” of Bunyanesque Puritan Christianity. Crusoe’s long, long sojourn on the island is a test of his faith. Being alone with infinite time on his hands he devotes himself to intense self-scrutiny, questioning the Providence that landed him in his predicament (ie, his relationship with God). Some critics have noted that Crusoe’s thought processes on the island entailed a progression from rebellion, acknowledgement of mortal sin, atonement and religious conversion [‘Robinson Crusoe Theme of Religion’, (shmoop), www.shmoop.com].
DIY Robinson Crusoe and the Conduct book
Defoe provides a very detailed description of how his hero goes about making the most of his enforced stay on the island. As Katherine Frank observes, DeFoe’s novel is the “ultimate how to book: a step-by-step guide on how to live in a particular tricky situation”, ie, a method for surviving alone on a desert island◘ [Frank, op.cit.]. On the ship and again on the island Robinson spends copious amounts of time cataloguing items and making lists of everything that comes into his head.
The novel’s preoccupation with DIY touches on something else close to Defoe’s heart, the “Conduct book”✪ (a kind of user’s guide for life in the 18th century). The self-help component in Robinson Crusoe gives a sample of the writer’s broader interest in instructional works…Defoe spilled a lot of ink in writing a series of published texts telling people how they should live their lives – with titles like The Family Instructor, The Compleat English Tradesman and The Compleat English Gentleman.
A Defoe conduct book on the Robinson Crusoe theme
Always look on the bright side of life
Defoe’s faith in the individual’s capacity for self-improvement comes through in his novels as much as in the didactic Conduct books. In Robinson Crusoe Defoe’s central character refuses to give up and submit to his fate no matter how glum his prospects look. With each new challenge he faces on the island, Crusoe time and again evokes the “power of positive thinking”…in his solitude he learns “to look more upon the bright Side of my Condition and less upon the dark Side” (Defoe imbues the protagonists of his later novels like Moll Flanders with this same positive disposition) [ibid.]. Defoe really had to be a glass half-full kind of guy to keep bouncing back from all the reversals life was lobbing on him (viz. a succession of self-inflicted, calamitous business ventures he managed to embroil himself in, doing gaol time for failure to pay his debts, etc).
PostScript: Cashing in on the “golden egg” The Life and Strange Surprising Adventures of Robinson Crusoe was an instant commercial success with four editions printed in 1719. Defoe, always with his mind fixated on how to enrich himself, was quick to follow-up Robinson Crusoe with a sequel. The Farther Adventures of Robinson Crusoe, published in the same year, proved to be almost as much a hit with the public. The Farther Adventures (usually today called the Further Adventures) was intended to be Robinson Crusoe’s swan-song, but Defoe couldn’t resist going to the well one time too many with a third book in 1720 entitled Serious Reflections During the Life and Surprising Adventures of Robinson Crusoe: With his Vision of the Angelick.Serious Reflections ‘bombed’ badly and the less said about it the better⊡.
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✱ it was commonplace for 18th century texts to be published either anonymously or using a pseudonym…Defoe was especially inclined to obscure textual ownership to try to cover himself when raising polemical questions [‘Anonymity in the Eighteenth Century’, (Gillian Paku), (Literature, Literary Studies – 1701 to 1800: Aug 2015 DOI: 10.1093/oxfordhb/9780199935338.013.37 www.oxfordhandbooks.com]
✥ Crusoe’s mercenary nature (equating with that of the money-obsessed Defoe) is best illustrated with Xury who Crusoe is happy to sell back into slavery when he is no longer required and by so doing fetch a tidy sum for himself
◘ novelist EM Forster once remarked that Robinson Crusoe reminded him of a “Boy Scout manual”
✪ Conduct books, today’s self-help guides, in Defoe’s day took the form of sermons, devotional writings, familiar letters, chapbooks and instruction manuals offering advice on social mores and manners, spiritual guidance and practical information on state and household duties, [Batchelor, Jennie. “Conduct Book”. The Literary Encyclopedia. First published 09 July 2004 https://www.litencyc.com/php/stopics.php?rec=true&UID=216, accessed 29 December 2018.]
⊡ the Farther Adventures had the same trademark derivative framework as the original novel – Defoe borrowed heavily once again from Robert Knox’s autobiography and seems to have modelled the last part of Crusoe’s journey on a 17th century Moscow Embassy secretary’s travel journal (Moscow – Peking), The Farther Adventures of Robinson Crusoe, Wikipedia, http://en.m.wikipedia.org; Frank, op.cit.]
A common retort to people purporting to be in a unique situation of any kind is the phrase, usually emphatically stated, “you’re not Robinson Crusoe!” – ie, (not) alone. The phrase references probably the best-known solitary and physically isolated character in English literature, a shipwrecked voyager stuck seemingly alone on a deserted island in some unidentified expanse of the great oceans. Daniel Defoe’s classic 18th century novel Robinson Crusoe.
A search for the genesis of The Life and Strange Surprising Adventures of Robinson Crusoe, like the story’s narrative itself, has taken scholars far and wide. Geographically, this has included both the South Pacific and the South Atlantic Oceans, the Caribbean and Ceylon (Sri Lanka). The search has also led, through the work of biographers, to a study of DeFoe’s own life experiences for sources of inspiration for the work of fiction.
Alexander Selkirk’s adventures
For the great bulk of the (almost exactly) 300 years since Robinson Crusoe was first published, the conventional wisdom has been to attribute the book’s origin to the real life experiences of Alexander Selkirk. Selkirk was a Scottish privateer who fell out with his captain and crewmates on a voyage and was voluntarily marooned on an uninhibited island for a bit over four years. When Robinson Crusoe was published less than a decade later, many made a clear link between it and the well-publicised accounts of Selkirk’s episode of being a solitary castaway. Moreover, some people thought that Defoe’s hero must have been a real person and that the book was a travelogue of actual events [‘Robinson Crusoe’, Wikipedia, http://en.m.wikipedia.org].
“Selkirk’s Island” 🔽
Some commentators today still hold that Selkirk was the true inspiration for Defoe’s most famous fictional protagonist [‘The Real Robinson Crusoe’, (Bruce Selcraig), Smithsonian Magazine, July 2005, www.smithsonianmag.com; ‘Scientists Research the Real Robinson Crusoe’, (Marco Evers), Spiegel Online, 02-VI-2009, www.spiegel.de]. A perception that was given some added credence by the Chilean government. With an eye to the tourist potential spin-off, Chile renamed Más-a-Tierra, the small island in the South Pacific which had been Selkirk’s enforced home for over four years, Robinson Crusoe Island.
Defoe’s ‘Crusoe’ cf. Selkirk
Most literary critics these days however accept that Selkirk’s epic misadventure was “just one of many survival narratives that Defoe knew about” (by no means the major one)✲. Becky Little has listed some of the key differences between Defoe’s story and the accounts of Selkirk…Robinson Crusoe was shipwrecked, whereas Selkirk asked to be cast on shore; Crusoe is a plantation owner with a colonising mentality who adapts the island to his own world, while Selkirk was effectively a “glorified pirate” who “goes native”; Crusoe’s Island, as Robinson was to discover in time, was inhabited, whereas Más-a-Tierra was completely uninhabited; Crusoe was stuck on his island for 28 long years compared to a shade over four years that Selkirk had to endure [‘Debunking the Myth of the “Real” Robinson Crusoe’, (Becky Little), National Geographic, (28-Sept-2016), www.nationalgeographic.com].
Aside from Selkirk’s story, Defoe who read widely and voraciously would have drawn on other, existing accounts of shipwreck and survival – this includes a work by 12th century Arab Andalusian writer Ibn Tufail, Hayy ibn Yaqzan, both a philosophical treatise and the first novel to depict a desert island castaway, and the story of Pedro Luis Serrano (Maestre Joan)♉, a 16th century Spanish sailor thought to have been marooned on a small Caribbean Island for seven or eight years [‘RC’, Wikipedia, loc.cit.]❇.
Robert Knox, a prototype for Crusoe?
One of the major influences on Robinson Crusoe is sea captain Robert Knox’s experience of prolonged confinement after his British East India Company ship was forced aground on the island of Ceylon (published in 1681 as An Historical Relation of the Island Ceylon). Katherine Frank in her book Crusoe: Daniel Defoe, Robert Knox and the Creation of a Myth, has pointed to the parallels between Defoe and Knox. Knox’s Island confinement consumes some 20 years, comparable to the 28 years Crusoe is marooned on his remote island. Both Crusoe (in the book) and Knox (in real life) are unable to secure the full patrimony (inheritence) entitled them upon their return. Both are engaged in slave-trading activities at different times [Katherine Frank, Crusoe: Daniel Defoe, Robert Knox and the Creation of a Myth, (2011)].
The derivative Defoe
Frank describes Defoe as a “congenital plagiarist” who freely borrowed material and ideas from numerous sources for Robinson Crusoe. Among the literary works mined by Defoe are Homer’s Odyssey, Shakespeare’s The Tempest, Hakluyt’s Principal Navigations of the English Nation, and Bunyan’s Pilgrim’s Progress. He also relied upon the books of voyages by contemporary explorers such as William Dampier and Woodes Rogers. And of course there was the borrowings from published accounts of real castaways and their ordeals – in addition to Serrano, Selkirk and Knox, Defoe drew upon the accounts of Fernando Lopez on St Helena in the South Atlantic and Henry Pitman’s stranding on Tortuga, et al [ibid.].
‘Robinson Crusoe’, allegory of incarceration
Frank also draws on biographical aspects of Defoe’s life that can be reflected in the famous novel. On two separate occasions Defoe was imprisoned for failure to settle his (very considerable) debts (the first saw him detained in the Fleet and the King’s Bench Prisons and on a subsequent occasion in notorious Newgate). DeFoe’s journal tells us how profoundly affected he was by imprisonment. Frank invokes the symbolism of being “shipwreck’d by land”, analogising the author’s mandatory detention with the catastrophe of being tossed about in a storm and helplessly cast adrift on a desert island, and concludes that “Robinson Crusoe clearly had its autobiographical genesis in Defoe’s bankruptcies and incarceration” [ibid.].
PostScript: a legion of imitators, the Robinsade
As plentiful as were Daniel Defoe’ sources of inspiration for Robinson Crusoe, the novel has continued to this day to capture the imagination of countless writers, film directors and TV producers. Seemingly ubiquitous, it has inspired the creation of a genre of writing, “survivalist fiction”, and even spawned a literary sub-genre known as the Robinsonade. These works include novels as disparate as Swiss Family Robinson, Treasure Island, The Lord of the Flies and JM Coetzee’s Foe, filmic representations of the novel by Luis Buñuel and modernised updates of the story such as Cast Away, plus the television series Lost in Space and Gilligan’s Island. The form of the Robinsonade has also extended to a Science Fiction offshoot with Sci-Fi Robinsonades (movies: Robinson Crusoe on Mars, The Martian; fiction: The Survivors (Tom Godwin), Concrete Island (JG Ballard)). Robinson Crusoe has proved to be particularly fecund in the world of reality television, inspiring a host of “real life”(sic) programs with titles like Lost! and Survivor that say it all! As Katherine Frank commented, “Crusoe hasn’t just survived, he has thrived, flourished and proliferated”.
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✲ eg, the scholarly consensus tends to the view that no single, real life ‘Crusoe’ existed, the character was an amalgam of “all the buccaneer survival stories” [AD Lambert, Robinson Crusoe’s Island, (2016)]
♉ after Robinson Crusoe was published Serrano became known as the “Spanish Crusoe”
❇ Defoe got the idea for Crusoe’s familiar goatskin clothing from reading about another exile, John Segar, on St Helena
Next year, Sainsbury’s, which has long maintained a place on the podium of Britain’s leading supermarkets will reach its sesquicentennial milestone – 150 years in the grocery retailing trade. Over the last 20-plus years the company has had to content itself with the runner-up position in the market leadership ladder of supermarket chains, trailing the seemingly ubiquitous and dynamic Tesco which has swept all before it. Nevertheless, Sainsbury’s has carved itself a distinctive and impressive notch among the titans of modern British retailing since it first opened for business in the Victorian era.
Foundation years, butter and establishing the Sainsbury style In 1869 the newly wed John James Sainsbury, founded Sainsbury’s in partnership with his wife, Mary Ann Sainsbury (née Staples). The two opened their first dairy goods shop at 173 Drury Lane, Holborn (London). Mrs Sainsbury played an active role in the business, in the early years she effectively managed the Drury Lane shop, making it “famous for the quality of its butter”. As Sainsbury’s built its formative business reputation largely on product quality, Mary Ann (the daughter of a dairyman) insisted on fresh milk on the shop’s shelves, as well as, that the Dutch supplier of Sainbury’s butter date-stamp every unit item it supplied [‘The History of Sainsbury’s – Trying Something New for 147 Years’, (Darren Turner, 11 Nov.), www.s4rb.com]. The freshness and purity of Sainsbury’s butter gave it a commercial edge over the competition in an era known for widespread food adulteration (eg, it was a common practice for milk to be watered down) [Judi Bevan, ‘Battle of the Supermarkets’, RSA Journal, Vol. 152, No 5517 (June 2003)].
In the 19th century Sainsbury’s rivals in the grocery game were shops like Lipton’s and Home and Colonial Stores. Early on John J Sainsbury developed a business model which made the shops stand out from the other grocers by doing things differently. Appearance was important to Sainsbury, the shops were clean and hygienic, on offer were “high-quality products and fresh provisions at prices even London’s poor could afford” (an early shop slogan was “Quality perfect, prices lower”).
A gradualist approach to growth John J Sainsbury, whose motto could well have been “Make haste slowly”✱, was in no hurry to expand the business. From the Drury Lane foundations he gradually added a shop in Kentish Town and then two more in the new railway suburb⊡. It wasn’t until 1882 that Sainbury made his first move outside London, establishing a shop in Croydon, one that specifically sought to cater for a middle-class clientele, selling comestibles which were in the luxury range (foreign cheeses, poultry and game birds, cooked meat delicacies, etc) [‘Sainsbury family’, (Bridget Salmon), Oxford Dictionary of National Biography, (23-IX-2004), www.odnb.com].
Even well into the 20th century century each new Sainsbury’s store was a matter of measured deliberation…the company continued “to place the highest priority on quality, taking the time to weigh each decision, whether it meant researching suppliers for a new product, assessing the reliability of a new supplier, or measuring the business potential of a new site” [‘J Sainsbury plc History’, Funding Universe, www.fundinguniverse.com].
During John J Sainsbury’s tenure in charge, the company established what was to become the Sainsbury’s “house style”, stores which were elaborately decorated in contrast with the other (typically drab) grocers of the day. The key to the company’s success was covering all of the bases…John James would price-match the competition while at the same time offering higher standards of quality, service and hygiene. Moreover, the likes of Home and Colonial and Lipton’s, while having numerically more shops, could not match Sainsbury’s range of products [ibid.].
Sainsbury’s “Own Brands” Although “own brands” are thought of as a modern phenomena in retail merchandising, Sainsbury’s first introduced the concept as early as 1882! The shop’s first own brand was its staple commodity – butter. Sainsbury’s continued this practice and by the 1950s there was a host of such offerings on the shelves: ‘Sainsbury’s Cornflakes’, ‘Sainsbury’s Snax Biscuits’, ‘Sainsbury’s Cola’, ‘Sainsbury’s Peas and Carrots’, etc, etc. [‘The History of Sainsbury’s’, loc.cit.]. By 1980 half of the products Sainsbury’s sold were under its own label [Bevan, op.cit.].
Modernising Sainsbury’s In 1950 Sainsbury’s refitted one of its earliest shops, in West Croydon, creating what was Britain’s first supermarket proper, one of the country’s earliest to operate as fully self-service. Some customers were at first put off by the innovation, thinking it impersonal and “anti-social”, however the convenience factor of not having to wait to be served eventually won out…Advertising and Marketing magazine reviewing the new store concluded: “From the point of view of the customer the chief advantages of self-service shopping are the speed with which shopping can be done and the ease with which one is reminded of things needed…these advantages substantially outweigh the disadvantages of not getting the personal attention of the assistant.” [‘Sainsbury ‘s return to site of first self-service supermarket’, (Graham Ruddick), The Telegraph (UK), 30-Aug-2013, www.telegraph.co.uk].
Although under its founder Sainsbury’s had been reluctant to get too big too quickly, once the company passed to his successor, son John Benjamin Sainsbury✫, the number of stores grew (though still at a trademark cautious pace). Under the strong leadership of a string of postwar CEOs (such as (John) Baron Sainsbury of Preston Candover), this trend was maintained❂.
Although Sainsbury’s followed a typically cautious approach to its business model, the company couldn’t be accused of dragging its feet when it came to embracing new technology. In the early Sixties they were the first retailer in Britain to develop a computerised distribution system and their stores were among the first to turf out electronic cash registers in favour of scanners in the late Eighties [‘J Sainsbury plc’, www.company-histories.com].
In 1973 the company went public under the holding co name J Sainsbury plc after being floated on the stock market. The 1970s witnessed increasing competition from discounters and a squeezing of profit margins, prompting an escalation in diversification…non-food items started to appear on Sainsbury’s shelves. It also innovated with the advent of ‘Savacentre’ hypermarkets and ‘Homebase’ house and garden centres. Overseas expansion was concentrated in the US – Sainsbury’s acquired Shaw’s Supermarkets, Giant Food Inc and Star Markets (its holdings in Shaw’s were unloaded in 2004).
Stumble and renewal During the Nineties, Sainsbury’s, hitherto accustomed to being the premier supermarket chain, was relegated to second place by Tesco which became supermarket “top dog” in the UK in 1995. A change-up was required at Sainsbury’s and further diversification was sought. In 1997 the company ventured into in-store banking (in partnership with the Bank of Scotland – before going it alone in 2014). During this period the 130-year direct involvement in running the company of the Sainsbury family came to an end with the retirement of David (Lord) Sainsbury. The acquisition of Bells Stores in the early 2000s signalled a move into convenience stores, adding to the variety of its retail outlets.
Sainsbury’s – status quo in 2018 and future fortunes? In the contemporary British retail landscape, Sainsbury’s, with a healthy slab of the market, is the second largest chain in the country✥ with ≻1415 stores (2017) and ≻186,900 employees (2018). Despite having long conceded first place to Tesco, this state of play is a fluid one…no longer dominated by the Sainsbury family (though it retains 15% of shares in the company), these days the majority shareholder is the Qatar Investment Authority (note comparisons with Harrods). 2018 has seen Sainsbury’s unearth a bold attempt to unseat Tesco’s hegemony through a planned merger with ASDA which would give the merged entity around 30-31% of the UK market – as against about 27.5% for Tesco (Source: Kantar). Approval of the controversial merger is still pending but could depend upon Sainsbury’s and ASDA offloading 463 of their stores to win over the competition ‘watchdog’ (CMA) [‘Walmart’s Asda agrees to UK merger deal with Sainsbury’s’, (Silvia Amaro) 30-Apr-2018, www.cnbc.com; ‘Sainsbury’s and Asda may have to offload 460 stores to seal merger’, (Sarah Butler), The Guardian, 28-Sep-2018, www.theguardian.com].
Footnote: A “leg-up” for UK supermarkets As the age of postwar austerity and scarcity gave way to an era of abundance and growth in the 1960s, supermarket heavyweights like Sainsbury’s and Tesco led the way. The supermarket chains on their expansionary arcs was facilitated by legislative changes affecting the retail sector. The abolition of resale price maintenance (RPM)✧ by the British Board of Trade in 1964 was a total game-changer! RPM had allowed (especially large) manufacturers to dictate terms to retailers, the law change shifted the balance in favour of Tesco, Sainsbury’s and co, who now could lord it over even the largest of manufacturers like Unilever and Procter & Gamble [James Buchan, Review of Trolley Wars by Judi Bevan, The Guardian, 30-Apr-2005].
PostScript: How Tesco outmanoeuvred and outgunned Sainsbury’s One of the key moves made by Tesco was to take careful note of what the older retailer was doing right (eg, offering quality in goods and service) and copying it! (in “Tesco-speak” this is called ‘benchmarking’ the opposition) [Bevan, op.cit.]. As Tesco grew incrementally it benefitted from a “virtuous circle” of business⊙. The sheer, monolithic size of Tesco allows it to buy merchandise more cheaply and accordingly sell it more cheaply. Ergo, they turn over more customers and make greater sales, and so the cycle is sustains itself [Buchan loc.cit.]. Tesco has a reputation for following intuitive hunches…being less risk adverse than other major supermarkets like Sainsbury’s it happily ventured into lower class, ‘brownfield’ areas that its competitors wouldn’t touch [Bevan, op.cit.].
—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧—‧ ✱Festina lente – the motto of Roman emperors Augustus and Titus, et al ⊡ a calculated, gradual approach to expansion suited John James who had a very hands-on management style, by temperament he was a “micro-manager”, immersing himself in the minutiae of the shops’ everyday transactions ✫ known for his focus on staff welfare and remembered by one of his senior staff as a “benevolent dictator”, [‘Sainsbury family’, loc.cit.] ❂ there have so many Sainsbury family members involved in the company, in British politics, in art patronage and philanthropy, to almost necessitate a scorecard ✥ although it briefly conceded second place to the Walmart owned ASDA in 2003/2004 ✧ Resale price maintenance (or retail price maintenance) is a practice where the distributor agrees to sell at a price set by the manufacturer ⊙ a business scenario the Financial Times described as “hard to create, but (also) hard to disrupt”
In the UK’s highly competitive retail world Tesco plc is the kingpin grocer, at the top of the tree of Britain’s supermarket chains. With over 3,400 stores across the UK and a presence in around a dozen countries worldwide✱, Tesco pulled in revenue in 2017 to the tune of £55.9B. The retailer’s origins though, way back at the end of the Great War, were of course much more humble. Like fellow high-flying UK retailer, Marks and Spencer, it began with one man and a market stall operation.
Jack Cohen got the business ball rolling in 1919 with a basic stall✥ in the Well Street Market, Hackney, London…for start-up capital Cohen (born ‘Jacob Kohen’) had a £30 stipend from his recent WWI service. From his barrow and stall operation, the antecedent of Tesco, the 21-year-old started off selling matzos (unleavened Jewish crisp bread) and other army surplus food he had purchased. On opening day Cohen made a princely £1 profit from a grand total of £4 in sales [‘A History of Tesco: The rise of Britain’s biggest supermarket’, by Tim Clark and Szu Ping Chan, The Telegraph, 04-Oct-2014,www.telegraph.co.uk].
Genesis of the business name In the early days, a big-ticket item that Cohen sold was tea from T E Stockwell (in fact the first product sold by Cohen under the Tesco brand). From the Stockwell name Cohen simply took the first three initials ‘T E S’ and added the first two letters of his own name ‘C O’ on to the end of it – thus forming the business’s famous name, ‘TESCO’ (and unsold “Stockwell Tea” got repackaged and rebranded as “Tesco Tea”).
From North London to the nation Cohen opened his first shop in Burnt Oak, near Edgware, North London, in 1931. Within a short period he had built the company headquarters and a central warehouse also in North London (Edmonton). The London retailer’s strategy was twofold – to expand by gradually buying out smaller grocery stores, and to buy the unsold merchandise other grocers couldn’t sell, which he would repackage and rebrand and then on-sell it to the public cheaper than anyone else (earning himself the nickname ‘Slasher Jack’) [‘Tesco UK, brief history and overview’, www.eeph.org.uk].
Cohen’s business motto, and therefore the company’s motto, was “pile it high and sell it cheap”, a straight-forward business philosophy of “low cost and high volume”✪ along the line of the large Woolworths chain. One of Cohen’s “bargain basement” product mainstays was ‘Snowflake’, a New Zealand canned milk which accounted (together with Tesco Tea) for much of the early Tesco sales [Sarah Ryle, The Making of Tesco: A Story of British Shopping (2013)]. By 1939 there were in excess of 100 Tesco shops all round the United Kingdom. Where Cohen chose to locate a Tesco, seems according to his daughter (the future Conservative MP Dame Shirley Porter) to have been something of an intuitive hunch. As she later explained, they’d be driving around town and “he’d suddenly say ‘this looks like a good place for a shop’ and he’d leap out and chat a few people up”. This was the very hands-on way Cohen would conduct market research [Ryle, op.cit.].
First with self-serve Jack Cohen’s introduction to the idea of self-service grocery outlets came on a visit to the US in 1935…Cohen was initially not impressed. The immediate postwar period in Britain was characterised by a hike in wholesale costs of goods, which could not be passed on to customers due to the burdens of postwar austerity. Cohen made a return visit to the US at this time, accompanied by his son-in-law Hymon Kreitman who was enthusiastic about the American self-serve concept as typified by the pioneering Piggly Wiggly supermarkets. Cohen, influenced by Kreitman, eventually opened Tesco’s (and Britain’s) very first self-service shop at St Albans (Herts.) in 1948 as a way of countering the rising costs of commodities. Another first for Tesco was the first supermarket in the UK, opened in 1958, located in Maldon, Essex (it featured separate counters for meat, butter and cheese) [‘Jack Cohen (businessman)’, Wikipedia, http://en.m.wikipedia.org].
Maldon supermarket (interior)⬇️
Expansionary growth The 1950s and ’60s for Tesco was marked by unbounded expansion through the acquiring of many smaller grocery shops. Among the scalps of small retail outlets claimed by the burgeoning company were Burnards stores, Williamson’s shops, Harrow stores, Irwin’s shops, Charles Phillips’ shops and the Victor-Value chain (this last concern was unloaded by Tesco in the Eighties). Between 1955 and 1960 alone, Cohen bought over 500 new shops across the country [‘Tesco: How one supermarket came to dominate’, (Denise Winterman), BBC Magazine, 09-Sep-2013, www.bbc.com].
After Jack died in 1979 Tesco’s expansionary trajectory continued unabated…there was a hostile takeover of Hillards supermarket chain in 1987, the acquisition of William Low shops in 1994 gave them a greater market concentration in Scotland, as did the snaring of Associated British Foods three years later for Ireland and Northern Ireland. The Safeways/BP shops, and a move into convenience stores T&S Stores and Adminstore followed. The opening of Tesco’s Leicester “super-sized” store in 1961 made it, at that time, the largest grocery store in Europe. By the 1990s Tesco had overtaken Sainsbury’s as Britain’s largest food retailer. So extensive has been the spread of Tesco shops, it is thought that only one postcode in the entire UK – Harrogate in North Yorkshire – doesn’t have a Tesco in it! [Clark & Chan, op.cit.].
Diversifying Tesco From the Sixties Tesco started to diversify in a big way! To the traditional staple of grocery lines were added clothing, books, furniture, software, internet services and in 1974 the sale of petrol. The Tesco Bank (financial services) was launched in a joint venture with the Royal Bank of Scotland, and later gained a foothold in the communications field with the advent of Tesco Mobile [‘Tesco’, Wikipedia, http://en.m.wikipedia.org].
Diversification also meant a dilution of Slasher Jack’s traditional retail philosophy of providing only the cheapest of the cheap. This change-up saw Tesco for the first time add upmarket quality items to its catalogues. The physical nature of Tesco’s retail outlets diversified during this period. To the standard supermarket format was added hypermarkets (called Tesco Extra) at one end of the spectrum, and “one stop” shops/neighbourhood convenience stores (Tesco Express) at the other. In between these polarities were Tesco Metro and Tesco Superstores. Such market manoeuvrability by Tesco has drawn praise from business analysts – Citigroup’s David McCarthy acknowledges Tesco’s capacity to “appeal to all segments of the market” [‘Tesco: Supermarket Superpower’, (Hannah Liptrot), 03-Jun-2005, www.bbc.com]. It has also been (reluctantly) commended by a critic of the grocery Goliath for its “clinical efficiency with which it carries out its business plan” [Andrew Simms, Tescopoly: How One Shop Came Out on Top and Why it Matters, (2007)].
Tesco Malaysia
Internationalising Tesco Inevitably, growth and profitability at home meant external expansion for Tesco, a move towards globalisation. The company acquired various overseas market footholds with majority stake holdings in established Turkish supermarket chain Kipar and in Polish Leader Price wspanialy-rynki (supermarkets), among others. The overseas results however have tended to fall well short of Tesco’s stellar domestic performance. A 2006 move into the US market with the Fresh & Easy chain was unsuccessful, resulting in a £1.2B loss and in 2013 Tesco completed their pull-out from North America [‘Wikipedia’, op.cit.].
Inverness high street
Too big, too damaging? The phenomenal retail success of Tesco ⌖ is encapsulated by the popular phrase in Britain, “£1 in every seven went into a Tesco till!” Inverness in the Scotland Highlands (known locally as ‘Tesco Town’) personifies the dominance of Tesco – 50p in every £1 spent on food, it is calculated, is derived from one of Tesco’s three shops in the northern city [Liptrot, loc.cit.; ‘The supermarket that ate a town’, (Lorna Martin), The Guardian, 01-Jan-2006, www.theguardian.com]. Other cities and towns across the UK share Inverness’ concerns of urban domination by the retailer…Seaton in Devon’s east is staring at the prospect of becoming another “Tesco Town”. Tesco has flagged plans to build a superstore, hundreds of ‘Tesco’ homes and a hotel in the small town, triggering determined local opposition to the scheme [‘This town has been sold to Tesco’, (Anna Minton), The Guardian, 05-May-2010, www.theguardian.com].
Ultimately, it is Tesco’s size that courts the company’s most strident criticism and opposition. Increasingly, the sheer size and scale of the supermarket empire gives it a disproportionate degree of bargaining power with manufacturers. Since 2000 the British authorities have sought to address the uncompetitive nature of the status quo, a code of practice was enacted in that year to try to curb Tesco’s (and other large retail players’) market dominance to the serious detriment of small traders in the UK (the National Consumer Council has described Tesco as “the Marmite of British business”). Interestingly, consumer surveys in the UK point to the consumer public’s “Janus-headed” take on Tesco, it ranks as both the “most trusted” and the “least trusted” of companies in the country! [David Gray (Analyst, Planet Retail), quoted in Winterman, op.cit.]. The recent Tesco takeover of Booker Wholesale Group (2017/18) for £3.7B, given the green light by the UK’s competition watchdog (CMA), has however provoked widespread disquiet within those in British society concerned at what they see as yet another monopolistic move for the retail behemoth [‘Tesco’s £3.7bn Booker takeover waved through by competition regular’, (A Armstrong & J Torrance), The Telegraph (UK), 20-Dec-2017,www.telegraph.co.uk].
Ripples in the Tesco ocean The hostility of small retailers at Tesco’s strangulation of competition in the supermarket field❅ is not the only discordant note in Tesco’s recent history. Its high public profile has prompted at least two attempts at extortion using the threat of letter bombs…in 2000-2001 an individual tried to extort £5M from the supermarket giant (he was subsequently caught and jailed for 16 years); later a former tax inspector demanding £1M from Tesco, tried the same method (also apprehended and imprisoned). Tesco has tended to court controversy on occasions, eg, quantities of horsemeat were discovered in burgers and spaghetti sold by Tesco, and of course almost a by-product of runaway commercial success, there has been a slew of charges over the years that Tesco was engaging in tax avoidance schemes, tax minimisation, etc. Tesco was heavily criticised by the CEO of UNICEF UK in 2009 for appropriating the children’s charity’s slogan “Change for Good” and crassly using it for commercial advantage in company advertising [‘Unicef accuses Tesco of misusing charity slogan’, (Marie O’Halloran), The Irish Times, 25-Jul-2009, www.irishtimes.com]. As well there have been isolated incidences of individual Tesco shops discriminating against blind people (especially barring entry) [‘Tesco’, Wikipedia, op.cit.]. Tesco’s corporate response after such periodical outbreaks of bad PR has been to launch charm offensives aimed at the public (such as its “Good neighbour” policy in the 2000s) [Simms, loc,cit.].
Until very recently Tesco has experienced seemingly unstoppable success. However things troughed for the retailer during financial years 2013-14 and 2014-15, in the latter year Tesco lost £6.4B, its worse fiscal performance in 20 years! [Clark & Chan, op.cit.]. Since then the supermarket chain (boosted by acquiring the Booker cash and carry group) has to no one’s surprise bounced back, in 2018 recording its strongest growth in seven years (UK and Irish sales rose 3.5%). It has also just introduced Jack’s stores which it hopes will wrest back losses in the discount store market from front runners, German supermarket heavyweights, Aldi and Lidl [‘Tesco posts highest growth in seven years’, (Sarah Butler), The Guardian 15-Jun-2018, www.theguardian.com].
PostScript: Tesco to (super)market leader What makes Tesco a cut above its rivals? Enormity of size and utter ruthlessness and aggression in business dealings has been a factor, but according to some observers, the key to its success has been its ability to read customer behaviour: going way back Tesco has been meticulous about collecting raw data on what consumers were buying, invaluable information for anticipating future patterns, staying ahead of the curve! Tesco introduced loyalty schemes, personalised discounts and rewards for its customers, above all the Tesco Clubcard (“Every little helps”) – the card was an immediate hit, within a year of its debut (1995), Clubcard holders were spending 28% more at its stores and Tesco was number 1 with a bullet in the rankings of British grocers [Winterman, loc.cit; ‘The card up their sleeve’, The Guardian 19-Jul-2003, www.theguardian.com].
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✱ including stores in Ireland, Poland, Hungary, the Czech Republic, Slovakia, Malaysia, India, South Korea, Japan, Taiwan and Thailand (and previously in the US)
✥ his bottom-of-the rung beginnings in the world of retail merchandise was as a barrow boy
✪ to which he added an internal one, actually a motivational pitch for sales staff, “YCDBSOYA” (You Can’t Do Business Sitting On Your Arse”) [‘Shirley Porter: Rich, flashy and corrupt with it. She’s nothing like a Dame’, (Sean O’Grady), The Independent, 16-Dec-2001,www.theindependent.co.uk]
⌖ fifth biggest grocery chain in the world, biggest UK retailer by sales, biggest UK employer (>330,000 staff) [Winterman, loc.cit.]
❅ for instance, the Office of Fair Trading investigated the company for allegedly forming a cartel of supermarkets (with Safeway, Asda, Morrisons and Sainsbury’s) to fix the price of dairy products
Before the principals of Marks and Spencer teamed up, the entity was singular, just the one aspiring retailer, Michael Marks, and of material necessity he started very small. A late 19th century immigrant refugee from the Russian Empire’s Byelorussian region, Marks launched his first penny bazaar stall in Central Leeds’ Kirkgate Market with start-up funding amounting to one £5 note – which he had borrowed! Marks met his future partner at this time, Thomas Spencer, and eventually went into business with him after the latter, a Yorkshire cashier, invested £300 for a half-share in what became Marks and Spencer✱.
Early days: Establishing a chain of “penny bazaars” Michael Marks kicked off with a very basic business model: his initial stall in Leeds was a “one penny stall”, hence the business’ motto, “Don’t ask the price, its a penny”⊡. The early stall commodities focused on household goods, haberdashery, toys and a sheet-music business (note the early spelling of the store name with an errant plural ‘s’ in ‘Spencer’ in the photo at left). Marks (the more dynamic and “hands-on” of the partners) immediately set about expanding the business, first up establishing a shop in Manchester. By 1894 Marks and Spencer had graduated to a permanent stall in Leeds’ covered market (in 1904 they opened their first Leeds shop) and in 1901 concentrated its open market operation in Birkenhead on Merseyside.
Forging a regional retail identity The two partners initially focussed locally, concentrating on Yorkshire and Lancashire, a new warehouse in Manchester (1897) became the early centre of the M&S business empire which numbered 36 branches by that time…the firm accumulated stalls (later on, shops) in towns and cities across the North of England (Manchester, Liverpool, Hull, Sheffield, Middlesbrough and Sunderland) as well as further south (Birmingham, Bristol, Cardiff, Swansea, etc) [‘The History of Marks and Spencer’, (h2g2, 2008/2012), www.h2g2.com].
SpencerMarks
By the early 1900s Marks and Spencer was starting to yield a very tidy surplus, becoming a limited company in 1903. At this juncture Thomas Spencer decided to cash in and retire from the partnership with a nice “nest egg” of £15,000 (for his initial outlay of £300) [‘Thomas Spencer (Marks and Spencer)’, Wikipedia, http://en.m.wikipedia.org]. Sadly for both Spencer and Marks, neither got to enjoy their monetary success long – Spencer died in 1905, followed by Marks in 1907. Nonetheless the prestigious company name has long outlived the two founding principals, thriving into the 21st century.
The end of “British-only” and “home-brand only” In the early 20th century M&S, entering into long-term relationships with British manufacturers, emphasised a policy of selling only British-manufactured goods, clothes and food were sold under the famous “St Michael” brand (named after founder Michael Marks). The fluctuating commercial fortunes of the company in the 1990s led to M&S relenting somewhat on this policy.
Textiles and food By the Twenties M&S had moved into the sale of textiles in a big way (launching its own laboratories to commercially produce new fabrics for the British market). In 1931 it added food to its portfolio of products…M&S’s own food technology department (from 1948) allowed it to offer chilled poultry to customers, instead of the hitherto frozen or pre-cooked options (courtesy of a new technology it called “cold chain distribution”) [‘What 130 years of M&S history can teach us about innovation”, (Hannah Jenkinson, 2018), www.about.futurelearn.com].
By the 1960s these two commodities, textiles and food, were firmly ensconced as the staples of Marks and Spencer. M&S were forerunners in introducing retail practices that enhanced customer satisfaction, such as the “money-back, no questions asked, no time limit” policy.
Marble Arch – M&S flagship store⬆
In 1930 Marks and Spencer established itself in the United Kingdom’s financial capital, opening a mega-sized London store at 458 Oxford Street, W1. The Marble Arch store which was to become the company’s flagship store, would go on to compete with those other leading retailers of quality merchandise already with abase in Oxford Street, Selfridge’s and John Lewis’. Marble Arch wasn’t in fact M&S’s first retail outlet in London, that honour went to the one in nearby Edgware Road (which is actually closer to the Marble Arch monument than the Marble Arch M&S!). The Edgware Road store began as a penny bazaar in 1912 with additional floors added in the 1920s. During World War II the building was damaged by German incendiary bombs (as was Marble Arch tube station in an earlier Nazi air raid). In 1959 the original store at Nº228 Edgware Road was closed and replaced by a new, much bigger store at 258-264 Edgware which opened just six days later [‘The History of Marks & Spencer Edgware Road’, (Jan. 2017), www.marble-arch.london].
Nº228 Edgware (Source: M&S Co Archive) ⬇
M&S shift of strategy in an increasingly volatile retail market At the turn of the 21st century Marks and Spencer’s prospects appeared fairly sanguine…in 1998 it became the first British retailer to achieve a pre-tax profit of over £1B.
But in the first decade of this century, M&S, sensing the need to compete for more of the market, made some seismicchanges. The standard–bearer St Michael’s brand was dropped, other longtime lines were rebranded. The company moved away from its emphasis on “British quality goods”, starting to sell big-name grocery lines like Marmite, Kellogg’s Corn Flakes and KitKats in its stores [‘Marks and Spencer to start selling top brands’, (G Hiscott), The Mirror (UK), 04-Nov-2009, www.mirror.co.uk] (previously it had concentrated on ‘luxury’ food products exclusively). This marks the recognition by Marks and Spencer that the falling trend of clothing sales needed to be heavily supplemented by popular food items.
Marks and Spencer (colloquially and affectionately known on the street as “Marks and Sparks”) as at April 2017 could list a total of 959 operating stores across the UK✣, 615 of which traded in food only (the “Simply Food” label), evidence of how food products had come to prop up the other traditional areas of the business. Future prospects for the major British retailer remain somewhat nebulous after the company signalled in 2018 its intent to close around 100 M&S stores in the country by 2022. Retail finance watchers have also questioned, with such a reliance on food items, whether M&S can ultimately match it with the UK’s food and groceries powerhouse Tesco [‘M&S online food delivery service will be no piece of cake’, Robert Plummer, BBC News, 28-Apr-2017, www.bbc.com]. Still, Marks and Spencer remains in majority British hands (unlike its rival heavyweights Harrods and Selfridges).
⬆ Commemorative M&S clock in Leeds market
━━━──━━━━──━━━━──━━━━──━━━━──━━━━──━━━ ✱ the foundation date for the company is traditionally given as 1884, however the exact date the partnership began between Marks and Spencer seems conjectural – other candidates are from 1894 (the Leeds permanent stall) or from 1901 (the Birkenhead market) ⊡ product inexpensiveness was not to stay the M&S catch cry – by the late 1920s Simon Marks (the founder’s son who had assumed the reins) placed a 5/- limit on items. Long before this M&S had made the store focus one of quality over cheapness ✣ plus over 200 overseas stores in at least 40 countries
The path taken by John Lewis in scaling the heights of retail commerce was typical of many embryonic and aspiring owner-drapers in mid-Victorian Britain. Somerset born and raised, Lewis started his first modest shop in Nº132 (later re-numbered) Oxford Street, London, in 1864 (taking the sum of 16s & 4d on opening day). His first twenty years in business for himself were far from glamorous, a period dominated by hard and dreary ‘yakka’ and slow piecemeal accumulation and consolidation. The tortoise approach – slow and steady
Lewis took a conservative, uncomplicated (“keep it simple”) approach to retailing and only slowly moved his lines from silks, woollens and cotton fabrics to dress fabrics and clothing and later to furnishing fabrics and household supplies like China and ironmongery (but never food!). His philosophy was sell cheap and no ads (for nearly a century the John Lewis company continued a practice of minimal advertising!)✱. Unsurprisingly for a man described as “a Victorian curmudgeon” [‘John Lewis (1836-1928)’, Geoffrey Tweedale, Oxford Dictionary of National Biography, 06-Jan-2011, www.oxfordnb.com], his management style was rigidly autocratic, he often had abysmally poor relations with his staff and was prone to effecting arbitrary and sometimes wholesale dismissals. In 1920 Lewis’ “pig-headedness” and anti-union stance triggered deleterious industrial conflict…in 1920 the unaddressed grievances of Lewis’ shop-girls led to a strike by 400 staff. Lewis simply sacked the strikers and replaced them, but his arbitrary action brought him discredit and caused commercial ruptures adversely affected the company’s competitiveness vis-à-vis its retailing rivals in the long-term. ‘How John Lewis was the original store wars: As the retail empire celebrates 150 years, we tell its fascinating story’, (Brian Viner), The Daily Mail (UK),, 04-Jul-2014, www.dailymail.co.uk]
ef=”http://www.7dayadventurer.com/wp-content/uploads/2018/11/image-1.jpg”> Flagship store 1939 (Source: John Lewis Memory)[/capLewis adopted an habitually “penny-pinching” stance when it came to running the store’s finances. In this he was the diametrically opposite of his Selfridges contemporary, the ostentatious, big spending, big advertising Harry Gordon Selfridge. In the eyes of Lewis, Selfridge must have seemed absolutely criminally profligate! Nonetheless Lewis did earn “brownie points” with London consumers for his straight dealing and commitment to the purveyance of quality goods, and profits grew accordingly. Sales for the ‘John Lewis’ stores rose from an underwhelming £25,000 in 1870 to a commendable £921,000 in 1921.
http://www.7dayadventurer.com/wp-content/uploads/2018/11/image-2.jpg”> Peter Jones[/captionAnother instance of Lewis’s circumspect approach was his reluctance to expand the business. It was not until 1906 that he made a move in this direction, purchasing the ailing Peter Jones store in Chelsea after the death of the store’s original Welsh owner✧. During his long lifetime John Lewis made no further expansionary attempts. The company during this period was clearly hamstrung by a lack of dynamic vision under its founder – losing vital retail ground to the likes of Whiteleys and Owen Owen [Tweedale, loc.cit.].
Father v son
Lewis’s innate caution also showed itself in his hesitancy in passing even a portion of control of the firm over to his sons, especially his eldest son John Spedan Lewis. When Lewis’s sons came of age, he gave them a limited role only…Spedan (as he was universally called) was put in charge of the newly acquired Peter Jones store (presumably to keep him from interfering with the central operation of the business). Spedan increasingly clashed with Lewis Senior over their fundamentally different approaches to business, with Spedan in charge of Peter Jones and JL Senior holding sway in Oxford Street HQs, relations between father and son deteriorated alarmingly (characterised in some quarters as equating to intra-family “store wars”) [Viner, loc.cit].
After the founder’s death in 1928 Spedan was free to fully implement his more progressive management ideas – in the area of staff relations these were often light years away from his father’s outmoded views and intransigent bellicosity…once at the helm Lewis Junior started by cutting working hours and introduced tea-breaks for the staff…Spedan envisaged further, more radical, plans for modernising ‘John Lewis’ and propelling it forward in the Thirties.
Under Spedan’s watch – JLP up and away!
Spedan wasted no time in taking ‘John Lewis’ in a very different direction to his late father’s ultra-cautious, steady-as-it-goes approach. In 1929 he reformed the enterprise into a public limited company, John Lewis Partners (JLP). Staff were rebranded ‘partners’ and made shareholders in the firm. Spedan diversified and pursued an expansionary route that Lewis Senior had so long doggedly eschewed. Smaller, less profitable chains were acquired – from 1933 on Spedan widened the John Lewis Partnership dramatically, adding purchased stores for the first time outside of London – Nottingham, Weston Super-Mare, Portsmouth and Tyrrel, Southampton, etc. [‘The 1930’s; a period of growth’, (Johnathan Blanchford), (‘John Lewis Memory Store’), www.johnlewismemorystore.org.uk]. One of JL Junior’s ideas was to create a chain of John Lewis hotels, and to supply these hotels he bought a chain of grocery shops, known as Waitrose, in the Thirties. Waitrose proved a spectacularly profitable acquisition for John Lewis’⊛. As of 2016 there were some 353 Waitrose supermarkets across the UK, collectively worth more than £1B (one of only five such successful food and drink brands in Britain) [‘Waitrose’, Wikipedia]http://en.m.wikipedia.org.
In the Forties John S Lewis bought up some of the failing Selfridge business concerns after the former high-flying company plummeted and Harry Selfridge was forced out to pasture and into retirement. Other (overseas) business moves into South African draperies however turned out to be unsuccessful ventures [‘John Lewis’, Wikipedia, http://en.m.wikipedia.org].
▼ Spedan Lewis
Although Spedan was less autocratic, and certainly less confrontational✣, than his father, he was no democrat when it came to running the John Lewis business empire. Some observers (including insiders), recognising an inherited family trait, saw Lewis Junior as a “my way or the highway” type of business leader. Recollections of some ex-staff and associates point at a Spedan inclination to public losses of temper and the arbitrary and unfair treatment of staff on occasions, with a suggestion of a peculiar bias against staff (including managers) with ginger hair [‘Memories of Spedan – not all sweetness and light’, (Margaret Cole), (‘John Lewis Memory Store’), www.johnlewismemorystore.org.uk].
Today JLP remains an employee-owned British company (consistent with the “worker-cooperative” entity (the ‘Partnership’) as initiated by Spedan Lewis in 1929). According to the Sunday Times it is the third largest private UK company by sales – £3.78B revenue in 2017 [“The Sunday Times HSBC Top Track 100 league” (2016)]. As a retail operator JLP maintain its traditional market position as a chain of high-end✫ department stores⊡, competing with its historic, equally upscale rivals in the merchandising field, Harrods and Selfridges.
FN: the corporate colours of retailing
John Lewis’s store colours have traditionally been green and white – supposedly because Spedan Lewis wrote his memos exclusively in green ink (the auditor’s colour!) on white paper [Tweedale, loc.cit.]. Interestingly, green seems to be the preferred colour of successful London-based retailers…Selfridges’ salient business colour is also green, and both Harrod’s and Marks and Spencer’s traditional hues are green and gold.
2013: John Lewis presence in Westfield’s Shepherds Bush mall ∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸
✱ the John Lewis motto (dating from 1925) characteristically is “never knowingly undersold”
✧ the sale was the stuff of legend in London retailing – Lewis reportedly walked the distance from Oxford Street to the Sloane Square, Chelsea, Jones premises, with bank notes in his pocket to the value of £20,000 to complete the purchase in person. Today, Peter Jones is the ‘posher’ sibling of the John Lewis store
⊛ Waitrose is an upmarket grocer in line with the general emphasis of John Lewis merchandising
✣ JL Senior’s quarrelsome, confrontational nature was often fraught with consequences – a protracted turn-of-the-century legal dispute with Lord Howard, Baron de Walden, saw Lewis being sentenced to three weeks in gaol in 1903 for contempt of court [‘How John Lewis ended up in prison. A new century same old Mr Lewis’, (J Blanchford), (‘John Lewis Memory Store’), www.johnlewismemorystore.org.uk]
✫ a monumental departure from the early days of JL Senior’s “sell cheap” strategy
⊡ currently around 30 JL stores in England, Scotland and Wales and concessions in the Republic of Ireland and Australia
“People will sit up and take notice of you if you will sit up and take notice of what makes them sit up and take notice.” ~ HG Selfridge
⊹⊹⊹⊹⊹⊹⊹⊹⊹
Before I ever visited the UK I wasn’t at all familiar with Selfridges. I knew about Knightsbridge and Harrods and its preciously preserved pedigree all right…we’ve done that! My first time in London I was on a bus travelling (make that crawling) down Oxford Street heading towards the West End when I was enlightened as to the existence of the second-best known upmarket London department store. As the bus idled stationary I spotted a sign in front of a building that said ‘Selfridges’, my first thought, I remember, was “strange name!”…but when I think about it now I vaguely recall that I had previously heard the name Selfridges, but without inquiring further at the time I sort of formed the literal impression that it was a store as the name sounded that “sold fridges”, ie, a purveyor of domestic white goods! So when I did eventually get my beak inside the store’s doors at 400 Oxford Street I was surprised to see lines and lines of (pricey) fashion wear, shoes, accessories, skin care products, bags and more – but not one refrigerator in sight! (in its time it has apparently sold most everything!)
Even without visiting Selfridges’ flagship Oxford Street store, you may well be aware of it or of its US-born founder Harry Gordon Selfridge thanks to the recent ITV television series Mr Selfridge (first aired in 2013). The series was a period drama about the flamboyant, visionary retailer and the interactions that take place around him in his eponymous London department store✱.
A Marshall Field blueprint for London Wisconsin-born Harry Gordon Selfridge initially earned his business ‘spurs’ working for Chicago department store Marshall Field & Company (right), this segued into him purchasing his own department store in Chicago. In hardly any time at all the mercurial Selfridge abruptly re-sold the business, making a quick profit and retired to play golf. In 1906 while holidaying in London, Selfridge sensed a new retail opening for his entrepreneurial talents in the British capital. For £400,000 he purchased land and surrounds for a novel custom-built, mega-department store in the then unfashionable, western end of Oxford Street [‘Harry Gordon Selfridge’, Wikipedia, http://en.m.wikipedia.org].
“The American Invasion of London” The London press was not initially warm to the notion of the American’s incursion into the world of London commerce. The City’s daily and drapery trade press described it as an “American Invasion of London” [Lawrence]. Selfridge’s loud in tone and bombastic approach to selling the project didn’t help in endearing him to the newspapers (described in some publications as being “aggressively big in scale”). Selfridge’s efforts to make the store a reality were driven by an unwavering vision: creating a “monumental retail emporium” was in his eyes the key to elevating “the business of a merchant to the Dignity of Science” (as he grandiosely put it). Selfridge believed to achieve that, he had to construct a gigantic “technologically advanced department store”, hence the massive amount of money, time and effort he put into the project [LAWRENCE, J. (1990). ‘Steel Frame Architecture versus the London Building Regulations: Selfridges, the Ritz, and American Technology’. Construction History, 6, 23-46. Retrieved from http://www.jstor.org/stable/41613676]. A ground-breaking, landmark modern steel-framed building Construction of the Selfridge store was something of an architectural coup in itself. It won praise in its day from British building journals for its innovative construction methods…built with steel frames and reinforced concrete allowing for much narrower than usual walls, the frames permitted a far greater window area, so very large plate-glass windows could be installed (12 of which were the largest sheets of plate-glass then in the world!) – making for much more interior natural light and brightness (designed by famed US architect Daniel Burnham and associates). Originally comprising a 250′ x 175′ site, Selfridge’s had nine Otis passenger and two service lifts and six staircases. 100 separate departments were spread out over eight floors. While the physical construction of the Oxford Street store took only 12 months, Selfridge had first to overcome London City Council’s raft of objections (unprecedented size of the commercial structure, fire danger, etc). Selfridge and his engineers’ lobbying of the LCC Committee eventually resulted in the passing of two local building acts – LCC (General Powers) Acts of 1908 and 1909 – necessary for the Oxford Street project to be completed [Lawrence, ibid.]☯.
Rigid building regulations weren’t Selfridge’s only impediment to making his dream store a reality. Half-way through the project funding became a pressing issue when his partner and main backer Sam Waring, frustrated by Harry’s “grandiose and reckless approach” to the venture (Selfridge had grievously underestimated the complications of the project), withdrew his financial backing. The economic downturn in London (and in the US) at the time made alternative sources of funding a very grim prospect, and disaster was only narrowly avoided when a new backer, millionaire tea tycoon John Musker stepped in to rescue Selfridge [Gayle Soucek, Mr Selfridge in Chicago: Marshall Field’s, the Windy City and the Making of a Merchant Prince, (2015)]. After the big opening Selfridge remembered to make sure the store’s product lines included everything to do with tea-making (teapots, cups and saucers, sugar bowls, etc) [‘Selfridges: 7 things you (probably) didn’t know about the department store’, (History Extra), www.historyextra.com].
Selfridge, customer-centred strategies ahead of the curve Harry’s approach to retailing was characteristically innovative on many fronts. Selfridge placed tremendous faith in advertising, the 1909 campaign leading up to the store’s opening cost a reported $500,000 in 1909 money [‘Selfridge Dies: Ripon Lad Who Jolted Empire’, The Milwaukee Sentinel, 9-May-1947 (online fiche)] (Britain’s biggest ever ad bill to that point) and he used it imaginatively together with ingenious publicity campaigns. Selfridge was the first retailer to make popular the idea of “shopping for pleasure”, rather than it being solely a functional task undertaken for necessity (as people conceived of it prior to Harry’s advent). In-store activities and arrangements often were original and novel (eg, displaying the monoplane used by aviator Louis Blériot in the first cross-English Channel flight at Selfridge’s (1909)✜). Another interest-generating feature in the store was Logie Baird’s televisionprototype shown on display in 1925.
Those specially designed wide windows were put to optimal use, Selfridge was the first to utilise window dressing where he could show off the latest fashions and utensils in open display [‘Selfridges 7 things’, loc.cit.]. The staff at Selfridge’s Oxford Street store (initially comprising 1,400 employees) were instructed to assist customers in their purchases, not to pester or use any “hard-sell” tactics on them⊟. Harry’s philosophy was “first get them in, then to keep them there. Thereafter they would buy” (Woodhead). One of Selfridge’s more forward-thinking moves was to locate the goods where they were visible and accessible to customers all around the store’s interior (a practice he devised while at Marshall Field’s in Chicago), rather than hiding them away from sight under counters (as had been the practice in most retail stores hitherto). He also introduced the concept of the “bargain basement” to retailing, a section where shoppers could find regularly discounted commodities [‘Innovation Lessons From The World’s First Customer Experience Pioneer — Infograph’, (Blake Morgan), Forbes Magazine, 26-Jun-2017, www.forbes.com ; Lindy Woodhead, Shopping, Seduction & Mr Selfridge, (2012)].
A visceral, holistic experience Selfridge’s vision was to make the department store more than just a shop where you went to buy goods, he continued to introduce new features to Selfridges…elegant (moderately priced) restaurants, a library, reading and writing rooms and special reception rooms for French, American and ‘Colonial’ clientele. There were cookery demonstrations in the kitchenware section. All this marked a radical departure from the practices of other department stores which employed floorwalkers to ‘shoo’ people out of the store who were just hanging around and not actively engaged in buying an item! Even the store’s roof was put to productive if curious usage (a shooting range for an all-girl gun club as well as an ice rink✧) [Lawrence, loc.cit.].
The female shopper as an identified demographic Selfridge saw the role of the department store in macrocosmic terms – “the store should be a social centre, not merely a place for shopping”. Unlike the conservative establishment of the day and much of the mainstream, Selfridge endorsed the Suffragette Movement…the new store was (in part) “dedicated to woman’s service”. In a 1913 advertisement Selfridge described the store thus: Selfridge and Co: The Modern Woman’s Club-Store” [‘Suffrage Stories/Campaigning for the Vote: Selfridge’s and Suffragettes’, Woman and her Sphere, (Elizabeth Crawford), 16-May-2013,www.womanandhersphere.com; ‘Selfridge Lovers: The Secret behind our house’, www.selfridge.com]. Astute businessman that he was, Harry popularised shopping as a leisure activity specifically for women…to make it a more welcoming and conducive place for them to spend time (and money!), he displayed freshly scented floral arrangements and had open vistas in the store, he employed musicians to perform and added beauty and hair salons (Paris-inspired) and art galleries. And he introduced public restrooms for women to the store (the first time ever done!)❅ [Forbes, loc.cit.].
The H.G.S. leadership style As retail magnate go, Selfridge went against the grain for his day by not being an authoritarian business leader. He was temperamentally inclined towards fairness with regard to remuneration, increasing the wages of his staff, elevating them above “wage slavery”, treating them as employees as opposed to ‘servants’ (cf. Harrods) [ibid.]…not to overstate it, Selfridges shop floor staff were still exposed to long, long hours of drudgery but they were paid a livable wage for their arduous labours. A sample of the quotes attributed to Selfridge reflect his anti-dictatorship approach to business and interpersonal relations: “The boss drives his men, the leader coaches them” ;“The boss depends on authority, the leader on good will” ; “The boss says ‘I’, the leader says ‘We'” ; “The boss inspires fear, the leader inspires enthusiasm” ; “The boss fixes the blame for the breakdown, the leader fixes the breakdown” ; etc.✥ [‘Harry Gordon Selfridge’, Wikipedia, op.cit.]
Tower folly Selfridge’s thrived, prospered and grew after the Great War (the store size doubled). Things didn’t always go the Wisconsin-born retail magnate’s way however…a couple of commercial reversals suffered by Harry during the decade concerned his plans for erecting a massive tower from the building which was rejected by the LCC Committee because of excessive height, and possibly also because it would have vied with the iconic St Paul’s Cathedral for attention (a fortunate outcome perhaps as the model drawings for the tower suggest the result would have been an incongruous coupling of architectural forms and a hideous eyesore!) [Lawrence, op.cit.]. The other setback was Selfridge’s proposal for a tunnel between the store and the nearest tube station, Bond Street, the plan ultimately got kiboshed!
Harry on the downslide By the late Twenties Selfridge & Co was at the top of its game, the name was synonym with quality merchandise and Selfridge took its place as a stellar institution on the London commercial scene. Some time after the onset of the Great Depression things started to turn badly pear-shaped for Selfridge, as for businessmen as a whole. Harry Selfridge contributed to his own decline however by persisting in his flamboyantly extravagant spending. He squandered money on his womanising ways for which he earned a certain notoriety, for instance, $4M was wasted on his dalliances and affairs such as with the Dolly Sisters (Hungarian jazz dancers) – a part of his story that the TV series was quick to focus on) [Forbes, loc.cit.. By 1940 the company owed £250,000 in taxes and Selfridge was deep in debt to the bank, forcing him to sell out and retire from the business (retaining a modest annual consultancy stipend) [‘Harry Gordon Selfridge’, Wikipedia, op.cit.; Milwaukee Sentinel, op.cit]
Selfridges’ Birmingham Bullring store ▼Selfridges post H.G.S. Selfridge & Co’s reversal of fortunes signalled a move from its circling competitors…rival department chain John Lewis & Partners acquired some of Selfridges’ provincial stores in the Forties, which was a preliminary move to John Lewis’ eventual takeover of the flagship Oxford Street store (1951). In turn John Lewis was itself acquired by the Sears Group in 1965. Its current owners, the Anglo-Canadian Galen Weston company bought Selfridges in 2003 for a reported £598M. Today the store name ‘Selfridges’ survives on the Oxford Street building, and in the three other regional branches in the counties (Trafford Centre and Exchange Square, both in Manchester, and the Bullring in Birmingham).
FN: Harry Selfridge from when he first arrived was perceived widely as a Trans-Atlantic “blow-in”, splashing his (and his wife’s) money around, vociferously determined to show the established home-grown retailers what a ‘superior’ type of modern department store looked like. Selfridge displayed a talent for polarising opinion…to his dazzled admirers he was “the Earl of Oxford Street”, the flashy Midwest American merchant was “as much a part of the sights as Big Ben” (as one columnist waxed lyrically), but to his detractors (including many of his competitors and much of the London press) he was merely a “vulgar American tradesman” or worse [Milwaukee Sentinel, loc.cit ; Woodhead, op.cit.].
PostScript: ‘Selfridges gets Sixties hip In 1966, Selfridges, by now under Sears Holdings boss Charles Clore, recognised the youth market with a separate outlet for young women, Miss Selfridge (forming a link back to Harry Selfridge’s traditional focus on female customers). The new store in Duke Street signalled Selfridges’ wholesale embrace of the Sixties’ fashion revolution. Miss Selfridge used mannequins based on the straight line form of 1960s iconic model Twiggy and sold the latest in Mary Quant and Pierre Cardin fashions. In the early 2000s Miss Selfridge was acquired by the Arcadia Group [‘Selfridges 7 things’, op.cit.].
“The Queen of Time” AKA Ship of Commerce Statue ▼ ⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎⁎
✱ described as “Downton Abbey with tills” [” ‘Mr Selfridge’: It’s ‘Downton Abbey’ with tills…”, The Telegraph, (Daphne Lockyer), 15-Dec-2012, www.telegraph.co.uk] ☯ the impressive Selfridge facade, personifying power and permanence, was later complimented by the addition of a decorative Art-Deco motif – the ‘Queen of Time riding her Ship of Commerce’ (clock-statue by Gilbert Bayes) ✜ around 12,000 visited the store to view the displayed history making French monoplane…no doubt plenty of these visitors also made spontaneous purchases while they were in Selfridge’s premises [Forbes, op.cit.] ⊟ Selfridge possibly was quite consciously also trying to make his front-line staff as unlike Harrods’ staff – who had a reputation for ‘snootiness’ and stiff formality – as he could! [Milwaukee Sentinel, loc.cit] ✧ recently the roof was again used in idiosyncratic fashion, by being turned into a “boat lake” and a “putt-putt” mini-golf course for customers ❅ in return, when protesting suffragettes smashed shops windows in Oxford Street, Selfridge’s was one of the few left unscathed ✥ other (very famous) attributed ‘Selfridgeisms’ are “the customer is always right” and “only xx shopping days till Christmas”
If you mention the name Harrods today to any self-respecting ‘shopaholic’, don’t be surprised to see them salivate at the prospect of exploring a shoppers’ paradise which boasts 330 different outlets – names such as Adidas by Stella McCartney, Armani, Christian Lacroix, Givency, Hugo Boss, Polo Ralph Lauren, R.M. Williams and Yves Saint Laurent all on the one site! It’s an appeal that has massive international traction too, visitors to London with just a minimal amount of shopping curiosity in their DNA will ink in a trip to the Knightsbridge SW3 store on their “must do” lists (even if only to pick out the least expensive souvenir gift they can find, or failing that the green and gold Harrods carrier bag!). But Harrods is more than a high street mega-store, it is an institution with staying power and expensive tastes – its intriguing backstory reaches nearly 170 years into the past to the early days of Victorian Britain.
Harrods was the brain-child of London draper Charles Henry Harrod…from the 1820s he had small drapery and grocery businesses in the East End but the salient year for the company’s future trajectory was 1849. In this year Harrod moved his business to Brompton Road (Knightsbridge), its present and ultimate location. Harrods’ mid-19th century relocation to Knightsbridge was strategic in its timing and advantageous to the company. Knightsbridge and Western London were areas just being opened up to development at the time. Most opportune, the Great Exhibition of 1851 was held in nearby Hyde Park and Henry Harrod was able to capitalise on its drawing power to increase the store’s trade. After some formative years on Brompton Road, the Harrods business bounded ahead especially after the founder’s son Charles Digby Harrod succeeded him in the 1860s. Under the energy and drive of Digby’s leadership Harrod expanded in piecemeal manner, accumulating neighbouring properties and land through astute purchases. A fire in 1883 razed Harrods to the ground, a calamity which Digby turned into an opportunity to rebuild the department store on a larger scale. Architecturally, the new Harrods was palatial in style with a terracotta tile facade decorated with cherubs and swirling Art Nouveau windows and a Baroque-style dome [‘Harrods’, (Civitatis London),www.londonbreak.com].
Control of Harrods stayed in the Harrod family until 1894✱ when Richard Burbridge took over the running of the department store. Among Burbridge’s store innovations was the introduction of the first escalator in England in 1898. The escalator caused quite a stir among patrons, shock and horror even for some perhaps…so much so that precautionary measures were taken by staff, Harrods shopmen would perch themselves at the top of the escalator ready with brandy and smelling salts at hand for any customers who found the strange and novel experience of riding on the “moving staircase” (as it was oft called in the early days) too much! [‘Harrods’, Wikipedia, http://en.m.wikipedia.org].
It was under Burbridge’s reign that Harrods’ profitability escalated⌻and the business established its brand and retail style…high-end quality, expensive products but the best quality and value for money. And it was during this time that Harrods gained a reputation for the purveyance of goods and merchandise that was not easily obtainable elsewhere, hence the firm’s motto, Omnia Omnibus Ubique (Latin for “All things for all people, everywhere”). The other constant in the Harrods ethos and credo is service, the retailer has always prided itself on the advice and assistance given to customers, as the tag-line on Harrods’ home page seeks to stress: “Enjoy exemplary personal service and an experience that can only be found at Harrods.”
Pets are us! That penchant for providing the unusual and unexpected led Harrods to diversify into the pet supply business in 1917, but not just offering the commonplace, suburban garden-variety “moggies and mutts”. Harrods’ Pet Kingdom went for the real exotica in animals. For those exclusive customers who could afford it, Harrods acquired tigers, panthers, camels and the like. Who wanted such an exotic pet? In the main customers tended to be politicians, actors and celebrities. Noël Coward was the recipient of just such a gift, a friend purchasing an alligator for the playwright/composer/director/ actor/singer. Ronald Reagan, when running for California governor in the 1960s, contacted the store seeking a baby elephant (elephants being the symbol and mascot of the US Republican Party). Harrods’ legend has it that the staff assistant who took the call from America, replied to the future US president’s enquiry with the words, “Would that be African or Indian, sir?”✥ [‘Harrods’ pet department to shut after nearly 100 years’, (Pat Sawer), The Telegraph, 10-Jan-2014, www.telegraph.co.uk]
Pet shop boys By far the most celebrated of Harrod pet stories is that of Christian the lion cub. Spotted by two young Australian backpackers in a cage in Harrods in 1969, the three-month-old lion ended up back in the boys’ trendy Chelsea flat. A year later through the agency of actors Virginia McKenna and Bill Travers, the rapidly growing lion was repatriated to Africa and set free by wildlife conservationist George Adamson in Kenya. Most people are aware of the story as a result of the video made documenting the two backpackers’ later reunion with Christian in Kenya (see also Footnote).
The extraordinary state of affairs that created Harrod’s zoo of wild animals could not last for ever. The passing of the Endangered Species Act in 1976 signified the end of this trade. After that, Harrods’ Pet Kingdom had to satisfy itself with selling more conventional household pets, cats, dogs, hamsters, guinea pigs and the like. In 2014 Harrods’ management pulled the plug altogether on the pet shop, the space was given over to an expansion of the store’s womenswear department [Sawer].
Harrods of Manchester and Buenos Aires After WWI Harrods entered an expansion period, acquiring other smaller retail outlets, most notably Kendals in (Deansgate) Manchester. After the takeover the name was changed to Harrods Manchester, but this met with strong disapproval from Mancunians, both staff and customers, and the name reverted to Kendals Milne in the 1920s [‘Kendals name dropped forever’, (David Ottewell), Manchester Evening News, 28-Oct-2005,www.manchestereveningnews.co.uk. Harrods no longer own Kendals, in 1958 ownership passed to department chain House of Fraser, and as of 2018, is owned by Sports Direct. Before the venture in Manchester, Harrods opened its one and only overseas outlet in Buenos Aires (1914). The Downtown BA store stayed in Harrods’ hands only until 1922 when it was bought by Argentinian retailers. Harrods Buenos Aires continues to operate independently under that name but a legal injunction prevents it from using the name ‘Harrods’ outside of Argentina [‘Harrods Buenos Aires’, Wikipedia, http://en.m.wikipedia.org].
Ownership passes offshore As the 20th century progressed, Harrods’ rising prestige and continued growth made it a desirable retail takeover target (despite a terrorist attack by the IRA outside the store in 1983 which killed six bystanders). In 1985 Egyptian shipping magnate Mohamed Al Fayed and his brothers gained control of the House of Fraser group which included Harrods (at a cost of £615M). Under Fayed Harrods’ growth proceeded and added his own personal touches to the store, nothing more personifies that than the (some would say) garishly lavish and cluttered Egyptian Hall✫. An even more personal touch is Fayed’s staircase memorial to his son Dodi and (Lady) Di (replete with a bronze statue of the couple with symbolic seagull). In 2010 Fayed sold Harrods to another foreign concern, Qatar Holdings (ie, the Qatari Royal family) for £1.5bn, citing as his reason ‘frustrations’ over government delays re a Harrods “pension scheme” [Mohamed Al Fayed reveals why he sold Harrods’, (Andy Bloxham), The Telegraph, 27-May-2010, www.telegraph.co.uk].
The Harrods dress code In 1989 Harrods introduced a dress code to the store (in Harrodspeak its called “Visitors’ guidelines”). The code specifies that the following are not permitted within the store – beachwear, Bermuda shorts, ripped jeans, bare mid-rifts or revealing clothing, uniforms of any description, thongs or flip-flops, cycling gear✦. In addition no visible tattoos are allowed, nor are clothing which have lettering with “objectionable language or design” (not exactly a formula to maximise Harrod’s sales potential with Gen-X’ers and Gen-Y’ers!). Backpacks must be carried in front of visitors, not worn on the shoulders⋇. Harrods a beacon of good deportment and presentation seeking to keep out the “riff-raff”? Wanting its patrons to all look like posh, debonair types? Snobbish elitism aside, management’s decision was arguably a rational response (albeit with a degree of overkill!) to the views expressed by Harrods’ core clientele (traditionally 60 per cent of Harrods customers live within three miles of the shop in the so-called Tiara Triangle of affluent Knightsbridge and Kensington). Harrods’ feedback from local clients, its rich ‘sophisticates’, was that they were increasingly unhappy shopping side-by-side with people who were dressed scruffily or in bad taste [‘Don’t come as you are: There is only Harrods dress code’, (Louise Levene), The Independent, 18-Jul-1994, www.independent.co.uk]. The Chinese are coming By 2017 the basis of Harrods’ profitability had shifted – internationally. The firm’s efforts in courting the growing Chinese Middle class over the previous decade had paid off (managing director Michael Ward has been making four trips a year to China over that period to develop the budding relationship). Chinese shoppers, with their focus firmly on high-end fashion and accessories, were now outspending British ones in this most English of department stores, Ward disclosed that the Chinese made more than £200M worth of purchases at Harrods in 2016 [‘Chinese customers heralded as Harrods’ biggest spenders’, (Bo Leung), China Daily, 28-Nov-2017, www.chinadaily.com.cn].
Safe in Harrods’ hands A less well-known service that Harrods has provided for over 120 years is located at basement level in the store. Since 1897 the mega-rich of different nationalities (foreign royals, VIPs, movie stars, etc) have entrusted Harrods with their money and their assets – works of art, antiques, collectibles and other valuables. These are held in secure safe deposit boxes and strong rooms within the Harrods building [‘What You Don’t Know About Harrods (But the Rich and Famous Do)’, (Michael Levin), Huffington Post, 22-Feb-2017, www.huffingtonpost.com].
Harrods as you see it today in 2018 is five million square feet of department store, eight levels x 330 individual departments and 5,000 staff, with additional outlets in Greater London (airport stores at Heathrow and Gatwick). As well as the Egyptian Hall, there is a Crystal Room, a large and showy Food Hall (the Arts and Crafts tilework is a standout), a Wellness Clinic, 28 separate dining and drinking establishments, interior decorators, a travel shop, Waterstone’s book shop et al, Bespoke tailoring, a Floral Couturier, a Toy Concierge (who will help you source out the world’s most expensive toys – of course!) and much, much more.
Footnote: Harrod’s Pet Exotica was in synch with a prevailing vibe in European culture, especially in the interwar period. It was a vogue for the fashionable and chic of society (actors, artists, musical performers, etc) to have (and be seen in public having) exotic animals, singer Josephine Baker had her pet cheetah, artist Frida Kahlo had a granizo (a fawn), actress June Havoc a toucan, artist Salvador Dali an ocelot. Even later, after the war, the exotic pet was a fashion accessory de jour for the famous. Sometimes the pairings were undisguisedly and unashamedly publicity-driven, eg, Salvador Dali walking an anteater on a lease in a London subway. Harrods itself has been known to resort to blatant PR stunts involving animals to promote itself, eg, the pop group ‘The Small Faces’ were photographed in the 1960s walking baby crocodiles in Belgravia borrowed from nearby Harrods! Recently, Harrods promoted its reputation for extravagance by using a live cobra to ‘guard’ a display of ruby and diamond-encrusted sandals valued at £62,000 [‘Eleven secrets of Harrods’, (Laura Reynolds – The Londonist), 12-Apr-2016, www.londonist.com]Retailer with a shady past: CH Harrod ▲
PostScript: A skeleton in the merchant’s cupboard One aspect of the Harrods story that doesn’t get a mention whenever Harrods promotes its long tradition of luxury merchandising and commodity versatility, concerns a dark chapter in the founder’s early career. In 1836 (when the business was still at Cable Street, Whitechapel) Charles Henry Harrod was convicted of receiving stolen goods (and of trying to bribe a policeman) and sentenced to transportation to Van Dieman’s Land (Tasmania) for seven years. Fortunately for Harrod, the court defence presented by his lawyer and a raft of supporting character references got the grocer’s sentence commuted to one year in Millbank Prison. Had Harrod been transported to the Tasmanian penal colony, the illustrious retail history of Harrods would never have come to fruition [(Robin Harrod) ‘A brief history of Harrods’, BBC History Magazine, 23-Mar-2017, www.historyextra.com].
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✱ although in 1889 Harrods became a public company, and remained so until Mohamed Al Fayed’s takeover in 1985 when it reverted to being a private company
⌻ from when Burbridge became managing director in 1894 to 1916, Harrods’ profits increased from £16,000 to in excess of £200,000 [‘Richard Burbridge’, Wikipedia, http://en.m.wikipedia.org]
✥ this anecdote has a “urban myth” feel to it…and it verges on the realm of apocrypha when you take into account the similar sounding variations on it that were doing the rounds, eg, in the early days of Harrod’s Pet Kingdom it was said that a lady phoned the store asking for a camel, to which the assistant also in this case replied, “Would that be one hump or two, madam?” Slightly surprising not to hear Elton John’s name among the celebrity owners of Harrods’ exotic animals, it sounds like it would have been Reggie’s kind of thing to do in the Seventies
✫ to get the full effect of the “full-on” Egyptian motifs you are supposed to ascend the Egyptian escalator and take in the view from there – which includes faux-hieroglyphics, a sphinx with the head of Mo Fayad(?!) and a zodiac-design ‘night’ ceiling. While you are in the vicinity you can hop off the escalator on the first floor to avail yourself of the ultra-swish “luxury washrooms”, in the presence of an attentive attendant ready to pass you an unused hand towel at the appropriate time
✦ among the famous to be barred entry on dress grounds include singers Kylie Minogue and Jason Donovan. Others excluded include a young woman with a Mohican haircut and a soldier in uniform
⋇ Harrods are a bit funny also about where exactly you can and can’t take photographs within the store
Pneumatic tubes transit (PTT): a system that propels cylindrical containers through networks of tubes towards a chosen destination using compressed air or by partial vacuum [‘Pneumatic tubes’, Wikipedia, http://www.wikipedia.org]
PTT, “Whoosh✱ and Go!” technology, the 19th century’s version of “Tap and Go!” Jason Farman has described the application of pneumatic tubes to postal services in the 19th century as “the instant messaging systems of their day”. According to Farman, being able to use pneumatic post to communicate, gave people in the nineteenth and twentieth centuries an “instant connexion”…pneumatic post meant that they were able to “keep in touch all day long”⊡. Moreover people saw the pneumatic tubes’ facility to deliver articles rapidly as “a symbol of modernity” [‘Pneumatic tubes: the instant messaging technology that transformed the world’, James Farman, interview with ABC Australia, 13-Jun-2018].
Sketch of AE Beach’s pneumatic transit tunnel
America’s first pneumatic-powered subway
American entrepreneurs were following developments in pneumatic tube transport in Europe in the second half of the 19th century and were keen to move into the field. It fell to inventor and publisher of the magazine Scientific American Alfred Ely Beach to lead the way. Beach was less interested in the postal service than in moving people. In 1867 he trialled the first subway passenger service, later named the Beach Pneumatic Transit, in New York City. Initially the service was popular with the public, but Beach experienced opposition from Tammany Hall♉ and its notorious head ‘Boss’ Tweed, and from other vested business interests. Beach got round opposition by flagging that he would also construct a pneumatic tube to cart mail underground around NYC. Unfortunately Beach ran into both technical difficulties and funding issues (exacerbated by the financial crisis of 1873) and the project to extend the subway was stillborn.
PPT system despatch point (Washington DC, early 1940s)
Manhattan mail transfer – the eastern seaboard subway
It wasn’t until 1893 that an urban mail service in the US introduced the PTT system, and this was in Philadelphia (beating New York by four years). The New York City system linked the General Post Office with 22 other post offices covering an area of 27 miles. At its optimal level of output, five capsules each containing around 500 letters could be despatched in a minute (one every 12 seconds travelling at 30-35 mph). A government estimate in the day put the total transmitted by tube at 20,000 letters per day![‘The Pneumatic Mail Tubes: New York’s Hidden Highway And Its Development’ (Robert A Cohen, Aug 1999), www.about.usps.com]. Several other American cities followed Philadelphia and New York in establishing underground mail networks – Boston, Brooklyn (a separate entity to New York before the construction of the Brooklyn Bridge), Chicago and St. Louis.
Manhattan pneumatic mail route
Despite the clear advantage PPT had in speed of delivery over conventional mail despatch, it did not make the hand-delivered mail system redundant. At its zenith in New York PPT never accounted for more than about one-third of the Post Office’s total mail delivery. Other cities in the US were similar although Boston reached about 50 per cent at its maximum output!) [Cohen].
PPT systems, limitations and drawbacks
By the early 20th century the cost for US service providers using the pneumatic tube system had become prohibitive. By 1918 the Post Office was forking out $US17,000 per mile per year [‘Underground Mail Road: Modern Plan for All-but-forgotten Delivery System’, (Robin Pogrebin), New York Times, 07-May-2001]. In addition to cost there were other flaws in tubal delivery that made it impractical. Many mail items were too large and bulky to fit into the tube carriers, and when they did fit, the system was far from seamless. It took critical time to unload heavy items at the receiving end and sometimes the system would clog up during periods of high traffic (requiring delays in the delivery process while workers located the obstructing parcel and dug up the street to get to it) [‘Pneumatic Tubes’, Dead Media Archive, (NYU – Dept of Media, Culture and Communication), www.cultureandcommunication.org].
A maze of tubing
In addition to cost, other early 20th century factors that prompted the decline of the pneumatic post in America include the growing volume of mail, limited system capacities, and the belief that the advent of the automobile made the tubes “practically obsolete” [Annual Report of the Postmaster General, (Washington DC: Government Printing Office, 1918. pp. 19–22. Retrieved 8 June 2015, cited in ‘Pneumatic tube mail in New York City’, Wikipedia, http://www.en.m.wikipedia.org].
Pneumatic tube systems tend to work better on a smaller, more localised, scale – as evident in the type of enterprises and institutions that productively employ the pneumatic tube technology today (as outlined in the PostScript following)…they are also more effective (and more economical) over shorter distances, such as encompassing a single city only.
PostScript: Pneumatic tubes in the contemporary world
In the age of fiberoptics and the internet, it might be thought that there is no place for old technologies like PTT. But pneumatic tube systems today still play a vital function in the everyday workings of organisations and institutions including banks, hospitals, supermarkets, department stores, libraries and other public utilities♮.
Technology watchers have hinted at the possibility of a Renaissance of pneumatic technology. Jacob Aron has made the perceptive point that even in an age where online communication is paramount, there is still the physical necessity of transporting goods by road. This is where pneumatic tube networks have a competitive edge…Aron poses the question: “can tubes be (a) more efficient and greener” way of delivery❂ [‘Newmatics: antique tubular messaging returns’, (J Aron) New Scientist, 13-Aug-2013, www.newscientist.com]
Roosevelt Is: narrow stretch of land 3.2km long in NY’s East River
Many areas of society unrelated to postal systems currently use PTT…on Roosevelt Island (NYC) the locals have used pneumatic tubes to dispose of its garbage since 1975 (something similar has been proposed for Manhattan to tackle its mountains of trash) [‘Proposal maps out pneumatic tubes system to take out New York’s trash’, (Dante D’Orazio), The Verge, 24-Sep-2013, www.theverge.com].
Many hospitals rely on networks of tubes for their internal communications – the prestigious Stanford Hospital in California uses the technology to move blood, lab samples and medicine around the facility. Pneumatic tubes systems today are of course computer-driven and much more complex, Stanford Hospital’s network contains 124 stations. Future applications for PTT continue to be visualised…entrepreneur/inventor Elon Musk has proposed that his pneumatic-powered ‘Hyperloop’ will be capable of transporting passengers in a pod between cities at 800 mph [‘Underground Mail’, (2017), www.computerimages.com/musings].
⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸
✱ the sound the pneumatically propelled mail capsules made when they went down the shute
⊡ a characterisation very familiar to today’s social media dominated world
♉ the Democratic Party political machine which had a stranglehold on NYC politics at the time
♮ such as the Library of Congress (US) and the Russian State Library in Moscow. The ongoing utility of pneumatic networks contrasts with the bad wrap pneumatic tube systems have received from writers of fiction over the years, eg, works such as 1984 and the movie Brazil have tended to equate them with “creaking, bureaucratic dystopias” [Jacob Aron]
❂ although the other x-factor player here is 3D-printing – if it realises its full commercial potential it would tick those same boxes with perhaps greater utility
In this modern world of 24/7 online global communications and instant messaging systems, it is interesting to take a look at an earlier age’s emerging technology which had the objective of fast-tracking communications between people in different parts of rapidly modernising cities. This novel way of moving mail around drew on the subterranean reaches of urban centres to create channels for transporting them.
Wm Murdoch
It started with the London Stock Exchange in the 1850s…traders trying to buy and sell at the most propitious times of the trading day relied on telegraphs to communicate quickly with their people. The problem at the time was that telegraphs were regularly subjected to delays and hold-ups. A swifter way to communicate was needed for business success, and the technology to do so already existed in Scottish engineer William Murdoch‘s invention of the pneumatic tube in the 1830s.
Enter J Latimer Clark, an electrical engineer, with a patent “for conveying letters or parcels between places by the pressure of air and vacuum”. Clark’s delivery system powered by compressed and depressed air was implemented to connect the London Stock Exchange with the HQs of the Electrical Telegraph Company through a 660-foot long pneumatic tube. By the 1860s the stock exchanges in Berlin and Paris had followed London’s lead. Postal services for both commercial and personal transmittances were a natural fit for the pneumatic tube. Liverpool, Manchester, Birmingham and Dublin got their own networks, whilst on the Continent, Berlin’s Rohrpost was introduced in 1865 and Paris went public with Poste Pneumatique in 1879. Other cities got in on pneumatic post and the practice spread to places as far away as Melbourne and Buenos Aires, and most anywhere in between.
The London pneumatic tube mail train at its formative stage!
London Pneumatic Despatch Company
In 1859 Latimer Clark with Thomas Webster Rammell put forward a proposal for an underground tube network in Central London. The city’s General Post Office was chosen as the nucleus of the network because it was “the routing hub of the whole country’s” transport system [Julian Stray]. The two engineers with cashed-up and influential backers formed the London Pneumatic Despatch Company to build a large-scale, underground pneumatic railway✱ with the purpose of transporting mail bags and small parcels on railcars through tunnels. At first LPDC’s prospects of success looked promising, but several developments and reversals (a financial crisis in 1866, logistics problems, technical drawbacks, and the Post Office getting cold feet over the project) saw the Company fold and its operations close in the 1870s [‘London’s Lost Pneumatic Railway: The World’s 2nd Oldest Underground’, (Long Branch Mike, 12-Apr-2015), Reconnections London Transport and Beyond, www.londonreconnections.com].
(Photo: Science Photo Library)
Despite its failures LPDC’s underground railway did capture the public’s imagination and inspired other imitators. There were experiments elsewhere in the 1860s to try to establish a viable pneumatic train network – at Croydon, Devon and Dublin. Ultimately though, for a variety of reasons, these came to nothing [‘London’s Victorian Hyperloop: the forgotten pneumatic railway beneath the capital’s streets’, New Statesman, 18-Dec-2013,www.newstatesman.com].
Capsule [National Postal Museum (Smithsonian)
The principles of “blow and suck”
The pneumatic post services of the day used pressure and air vacuums to transmit mail through a network of tubes. The process went like this: people wanting to expedite the delivery of an important document would take it to the post office where it would be rolled up and placed inside a metal or aluminium capsule. A postal clerk (in New York these employees were known as ‘rocketeers’) would drop the capsule into a hatch which corresponded to the marked lane for its intended destination…by pressing a button the capsule was transported by compressed air through a network of tubes beneath the pavement. Air from the transmitting end blew the capsule in a forward direction along the tubes. At the receiving end of the line a machine would suck the propelled capsule towards it (in the same way the suction of a vacuum cleaner functions!).
A cutting edge over conventional 19th century delivery modes
Using pneumatic power to transport letters (subterranean mail) and other items had readily apparent advantages in its unfettered immediacy…the reliance on horse-drawn vehicles and messengers on bicycles meant that delivery was impeded by the ever-increasingly congested streets of burgeoning cities, pneumatic post transported underground had no such obstacles and delivery was infinitely faster!
Parisian Poste Pneumatique network (Musée de La Poste)
Paris: Poste Pneumatique
Paris, as much as any modern metropolis, wholeheartedly embraced pneumatic tube transportation from the get-go! By the 1930s, when the service was at its peak, Paris had some 466 kilometres of pneumatic tubes. Cost was and remained an issue though…in 1975 the cost of sending one pneu☯ in Paris was eight-times that of having a posted letter delivered. As the 20th century rolled on patronage of the pneumatic post system dwindled, in 1984 Poste Pneumatique closed down for good! It’s inevitable demise was a combination of the service’s high cost and the superiority of newer communications technology (fax, telex) which made it obsolete [‘Pneumatic tubes and how mail was moved in Paris for more than a century’, Larry Rosenblum, (World Stamps), 02-Oct-2016, www.linns.com]
Prague PTT engine room
Bohemian Express Post: Prague’s pneumatic post system
Prague’s pneumatic post is the only surviving post system of this kind still intact in the world. It entered service in the Czech capital in 1889, the fifth in the world to be connected, after London, Vienna, Berlin and Paris. The Prague system operated from a central point, the main post office in Wenceslas Námêstí, and conveyed letters, documents and information to other post offices in the city, to government offices, to banks and to other important institutions. It started with the despatch of mainly telegrams, later telexes were sent through this medium. The city network of tubes covered a radius of 60km. Around 1970 a test was done of its speed of service vis-vís an on-road messenger delivery service. The pneumatic tubes won, delivering a capsule of 50 telegrams to Prague Castle in eight minutes✾ [‘Pneumatic Post System in Prague’ (Jakob Serÿch, June 2004), http://www.capsu.org/features/pneumatic_tube_system_in_prague.html]. In the 1990s Prague pneumatic post was despatching up to 10,000 documents a day! Unfortunately the European floods of 2002 put paid to the Czech pneumatic postal service, Telefonica decided the repairs needed to the tubes was too costly and in 2012 sold the system to Czech software entrepreneur Zsenêk Dražil, an enthusiast of old technologies. Dražil’s ultimate plans for the service are still unclear, but he has hinted at the tourism possibility of it being opened up to the public as a “national technical monument” [‘Radio Praha ❘ in English’, (Daniela Lazarová, Czech Radio, 11-Oct-2003 and Jan Richer, ‘New Owner Promises Bright Future for World’s Largest Pneumatic Post System’ Czech Radio, 08-Aug-2012)].
PostScript: A sample of anecdotal stories associated with pneumatic tube systems
Stories abound about the unauthorised and unorthodox uses of the pneumatic tube networks in different countries by postal workers. Its a trait of human nature that employees in the familiarity of their work environs are known to “push the envelope” and try to get away with things wherever they possibly can, and this sphere of work was no different. Staff of the Prague pneumatic tube system for instance (according to some of the stories told) were known to use it to send sausages and bread rolls to each other! Similarly in New York it was an open secret that post office workers on Manhattan used the system to receive their daily lunch orders from a well-known Bronx sandwich shop…the shop would dispatch the lunches via the tubes from the Bronx PO to the Manhattan PO! The pneumatic tubes were also sometimes utilised to play jokes on staff at another PO, eg, live mice sent through the tubes to get a predictable reaction from the startled female employees receiving the canisters at the other end; a live tortoise-shell cat returned in the same mail bag in which it had been sent, and so on.
Receiving point with collection trays
⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸⊸
✱ the world’s second underground railway after the limited line from Paddington to Farringdon opened in 1863
☯ an item sent by pneumatic post in France was known as a pneu
✾ a similar test was conducted earlier on the New York PTT system where the underground tube delivery easily eclipsed a motor vehicle delivery which had to contend with heavy Manhattan traffic
In December 1941 a Pennsylvanian dentist on holidays in New Mexico, was enjoying exploring the famous caves of Carlsbad Caverns. Dr Lytle S Adams was very impressed by the activity of about a million bats flying around in the dark in the caverns that were their home. He was still vacationing at Carlsbad on the evening of the 7th when news came through about the surprise Japanese bombing of Pearl Harbour. Adams, like every patriotic American was shocked and appalled at the attack, but unlike most every other private citizen, Adams decided, more or less immediately, to actually do something about it.
The small town dentist from Irwin, Pa. devised a plan of action…within one month he submitted a seemingly preposterous proposal to the White House – Adams proposed using bats as flying incendiaries to hit back at Japan in its own cities! An apparently hare-brained notion like this from a suburban dentist could normally be expected to receive short shrift from bureaucrats and military authorities, but Dr Adams had some special connections, he was a friend of the First Lady, Eleanor Roosevelt. This guaranteed Adams’ proposal would get a good official hearing from the Military, and eventually (through a recommendation from leading zoologist Donald Griffin) the approval of President Roosevelt.
The right bat for the operation
Adams reasoned that radar-guided “bat bombs” would wreak havoc when dropped on Japanese cities because the buildings and other structures were made largely of wood, bamboo and paper. The idea you would think, to most reasonable ears, would sound ‘batty’! Adams however can’t be accused of not doing his homework…he researched the subject of bats extensively, eventually selecting the Mexican or Brazilian Free-tailed Bat (Tadarida Brasiliensis), highly prevalent in the southern regions of the US, as the optimal candidate for the task.
Mexican F-tailed Bat-cave, Carlsbad
What made the Mexican bat an attractive choice to Adams and his team of field naturalists (and to the NDRC – National Defense Research Committee) was that it weighed only ⅓ of an ounce, but could carry three-times its weight (one ounce!) Other biological factors in favour of using bats as carriers was that they occurred in large numbers, their proclivity towards hibernation and dormancy meant that they didn’t require food or maintenance, and their capacity to fly in darkness and locate dark, secluded niches to hide in during daylight [‘Bat Bomb Video’, www.wizscience.com].
Destruction by weaponised bats – the theory
The US Military embraced Adams’ idea and developed a strategy to weaponise the bats: attaching micro-incendiary devices to thousands of captured bats…the Pentagon boffins devised canisters (each had compartments housing up to 1,000 hibernating bats) to transport the bats in. B-24 Bombers would release the canisters over Japanese industrial cities initially in the Osaka Bay area of Honshu at 1000 feet. The casings would break apart at high altitude, the now awake bats would scatter and roost in dark recesses of buildings all over the city. The bats, attached to the micro-bombs by surgical clips and some string, would bite through the string and fly off. The time-activated explosives would then cause countless fires to break out all over the targeted city [Anders Clark, ‘NAPALM BATS: the Bat Bomb!’, 3-Mar-2015, Disciplines of Flight, www.disciplesofflight.com].
B-27 Liberator flying over Carlsbad National Park
Bat bomb trial-and-error
The Military labelled the bat bombs Project X-Ray and soon got down to testing Adam’s secret weapon. The first bat test the Army conducted was in May 1943 in California. Several thousand bats collected from New Mexico were induced into hibernation and then dropped from a refrigerated aircraft using dummy bombs. Unfortunately things did not go to plan…many of the bats didn’t wake from their hibernation and merely crash-landed on California soil, while only some of them managed to fly away. The attrition rate for the Army’s test bats was accordingly high. Altogether over the Project’s lifespan around 6,000 bats were used in the Bat Bomb tests (about 3,500 of these were collected from the Carlsbad Caverns) [CV Glines, ‘The Bat Bombers’, Air Force, Oct 1990, 73(10); Clark, op.cit.]
1943: Army Bat Bomb test goes haywire!
The location got changed to an Army auxiliary airfield near Carlsbad (easier access to the seemingly inexhaustible supply of bats from the caverns). Eventually the Army loaded the bats with explosives to trial some live runs. Again the bats performed erratically as glide missile pilots but this time with unintended and negative results…an Army aircraft hangar caught fire, as did a car belonging to an Army general [Clark, op.cit.]. Disillusioned by the reverses, the Army hand-balled the Project on to the Navy and Marine corps.
The Marines and the Japanese Village
The Marine corps in particular took on the renamed “Project X-Ray” with some enthusiasm…after several encouraging tests the test site was moved to the Dugway Proving Grounds in Utah, where a mocked-up Japanese Village had been created in 1943✱. The Dugway tests went better than the earlier ones, according to the testers “a reasonable number of fires” were successfully ignited, and a NDRC observer present commented that “It was concluded that X-Ray is an effective weapon”.
Dugway Proving Grounds, Utah
Tests at the Dugway, Utah, site continued in 1944 with the Marine corps believing that the Bat Bomb Project could be deployed against Japan by mid-1945. The Navy hierarchy however was unhappy at the prospect of a delay of another twelve months-plus and canned the project altogether. The US subsequently focused on bringing the atomic bomb to a state of readiness, and the outcome of those efforts altered the course of both the war and of postwar history.
Dentist-inventor Adams was extremely disappointed when the Military pulled the plug on the project. Adams maintained that what happened with the atomic devastation of Hiroshima and Nagasaki could have been avoided if the US had stuck with his bat-delivered bombings: (would have caused) “thousands of fires breaking out simultaneously … Japan could have been devastated, yet with small loss of life” [‘Top Secret WWII Bat and Bird Bomber Program’, 6-Dec-2006, www.historynet.com].
PostScript: Project Pigeon, BF Skinner’s birds of war
Before the idea of bat-bombing Japan briefly captured the imagination of the US defence establishment, serious consideration had already been given to weaponising pigeons to be used in warfare! The notion was first mooted by influential, pioneering US behavioural psychologist Burrhus Frederic Skinner in 1939. Skinner believed that the humble feral street pigeon, Columba livia domestica, had the innate attributes (excellent vision and extraordinary manoeuvrability) to be trained to guide glide missiles. The behaviourist utilised his technique of operant conditioning to train the birds by rewarding them for pecking a moving image on a screen which accurately steered the missile they were piloting towards their intended target✫ (and unfortunately also towards their own destruction!)
BF Skinner’s pigeons of war
Skinner got some backing from business and the NDRC for Project Pigeon (as it was called), and he was able to demonstrate success with trained pigeons, however the government/military was never more than at best lukewarm on the Project…ultimately by 1944 the Military abandoned the Pigeon Missile because of concern that its continuation would divert crucial funds away from the “main game”, the construction of an atomic bomb. In 1948 the Navy revived the Project, now renamed Project Orcon but in 1953 it was dumped for good when the superiority of electronic guidance systems was established [Joseph Stromberg, ‘B.F. Skinner’s Pigeon-Guided Rocket’, The Smithsonian, 18-Aug-2011, www.smithsonianmag.com; ‘Project Pigeon’, https://en.m.wikipedia.org/wiki/Project_Pigeon].
Footnote: the US Military’s experiments on bats and pigeons were classified and conducted covertly under a wartime information blackout. They would not of course have been condoned by the American Humane Society (for the welfare of animals) had the organisation known of them.
▦ See also related blog JUNE 2017 on USA/Japan conflict in World War II: Project Fu-Go: Japan’s Pacific War Balloon Counter-Offensive
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✱ two mock-up enemy villages were constructed on this same site side-by-side, a Japanese one and a German one
✫ Skinner, also an inventor, devised a nose cone (attached to a explosives warhead) in which up to three pigeons could perch and pilot the missile’s trajectory
On the tranquil foreshore of the Parramatta River near Abbotsford Point, some five kilometres by ferry from Sydney’s Circular Quay, sits a quiet, out-of-the-way park named Quarantine Reserve. The significance of its name relates to a unique and interesting connection it has with “four-legged immigrants” to this country…for three score-plus years (ca.1917-80) it was the quarantine station for all of Sydney’s (and New South Wales’) incoming animals from overseas. The station was located on a bluff which gently slopes down to the river at the quaintly named Hen and Chicken Bay. Prior to the animal quarantine station coming to Abbotsford, incoming animals were quarantined at Bradley’s Head on the other side of the harbour – in 1916 the site became the location for the city’s Taronga Park Zoo (hence the move to Hen and Chicken Bay in 1917).
⤴ The cow sheds on the bay side⤴ What remains of the cattle stables today⤴ As they once appeared during the station’s heyday!
Today, the animals and their rustic ambience are long gone, as is the medical equipment, the various machinery, domestic utensils, etc, but a good representation of the original property’s holdings remain, albeit in diminished condition. As you stroll through the green reserve whose name commemorates the vital role it once played in safeguarding domestic health from animal contamination, several animal enclosures are jotted across the landscape. In the centre of the reserve are two adjoining cattle stables comprising 24 separate stalls each with troughs, the doors were removed at either ends of the buildings long ago and quite a few of the panels have been vandalised or pulled out altogether. On the day I visited, the stalls had colourful balloons and ribbons appended to them, it was hosting a children’s birthday party! Next to the stables and connecting with them is the site of the cattle yard itself, now a vacant, grassless square.
⤴ The QS piggery
Just across and down the hill from the cow stables is a small faded green building with a worse-for-wear tin roof, this once functioned as a piggery…the pig pens contained food troughs and runs to allow the unfortunate porcine creatures some (very limited) mobility of movement✲. To the east of the cattle stables on the boundary of the reserve are the horse stables (10 in number). Over the years of the facility’s operation prominent international racehorses worth thousands of pounds (and later dollars) were detained here during their periods of quarantine.
⤴ What’s left of the two remaining dog kennels after a large tree fell on them
The enclosures for humans’ most favourite domestic animals (cats and dogs) have fared less well over the passage of time. The station’s dog kennels, numbered 83 when they were rebuilt in the 1950s on the side closest to the Bay, but now only two kennels remain! Even less fortunate for feline enthusiasts, the cattery has disappeared altogether! The same for the sheep runs (not really sure why in the 20th century there would still have been a need to import sheep into NSW – unless perhaps they were unusual, specialist breeds?)
⤴ QS incinerator – manifestly not one designed by Walter Burly Griffin!
A few of the quarantine station’s auxiliary buildings have also survived – including apparently a “dog’s kitchen”, a second kitchen where vegetables were cut up for the pigs, a storage block (the feed store) and a maintenance workshop. Also surviving near the eastern edge of the reserve is a rather unprepossessing structure, a scarred, sombre looking incinerator. Carcasses and animal excreta were disposed of here, although some dead animals were buried on the site including possibly a giraffe (unsubstantiated, could be a legendary urban anecdote?). At the Spring Street entrance to the quarantine reserve is the former caretaker’s cottage.
⤴ On-site info display contains a picture of ‘Hexham’
The Hen and Chicken Bay site before the quarantine station
Prior to the 2.8 hectare site being acquired by the Commonwealth Government in 1916 for the quarantine station❧, the site was occupied by the Hexham Estate with its residential landmark, ‘Hexham’, an 1880s Italianate Victorian property (originally the house was called ‘Emmaville’ by the Bell family, and later ‘Blanchlands’ by the succeeding owner, surveyor John Loxton). Around 1900 the estate was acquired by Lewy Pattison, a director of the early pharmacy chain Soul Pattison & Co. In 1982 ‘Hexham’ (located in Checkley Street on the northern fringe of the Reserve) was demolished after a fire severely damaged the property.
‘Hexham‘ ⤵
Animal quarantine station: postwar to 1980
The quarantine station operated until World War Two when it was temporarily closed because of restrictions on animal imports during the war, and reused by the military for storage purposes. Its reopening in 1945 was vocally opposed by residents in the surrounding Abbotsford streets who had long suffered the undesirable effects of the station’s proximity to them – their senses regularly assailed by the smell, the noise and the pollution (from the incinerator burnings).
In the ensuing years there were ongoing objections from residents and Council – in 1971 the local Commonwealth MP raised a request from Drummoyne Municipal Council about the prospect of the Commonwealth transferring the land to the jurisdiction of NSW Government so that the site could be converted into parkland. Despite the facility’s unpopularity with locals, it wasn’t until the late 1970s that a decision was made to move the animals out to a remoter site in Sydney’s outer west, Wallgrove. In 1980 the Abbotsford station was closed for good, and the following year it was turned into a park to commemorate the quarantine station’s historic role.
(Image source: Pinterest)
PostScript: Abbotsford’s and Nestlé’s grand mansion
Not far from the Quarantine Reserve sits an extraordinarily impressive mansion looking out on Abbotsford Bay. Fortunately this house, unlike ‘Hexham’ is still extant! Abbotsford House (situated on the Chiswick side of the suburb) has a similar heritage to ‘Hexham’, built for doctor and politician Sir Arthur Renwick around 1877-1878◘. If you approach the Victorian mansion from the waterfront reserve it is an imposing and most impressive sight, set in extensive grounds which abuts Wire Mill Park…bayside access to the palatial mansion is cut off by a artificially constructed canal running horizontally, giving the property a water frontage. The facade itself is a wonderful symmetrical design, a tour de force of dazzling architectural features (two storey front verandahs, imposing towers with tented roofs, elliptical arches and plastered columns, elegant steps and spired cupolas). Two plaster lions guard the front entrance with strategically placed classical sculptures decorating the lawns✧. “House of Nestlé” 1937 (Photo: RAHS – Adastra Aerial Photo Collection)
⤴ Abbotsford House
After Renwick was forced to relinquish the property in 1903 because of financial debts, it was bought by one of the principals of the Grace Brothers department stores. Then, just after World War I ‘Abbotsford House’ was acquired by the Nestlé company (operating at this time as the Anglo-Swiss Condensed Milk Co). Nestlé built a factory on the estate site which manufactured chocolate and the drink ‘Milo’, whilst the mansion itself served as the administrative centre of the business. The factory closed in 1991 and the whole estate was duly incorporated into a new medium-density housing complex (Abbotsford Cove).
𓆢𓆢𓆢𓆢𓆢𓆢𓆢𓆢𓆢𓆢
✲ seldom ever used apparently because of fear of an outbreak of “Swine Fever”
❧ prior to the Abbotsford location, the Sydney Quarantine Station was apparently situated on the other side of Sydney Harbour at Bradley’s Head, and was required to move because what became known as Taronga Park Zoo was established on Bradley’s Head in 1916
◘ the name of Abbotsford House’s architect doesn’t appear to be recorded anywhere
✧ Abbotsford House which gave the suburb its name, derives from ‘Abbotsford’, classics author Sir Walter Scott’s home in Scotland
Abbotsford Quarantine Station (1917-1980)
๑๑๑๑๑๑ ๑๑๑๑๑๑ ๑๑๑๑๑๑ ๑๑๑๑๑๑ ๑๑๑๑๑๑ 50 Spring Street, Abbotsford, New South Wales 2046
Latitude -33.8483 Longitude 151.1228
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Publications consulted: Canada Bay Connections, (City of Canada Bay), www.canadabayconnections.com
‘Abbotsford Quarantine Station’, 04-DEC-2015, www.historyofsydney.com.au
‘Top 10 Facts About Abbotsford, Sydney’, (Canada Bay Club), www.canadabayclub.com.au
‘Abbotsford House’, (Office of Environment & Heritage), www.environment.nsw.gov.au
a href=”http://www.7dayadventurer.com/wp-content/uploads/2017/12/image-3.jpg”> Source: Wiki Commons[China’s most distinctive and enduring icon is its Great Wall – Chángchéng 長城 – or as it is sometimes described, Wan-liCh’ang-ch’eng 萬里長城 (10,000-mile Long Wall). The Great Wall is of course a global icon, one of the wonders of both the ancient and modern worlds, extending 21,196.18 km in length from west to east. Sections of the Wall are around 2,300 years old, dating from the Warring States era. The western end of the Wall by consensus is Jiayuguan Pass in Gansu Province (north-central region of China), but where is the eastern end-point?(Source: Lonely Planet)
ef=”http://www.7dayadventurer.com/wp-content/uploads/2017/12/image-4.jpg”> Source: Wiki Commons[/capThree hundred or so kilometres due east of Beijing is Shanhaiguan (literally “mountain – sea – pass”) in Liaoning Province, one of the Great Wall’s principal passes (popularly acclaimed in China as “the first pass under Heaven”. The Great Wall at Shanhaiguan dates from the 16th century and is 7,138m long with a central fortification, Zhendong Tower, a 4.8k square wall and barbican. The region it defends traditionally has had a strategic importance to China. The section of the Wall here stands between the Yan Mountains and the Gulf of Bohai, its location being easy to hold and hard to mount an assault against made it ideal to repel any invasions from the northern nomadic tribes of Manchuria such as the Khitan, Jurchen and the Manchus. [‘Shanhai Pass’, Wikipedia, http://en.m.wikipedia.org]
http://www.7dayadventurer.com/wp-content/uploads/2017/12/image-5.jpg”> Laolongtou[/caption‘Old Dragon’s Head’
Five kilometres east of central Shanhaiguan is the what is often commonly thought of as the ultimate stretch of the Great Wall, known as Laolongtou. The wall at Laolongtou (‘Old Dragon’s Head‘✱), built in 1381 during the Ming Dynasty, has been a strategic defensive point for much of Chinese imperial history. To the north of Laolongtou Wall is Ninghai City, a (roughly) square fortress. It’s architectural features include Chenghai Pavilion and Jinglu Beacon Tower. The site also contains an archery field and a military-themed museum (uniforms, helmets, a sabre weighing 83 kilos). The far eastern section of the wall is known as Estuary Stone, on either side of the end section are long strips of sandy beach. Hushan Great Wall
虎山长城; Hǔshānchángchéng
On appearances ‘Old Dragon’s Head’ seems an appropriate point to locate the end of the Wall. Here’s where the eastward march of the Wall finally hits the sea at the Bohai Gulf, enters the water and continues some 22.4 metres and then abruptly ends⊟. Laolongtou seems a poetically apt spot for the long, long wall to end, and it seems logical, right?❂ Few would have disagreed with this before 1989…in that year another section of the Great Wall was unearthed further east and further north of Laolongtou. The wall, which extends over a mountain (Hushan or Tiger Mountain) for about 1,200m, is just north of a Chinese border city, Dandong (bordering North Korea across the Yalu River). In 2009 the Chinese government, based on the research undertaken by CASS, recognised the Hushan wall as the eastern terminus of the Great Wall. [‘Hushan Great Wall’, Wikipedia, http://en.m.wikipedia.org]
Hushan Wall, Dandong (Wikipedia Commons)
Hushan or Bakjak?
The Beijing recognition of the wall earned displeasure in the neighbouring ‘Democratic People’s Republic’. The North Korean authorities claim that the wall was originally a Korean one called Bakjak Fortress which the Chinese renamed Hushan to link it in as part of the historic Chinese Great Wall. Moreover North Korean academics assert that this is part of a broader Chinese agenda, one aimed at extending Chinese cultural hegemony. [‘Goguryeo controversies’, Wikipedia, http://en.m.wikipedia.org]
PostScript: Goguryeo controversy
The North Korean perspective maintains that Beijing’s identification of the Hushan wall as Chinese is a continuation of its practice of undermining the historical sovereignty of Korea’s Goguryeo Kingdom (1st century BC to 7th century AD). The background to this volatile issue lies in Chinese Academy of Social Sciences’s (CASS) 2002 revision of the area’s history…CASS’s North East Project concluded that Goguryeo was not an independent state, the ‘proto-Korea’ that the Koreans affirm, it was historically merely a vassal of the ‘Middle Kingdom’. Both Koreas expressed outrage at this, feelings of nationalism were stirred up and Sino-Korean relations took a nosedive. Suspicions on both sides persist…the historic Goguryeo Kingdom encompassed an area comprising the bulk of the Korean peninsula and a portion of both Russian and Chinese Manchuria, so both Korea and China harbour fears that the other may at some point pursue irredentist claims on part of its territory. [‘How an Ancient Kingdom Explains Today’s China-Korea Relations’, (Taylor Washburn) The Atlantic, 15-Apr-2013), www.theatlantic.com].
Historic map of the twin cities Dandong/Sinuiji≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣≣ ✱ so-called because the end part (above the sea) is thought to resemble a dragon (long) resting its head (tou) on the ground
⊟ from Laolongtou Wall’s end it is about 305km back to Beijing
❂ logical because the wall enters the sea at Bohai and the vast structure can be physically observed to end, but the issue here is that the Great Wall of China is not some unbroken, perpetually contiguous, frontier entity, it is a series of walls (sections) which meander, end then start again, right across the frontier of China
The above photo shows the well-worn, slightly scruffy and tarnished facade of an old building in the historic industrial inner city district of Sydney. The sign on the shopfront says ‘Chinese Ginsengs and Herbs Co’. Google Maps tells me the address is 4-10 Goulburn Street, although the sign above the entrance indicates the address is “75-77 Ultimo Road Haymarket”. I’m going to go with what the building says rather than what my iPhone indicates…the key point is that this building is within wok-tossing distance of Hay and Dixon Streets, the epicentre of Sydney’s traditional Chinatown.
The awning above the Ginseng shop gives the real clue to the building’s history – in faded blue and red (the colours of the Republic of China better known today as Taiwan or Chinese Taipei), are the words The Chinese Nationalist Party of Australasia. The letters ‘KMT’ and the building’s date, 1921′, at the top of the facade further emphasises its political association with China.
The Haymarket building was purchased in 1921 with funds raised by Chinese-Australian supporters of the KMT or Kuomintang, a Chinese nationalist party headed by Dr Sun-Yat-sen that gained prominence after the overthrow of the last Qing emperor and the transition to republican rule. The Australasian KMT had earlier evolved out of a grass-roots organisation in Sydney called the Young China League, the impetus for the emergence of YCL/Australian KMT came largely from Sino-Australian merchants James Ah Chuey and William Yinson Lee.
KMT Sydney’s regional leadership
Ultimo Road was KMT’s Australasian headquarters, from this building the local Party liaised with the KMT Central party in China and coordinated the activities of other regional KMT branch offices elsewhere in Australia, New Zealand and the wider Pacific Islands. The Sydney Office supervised seven branches – NSW, Victoria, WA, Wellington and Auckland (NZ), Fiji and New Guinea. It also directly administered Brisbane, Adelaide and Darwin and had jurisdiction over Tahiti. Melbourne office having to defer to Sydney’s seniority and hegemony provoked KMT membership tensions between Australia’s two largest cities.
KMT and the Chinese diaspora in Australia
KMT’s Sydney branch performed several functions on behalf of the Party. One of these involved an educational role for the local émigré Chinese. The KMT association fostered modern political ideas, promoting pro-republican values and the virtues of parliamentary democracy as an antidote to the gains made by Chinese communists in courting popular support in the Chinese countryside.
Recruiting new KMT members from among the community in Sydney was part of the Australasian association’s growth strategy. To bind Chinese emigrants to the Party and its objectives, the Sydney office organised dances, dinners, social gatherings, held screenings of Chinese movies. Recreational activities were another means of incorporating the Chinese locals – gyms and sporting teams were established to encourage physical exercise.
At crunch periods in the 20th century during conflicts the KMT were embroiled in on mainland China (the National Defence War against Japan, the Nationalists/Communists Civil War), the offices in Sydney and Melbourne had an instrumental role on the ground in Australia. The two associations maintained solidarity with and mobilised support for the struggles of the Chinese Nationalists headed by Chiang Kai-shek…the local Sydney branch coordinated the collection of donations❉ that were remitted back to Nanking (the Nationalists’ Chinese capital) to finance the war effort (equip the KMT Army, buy fighter planes for the Air Force, etc).
KMT Club (pre-war)
Concurrently with the establishment of the KMT headquarters in Sydney, the Chinese Nationalists with money from Chinese benefactors resident in Melbourne (above ↥) commissioned famous Chicagoan architect Walter Burley Griffin to convert a brick warehouse at 109 Little Bourke Street into the city’s KMT association premises. Griffin’s design of a new facade for the building in 1921 was financed by Canton-born, Melbourne social reformer, Cheok Hong Cheong. Cheong had a long association with Griffin as a client and was a shareholder in the Griffins’ Greater Sydney Development Association.
KMT Club Melbourne – 1980s (Walter B Griffin design) ⬇️
Australasian Canton Club
The Australasian association role eventually extended to working for returning émigrés from Australasia and Oceania. This happened when the Australasian KMT Canton Club was set up in that southern Chinese city(office)◊…its purpose was to assist the émigrés who subsequently returned to China. This assistance took many forms such as advocacy in legal matters, providing board and lodging for members passing through Canton to and from Australia and NZ and advice on investments. The Canton office also produced the widely distributed official journal of the Australasian KMT.
Both 1920s KMT buildings, Sydney and Melbourne, are still standing (the Sydney one the recent beneficiary of a bright, fresh paint job – as can be seen below)…the two clubs continue to have social associations with the local Chinese-Australian community in their respective cities.
回÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷÷回
❉ this material support took on added significance and urgency for the KMT cause after imperial Japan invaded Manchuria in 1937
◊ the location was chosen mainly because of the pattern of past migration to Australia and New Zealand – most Chinese migrants had come from Canton (Guangzhou) or from the wider province of Guangdong
Sources:
Judith Brett & Mei-Fen Kuo, Unlocking the History of the Australasian Kuo-Min Tang 1911-2013, (2013)
John Fitzgerald, Big White Lie: Chinese Australians in White Australia (2012)
Kate Bagnall, ‘Picnics and Politics’, Inside Story, 24-Jan-2014, www.insidestory.org.au
‘Griffin’s Chinese Nationalist Party Building in Lt Bourke’ (Building & Architecture), www.walkingmelbourne.com
Cervantes‘ Don Quixote is without peer as the foremost work in Spanish literature…it is considered without question to be the most influential work in the entire Spanish language literary canon❉. The general consensus among authorities in the field is that it was the primary manifestation (first pub. Vol I 1605) of the novel as we understand the development of that emerging literary form.
DQ & Sancho Panza
The Spanish proudly extol Cervantes’ name in the same reverential tone as the English speaking world bestows on Shakespeare. When it came to adaptations of Don Quixote to the cinema screen however, Cervantes’ great novel has not experienced the same good fortune as screen productions of Shakespeare’s greatest plays have had. While the story of the ageing knight-errant’s folly-filled forays in the campo of La Mancha has been a popular source material for the theatre, opera and both the big and small screen, it has not proved a rewarding experience for some of the leading filmmakers! There have been a number of attempts to bring the book to the cinema that have ended either in disarray or as incomplete projects…the mildly suspicious among us might easily convince themselves that the subject of Don Quixote is jinxed!
Disney: the animated feature’s arrested development
One of the early US attempts to produce a film of Don Quixote was as a feature-length cartoon by Walt Disney. The Disney team laboured for six decades commencing in the 1930s to make an animated version of Don Quixote. Studio artist Ferdinand Horvath produced project sketches of the Spanish knight-errant for Disney as early as 1929. Preparatory work for a film project during WWII using concepts inspired by 17th century artistic titan Diego Velázquez was jettisoned after Disney had two commercial failures in a row with Pinocchio and Fantasia in 1940. The studio tried again, several times (1946, 1951, even as recent as the late 1990s). All of the projects were eventually aborted[1]. Don Quixote thus far has evaded all attempts at being ‘Disneyfied’✫.
Orson on the DQ set
Orson’s never-ending project: Less than awesome
Orson Welles’ efforts to make a film of Don Quixote was an incredibly drawn-out saga that failed to bear fruit. Financing (habitually a millstone around Welles’ cervix) was partly to blame but procrastination by the former “boy wonder” director was taken to a new level. Starting off with test footage as early as 1955, Welles was still intermittently working on the unfinished picture (which he described as his “own personal project”) when he died (1985). By which time Welles had 300,000 feet of shot film in the can! Eventually a version completed by a Spanish director saw the light of screen in the 1990s (described as a “Spanish restoration”). However according to James Clarke, the “print (was) impoverished…the film lacked clarity… (and) Welles’ commentary and dialogue was ineffectively dubbed into Spanish”[2].
The jinx again!
Dynamic Hollywood producer of the 1950s, Mike Todd, was riding high on the back of the blockbuster success of the star-studded Around the World in 80 Days. Todd chose “Don Quixote” as the follow-up project to ’80 Days’ based on the Jules Verne novel. Having cast his new, glamour wife Elizabeth Taylor to star in a lavish production of the Cervantes classic, the hard-headed Todd’s plans for “Don Quixote” perished in the airplane crash that took the producer’s life in 1958.
The doco on DQ the disaster movie!
Terry Gilliam, nearly 20 years worth of broken mirrors!
The award for the most ill-fated attempt to bring “Don Quixote” to the screen goes to Monty Python member and film director Terry Gilliam. Gilliam first conceptualised his project in 1991…pre-production got underway seven years later and production itself got rolling in 2000 in Navarre (Spain). Gilliam brought his own, very idiosyncratic take on the Man of La Mancha (very loosely based on the original story). He cast Johnny Depp as a 21st century time-traveller hurled back to engage with the perpetually confused 16th century “windmill-tilter”.
From the start obstacles and setbacks piled on top of each other – flash floods destroyed sets and equipment in the Spanish campo, as a result the filmmakers had problems securing insurance for the production; Jean Rochefort as Quixote took ill and had to leave the set and the movie altogether; it was discovered that one of the film sites was directly below a Spanish Air Force flight path; plus the production was hit with further financial problems – the net outcome was the cessation and cancellation of the production. Gilliam made several subsequent attempts to relaunch the movie, in all there were eight unsuccessful tilts at making “Don Quixote” over a period of 18-19 years with a succession of actors coming and going. In 2002 Gilliam, no doubt with cathartic intent, released a documentary Lost in La Mancha about the trials and tribulations of trying to realise the plagued ‘Quixote’ feature film[3].
Michael Palin was one of many actors lost in transit in the course of making Gilliam’s film!
The indefatigable American Python resurrected the project once more earlier this year with longtime collaborator Jonathan Pryce in the title role. Finally in June of this year Gilliam tweeted, rather sheepishly, that the filming was finally completed…The Man Who Killed Don Quixote is slated for release in 2018[4].
PostScript: ‘Don Quixote’, a mixed track record in the cinema
Notwithstanding the long trail of misfortunes and misadventures that has bedevilled the efforts of the above film-makers to make Don Quixote, it would be misleading to conclude that the subject has been universally cursed. A survey of Don Quixote’s cinematic history on the screen confirms that it has been far from unmakeable. First point to note is that there have been a considerable number of ‘DQ’ films churned out over the decades[5], many of which went through more or less without mishap, or at least with nothing like the obstacles and hurdles in the way of Gilliam and Welles and others.
From across the world of international cinema these productions include the 1957 Russian version filmed in the Crimea (Dir: Grigori Kozintsev); the 1972 Man of La Mancha (a musical/comedy with Peter O’Toole in the lead); a 2000 feature with John Lithgow as the chivalrous but hopelessly misguided hidalgo (country gentleman); Albert Serra’s modernised Spanish version, Honour of the Knights (2006); a 2015 version directed by James Franco’s USC students, Don Quixote: The Ingenuous Gentleman of La Mancha; and believe it or not, a 2007 Spanish/Italian computer animation comedy Donkey Xote (hee-haw!), a light-hearted retelling of the classic story from the perspective of his squire Sancho Panza’s Equus Africanus steed.
___________________________________________________________________ ❉ its literary influence goes far beyond the Hispanic world…extending to his English contemporary Shakespeare who is widely thought to have collaborated with John Fletcher on a play (now lost), Cardenio, believed to be based on an episode in the Cervantes novel ✫ Disney still haven’t entirely let it go…the phenomenal box office triumph of the Pirates of the Caribbean series has prompted Disney to engage ‘gun’ screenwriter Billy Ray to write something similar in tone for Don Quixote, ‘Disney Developing a Don Quixote Movie’, (J Kroll) Variety, 13-Oct-2016, www.variety.com
[1] James Clarke, ‘The troubled history of Don Quixote on film’, BFI: Film Forever, 26-Apr-2016, www.bfi.org.uk
[2] ibid. ; ”Don Quixote (unfinished film), Wikipedia, http://en.m.wikipedia.org
[3] ‘The Man Who Killed Don Quixote’, Wikipedia, http://en.m.wikipedia.org; ‘My latest is a disaster movie’, The Guardian, 04-Feb-2001, www.theguardian.com
[4] “Sorry for the long silence…” (@TerryGilliam, tweeted 04-Jun-2017)
[5] in fact the tale of the muddled hidalgo with a penchant for charging at windmills has been a movie subject just about from the first dawn of the moving picture – as early as 1903 a silent film of Don Quixote was made by the French, ‘Don Quixote de La Mancha: DQ and Film’, (Barbara Robinson), USC Libraries (Research Guides), www.libguides.usc.edu
Within the world of macropolitics, the realm of large-scale political entities, the urge by some within the whole to secede has always been a recognisable element of those societies. During the last half century Australia as elsewhere has witnessed the emergence of individuals or small groups of people wanting to break away, for varying reasons, and go it alone.
The actions of micronations✻ or “would-be” micronations (sometimes called “model countries”) have been motivated by a host of varying reasons. These include genuine secessionist aspirations, environmental protests, a sense of grievance and financial motives. Quite a few seem to be specifically humorous in intent. Some micronations are just left-field wacky, like Asgardia, a Russian initiative which seeks to launch satellites into space to found a “real nation” recognised by the UN (and therefore, it claims, protect Earth from the threat of asteroids, solar storms and space junk)[1].
▲ The ‘border’ bridge between Vilnius & Užupis
Reactions of the periphery to the metropolitan centre have prompted the rise of quasi-anarchist communities purporting (seriously or less seriously) to be outside the jurisdiction of that same central authority…two such European instances of this are Freetown Christiana in Copenhagen whose advocates proclaimed autonomy over a small district of the city in 1971 and an established open drug trade (tolerated by the Danish authorities until 2004); and Užupis (Užupio Res Publika), a tiny enclave within Vilnius, described perhaps somewhat romantically as a “modern manifestation of a bohemian Free State”[2]. Whereas Freetown strove for a kind of anarchist autonomy, the unrecognised “Republic of Užupis” adopted all the trappings of a sovereign state (flag, currency, politicians, anthem, etc) but uncertainty remains whether the Užupis entity is “intended to be serious, tongue-in-cheek, or a combination of both”[3].
▲ The Prince of Hutt R Province
His Royal Hutt River Highness One recurring theme of micronationhood including in Australia has been the singular protest against the state (or against the local authority). Leading the way in this (chronologically at least) is Prince Leonard and his self-declared Principality of Hutt River. Leonard Casley was an unremarkable wheat farmer in rural Western Australia in 1970 when a dispute with the state of WA over the wheat production quota set him on a course of (declaring) succession from Australia. ‘Prince’ Leonard adopted royal titles and garb for himself and his family and the Hutt River Principality grew into a tourist attraction. Casley’s failure to comply with his taxation requirements resulted in a Commonwealth prosecution in 1977 which the prince, increasingly behaving like Count Rupert of Mountjoy✪, responded by declaring war on Australia![4].
The Hutt River WA prince, after easing himself into the unfamiliar mantle, like other Micronation ‘monarchs’ enthusiastically set about establishing the tourism potentiality of the novel enclave in the Western Australian bush…HR Province began issuing ‘royal’ stamps, ‘legal'(sic) currency and passports (described by the Council of Europe dismissively as “fantasy passports”)[5]. In 2017 Prince Leonard now a nonagenarian ‘abdicated’ in favour of his son, the altogether less regally sounding ‘Prince’ Graeme.
▲ King Paul with his court (Source: News Ltd)
The principality of the suburban quarter-acre block Some breakaway entities and would-be sovereign states have arisen from the most trivial of domestic matters, eg, Mosman artist and art school principal Paul Delprat founded the Principality of Wy as a consequence of his local Sydney council’s refusal to grant permission for a residential driveway (a dispute lasting over 20 years!)[6]. Presiding over his ‘kingdom’ which comprised in area one suburban block, ‘King’ Paul, possessed of a theatrical bent and a large supply of whimsy, has warmed to his new status, naturally going the “whole hog” with full regal fancy dress, pomp and ceremony!
Global open borders orchestrated from the NSW South West Slopes George Cruikshank together with his cousins started up his own micronation whilst still a schoolboy in Sydney. Known as the Empire of Atlantium ‘Emperor George II runs it from Reids Flat¤, 344km inland from Sydney…the 0.76 square kilometre province has its own post office, government buildings, currency, national anthem and monuments (ie, a small white pyramid and obelisk in the micronation’s Lilliputian-sized capital). What marks Atlantium out from other micronations is its espousal of liberal, progressive values – described by the Lonely Planet Guide to Home-Made Nations as serious in its aims and “a refreshing antidote to the reactionary self-aggrandisement of so many micronations”…a “secular humanist utopia”[7] George is also a bit atypical as ‘micronationals’ go as his separatist impulse derives not from a specific beef with local authority but from genuine idealism. Emperor George advocates the international freedom of movement and other socially progressive goals. The Empire claims in excess of 3,000 ‘citizens’ hailing from various parts of the globe – all signed up online.
▲ A Great Britain strawberry patch in Sth Australia!
The strawberry fields United Kingdom One of the more exotic if not outright wacky secessionists in Australia was Alec Brackstone. English migrant Brackstone, alarmed at the prospect (as he saw it) of Australia’s drift toward republicanism, founded the Province of Bumbunga in rural South Australia in the 1970s. The ultra-monarchist, self-appointed governor-general of the breakaway mini-state, planted thousands of strawberry plants in the pattern of a huge scale model of Great Britain (A++ for loyalty/subservience to the Crown!) The Bunbunga Province also issued Cinderella stamps honouring the royals, but the province dissolved in the late 1990s after the “G-G” was charged with possession of illegal firearms and repatriated to the UK[8].
PostScript: Micro-states of mind? Wy and the self-styled Hutt River and Bumbunga provinces conform with RT Reid’s characterisation of the ethos of contemporary micronations …”mock sovereign states fuelled by local disputes, utopian idealism and the imaginations of a few eccentric individuals”[9]. Ultimately it is that eccentricity, together with their isolation and the fact that they pose no real inconvenience or harm to the greater (macro) political entity✦, explains why they tend to be tolerated (but not encouraged) by the central authority of the state in which they reside.
◰◲◰◱◰◲◰◱◰◲◰◱◰◲◰◱
✻ defined as an entity claiming to be an independent nation or state but not recognised by world governments or major international or supranational organisations, ‘Micronations’, Wikipedia, http://en.m.wikipedia.org
✪ leader of the fictional minuscule tinpot state of Grand Fenwick which declares war on the USA in the 1959 comedy/satire The Mouse That Roared
¤ Cruickshank’s Atlantium had two prior “spiritual homes” in Sydney, a house in suburban Narwee and a flat in inner city Potts Point
✦ the ‘Principality’ of Seborga in the Italian Riviera is a good case in point: despite a 98.7% vote in favour of independence from Italy in 1995, the tiny town (pop: <400) still pays its civic taxes to Rome
⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉⑉
[1] ‘Space oddity: Group claims to have created nation in space’, Science, 12-Oct-2016, www.sciencemag.org
[2] J Crabb, ‘Gabriele D’Annunzio And The Free State of Fiume’, (Culture Trip), 12-Jul-2017, www.theculturetrip.com
[3] ‘The Republic of Užupis’ (Užupis Everywhere), www.uzhupisembassy.eu. Some of the more absurd sounding clauses of the Užupis Constitution evoke a suggestion of whimsical hippiedom, eg, 12. A dog has the right to be a dog
[4] ‘Micronations: The Lonely Planet Guide to Home-Made Nations’, (J Ryan, G Dunford & S Sellars, (2006)
[5] ‘Principality of Hutt River’, Wikipedia, http://en.m.wikipedia.org
[6] ‘Prince of Wy Paul Delprat loses driveway court battle’, (Simone Roberts), Mosman Daily, 17-Jul-2013
[7] Lonely Planet, op.cit.
[8] ‘Province of Bumbunga’, Wikipedia, http://en.m.wikipedia.org. Hutt River, Atlantium and Bumbunga are only three of the estimated 35 Australian micro-nations in existence at one time or other, according to ‘A quick tour of some of the many, many Micronations Australia has to offer’, (Joseph Earp, Mashable Australia, www.mashable.com
[9] RT Reid, ‘Micronations of the World’, Smithsonian, 23-Aug-2009, www.smithsonianmag.com
The Conqueror (1956) was a doomed film, both cinematically and in terms of its devastating human cost. Its reception critically was abysmal and its performance at the box office was less than mediocre. Reviews for the movie disaster have been consistent in assigning it an unenviable position as one of cinema’s worst ever pictures, one of Hollywood’s greatest “turkeys”¹.
Yahoo!Movies described The Conqueror as “the most toxic movie ever made”…tarnishing the careers of those who appeared in this egregious stinker, especially its star John Wayne, effectively bankrupting RKO Pictures (costing a blown-out $6 million) and contributing to the deaths of an inordinate number of its cast and crew².
John Wayne, faced with the need to fulfil the third and final picture of his contract with RKO, apparently fished the discarded script out of the rubbish bin and convinced the assigned director Dick Powell (who in turn convinced RKO’s owner Howard Hughes) to make the film with Wayne playing the role as Mongol warlord Genghis Khan (a role intended apparently for Marlon Brando). By all accounts Wayne was grossly miscast⋇, interpreting the great Mongol leader as a cowboy (probably an entirely natural notion for the Duke!). The script (by Oscar Millard) was terrible and vacuous as the following inane, awkward samples of the dialogue illustrate:
Temujin: I feel this Tartar wo-man is for me, and my blood says, take her. There are moments for wisdom and moments when I listen to my blood; my blood says, take this Tartar wo-man.
૱…………૱…………૱
Temujin: She is wo-man, Jamuga…MUCH wo-man!
૱…………૱…………૱
Snow Canyon, radioactive movie set
The Conqueror was a patently absurd vehicle by any standard – as an attempt at film art or as a plausible historical reconstruction…but as disastrous as the movie was, it was to have far more serious and far-reaching tragic consequences. Most of the filming took place at Snow Canyon¤ near Saint George in Utah, 130 odd miles from a nuclear test site where the US Government detonated 11 above-ground nuclear explosions in 1953. By the time location filming took place, June-August 1954, winds had shifted the still highly radioactive soil downwind to Snow Canyon. The shooting of the action sequences (in an adventure movie this was most of the film!) necessitated that the performers wallowed in the carcinogenic dust day after day.
The film’s producers (Hughes and Powell) were aware of the proximity of the atomic testing before shooting started but had been assured by the government that the atomic tests posed no risks to public health, a gross deception (self-deception?). Compounding the dilemma, at the end of the location work Hughes ordered that 60 tons of the radioactive reddy-brown dirt from the Snow Canyon site in Utah be carted back to the RKO film set at Culver City for re-takes!
Human Fallout
Consequently, by about 1980 it could be shown that 91 of the 220 individuals who made up the film’s location staff had contracted cancer including its stars Wayne, Susan Haywood, Agnes Moorehead and Pedro Armendáriz (one of Wayne’s sons who had a small part in the movie later also died of cancer). There is no definitive way of proving that the contaminated soil was 100% to blame for the cancer deaths…Wayne had a heavy smoking habit (up to seven packs a day!), as did others in the cast, which could have been a contributing factor to the malignancies⍔. The harmful effects of the area’s radiation however is undeniably part of the explanation for such an aberrant outbreak of disease. Robert Pendleton, professor of biology at the University of Utah, concluded that the toxic fallout of Saint George was of epidemic proportions, that the toll was about three times what might be expected³. In addition it is well documented that health checks on ordinary residents of Saint George similarly revealed higher incidences of cancer than other comparable areas⁴.
PostScript: Howard Hughes’ own private purgatory
As is well-known, The Conqueror’s Producer Hughes lived as a recluse, (literally) hermetically sealed off from the rest of humanity, for his last years. It is believed that he deeply regretted his decision to go ahead with The Conqueror project. Hughes delayed the film’s theatrical release and attempted to purchase every single print to try to keep it out of the public eye. Part of his penance in his hermit mode of existence, it has been claimed, was to watch and re-watch the disastrous movie every day (along with Ice Station Zebra⁵).
╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼
⋇ Wayne as a 13th century Asiatic warrior was a ludicrous choice, as the casting was overall – only two of the entire performers were of Asian descent. Many of the doomed extras were undisguised Navajo Indians
¤ Howard Hughes thought the rolling red hills would be similar in appearance to the steppes of Mongolia
⍔ although ‘Duke’ Wayne did not die from his lung cancer (which went into remission) but from the subsequent stomach cancer he contracted [Gaggiano, below]
¹ included in H & M Medved & R Dreyfuss’ 1978 The Fifty Worst Films of All Time
² ‘The Conqueror: The story of the most toxic movie in Hollywood history’, (Yahoo!Movies, 09-Nov-2016), www.uk.movies.yahoo.com
³ Pendleton: “…in a group this size you’d expect only 30-some cancers to develop. With 91, I think the tie-in to their exposure on the set of The Conqueror would hold up even in a court of law” – Karen G Jackovich & Mark Sennet, ‘The Children of John Wayne, Susan Hayward and Dick Powell Fear That Fallout Killed Their Parents’, People, originally posted 10-Nov-1980, www.people.com
⁴ Rory Carroll, ‘Hollywood and the downwinders still grapple with nuclear fallout’, The Guardian,, 06-Jun-2015, www.guardian.com
⁵ Greg Caggiano, ‘The Conqueror (1956): The Film That Killed John Wayne … Literally’, Reel to Real, 26-Jul-2010, https://gcaggiano.wordpress.com/2010/07/26/the-conqueror-1956-the-film-that-killed-john-wayne-literally/
The 1939 cinema classic The Wizard of Oz, the movie that launched teenage singer/actress Judy Garland into stardom, has long had a reputation as one of Hollywood’s most ‘cursed’ films.
Book of the iconic 1939 film
Many, many things did go wrong on the set, including costs…the MGM musical/fantasy came in over budget at a cost of $2.8 million. This in part reflects The Wizard of Oz’s disjointed trajectory – going through five directors including King Vidor, George Cukor and Richard Thorpe and 14 screenwriters in the course of the production. The movie’s ultimate director Victor Fleming (who also directed the other great Hollywood film of 1939 Gone With The Wind) was widely suspected of Nazi sympathies.
Judy as Kansas Dot in Oz
The staggeringly appalling treatment of 17-year-old Judy Garland (Dorothy) would today be seen as out-and-out child abuse, irrespective of whether it was within or without the celebrity world. The film-makers half-starved Judy, limiting her to only one square meal per day, fed her on barbiturates and got her fixed on an 80-a-day cigarette habit. Garland eventually spiralled into a tragic pattern of drug dependency and suicide attempts. [E Power, ‘The Wizard of Oz – Dark side of the rainbow’, Irish Examiner, 15-Sept-2014, www.irishexaminer.com].
Equally alarmingly was the casual disregard of the health and well-being of other cast members as well. Buddy Ebsen (later famous as Jed Clampett in TV’s Beverly Hillbillies), to achieve the silver make-up of his character “The Tinman” was coated in aluminium powder which gave him an allergy and got into his lungs, after two weeks he became seriously unwell and was hospitalised and out of the film✳. His replacement Jack Haley was less exposed to deadly toxins but still contracted a troublesome eye-infection.
Fitting out supporting actress Margaret Hamilton for the role as the “The Wicked Witch of the West” meant painting her skin with green copper, exposing her to a clear carcinogenic risk. Even more perilous, in one hazardous scene Hamilton was nearly burned to death when a pyrotechnics feature went horribly wrong…requiring the actress to be hospitalised for a couple of weeks.
The film’s jinx extended to minor players like the munchkins (small colourfully-garmented characters portrayed predominantly by people with the condition dwarfism). The vertically challenged actors were grossly underpaid (‘Toto’, Dorothy’s dog in the movie was paid more than them!) and consequently they got drunk every night and reportedly ran riot on the set. Even Toto didn’t escape a mishap – one of the supporting actors accidentally stepped on him in a scene breaking the mutt’s paw and necessitating a canine replacement.
In the celebrated poppy field scene Dorothy and other characters get saturated in snow flakes, the only problem was the substitute snow comprised sheets of lethal asbestos![Power] Hollywood regularly used 100 percent industrial-grade chrysotile (white asbestos) in films, in White Christmas (1954) Bing Crosby got it poured all over him! Ray Bolger’s “Scarecrow” straw-filled costume was also lined in asbestos in order to be flame-proof [S Kazan, ‘The Wizard of Oz or The Wizard of Lethal Asbestos Exposure?’, (Kazan, McLaine, Satterley &’Greenwood], www.kazanlaw.com].
The curse for a time seemed to continue post-release. Although The Wizard of Oz is universally celebrated today as a classic of the cinema, it did not meet with immediate acclaim from either the public or critics. These reservations did not start to turn around until the CBS television network reintroduced the movie to the wider public in 1956. In 1989 the US Library of Congress nominated The Wizard of Oz as “the most-viewed motion picture on television syndication” [‘The Wizard of Oz (1939 film)’, Wikipedia, http://en.m.wikipedia.org]. Countless scores of viewers of the joyous spectacle of ‘Oz’ over the years would have been blissfully unaware of the unhappy, off-screen events that relentlessly dogged the production.
PostScript: Judy a victim of MGM’s mogul monster
MGM’s systematic abuse and exploitation of Judy Garland emanated from the very top of the studio – MGM head Louis B Mayer. To get the absolute most out of the studio’s new star Garland, Mayer maintained tyrannical control over all aspects of the Wizard of Oz star’s life⌖.
Mayer hooked Garland on a cocktail of drugs, having her fed alternating courses of amphetamines, adrenaline shots and downers like Seconal. And Mayer, to ensure that Judy, away from the studio, kept to the strict diet of coffee, chicken soup and cigs, had a battery of spies reporting back to him on the beleaguered actress’s behaviour [Neil Norman, ‘Dark side of Oz: The exploitation of Judy Garland’, Express, 05-Apr-2010, www.express.co.uk]]
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✳ Ebsen as a result of exposure to the deleterious materials was required to use a respirator for the remainder of his life (he lived to 95)
⌖ a mistreatment aided and abetted by Judy’s own mother Ethel who mercilessly drove the early show business career of Garland and her sisters, thinking nothing of feeding the three sisters pep pills to cope with the brutal workload she had burdened them with! [Norman]
When I was a kid growing up in the 1950s and 60s I was exposed, like everyone else, to saturation levels of US commercial television. Faced with the novelty of a new and revolutionary form of home entertainment, I clocked up the viewing hours big time, thousands and thousands of hours glued to the “idiot box”. Eventually through trial and (a lot of) error I decided what my favourite American programs were, a few gems among the preponderance of TV dross and mediocrity.
Back then I was particularly fond of old black-and-white movies on TV (until 1975 all Australian television was in black-and-white!). Drilling down even deeper, 1940s and 50’s movie serials were highest on the totem of my juvenile television tastes. I lapped up countless viewings (and re-viewings) of the like of Ma and Pa Kettle, Blondie, Batman, Tarzan, Bowery Boys/Dead End Kids, to barely scratch the surface of my childhood obsession.
ref=”http://www.7dayadventurer.com/wp-content/uploads/2017/08/image-4.jpg”> ‘Andy Hardy’s Private Secretary'[/caAs an Antipodean-based “honorary American boy”, a lot of my vicarious existence was channelled through Hollywood’s projection of the typical American teenage/20ish boy. MGM had Andy Hardy (played by that pint-sized bundle of non-stop energy, Mickey Rooney), whilst over at Paramount, the studio eventually tried to counter Andy’s popularity with Henry Aldrich (portrayed initially and briefly by the over-saccharine Jackie Cooper, but universally associated with the perpetually perplexed-looking Jimmy Lydon).
The premise of both these American equivalents to the British “Boys Own” adolescent rites of passage story was the same: the point of the exercise was that both get hare-brained schemes which invariably land them in trouble of some kind, and through a series of comical twists and turns they get out of the predicament by the film’s end…both “got into jams, had romantic vexations, and mischievously interfered in the lives of their older brothers and sisters”, with consequences all of which were at worse ephemeral[1]. The screen rival teenagers Andy and Henry were both likeable even if their screen personalities occasionally irritated you.
Hardy and Aldrich each had his own distinctive and characteristic expressions, these verbal calling cards were often reiterated throughout each movie…Andy Hardy, when in ebullient mood, would chirpily respond to Polly Benedict or to another of his many, simultaneous love interests with “You said it, toots!” Henry Aldrich is universally remembered for the opening exchange with his mother who bellows: “Hen-reeeeeeeeeeeee! Hen-ree Al-drich!”, to which Henry from upstairs would haltingly and tremulously reply, “Com-ing, Mother!”
Once I latched on to Paramount’s counterpoint to the Hardys, the Aldriches, I quickly developed a preference for the new kid on the Hollywood block Henry Aldrich over Andy Hardy. The longer the Andy Hardy/Family sequence went, the more it seemed to wallow in “Gee mum'” sentimentality, with a touch of smug bourgeois self-satisfaction. Andy came from a distinctively middle class American family (his father was a court judge, as the good-intentioned Andy himself aspired to and eventually realised)…Henry seemed more to reside in the world of the working class family, not exactly down-at-heel, but hardly flush with affluence. The Henry movies were a bit more gritty, more down-to-earth and lacking the romanticised and soppy wholesomeness of the Hardy Family sagas.
The first Andy Hardy film was released in 1937, A Family Affair with 15 more following within a decade, plus a less successful ‘reunion’ film in 1958 focusing on Andy’s return, full circle, to Carvel to take up his father’s old judicial post. The character of Henry Aldrich first surfaced in a Broadway play What a Life in 1938 (playwright: Clifford Goldsmith)…from there in span off into fourteen years of very popular radio (1939-53), four years of television (1949-53), a series of ten movies, and an uncountable number of comic books, musical scores, pin-ups, games, and toys.
The lower-budgeted Aldrich movies (11 in all) never reached anywhere near the lofty heights of the Hardy films, neither in the returns from the box office or in the esteem of cinema critics✳. Henry Aldrich movies were either ignored by critics or dismissed as inferior B-movies, merely larks and juvenile fun…contrasting sharply with the symbolic status afforded the Hardy series by MGM, the cinematic embodiment of the “Stars and Stripes”, of “America”[2].
‘Henry Aldrich Haunts a House!’ (1943)
Jeffrey Dennis notes how the respective imaginary ‘worlds’ Andy and Henry inhabit sit poles apart. Carvel, the Hardy home town supposedly in small town Idaho, is comfortably ensconced in Middle American suburbia, a peaceful and harmonious realm in which the war (WWII) does not enter. Carvel and the Hardys represent an idyllic family lifestyle, with the films’ message a somewhat preachy reinforcement of solid and wholesome American values[3]. Against the stark realities of the Depression and the drift into global war, fictional Carvel offered the American public a chance to indulge in “feel-good” escapist diversions.
Henry’s home town Centerville, by contrast (located in an unidentified state) is a more grim, dark and even foreboding setting. Reminders of the war constantly swirl around the world of Henry and the Aldrich family and that of he and his best pal Dizzy (in the form of war bonds, war relief funds, rationing, air-raid drills)[4].’
Both boys regularly get themselves embroiled in injudicious teenage troubles but Henry Aldrich’s conundrums have the more serious consequences…whilst Andy at his incautious worse may be “fined for driving without a licence, but Henry is threatened with prison, juvenile hall, and a mental asylum”[5]. And Hardy’s often foolish escapades, unlike Aldrich’s, never amount to life-threatening situations.
Aldrich (Lydon) with his buddy Dizzy (Charles Smith)
Critics have also drawn attention to differences in how each screen teenager viewed the perennial adolescent boy issue of “girl trouble”. Whilst the easily love-struck Andy Hardy was unequivocally a dedicated girl-chaser most of the time, Henry Aldrich expressed a more ambivalent attitude towards the fairer sex: “Wimmen – they bore me!”, Henry exclaims in Henry Aldrich Gets Glamour[6]. Teenage Henry is reticence or seemingly indifferent to girls, preferring to spend time messing about with best mate Dizzy. Rather than being a manifestation of latent homosexuality, Henry with his simplified approach to life, most of the time just finds girls too complicated, not worth all the fuss and bother.
American youth in the Andy Hardy and Henry Aldrich films were depicted humorously, often with affectionate nostalgia and occasionally condescendingly. At the same time, both series revolving round the comical misadventures of American teenage boys were a window on the beginnings of a distinct adolescent sub-culture[7], which would take further shape in the years following WWII with the “Rebel Without a Cause” youth generation.
✳ in 1939 Mickey Rooney was the number one box office star in American films, a position he retained for the following three years, Source: ‘Top Box Office Stars: 1932-1939 (Part 1)’, (Classic Film Guru), https://classicfilmguru.wordpress.com/2013/08/08/the-box-office-stars-1932-to-1939-part-1/
[1] RJ Bresler, Us Vs Them: American Political and Cultural Conflict from WWII to Watergate (2000)
[2] JP Dennis, We Boys Together: Teenagers in Love Before Girl-craziness (2007)
[3] in 1943 the film series was awarded a special Oscar for “achievement in portraying the American way of life”, Timothy Shary, Teen Movies: American Youth on Screen” (2005)
[4] Dennis, op.cit.
[5] ibid.
[6] RB Armstrong & MW Armstrong, Encyclopedia of Film Themes, Settings and Series (2009)
[7] PC Rollins, The Columbia Companion to American History on Film: How the Movies Have Portrayed the American Past (2004)
Progressive advocates and activists for a more just and equal society in the US view the Port Chicago❈ naval disaster and mutiny in July 1944 as a crucible for the cause of civil rights. African-American seamen, the majority still in their teens, revolted against the entrenched discriminatory practices they encountered in the Navy during WWII, and although vilified and punished by White authority at the time, their stand was to be a key factor in the eventual decision to abolish segregation in the US armed forces[1].
Devastation on the PC pier after the explosion
The catalyst for the subsequent ‘mutiny’ (as the Navy and White society generally characterised it – see also the follow up blog) was a catastrophic series of explosions whilst two naval carrier vessels were being loaded at the naval dock with ammunition for transportation to the Pacific theatre of war. The mega-blast killed 320 sailors and civilians (the bulk of the sailors were African-Americans), plus a further 390 personnel were injured❧. It was the worst home front disaster of WWII (the cost included nearly $9.9m worth of damage to dock, ships and buildings). The fireball engulfing the Port could be viewed from miles away, triggering a quake felt as far away as Boulder City, Nevada. Such was the force of the explosion that one 300lb chunk of steel was ‘cannonballed’ a distance of 1.5 miles, landing in the main street of the Port township[2].
The disproportionate toll of African-American enlisted men in the disaster was the result of the Navy assigning them to the most menial, labouring jobs as stevedores, basically “pack mules” loading the munitions. The Navy made casual racist assumptions about their ‘limited’ vocational capacity, despite the fact that at the Navy boot camp the black sailors had each completed specific training for one or other of the naval rating occupations[3].
Navy double standards
In the immediate aftermath of the disaster, the Navy treated of the two groups of seamen involved markedly differently – the White officers and sailors were given a 30-day “survivor’s leave”, whereas all the Black sailors (despite being severely shaken and traumatised by the incident) were denied the leave – despite it being standard procedure in such instances. This proved a very sore point for the African-Americans at Port Chicago. African-American seamen enlisted in the US Navy, aside from motives of patriotism, for the promise of recognition as full American citizens – a chance to escape the South’s Jim Crow segregation policies or the North’s institutionalised “second citizenship”[4]. Unfortunately what they found, and Port Chicago was no exception to elsewhere in the military, was that they were still segregated and marginalised, despite the fact they were serving in the defence of their country.
Adding insult to injury: Compensation for African-American victims watered down
That the loss of Black lives in the Port Chicago catastrophe was of diminished importance in American society at the time was even more starkly underlined in the subject of restitution. The Navy asked for $5,000 to be paid to each of the families of the 203 dead African-American sailors. Extraordinarily, after a vigorous and forthright protest from Mississippi Democrat representative, John Rankin (a White Supremacist sympathiser) that the sum be reduced to $2,000, Congress caved in to his pressure and awarded the families $3,000 each[5] … a brazenly unequivocal acknowledgement from the authorities that Black lives in America at the time were not worth as much as White ones!
The Naval Board of Inquiry
The Inquiry into the explosion would give the surviving Black seamen (and the victims’ families) more cause for grievance. The report never established the cause of the disaster❖, but implied that an error by the enlisted men may have led to the explosions. As for the white officers and the base commander, they were all absolved of any blame for what happened[6]. The Naval Board effectively ‘white-washed’ the whole episode, choosing not to cast a critical eye over the glaring pre-conditions that contributed to the disaster. Both training and safety was lax at Port Chicago Naval Magazine. Deeply significantly, the Black assigned stevedores were not given instruction in ammunition loading. Training deficiencies were in fact common at Port Chicago – the White loading officers themselves had only minimal training in supervising enlisted personnel and in handling munitions. As well, the Port’s commander Captain Merrill Kinne himself had no training in the loading of munitions and very little experience in handling them[7].
Diagram of pier & the two cargo carriers prior to the explosion
Sowing the seeds of catastrophe
Safety requirements were not observed and unsafe practices abounded: there was a complacency about the maintenance of key operational equipment; safety regulations were not widely distributed for the staff to familiarise themselves with. The practice at Port Chicago was to force the stevedores, working around-the-clock, to load the explosive cargos[8] at a pace that would imperil safety – the rate was set at 10 short tons per hatch every hour (higher than commercial stevedores✾). Facility commander Kinne encouraged a climate of competitiveness between the different crews (which they called ‘divisions’) by keeping a tally of each crew’s hourly tonnage on a chalkboard … leading to the junior officers surreptitiously laying bets on which crew would win the “speed loading contests”[9].
PostScript: Was the explosion a nuclear detonation?
In the early 1980s investigative journalist Peter Vogel postulated the hypothesis that the explosion at Port Chicago was likely to have been a nuclear one. Vogel noted the continued secrecy surrounding the naval base site and pointed to the specific characteristics of the fireball (as described by eyewitness accounts) – a “brilliant flash of white” and the mushrooming effect of the explosion’s dispersion (ie, a Wilson condensation cloud). Vogel also asserted that the force of the actual blast was greater than the reported 1,780 tons of high explosives on board the two Liberty carriers (E.A. Bryan and Quinault)[10].
Whilst Vogel’s theory would hold obvious appeal for conspiracy theorists, it has been not gained traction among historians. Its detractors, especially nuclear historians Badash and Hewlett, point to Vogel’s lack of hard evidence to support his claim, and his inability to explain why the US Government would want to detonate a nuclear device on populated home soil. Badash and Hewlett have noted in particular the absence of any residual radioactivity and resultant harm to the local community – which suggests that only conventional weaponry was involved[11].
______________________________________________________________________
❈ the town of Port Chicago, now called Concord, is located about 30 miles north of San Francisco on the Sacramento River
❧ toll for Black Navy servicemen: 203 dead, 233 injured – representing 15% of all African-American casualties for the entire war
❖ it was a bad time for the Navy, PR wise. Just two months prior to the Port Chicago disaster, another calamitous explosion at West Loch (Pearl Harbour) resulted in the death of 163 seamen and hundreds injured … and like Port Chicago the disaster remained unexplained
✾ the quota set on the main base at Mare Island for instance was only 8.7
[1] President Truman’s 1948 Executive Order officially desegregating the American armed forced, United States of America Congressional Record (106th Congress), Vol 146-Part 4 (April 3, 2000 to April 25, 2000)
[2] 430 miles to the south, ‘Port Chicago Mutiny (1944)’, www.blackpast.org; ‘Port Chicago disaster’, Wikipedia, http://Wikipedia.en.m.wikipedia.org; ‘A Chronology of African American Military Service. From WWI through WWII.’ (U.S. Army, Redstone Arsenal, Alabama. History), www.redstone.army.mil/history/integrate/chron36.htm
[3] RL Allen, The Port Chicago Mutiny: The Story of the Largest Mass Mutiny Trial in U.S. Naval History, (1989)
[4] ibid.
[5] M Moorehead, ‘The Port a Chicago Mutiny’, (Workers World), Feb 1995, www.hartford-hwp.com
[6] Allen, op.cit.
[7] ibid.
[8] The White officers used wilful deception to gain acquiescence, lying to the Black loaders as to the inherent dangers of the work – telling them the ammunition was not live which was catastrophically wrong, I Thompson, ‘Mare Island mutiny court-martial changed Navy racial policies, Daily Republic (Solano County), 23-Feb-2014, www.dailyrepublic.com
[9] Allen, loc.cit.
[10] Vogel, P (1982). THE LAST WAVE FROM PORT CHICAGO. The Black Scholar, 13(2/3), 30-47. Retrieved from http://www.jstor.org/stable/41066881
[11] L Badash & RG Hewlett, cited in ‘Port Chicago disaster’, Wikipedia, op.cit.
On 17th July 1944 a catastrophically massive explosion at the Port Chicago Naval Magazine in California resulted in the loss of 320 lives, the majority African-American sailors. Less than four weeks after the worst wartime disaster on American home soil, the Navy, without regard for the sensitivity of the situation, instructed the surviving Black sailors to resume loading munitions onto the USS Sangay standing at the dock. 258 of them refused, contending that the conditions at the dock being still unsafe, and commenced a work stoppage. Threatened with court-martial (and a possible death penalty) 208 of the sailors eventually backed down. The navy authorities subsequently took punitive measures against these seamen (forfeiture of pay, pension entitlements curtailed) and they were eventually returned to service elsewhere[1].
The remaining 50 were charged by the Navy with mutiny. The defence counsel and the African-American men themselves denied this charge all through the proceedings, arguing that at no time were they attempting to seize control from the frontline commanders or overthrow the authority of the Navy (as argued by the prosecution team), but were refusing to work in what was clearly an unsafe environment, a protest against their being used as “guinea pigs”[2]. As Robert Allen explained, the mutiny charge was levelled against the defendants because the rightful description of what they were doing, striking against deleterious working conditions, only applied to the civilian sphere[3].
The trial of the “Port Chicago 50”
A court-martial was arraigned to be held on the Navy’s administrative facility at Treasure Island in San Francisco Bay. The conduct of the trial was a travesty of equality before the law for the African-American servicemen involved … the accused black sailors were ridiculed as ‘primitive’ in their intellectual abilities, and “unreliable, emotional, lack(ing) capacity to understand or remember orders or instructions” (as the official ‘Finding of Facts’ stated[4]. The court hearings disintegrated into a shambles at times, eg, the judge fell asleep during the testimonies. After a six-week trial and a deliberation of only 60 minutes, a verdict was reached with unseemly haste – all 50 of the accused were found guilty of mutiny. The 50 convicted seamen were sentenced to between eight and 15 years imprisonment with hard labour as well as being on the receiving end of dishonourable discharges from the Navy[5].
Treasure Island court-martial site
One keen observer who attended the day-to-day court proceedings was NAACP❈’s Thurgood Marshall (later to become the first African-American judge on the US Supreme Court). Marshall was publicly critical of the trial, announcing: “This is not 50 men on trial for mutiny. This is the Navy on trial for its whole vicious policy towards Negros. Negroes in the Navy don’t mind loading ammunition. They just want to know why they are the only ones doing the loading!”[6]. In 1945 the NAACP produced a pamphlet entitled ‘Mutiny? The Real Story of How the Navy Branded 50 Fear-shocked Sailors as Mutineers’. Marshall and the NAACP focussed the issue very squarely on the racial dimension … the treatment of the convicted men was symptomatic of a broader pattern of discrimination by the Navy against African-Americans – by mid-1943 there were 100,000 Black men serving in the Navy, but not a single Black officer among them[7]. Marshall organised an appeal on behalf of the 50 prisoners, however in June 1945 the original verdict was reaffirmed by the naval authorities.
Aftermath and consequences of the mutiny trial
The Port Chicago mutiny had an immediate punitive outcome for the 50 Black sailors who were prosecuted, but in the long run it was a Pyrrhic victory for scientific (sic) racists and White supremacists (covert and overt) both inside and outside the military. The whole episode served in the long run to raise national consciousness about practices of racial discrimination within the US military forces. And it was to prove a catalyst and inspiration for the postwar Civil Rights movement[8]. For the Navy the ramifications of Port Chicago made itself felt in short time. By the end of the World War the Navy had, in piecemeal fashion, initiated its own reforms of discriminatory practices, anticipating President Truman’s official decreeing of desegregation of the American armed forces – which did not come into law until 1948. With the world war over the Navy found it untenable to justify the continuing incarceration of the Port Chicago 50 … in January 1946 all of the men were released and assigned to other details overseas. Significantly though, none received pardons for their ‘crimes’, the convictions remained on the books[9].
A dangerous job – for White servicemen!
The Port Chicago episode – a closed book reopened?
As Erika Doss has noted, “for decades the full story of the Port Chicago disaster of July 1944 was declared “classified” information and rendered virtually absent from historical narratives of the “good war”, as patriotic Americans like to call WWII[10]. The egregious treatment of African-American seamen remained an inconvenient chapter in America’s war history, one best forgotten (Port Chicago’s subsequent name change seems intended to support this objective of burying the thorny facts of the episode).
By the 1990s the whole shameful business had started to become more openly addressed … in 1994 a memorial to the Port Chicago 50 was created on the former base’s site. But in the same year these good intentions were turned on their head by a fresh Navy inquiry which found (unbelievably) that “race was not a factor” in the 1944 court case – a finding that would not be out-of-place in the annals of the “Flat Earth Society”!
Port Chicago Naval Magazine
(Photo: National Park Service)
A number of the convicted African-Americans then still alive agitated for a just resolution, a reversal of the wrongs perpetrated against them. One of “the 50”, Freddie Meeks was talked into requesting a pardon which was finally granted in 1999 by President Clinton[11]. However five others including Joe Small refused to request the same, steadfastly insisting that as they had committed no criminal act, they was no question of seeking a pardon.
PostScript: High hopes for justice with Obama
The continued denial of justice for the Port Chicago 50 led it to become a cause célèbre in the US. This remains the case in 2017 despite the fact that all of the convicted African-American sailors are now dead. Their relatives were among those calling on the Black president, Barack Obama, to exonerate “the 50” and overturn their verdicts. Disappointingly, Obama’s outgoing powers of presidential pardon, recently enacted, did not include any of the Port Chicago 50 in its number – though this was more to do with the Obama administration’s inability to find a legal mechanism to make this a reality, rather than any lack of will on the part of the president[12].
﹌﹌﹋﹌﹋﹌﹋﹌﹋﹋﹌﹋﹌﹋﹌﹋﹌﹋﹋﹌﹌﹋﹌﹋﹌﹋﹌﹋﹌﹋﹌﹋﹋﹌﹋﹌﹌
❈ National Association for the Advancement of Colored People
[1] ‘Port Chicago mutiny’, Wikipedia, http://en.m.wikipedia.org
[2] Joe Small, one of the survivors of the disaster and labelled as a ‘ringleader’ by the Navy, summed up the position taken by the 50 defendants,
“(we) weren’t trying to shirk work. But to go back to work under the same conditions, with no improvements, no change, the same group of officers…we thought there was a better alternative”, E Doss, “Commemorating the Port Chicago Naval Magazine Disaster of 1944: Remembering the Racial Injustices of the ‘Good War’ in Contemporary America’, American Studies Journal, Number 59 (2015), www.asjournal.org
[3] B Bergman, “War, ‘mutiny’ and civil rights: Remembering Port Chicago”, Berkeley News, 10-Jul-2014, www.berkeley.edu
[4] A Gustafson, ‘The Port Chicago Disaster: Race and the Navy in World War II’, (Turnstile Tours), 29-Aug-2014, www.turnstiletours.com
[5] Bergman, loc.cit.
[6] Marshall, quoted in NA Hamilton, ‘Rebels and Renegades: A Chronology of Social and Political Dissent in the United States’, (2002)
[7] Doss, loc.cit.
[8] ibid.
[9] US Secretary of the Navy James V Forrestal and Admiral Ernest King, working together, were instrumental in getting the wheels of integration in the Navy going forward, S Sundin, ‘Port Chicago – Desegregation of the US Navy’, (Sarah’s Blog), 28-Jul-2014, www.sarahsundin.com
[10] Doss, op.cit.
[11] C Nolte, ‘Clinton Pardons Wartime ‘Mutineer’ / Port Chicago black sailor of 50 in infamous case’, (SFGate), 24-Dec-1999, wwwsfgate.com
[12] ‘Full list: Obama pardons these 78 people, shortens 153 prisoners’ sentences’, (Pix 11), 19-Dec-2016, www.pix11.com
IN the latter stages of the Second World War, Japan, under pressure from American and Allied bombing raids on its territory, devised a novel fight-back strategy against the invaders. The strategy devised by the Japanese military high command, was certainly an unorthodox one and one signifying the increasingly desperate position of Imperial Japan in the global war.
By the second half of 1944 the Japanese military situation was unravelling fast…serious Japanese army and navy reversals in the Pacific theatre, Japan had lost its aircraft carriers, the earlier submarine raids in California and Oregon had been largely ineffective, and morale at home among the Japanese citizenry was flagging[1]. As the tide of the Pacific War was turning against Japan, the US targeted key cities of the Japanese home islands – from June 1944 to the Japanese surrender in August 1945 America unleashed a systematic, strategic bombing campaign (from bases in China and Micronesia) with long-range B-29 bombers causing extensive damage and destruction in Tokyo, Yokohama, Nagoya and Kobe, as well as a host of smaller cities❈.
The Japan military command in response devised a plan, the result of Project Fu-Go – to attack North America using hydrogen gas balloons, fūsen bakudan (literally “balloon bomb”). These “fire balloons” had incendiary bomb devices attached to them, and the idea was to release them from Japan, using the jet stream to carry them the 5,000km across the Pacific Ocean and destroy towns, farmland and forests in the US and Canada[1]. The mechanism constructed was a deceptively simple but clever device to “automate the flight and release the explosives” at a given point and altitude[2].
Japanese scientists had conducted atmospheric experiments from western Japan to eastern Japan, charting the pattern of late autumn/winter jet streams. The tests revealed a particularly strong air current in the Pacific at 30,000 feet✠. The first balloon weapons were released in November 1944 (at the same time that American B-29 missions started taking a more devastating toll on the Japanese homeland). The fire balloon journey took between 30 and 60 hours to reach the west coast of North America, however it has been estimated that about only one in nine of the balloons made it to America (an estimated 1,000 out of 9,000 launched from Japan)[3]. But the number that made the journey is very imprecise…US researchers after the war discovered or accounted for at least 342. It is believed that many more landed on the American mainland but they have not been detected yet owing to being located in remote, unpopulated parts of the country[4]. This is even more likely to be the case in the much sparser populated western Canada.
The first sightings of the strange hydrogen balloons on the American west coast were puzzling to the locals. Their origin was also a puzzle for the authorities until US geologists made tests of the sand recovered from the ballast bags which traced it back to Japan and the beaches of Honshu. Many Americans were still doubtful that the balloons had floated all the way from Japan, speculating that they had been transported by Japanese submarines and secretly unleashed on the North American west coast[5].
The American response to Fu-Go
The seemingly capricious nature (and innocuous appearance) of the fire balloons, to the American authorities, might not initially have seemed to pose much of a danger. Washington (DC) however did take it seriously…there was concern about the possibility of forest fires breaking out in the western regions of Canada and the US¤, and especially worrying to the US was the prospect of the Fu-Gos carrying biological weapons (which it knew the Japanese had been trying to develop)[6].
Once the source of the balloon weapons was established, the US government through its newly formed Office of Censorship put a watertight security blanket around the incidents. This starved the Japanese military of vital intelligence on the results of the balloon offensive, so Tokyo had no idea of whether the attacks were successful or not. US fighter pilots were engaged to intercept the incoming balloons but the results were at best marginal (one score only of the Fu-Gos were shot down)[7].
Klamath Falls, Fu-Go fatality site
⁂
The only known WWII fatalities occurring on contiguous US territory
The information blackout on the Japanese balloon attacks also extended to American civilians…this was to have a solitary tragic consequence late in the war. In May 1945 a picnicking group of adults and Sunday school children discovered one of the grounded fire balloons in countryside near Bly in southern Oregon. Their curiosity about the strange balloon led them to pick up the still live weapon…as a result a pastor’s wife Elsie Mitchell, her unborn child and five children aged 11 to 14 died instantly from a huge explosion. The seven unlucky victims were the only known American civilians killed by enemy action in the course of the war following Pearl Harbour[8]. After the fatal incident the Office of Censorship issued a public alert about the fire balloons, warning citizens to stay clear of them.
Heavily forested Southern Oregon countryside⁂
The Bly incident was the solitary lethal attack on sovereign soil of the US mainland in the course of the World War. The only other damage from the Japanese fire bombs was to property…one Fu-Go incendiary struck a nuclear weapons plant in Hanford (Washington state), temporarily blacking out the plant which was manufacturing plutonium for use in the August 1945 atomic bomb attacks on Japan which ended the war.
Cessation of the fire balloon attacks
The uncertainty of not knowing how effective the balloon weapons were, did not inhibit the Japanese military from trying to exact propaganda value from the situation. News bulletins emanating from Tokyo broadcast a steady supply of “fake news” (as much for domestic consumption to boost morale)…announcements proclaimed that the floating incendiaries had claimed 10,000 US casualties, that the attacks had resulted in general alarm within the American population…they also issued a threat that Japanese troops were about to invade North America[9].
In April 1945 the Allied forces succeeded in blowing up two of Japan’s main hydrogen plants…this resulted in a scarcity in the ingredient needed for the fire balloons. This blow to the production of balloon weaponry, added to a growing realisation by the Japanese commanders that the attacks has not been a success relative to the resources expended, sealed the fate of the Fu-Go program[10].
PostScript 1: A balloon-scattered continential landscape
American Air Force writer Robert Mikesh described the Japanese fire balloons campaign as the “world’s first intercontinental weapons delivery system“. In six months in 1944-45 thousands of fire balloons were dispersed across the eastern Pacific and parts of North America. For most of the projectiles their fate was a watery grave but in the 70 plus years since the end of WWII the remnants of Fu-Gos have been found, strewn across the continent – as far east as Michigan and the Great Lakes, as far south as Mexico, and as far north as Alaska and Yukon.
PostScript 2: Canada’s fire balloon fields
Some of the balloon bombs were found in disparate locations like Hawaii and the Aleutian Islands, and one in British Columbia as recently as 2014. Canada in fact was as equally susceptible as the US to the latent dangers of the fire balloon attacks, much of the western coast and all of the northern part of the country comprises dry, forested land. At least 57 Fu-Gos were discovered across the Canadian west during those six months of the campaign (in Yukon, the Northwest Territories, Saskatchewan, Alberta and BC). From the recollections of some Canadians who experienced close encounters with unexploded balloons, it is somewhat of a miracle that there were not more fatalities of the balloon weapons that the seven in Oregon[11].
Fu-Go landing sites
(Source: National Geographic) Two of the fire balloons actually drifted back westward & landed on Honshu island!
▦ See also related blog, MAY 2018 on USA/Japan conflict in World War II: Project X-Ray: Bat Raiders over Honshu, America’s Other Secret Weapon in the War against Japan
⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯⌯
❈ the first US air raid on Japan had been in April 1942 – known as the Doolittle Raid – an isolated strike on Tokyo (primarily) intended as retaliation for Pearl Harbour four months earlier, and to probe Japan’s vulnerability to air attack
✠ this was the discovery of one particular Japanese meteorologist in the 1920s – Wasaburo Oishi
¤ a chilling recent echo of this was al-Qaida’s 2012 online urging of jihadists to plant “ember bombs” in American forests (Carroll 2014)
[1] R Carroll, ‘How Japan’s fire balloons took the Second World War to America’s soil’, The Guardian, 31-Oct-2014, www.theguardian.com
[2] S Lehman, Japan’s Secret WWII Weapon: Exploding Balloons’, Gizmodo, 13-May-2014,www.gizmodo.com.au
[3] its purpose hoped to provide an inexpensive way to shift the war’s focus onto sovereign American territory, ‘Fire balloon’, Wikipedia, http://en.m.wikipedia.org
[4] J Rizzo, ‘Japan’s Secret WWII Weapon: Balloon Bombs’, National Geographic, 27-May-2013,www.nationalgeographic.com
[5] RC Mikesh, ‘Japan’s World War II Balloon Bomb Attacks on North America’, Smithsonian Annals of Flight, no 9 (1973), www.sil.si.edu; ‘Fire balloon, op.cit.
[6] Rizzo, loc.cit.
[7] Lehman, loc.cit.
[8] ibid.; Rizzo, loc.cit.
[9] ‘Six killed in Oregon by Japanese bomb’, (‘This Day in History’, 1945), www.history.com. Seven in fact died including Mrs Mitchell’s unborn child
[10] Mikesh, op.cit.
[11] For instance one Saskatchewan youngster in 1945 accidentally stepped on a collapsed fire balloon which failed to detonate, S Brace, ‘Japanese bombs landed in Saskatchewan 71 years ago’, (Saskat News), 11-Feb-2016, www.cba.ca
“The Germanic peoples can endure heat and cold, but they can’t do without beer”.
~ Tacitus
If you delve into the story of beer’s prehistoric origins, you are instantly struck that its trajectory parallels that of another contemporary alcoholic beverage, wine. Just as with wine, drinking beer❈ was perceived from the earliest times not only to have an euphoric effect on consumers, but to contain tangible nutritional and medicinal properties.
Another aspect common to both beer and wine concerns the question of which region made the earliest beverages. The question is a fluid one as regular bouts of fresh archaeological findings and research continue to throw up new claimants for the title.
Clay tablet: Sumerians drinking beer through bent, elongated straws
⬇️
The majority view among historians is that the production of beer probably started in Western Asia, more exactly in the ancient lands of Mesopotamia. Dating its beginnings is hard to say with precision, the best evidence lies in discoveries of ancient drinking vessels and utensils. The earliest such artifacts are possibly some 7,000-year-old pottery jars with traces of beer substances that were found in Iran (Persia), and a 6,000-year-old Sumerian tablet of people drinking a beer-like beverage through reed straws[1]. Another finding, a tablet recording a poem written in the 19th century BCE in honour of the Sumerian goddess of beer, Ninkasi, also represents the first known recipe for the craft of brewing beer[2].Bread or beer – what came first?
In the beginning there was the domestication of cereal grains, the transition from hunter-gatherers to agriculturalists … well not quite the beginning, this occurred (very roughly) 10,000-year-ago in the Neolithic period. The precedence of cereal grains is incontrovertible. What the next step was is not so black-and-white. The conventional wisdom has been that the cultivation of cereals was undertaken for the production of food. The grain would permit crops such as emmer wheat, einkorn wheat and barley to be grown … this led to the baking of bread and other food items.(photo: AP)Beer came about, according to this view, by association with bread, possibly by accident. A likely explanation for this might entail a situation where a farmer or a baker samples water in which bread had been sitting for some period of time. The water having undergone spontaneous fermentation, the natural spoilage of the germinated grain created a beer substance. The sampler liked the taste and it caught on, and thus a beer culture was born[3].Beer the conduit for permanent human settlement?
But did humankind get serious about crop cultivation solely to produce flour for bread-making, this theory is still the orthodox view but a body of research over recent decades suggests that the earth’s grains were possibly domesticated for beer before they were for bread. This counter-view has its genesis in the early 1950s with two scholars, Robert J Braidwood and Jonathan D Sauer. It was anthropologist Braidwood who posed the question “Did man once live by bread alone?” As a result of research on a site in Jarmo (present-day Iraq) Braidwood hypothesised the earliest farming of wheat and barley was more to do with the taste that had been acquired for beer. Botanist Sauer proposed that “thrist rather than hunger may have been the stimulus behind the origin of small grain agriculture”. Beer being a “palatable and nutritious beverage” (was a) “greater stimulant” for the cereal producers[4]. The desire for the beverage according to this view was the lever that prompted humans to begin forming permanent settlements[5].Building on this argument, Katz and Voight in the 1980s argued that beer had a dual appeal in antiquity: people enjoyed “the altered state of awareness” that sufficient intake of beer engendered, and at the same time they benefitted from beer’s nutritional superiority to every other food in their diet aside from animal proteins[6]Recent anthropological studies conducted in Mexico support the contention that beer took primacy over bread. Teosinte, the ancestral grass of modern maize common to Meso-America, was much more suited to beer making than for making corn flour for bread or tortillas. Mexican farmers only managed to domesticate the grass into the diet staple maize much later[7].First draughts: Sumer, Mesopotamia and the Levant
Although the Greeks traced the genesis of beer to Ancient Egypt, the general consensus of scholars would attribute its origins, based on clear archaeological evidence, to Mesopotamia, and more specifically, mainly to sites in modern-day Iraq. Recent research from Simon Fraser University (Canada) suggests the importance of the brewing of beer to Natufian culture (the Levant) in the Late Epi-Paleolithic period (around 10,000-9,500 BCE[8]. The Godin Tepe (“Grand Mound”) site (Tepe Gawra settlement) in Northern Iraq is one of the oldest in the world to yield evidence of beer production and consumption. More recently, there was a discovery of even earlier wine activity in another Natufian settlement near Haifa, Israel [‘Traces of 13,000-Year-Old Beer Found in Israel’, (Brigit Katz), Smithsonian Magazine, 13-Sep-2018, www.smithsonianmag.com].Chinese rice-beer brewmasters
As is the case with the origin of wine, the Orient has thrown up a worthy contender for the mantle of the first known instance of the brewing of beer. Recently a team in Jiahu (Yellow River Valley), Northern China, found pottery residues of a 5,400 to 4,900 year-old⊛ beer made from rice, barley and other grains[9]. Just as the Chinese used rice in their beer, other early brewers experimented with different materials aside from wheat and barley – rye in Thracian beer (as did the Russians later to make kvass), date palms and pomegranates in Babylon. Excavations at a 2,500-year-old Celtic site in Eberdingen-Hochdorf (Germany) unearthed the remnants of beer mixtures which had added the ingredients henbane, mugwort and carrot seeds to a base of barley malt[10].Beer, a healthy option?
The Mesopotamians and Ancient Egyptians believed that beer had health benefits. The brewing process involved in producing beer killed off any inherent bacteria and viruses, this made drinking beer preferable to water which retained various pollutants that made it unsafe by comparison. It was also nutritionally advantageous – providing much-needed carbohydrates, proteins and minerals. The Ancient Egyptians moreover thought that sage and thyme contained anti-cancer properties and integrated these herbs into their beers. Positive medicinal effects in ancient beer included the essential amino acid lysine and the brews were high in B-vitamin content. The Egyptians identified the existence of some 100 remedies in beer. Further south on the Nile the Ancient Nubians 2,000 years ago infused their beers with antibiotic medicine, tetracycline[11]. ⬆️ Ancient Egyptian artisan brewing up beerBeer in ancient times was integrated into mythology and religion, thus elevating its status. It was part of the Sumerian “god myth” with Babylonians believing that beer was “a gift from the gods’ – or more precisely the ‘goddesses’ (Ninkasi – the ancient Sumerian titular goddess of beer). Egyptians associated their main goddesses, Hathor and Heqet, with the creation and consumption of beer (zytum¤), as was Tenenet (or Tjenenyet) who was the “Goddess of Beer and Childbirth” … beer was an integral part of the religious festivals and state occasions of Ancient Egypt (for which ‘special’ beer brews were produced)[12].Beer Vs Wine
Ancient Greeks and Romans were generally less enamoured with beer than other ancient civilisations – although each still produced the beverage. In both societies wine was the preferred drink and one that bestowed social status. The great Ancient Greek philosophers and historians (eg,Xenophon in Anabasis) derided beer as a low-class drink for ‘Barbarians’. An indicator of the Greeks’ low opinion of beer as a beverage was that they exported it to Mediterranean ports as an aid to craftsmen to soften ivory in the making of jewellery[13]. A common perception concerning Ancient Egypt is that whilst the lower echelon of society drank beer (the “poor man’s” liquor), the upper strata right up to the Pharaohs drank wine only which was much more expensive. It would appear though that, to the contrary, beer was a staple in the diet of all Egyptians regardless of class, the Pharaohs included[14].
PostScript I: Women – the original home brewers
Sumerian society was structured around the home, the men hunted and the women collected and prepared the ingredients for eating and drinking. Within the domain of the home the first beers were brewed – by women! Women brewers in Sumeria were often also priestesses and thus held in high social esteem. When Babylon eclipsed the Sumerian Empire Babylonian women also enjoyed a similar prestige – having the right to divorce and own a business and property, and to work as brewsters (professional female brewers) and as tavern keepers (and as well as bakers)◘[15]. Early beer making elsewhere was also the preserve of (elite) women! eg, the indigenous Wari (Sp: Huari) society in the Andes in Southern Peru that flourished before the rise of the Inca Empire[16]. 🍺 ♁ 👧🏾🍺 ♁ 👱🏽♀️🍺 ♁ 👩🏾🦰
Beer brewing and the product’s distribution and sale remained women’s work until brewing moved away from the home when beer-making took on a commercial-scale of activity. By the Industrial Revolution the brewing of beer had been fully taken over by men[17] .
PostScript II: The world according to beer
In 2011 a documentary, How Beer Saved the World, screened on the Discovery Channel. The film, once you get past the irritatingly over-the-top, megaphonic introduction, makes a reasoned case for beer’s fundamental role in shaping the world as we know it. A battery of scientists and anthropologists take turns explaining the breadth of the ancient (and the modern) world’s debt to beer – eg, it fuelled the building of the Great Pyramid of Giza (workers were paid in beer۞); it prompted the invention of mathematics and the world’s first form of writing, Cuneiform (the film argues that arithmetic and writing was necessary to account for beer’s production and distribution); it contributed to the modern process of pasteurisation. It also reinforces the view that barley was grown for beer before bread, and that the brewed beverage came about by accident.
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❈ with the seemingly inexorable onslaught on the market of craft beers today, brewers are sifting increasingly exotic and sometimes weirder ingredients into their brew concoctions (so much so that lentil beer for instance seems almost a mild deviation from orthodoxy). For the ancient pioneers of beer-making though the basics comprised water, barley (or similar grain, eg, emmer, malt), yeast, but not hops … this last naturally growing plant ingredient was somewhat of a late-comer added to the composition of beer, it seems that the human cultivation of hops came much later (ca. AD 12th century), ‘The Short and Bitter History of Hops’, (D Martorana, Philly Beer Scene, Apr/May 2010), www.beerscenemag.com
⊛ early Yangshou period, flourished c.5,000BCE
¤ the honey-flavoured Hqt or Heqet was the most popular of the beer brews in Ancient Egypt
◘ this brings us back to the beer or bread debate – was beer-making an offshoot of bread-making or vice versa? Evidence from Ancient Egypt doesn’t resolve this question, but we do know that specially made bread was the basis for some of the beer brewed (beer loaves); also in Sumeria bippar (twice-baked barley bread) was used in the brewing of beer, Hornsey, loc.cit
۞ each one received a daily allowance up to one gallon of low-alcohol beer
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[1] ‘History of the word Beer’, (Beer100.com Your place for everything Beer), [NDP] www.beer100.com[2] ‘Discover the Oldest Beer Recipe in History from Ancient Sumerian, 1800 B.C.’, (Open Culture), 03-Mar-2015, www.openculture.com[3] B Mauk, ‘When was beer invented?’, (Live Science), 18-Jan-2013,www.livescience.com[4] JW Arthur, ‘Beer through the Ages: The Role of Beer in Shaping Our Past and Current Worlds’, Anthropology Now, 6(2), Sept 2014), www.jstor.org; D Spector,’How Beer Created Civilisation’, Business Insider Australia, 27-Dec-2013, www.businessinsider.com.au[5] although the “beer first” thesis has enjoyed a vogue, some scholars reject the argument wholly, eg, Paul Mangledorf: “Man cannot live on beer alone … Are we to believe that the foundations of Western Civilization were laid by an ill-fed people living in a perpetual state of partial intoxication?”[6] Spector, loc.cit.[7] JP Kahn, ‘How Beer Gave Us Civilisation’, The New York Times, 15-Mar-2013,www.mobile.nytimes.com[8] ‘What Was Brewing in the Natufian? An Archaeological Assessment of Brewing Technology in the Epipaleolithic’, Hayden, B, Canuel, N & Shanse, J. J. Archaeol Method Theory (2013), 20:102. Doi:10/1007/s10816-011-9127-y[9] J Wang et al, ‘Revealing a 5,000-year-old beer recipe’, Proceedings of the National Academy of Sciences, (113:201601466), 23-May-2016, www.pnas.org[10] B Bower, ‘2,550-Year-Old Celtic Beer Recipe Resurrected’, (Science News), 17-Jan-2011,www.wired.com[11] C Seawright, ‘Ancient Egyptian Alcohol: Beer, Wine and the Festival of Drunkenness’, 02-Jan-2013, www.thekeep.org; ‘Wiki History of Beer’, (Wikipedia), www.em.n.wikipedia.org; S Webb, ‘Did Beer create civilisation?’, Daily Mail (Aust), 21-Dec-2013,www.dailymail.co.uk[12] SH Katz & MM Voight, ‘Bread and Beer: The Early Use of Cereals in the Human Diet’,www.semanticsscholar.org; IS Hornsey, A History of Beer and Brewing (2003)[13] Hornsey, ibid.; JJ Mark, ‘Beer in the Ancient World’, Ancient History Encyclopedia, 02-Mar-2011, www.ancienthistory.org[14] ‘Ancient Egypt Online’, www.ancientegyptonline.co.uk/index.html[15] T Nurin, ‘How Women Brewers Saved the World’, 21-Apr-2016, www.bearandbrewing.com[16] RR Britt, ‘Elite Women Made Beer in Pre-Incan Culture’, (Live Science), 14-Nov-2005, www.livescience.com[17] ‘Women in Brewing’, (Wikipedia), www.em.n.wikipedia.org
The story of the Russian-American Company’s (RAC) Hawai’ian ‘colony’ reads as a minor footnote in the history of Russian America. In fact, rather than amounting to a colony, the ephemeral Hawai’ian enclave might at best be described as a putative outpost. The first tentative contacts between the Russians of RAC and the Sandwich Islands (Hawai’i) was in 1804 when Russian ships visited two of the islands, O’ahu and Kaua’i❈. RAC funded such circumnavigational expeditions from the early 19th century – one of its commercial aims to locate suppliers for its Russian-American settlements and markets for its manufactured goods (eg, China, Japan)[1].
Hawai’i: Fort Elizabeth
In 1807 RAC vessels began exchanging goods with the Hawaiian chieftains (animal pelts for foodstuffs and supplies). The following year RAC sent Lieutenant Hagemeister to Hawai’i to obtain salt (vital to Alaska for the preservation of both food and furs). Russian trade approaches were soon reciprocated by King Kamehameha I who had unified most of the Hawai’ian Islands under his kingdom[2]. Kamekameha exchanged correspondences with the governor of Russian Alaska at Sitka (New Archangel), Baranov, welcoming an annual trade between the two – hogs, batatas (sweet potato) and salt for otter pelts[3].
The Schaffer Fiasco – the “Hawai’ian Spectacular”
Around late 1814 early 1815 an RAC vessel was shipwrecked on Kaua’i and its company goods were seized by the island’s chieftain Kaumuali’i. Lieutenant Podushkin and George Anton Schäffer (a German surgeon in the Company’s employ) were sent to Kaua’i to recover the goods, but Schäffer, instead of following instructions, allowed himself to be embroiled in Hawai’ian politics and a plot hatched by Chief Kaumuali’i to regain power in the archipelago. Kaumuali’i and Schäffer entered into an alliance (without the approval of RAC!) – the Kaua’i king would provide 500 warriors + Schäffer would provide ships and ammunition for a military assault on King Kamekameha’s stronghold. The injudicious Schäffer embraced the quixotic notion that he was capable of paving the way for the RAC and the Russian navy to colonise Hawai’i[4].
Dr GA Schäffer
What followed was a bizarre 18-month misadventure during which Schäffer built fortifications at Waimea which he named Fort Elizabeth (Rus: Форт Елизаветы) and two smaller, earthworks forts on Kaua’i, made costly purchases of American ships without RAC authority, planted crops and failed to muster any native support for a Russian takeover of the archipelago (except for Kaumuali’i who was playing him for his own advantage) – all the while Shäffer was losing touch with reality and succumbing to delusions of grandeur (eg, naming the region of the island where the fort was, Shäfferthal). Schäffer’s faux colony finally came a cropper when Kamekameha’s influential clique of American traders ejected him from Hawai’i in 1817. Back in Sitka Baranov and RAC disavowed Schäffer’s actions and refused to pay the outstanding bills incurred by the German physician-cum-imperialist adventurer¤.
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Kaua’i
PostScript: Baranov, RAC and Russian designs on Hawai’i
Did Baranov at any stage perhaps want to go further than just establishing bilateral trade with the Hawai’ian chiefs? His written instructions to Lt Podushkin in early 1816 hint at something more imperially expansionist – Podushkin was told to secure King Kaumuali’i’s agreement to conduct trade and the construction of a Russian factory on Kaua’i, or failing that “… the whole island of Kauai should be taken in the name of our Sovereign Emperor of all the Russias and become a part of his possessions”[5]. After the War of 1812 broke out Baranov certainly sensed the chance to get a foothold in the Sandwich Islands and the lucrative sandalwood trade whilst the two combatants (Britain and the US) were likely to be distracted. Schäffer’s forcible removal from Hawai’i did not put an end to his advocacy … he continued to make grander and grander proposals to the Tsar that the islands be taken by force ASAP to safeguard all of Russian American possessions. And the delusional Schäffer was not entirely alone in running this line … after Baranov left Sitka elements of RAC continued to entertain Russia’s “Hawai’ian project” until 1821. The whole disastrous business was finally brought to a conclusion when Alexander I unequivocally expressed his disapproval of Schäffer’s scheme to integrate Hawai’i into the Russian Empire✥ (Alexander was very mindful of the necessity of not antagonising the European powers who used Hawai’i as a free port and regular trading station). Whether Russia and RAC harboured designs on Hawai’i or not, Washington was quick to react to the Russian incursion by establishing a consulate on Hawai’ian territory in 1820 – paving the way for the missionaries[6].
FN: Surprisingly, rather than disappearing without trace as you might imagine, the discredited Doctor Schäffer resurfaced in Brazil in the early 1820s, reinventing himself as an agent for Emperor Dom Pedro I securing large-scale emigration of Germans to newly independent Brazil.
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❈ following upon Captain James Cook’s discovery of the Sandwich Islands in 1778 American and British traders had established close commercial ties with the Hawai’ians
¤ described by RA Pierce as “a fast-working interloper”
✥ this was not the end of Russian involvement with Hawai’i by any measure – a Russian political exile, Nikolai Sudzilovsky, was elected the first Senate president of Hawai’i in 1901 (socialist Sudzilovsky was both opposed to Hawai’i joining the US and hostile to Tsarist Russia)
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[1] ‘First Russian circumnavigation – Russian Voyage’, Wikipedia, http://en.m.wikipedia.org
[2] E Joesting, Kauai: The Separate Kingdom (1988)
[3] RA Pierce, Russia’s Hawaiian Adventure, 1815-1817, (1965)
[4] H Schwartz, ‘Fort Ross California – A Historical Synopsis’, Fort Ross Conservancy, (IP Unit, Dept of Parks & Rec. California, Feb 1977)
[5] A.A.Baranov to I.A.Pudushkin, Feb. 15, 1816, cited in Pierce, op.cit.
[6] ‘Georg Anton Schäffer’, Wikipedia, http://.wikipedia.n.em.org
The establishment by the Russian Empire of a colony in California in the early 19th century was a corollary of the earlier North American colony in Alaska. The inherent deficiencies that surfaced in the operation of the Russian American colony convinced the Russian-American Company that it needed to find new, more propitious outposts in the region that could service Russian America’s needs.
California: Fort Ross
Zealous over-hunting of the prized sea otters by the Russian-American Company et al in Alaska’s waters led the company to seek out new, profitable hunting grounds further south. After some early fur hunting expeditions (1806-11) confirmed the presence of abundant sea otters along New Spain’s Pacific coastline, RAC chief Aleksandr Baranov authorised his assistant Ivan Kuskov to find a suitable location in Northern California and establish a Russian colony.
Fort Ross
The location chosen by the RAC to settle its new colony in 1812 – on the “New Albion” shore to the north of Bodega Bay (today in Sonoma County)❈ – was carefully selected. It was close to but outside of the border that Spain had set as its northern-most jurisdiction (San Francisco). As well as the proximity to plentiful sea otter fields, the Russian-American Company wanted its Californian base to be close enough to facilitate trade with Alta (Upper) California.
(photo: www.fortross.org)
The exact spot picked by Kuskov for the settlement was the site of an Indian village called Meteni by the local Kashaya (Kashia Pomo) tribes. After negotiating the sale of the land with the Pomo[1], Kuskov built RAC’s fortress called Fort Ross (Rus: Фopт-Pocc). The other raison d’être of the Californian colony was to provide an agricultural base for the northern settlements (Alaska had proved too harsh an environment and its climate too raw to supply sufficient quantity or variety for the nutritional needs of its settlers).
Russian stamp commemorating 200th anniversary of founding of Fort Ross
By 1814 Kuskov’s men (which included Aleut natives from Alaska) had planted the beginnings of an orchard, a solitary peach tree, later adding more trees which would eventually yield grapes, apples, cherries, pears, quinces and bergamots. This fresh fruit was to prove important in preventing outbreaks of scurvy which had dogged the early Californian colony[2].
An inhospitable neighbourhood
As things transpired, the emergence of the Russian settlement at Fort Ross did provoke the displeasure of the Las Californias authorities who responded by establishing a new mission station and presido (fort) in the vicinity to check any attempt by RAC to colonise any parts of California further south. Early trade opportunities were impeded by Madrid which forbid its Californian outposts from having commercial transactions with Fort Ross (although a healthy contraband trade did exist)[3]. With the Adams-Onis Treaty (1819) by which the US acknowledged Spain’s claim to all land south of the Oregon country border, Russia was even further squeezed out diplomatically in California¤ (and forced to renounce its own Oregon claim[4]. After Mexico gained its independence from ‘Old’ Spain in 1821 it constructed its own forts (such as the Sonoma Barracks) not far from the Russian Fortress to hem it in[5].
Russian chart – Fort Ross & Bodega Bay
Other drawbacks imperiling the viability of Russia’s Fort Ross colony
A. Otter hunting and shipbuilding
Hostility from Hispanic California and free-spirited westward-roaming American pioneers was not the only issue the Russians at Fort Ross had to contend with. By around 1817 the Californian coastline was displaying the same tell-tale signs of rapid depletion of the much sought-after sea otters that had plagued the Northwest Pacific and turned RAC’s focus southward ten years earlier. Being closer to both the US and Mexico and within the English’s sphere of operations, the competition for pelts in Alta California was even more intense. With the southern colony’s annual otter pelt catch declining every year, RAC tried diversifying its industries. For a while shipbuilding took commercial centre stage at the colony’s port at nearby Rumyartsev Bay … in a productive six years from 1818 six major vessels were built there. Unfortunately the Rumyartsev builders used Tanbark oak, which wasn’t suitable for ocean-going vessels and to make matters worse, seasoned it improperly so that the wood progressively rotted and all the ships were unseaworthy within a few years[6].
B. Ranching and animal husbandry
After the wood rot disaster shipbuilding in the colony ceased and Fort Ross switched his emphasis to agriculture and the development of its animal husbandry. New ranches opened up for stock-raising, especially from the early 1830s, with some success in the production of beef and mutton. A 1841 inventory of livestock at Fort Ross (taken just prior to the colony’s demise) listed 1,700 head of cattle, 940 horses and 900 sheep … indicating some marginal success in ranching – but to put it in perspective this was far behind the herd sizes of livestock achieved by the contemporary Spanish and Mexican Californian ranchers[7].
C. Grain production and other agriculture
RAC’s hope was that a colony in Alta California – with its better soils and pasture lands, plentiful timber and good water supply – would be conducive to productive and consistent yields of produce, and would become the granary for the northern outposts in Alaska. Flawed agricultural methods and planning however meant that this would remain a pipe dream. The colonists failed to rotate their crops and fertilise the fields adequately for arability. The type of farming at the ‘Fortress’ was more that of private plots producing fruit and vegetables for local consumption rather than exporting. The quantities sent north were never sufficient, nor were they consistent in quality. At different periods the Russian colony had to trade its manufactured goods♦ for grain and seed from New Spain, both for the colonists’ use and to ship north to Russian America’s capital, Sitka. From the late 1820s on occasionally there were good crops, but even in the most fecund times Fort Ross could only supply a mere 1/12th of RAC’s needs for Alaska[8].
The Fort Ross colony workforce
The colonists’ division of labour comprised the Russians and Creoles in one group of occupations, guards, overseers, artisans and cooks, and the Aleut men as hunters (Aleut women and other native tribes were allotted the more menial tasks). After the sea otter haul largely disappeared, the Aleut hunters were reassigned to herding and lumbering jobs. The calibre of men Kuskov had at his disposal was problematic … the Russian men were often described as “riff-raff” – the risk of desertion was always a concern and many were suspected of criminal intent. As for the native workers, most brought from Alaska were convicts under punishment for “crimes committed against the colony” and many of the Indians were considerable unreliable[9]. The lack of an ongoing, stable workforce added to the colony’s woes. Quantity as well as quality – a sheer lack of manpower also contributed to Fort Ross’s failure.
Hudson’s Bay Co
Endgame for Krepost’ Ross
The isolated colony struggled on through the 1830s trying to make a go of it commercially, but Fort Ross’ death knoll was sounded when the Russian-American Company signed an agreement with the Hudson’s Bay Company (HBC) in 1839 … HBC would henceforth supply all provisions required by RAC’s Alaskan outposts[10]. RAC, pulling the plug, tried at first to sell Fort Ross to the Hudson’s Bay Company, and then to the Mexican government, but were unsuccessful in both instances. Consequently Fort Ross’s Governor Rotcher managed to sell the Fortress and all its contents (including a disused schooner in Bodega Bay) to Californian settler pioneer and businessman Johann (John) Sutter for $30,000.
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Endnote:
The Russians were only one of several players eyeing off the colonial potentiality of Spanish Alta California. French, American and British visitors all made note of how surprisingly tenuous Madrid’s hold was on the territory [11].
PostScript: Fort Ross – the movie!
Intriguingly in a time witnessing a latent reheating of American/Russian superpower tensions, a Russian film company made a feature film about the Fort Ross colony (released in 2014 presumably as a celebration of the Fort’s 200th anniversary two years earlier). Written by Dimitriy Poletaev, Fort Ross is billed as a historical adventure/action/fantasy movie. I’m more than a little skeptical about how historically accurate it is … though it does contain a character called “Komendant Kuskov”. Basically, the plot revolves around a “Gen Y” journalist who find himself transported back to 1814 Fort Ross, coonskin caps, muskets, otter pelts and everything – courtesy of his malfunctioning iPhone! (the fantasy bit). The time-travelling protagonist finds himself embroiled in various intrigues and adventures and the film gives a few nods to the state of contemporary US/Russian relations. A part of the external footage was filmed at Fort Ross National Park – shots of the Russian River (Slavyanka) and the surrounding countryside – though the producers used the recently renovated original Fort Ross itself as a model to re-create a full-scale replica of the fort in Belarus.
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❈ about 130km northwest of San Francisco Bay
¤ A further blow to morale was that Spain, Mexico, the US and Britain never recognised the legitimacy of Russia’s Fort Ross colony … although in the case of Mexico, it was prepared to do so provided Russia recognised it in return, but the conservative Tsar’s suspicion that the new Republic was a radical regime vetoed that diplomatic breakthrough (Schwartz 1977)
♦ such as barrels, bricks, furniture, soap, etc.
[1] ‘negotiated’ for almost sweet FA according to one account – Kuskov bought the area for a small quantity of clothing, bedding and tools, ‘History of the Russian Settlement at Fort Ross, California’, www.parks.sonoma.net/ross
[2] ‘Historic Orchard at Fort Ross’, Fort Ross Conservancy,www.fortross.org
[3] H Schwartz, ‘Fort Ross California – A Historical Synopsis’, Fort Ross Conservancy‘, (Interpretive Planning Unit, Dept of Parks & Rec, Calif. Feb 1977), http://fortross.org/lib.html
[4] ibid.
[5] ‘History of the Russian Settlement’, Wikipedia, www.wikipedia.n.em.org
[6] ibid.; Schwartz, loc.cit.
[7] Schwartz, loc.cit.
[8] ibid.
[9] AA Istomin, ‘Indians at the Ross Settlement – According to the censuses by Kuskov in 1820 and 1821’, (Fort Ross Interpretive Association, Jul 1992), www.fortross.org
[10] ‘Yukon/Alaska Chronology’, Explore North – An Explorer’s Guide to the North, www.explorenorth.com
[11] Kevin Starr, Americans and the California Dream 1850-1915, (1971)
All school children in the United States learn the story of America’s acquisition of Alaska. In 1867 Tsarist Russia sold its vast Alaskan territory to the US for $7.2 million in gold bullion. It is together with the Louisiana Purchase the two great stories of government mega-scale real estate acquisition in US history. The United States’ motives for acquiring Alaska at that time have been fairly well canvassed[1]. But less well-known is Russia’s role in Alaska and the North Pacific littoral prior to 1867 and the reasons for its eventual and permanent withdrawal from the region.
Russia’s move into Alaska was a natural outgrowth of the Romanov Empire’s expanding imperial reach eastwards. It was also driven by the need to find a new source of fur-bearing mammals❈. Siberia and the Russian Far East (Tartaria Oriental) had become rapidly depleted in stock and Imperial Russia was intent on exploring the lands and islands further east and, among other things, getting a stranglehold on the trade in pelts there[2].
Soon after Russian explorers first sighted the Alaskan shoreline in 1741, Russian hunters and fur traders (the promyshlenniki) began to move into the Aleutian Islands, a preliminary step to further expansion into the Gulf of Alaska. An outpost was established at Unalaska, from here the Russian traders encroached on Alaskan territory in a piecemeal fashion. Using the same strategy employed against the Siberian tribes earlier, the promyshlenniki coerced the indigenous Aleuts into hunting sea otters for them. The missionary zeal of Russian Orhodox priests, who were part of the colonial community in the outposts, played a role in the ‘pacification’ of the Alaskan native populations[3]. Contact with the Russians was also devastating to the health of indigenous Americans: it is estimated that 80% or more of Alaskan peoples were wiped out as a result of infectious diseases brought by the Europeans[4].
The Russian-American Company
Moscow chose as its template the successful model of Britain’s East India Company, a powerful enterprise which capitalised on Robert Clive’s triumph over the moguls of India [5]. A Russian foothold was established in 1784 on the peninsula, with the name “the Three Saints Bay Colony” on Kodiak Island. The settlement’s founder, powerful merchant Grigory Shelekhov used brutal and excessive force against native tribes that rebelled against his authority (eg, wholesale massacre of natives from the Alutiiq nation). But the nucleus of the Russian presence in Alaska was to be the Russian-American Company (RAC) (established in 1799). Headed by autocratic Chief Manager Aleksandr Baranov de facto governor of the Russian colony (till 1818), the Company effectively controlled all of Russia’s possessions in North America. RAC established a number of settlements including the Russian American capital, New Archangel (Novo-Arkhangel’sk), modern-day Sitka.
Northern sea otter (enhydra lutris kenyoni)▼ )
Russian over-dependence on the indigenous population
Food: the Russian colonists failed to establish self-sufficiency in food … a foul climate made for low or poor agricultural yields (not helped by the Russians’ inexperience in farming the local Tanana soil) and a lack of fresh food. This made them reliant on the local Indians for the acquisition of deer, fish, etc. The Russians also needed to trade with Hispanic California, the British in Canada and the United States for many of the foodstuffs they couldn’t grow in Alaska (wheat, barley, peas and beans, etc).
Labour shortage: the RAC labour force in Russian America was always well below requirements to make the colony thrive. Most Russian workers were not attracted to Russian America … too far from Russia, a particularly inhospitable, desolate climate, low pay, heavy work, sparse diet. The colony lacked essential infrastructure (no attendant medical doctor before the 1820s).
Unskilled providers of goods: RAC’ eye was on the prized sea otter trade (or “sea beavers” as they sometimes referred to them)✦, but the Russians themselves were not adept at pelagic hunting … the mustelid creatures proved especially elusive, without the superior hunting skills of the compliant Aleuts, RAC’s pelt haul (and therefore its profits) would have been vastly diminished.
Companionship and sex: the colony’s male to female ratio was heavily skewed in favour of men – at its nadir in 1819 there were 29 Russian men for every one Russian woman. An inevitable outcome of this was that many Russian men took indigenous mistresses, with the equally inevitable consequence of producing numerous Creole (or mestizo) offspring[6].
Tlingit resistance to Russian rule
The Russian colonists met with much stiffer resistance from the Tlingit or Kolosh Indians (southern Alaska) than it did from the eastern native tribes. The Tlingits were more war-like and equipped with firearms, and early on engaged in fierce warfare with the Russians. Unable to subjugate them like the Aleuts, the RAC resorted to an assimilation strategy, herding them in close to the reinforced New Archangel fort and engaging in barter with the Tlingit chiefs for fur skins and other, edible animals … RAC created a special ‘Kolosh’ market which allowed the Company to monopolise the trade in Alaska[7].
Eastern Siberian Governor-General Muruvyov on the RUB5,000 bank-note ▼ The Russian withdrawal from Alaska
Although RAC’s brief was to establish a network of settlements in Alaska and its chain of islands, it never managed to penetrate far into the Alaska landmass and so clearly failed to develop the territory as a whole. But this was not entirely down to the RAC and its leadership – as Oleh Gerus notes, had the Russian government taken “a more positive and imaginative approach to (the colony’s) potential”, it may be been a “viable enterprise'[8].
Deprived of adequate funding and support from Moscow, the RAC’s administrative and technological capacities were ultimately found wanting: the provisioning of the colony was way short of the mark, the Company was chronically unable to provide sufficient supplies for its personnel in Alaska … undernourished, understaffed and isolated in a raw, harsh climate, the men slowly drifted into apathy and alcoholism (at the best of times in Russia, not an atypically characteristic trait!)¤.
A trigger for the colony’s economic undoing was the over-farming of sea otters[9] – as had also occurred in Siberia. Diversification into coal-mining and other activities was tried but the lost economic return from otter pelts couldn’t be offset[10]. The Russian colony was also subject to fierce competition from American and British traders. By the 1860s RAC’s share value on the Russian Stock Exchange had plummeted and the quasi-government commercial venture was facing bankruptcy. The cost of transportation to and from the colony was an expensive burden for the Russian economy. Overall, from the 1820s, the colony’s expenses were rising at a much higher rate that its revenue[11].
Alaska Purchase
Thus, clear economic reasons for the ultimate unravelling of Russkaya Amerika can be identified, and the $7,200,000 in gold sale price would have eased some of the burden on Moscow’s treasury, but James Gibson downplays the economic factor in the cession of the territory by Russia. He concludes that Russia’s decision was prompted more by political and geo-strategic considerations. The reversals suffered by Russia in the Crimean War, Gibson argues, exposed the vulnerability of Russian America to naval attack by the Allies (GB and France). The inability to match the might of the British Navy in Pacific waters helped convince Moscow that Alaska was a liability and a threat to its security in the event of new conflicts. Gibson continues, Russia’s over-stretched navy was not only unable to defend its Pacific colony from enemy warships, but even from the incursions of ‘freewheeling’ Yankee traders who roamed around the North Pacific trafficking in various goods and products in disregard of Russian authority[12].
If Russian America was not viable as a base for Russian activities in the Pacific and eastern Asia, somewhere else needed to be found. The problem was solved by the Governor-General of Eastern Siberian Nikolay Muruvyov. Muruvyov’s plan was to refocus Russia’s Pacific Destiny on Asia – rather than North America. Whilst China was racked by internal strife (the Taiping Rebellion), Muruvyov took the opportunity to expand Russia’s imperial territory between the Amur and the Ussuri rivers. This waterway foothold gave Russia access to the Pacific at the Sea of Japan and led to the establishment in 1860 of the strategically important port of Vladivostok which became home to the Russian Pacific fleet[13].
▼ RAC flag
PostScript: The Alaska Sale – why sell to the US and not Britain?
Britain already possessed a territory contiguous with Russian Alaska, British Columbia (including at that time the Yukon), so it made geographic sense for Britain to take over and control the northwestern chunk of the continent回. The Russian government’s decision was a political calculation, post-Crimea Britain was still very much Russia’s number one enemy, whereas with the US, if not exactly a friendly power, it had neutral relations. Moscow reasoned that with Alaska American, England’s British Columbia colony, ‘bookended’ by the US, would be under pressure. It was widely thought that given the US’s recent record of territorial aggression on its borders, it would be inevitable that British Columbia would eventually fall into its hands. The positive spin-off for Russian imperial and commercial aspirations in the Pacific would be Britain’s loss of its naval base on Vancouver Island[14].
╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾╼╾
❈ much in demand domestically in the Empire as Russia’s northern cold climate necessitated rugging up most of the time
✦ also much in demand by the Russians as a commodity to trade was walrus ivory
¤ the perception of the typical Russian on the ground was that Russian America was more remote and desolate than even Siberia! (JR Gibson 4)
回 as it transpired Britain for its part expressed little interest in buying Alaska
[1] enlarging the American dominion in the name of republicanism (Secretary of State Seward’s aggrandising ambitions which included eyeing off British Columbia and thus strategically flanking British Canada on its west); expanding the US base of its international commerce to Japan and China; knowledge of potential gold deposits in the territory, etc, JR Gibson (1), ‘The Sale of Russian America to the United States’, (PDF, 1983), www.eprints.lib.hokudai.ac.jp
[2] As well as domestic consumption, furs were also important to Russia’s export market. At one point furs were used as a monetary unit in Siberia due to a shortage of roubles, S Crawford Isto, The Fur Farms of Alaska: Two Centuries of History and a Forgotten Stampede, (2012)
[3] punitive measures against the Indians included displays of the superior technology of their weaponry, holding of family members as hostages, wholesale destruction of villages, reducing the Aleuts and after them the Kodiak tribes to the status of serfs, RM Carpenter, “Times Are Altered with Us”: American Indians from the First Contact to the New Republic, (2015); the priests were very successful in converting Aleuts and other indigenous Indians, ‘Russian Orthodox’, www.alaskaweb.org
[4] JR Gibson (2), ‘Russian Dependance on the Natives of Alaska’, in SW Haycocks & M Childers Mangusso, An Alaskan Anthology: Interpreting the Past (2011)
[5] Owen Matthews, Glorious Misadventures: Nikolai Rezanov and the Dream of a Russian America (2013)]
[6] Gibson (2), loc.cit.
[7] although a smallpox epidemic in 1836 seriously weakened the Tlingits’ power, ibid; AV Grinev, The Tlingit Indians in Russian America, 1741-1867, (2005)
[8] OW Gerus, ‘The Russian Withdrawal from Alaska: The Decision to Sell’, Revista de Historia de América, Nos 75/76. (Jan-Dec 1973)
[9] the promyshlenniki also coveted the furs of other creatures (the largest quantities of animal skins exported by RAC came from sea otters, beavers, land otters, Polar foxes, fur seals and sables), but it was the sea otters that fetched the highest prices – the otter pelt market was highly prized in Canton, China, JR Gibson (3), ‘Russian America in 1833. The Survey of Kirill Khlebnikov’, Pacific Northwest Quarterly, 63(1), Jan 1972
[10] at its peak RAC was transporting one million roubles’ worth of furs back to Russia annually, ibid.
[11] JR Gibson (4), ‘Imperial Russia in Frontier America: The Changing Geography of Supply in Russian America, 1784-1867 (1976); Gibson (3), loc.cit.
[12] Gibson (1), op.cit.
[13] ibid.
[14] Britain countered this threat by forming the Canadian Confederation three months after the Purchase, and admitting British Columbia to it in 1871, RE Neunherz, ‘ “Hemmed In”. Reactions in British Columbia to the Purchase of Russian America’, Pacific Northwest Quarterly, 80(3), Jul 1989
Where did the story of wine and wine-making begin? As with many things whose beginnings are shrouded in the mystery of ancient and even pre-historic times, it is very hard to pinpoint a one hundred percent, definitive answer to this question. The evidence for when and where humans might have first cultivated Vitis vinifera va. sylvestris (the wild grape fruit)❈ lies in the realm of archaeology.
🔝 Today’s Transcaucasian republics – physical map
The timeline for the first experiments with wine-making, thanks to a wealth of archaeological evidence, puts it in the pre-recorded history stage of humanity, more precisely in the Neolithic Era (in Eurasia this was, very roughly, from 9,000 to 4,000 BCE). The consensus view has traditionally tended to be that the rudiments of viticulture can be located in the area around Mesopotamia and the Caspian Sea (see also footnote).
The Fertile Crescent: home of Ur-winemakers Transcaucasia (the Caucasus), that relatively narrow strip of multi-ethnic lands separating the Black Sea from the Caspian, stretching south to include the northern parts of Turkey and Iran, has perhaps the best claim to the honour. Archaeologists have discovered early signs of wine activity and implements in southern Georgia, north-western Azerbaijan, and northern Armenia, suggesting that “Stone Age people took advantage of a temperate climate and availability of wild fruit species to experiment with cultivating grapes”[1].
Wine expert Caroline Gilby identifies three basic pre-conditions for successful wine-making in the Neolithic era, (i) a stable human population settled in the one place for some time, (ii) invention of pottery/clay vessels for storage✜, and (iii) existence of wild grapevines (plus a self-fertile plant to cross-pollinate with). Transcaucasia fits the bill – plant cultivation for most of the major agricultural crops began in the Middle East region around 10,000 years ago. Within the greater Caucasus, Georgia for which wine is a national obsession has 500 distinct varieties of the vine, whilst Turkey and Armenia have around 600 and 200 respectively[2].
🔝 Zagros Mountains
Not to be outdone, Iran itself has a claim worthy of contention for longevity of vine production. In the mid 1990’s evidence of mey (Persian: wine), dating to about 5,400 BCE, was found in excavated jars at the Hajji Firuz Tepe site in the Zagros Mountains of north-western Iran. What was especially significant about this location was that it also contained evidence of the preservation of wine (in the form of a resin from the local terebinth tree)[3].
Armenia: site of oldest known vineyard
In recent years archaeologists discovered and excavated the Areni-1 Cave – the earliest known site of wine production (pre-historic “wine-making on an industrial scale” not hitherto unearthed)[4]. Items found at the vineyard at Vayots Dzor included a wine-press, fermentation vats, jars and cups[5]. The clay receptacles with their wine traces were radiocarbon-dated after being chemical analysed at between 4100 BCE and 4000 BCE. A side-effect of the recent vinaceous archaeological discoveries has been squabbling among the various Transcasusian states as to who were the first wine-makers[6].
🔝 Egyptian winery, 2nd millennium BCE
Mediterranean wine culture
Transcaucasian wine production and consumption clearly predates those from the Mediterranean region. Egypt is closest in time to the northern Eurasian area, its oldest traces of wine (yrp or irep), found inside the Tomb of the Scorpion King (Abydos, Upper Egypt), is about 5,000-years-old. Interestingly they were found to be spiked with natural medicines (effectively herbal wine). These medicinal additives were later adopted by Greek and Roman winemakers who followed the Egyptian practice[7]. The ancient Egyptians, who had a preference for red wine, were the first to depict wine and wine-making in their hieroglyphics.
🔝 Roman wine jars – great & small
In Grecian Macedonia fragments of crockery and assorted pottery with wine traces have been found dating back to around 4,500 BCE. Evidence of wine cultivation – dating from the mid-3rd century BCE – was also found on the Greek island of Crete. For ancient Romans wine was the drink de jour … initially Roman attempts at the craft of wine-making were derivative of the established Greek (and Etruscan) methods of viticulture but the Romans later drew on the ample supply of indigenous vines in southern Italy to produce their own varieties. With the ever widening reach of Roman imperial expansion – through war, trade and settlements – the Romans spread wine consumption and viticulture to the countries and regions it conquered (especially France, Germany, Spain and Portugal)[8].
Vino in eastern Asia: China’s early wine origins
In the mid 2000s China emerged as a candidate for the world’s earliest consumers of wine. An international team of archaeologists (Chinese, American and German) dug up an early Neolithic village (Jiahu) in Henan Province, unearthing pottery with traces of “wine-like drinks”(sic) (a fermented mixture comprising rice, honey and hawthorn fruit and grape). The beverage has been dated somewhere between the year 7,000 BCE and 5,500-6,000 BCE[9].
Whether China has the bragging rights to being the earliest consumer of wine (and perhaps the first centre of wine production), or Transcaucus does, one point remains clear: the interest and active, on-going work of archaeologists in this field, ensures that ownership of the title has a fluidity to it. Yet more candidates for the world’s earliest pioneers of viticulture are likely to be unearthed in the future.
🔝 Georgian vineyard (photo: BBC Travel)
FN: A vintage Georgian drop🍷 🕸🕸🕸The fertile valleys and protective slopes of Transcaucasia and modern-day Georgia were conducive to grapevine cultivation and Neolithic wine production. Archaeological evidence from Georgia suggests wine production there at least 8,000 years ago with the recent discovery of clay pots containing the residue of wine [‘Oldest Evidence of Winemaking Discovered at 8,000-Year-OldVillage’, (Andrew Curry), NationalGeographic, 13-Nov-2017, http://news.nationalgeographic.com; ‘Georgia’, Vinolgue, (Miquel Hudin & Daria Kholodolina, Georgia: a guide to the Cradle of Wine, 2017)].
∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸
❈ the European grape-vine common to western Eurasia – between the Mediterranean and Caspian seas
✜ ceramic containers were invented around 20,000 years ago
𖣸𖣿𖨘 𖣸𖣿𖨘 𖣸𖣿𖨘
[1] T de Waal, The Caucasus: An Introduction, (2010). For instance, discoveries in the 1960s of domesticated grape pips in N/W Azerbaijan have been dated at around 6,000 BCE; in Shulaveri, Georgia, University of Pennsylvania academic Patrick McGovern found wine residues in the shards of 8,000-year-old ceramic vessels, A Friedrich, ‘Georgia’s Vintners Thrist for the Past’, The Washington Post, 22-Feb-2004
[2] C Gilby, ‘The Birthplace of Wine?’, Decanter, (Jan. 2012), www.winesofturkey.org. The domesticated form of the grape has hermaphrodite flowers which self-pollinate, KK Hurst, ‘Wine and its Origins – The Archaeology and History of Wine Making’, (About Education), www.archaeology.about.com
[4] Dig project co-director Boris Gasparyan, cited in Gilroy, op.cit.
[5] ‘History of Wine’, Wikipedia, http://en.m.wikipedia.org
[6] Gilroy, loc.cit.
[7] the Scorpion I wine did not emanate from a local production point, but was imported to the Nile from the Levant, B Handwerk, ‘Scorpion King’s Wines — Egypt’s Oldest — Spiked with Meds’, National Geographic News, 13-Apr-2009, www.news.nationalgeographic.com; J Butler & R Heskett, Divine Vintage: Following the Wine Trail from Genesis to the Modern Age, (2012)
[8] ‘Ancient Rome and wine’, Wikipedia, http://en.m.wikipedia.org
[9] ‘Chinese People were Drinking Wine 9,000 Years Ago’, (Phys Org) 19-Dec-2004, www.phys.org
The association of America with Napoléon Bonaparte for most people probably revolves round the US government’s bonanza real estate deal with Napoléon in 1803…the US cheaply acquired huge swathes of territory (the Louisiana Purchase) which the French emperor wanted to offload to build up France’s finances for war. Napoléon Bonaparte (Italian: Nabulione Buonaparte) never came to the United States or to anywhere in the New World –- although in the event of his grand scheme to conquer Europe going pear-shaped (as it ultimately and irrevocably did in 1815), his “Plan B” was just that, to make good an escape to the American Republic [1]. However it was Napoléon’s older brother Joseph (born Giuseppe) Bonaparte, formerly installed as king of Spain and the Indies, and before that, king of Naples and Sicily, who did come to the American continent and moreover lived in the US for some 17 or more years after the Emperor’s fall from power.
Sibling & HM King Joseph
Joseph succeeded in his getaway where Napoléon failed, slipping out of French waters and travelling incognito to New York, albeit narrowly avoiding detection by the British. In America Joseph styled himself the Comte de Survilliers … after living in New York and Philadelphia for a period Bonaparte purchased a palatial residence in Bordentown, New Jersey called “Point Breeze” – one of the finest country houses in the Delaware Valley. Joseph was able to afford (and subsequently vastly improve) one of the republic’s grand mansions because he had brought the Spanish Bourbons’ crown jewels with him which he had acquired when abdicating the Spanish throne. With his dubiously acquired riches Bonaparte made other land acquisitions in upstate New York on the Black River (a locale still known as Lake Bonaparte)[2].
‘Point Breeze’, Bordentown, NJ
Joseph AKA the Count of Survilliers largely led a quiet, uneventful and comfortable life in the US, taking no interest in a political role … when Mexican rebels and expat French supporters gave their backing to him to be made emperor of Mexico (1820), he demurred at the offer. In 1832 Bonaparte returned to Europe (although he did return briefly to the US and his much loved mansion ‘Point Breeze’❈ in 1839), living for a while in London and in Italy where he died in 1844. The ineffective, former ‘puppet’ king of Spain was never permitted to return to his native France again because of the French government’s concern that it might provoke a groundswell for a Bonapartist restoration[3].
Joseph was not the only Bonapartist to flee to America following his brother’s downfall in 1815. The return of the Bourbons with the ascension of Louis XVIII prompted a “witch-hunt” of Bonapartists in France. Many followers of Napoléon escaped to America to avoid arrest and recriminations … once there some of Napoléon’s loyal soldiers set up Bonapartist colonies in Alabama (Vine and Olive Colony) and Texas (Champ d’Asile) – which were uniformly unsuccessful and short-lived[4].
Joseph’s (Spanish) Royal Monogram 👑
PostScript: Napoleon’s “life in America”
A) Rescue plans – before exile and on St Helena
In the aftermath of the disaster of Waterloo rumours abounded about various plots and attempts to rescue Napoléon. One plot involved a mega-wealthy French-born banker Stephen (Étienne) Girard living in the US who supposedly hatched an elaborate plan to transport the deposed emperor to Virginia (a claim made in the Baltimore American, 1902). According to some sources Girard also played a role in the Louisiana Purchase machinations[5].
Napoléon’s island prisonBy far the most bizarre plot involved a Brit of Irish parentage Tom Johnson, who as well as being a recidivist smuggler had a bit of a reputation as an escape expert. Johnson’s claim was that in 1820 he was offered £40,000 to rescue Napoléon from St Helena, using two primitive types of submarines he had designed as the “getaway” vessels. Johnson’s colourful account reads as highly fanciful and the plot was in any case never implemented … the one plausible element of the story being that Johnson’s underwater crafts (for which designs did exist) were inspired by Robert Fulton’s 1806 submarine -–the American engineer and inventor had earlier worked for both Napoléon and the British government on armed maritime vessel projects (what is less certain is whether Johnson had actually met Fulton as he claimed)[6].
B) Exploring the “What If …” scenario for Napoléon
Devotees of alternative history have speculated lyrically about what might have happened had Napoléon made good his escape to the Americas. One of the early imaginative conjectures (1931) came from British historian HAL Fisher who hypothesised that the exiled emperor might have established a base in New York and then gone on to Spanish America to liberate the masses, before finally drowning at sea whilst attempting to conquer India[7].
Outlawed in Europe after Waterloo, it would have been logical for Napoléon to gravitate towards America … the US had only recently engaged in hostilities with Britain (War of 1812), so the locals would probably have been disposed or at least neutral towards him, he would have been able to live as a free man. The US was a new country born of revolution (and one inspiring a revolution in his native France which promoted his own rise). An American base would position the ambiguous ex-monarch well to marshal his resources and launch an invasion of Central and South America which was ripe for revolution against the Spanish conquerors. One of Napoléon’s aides-de-camp in fact made the suggestion to him that he should make himself “emperor of Mexico”[8] (anticipating what transpired with a later Habsburg royal).
A recent alternative history (Shannon Selin, Napoléon in America) postulates three possible theoretical courses of action for Napoléon – settling on the eastern (Atlantic) seaboard, living peacefully, probably near his favoured brother Joseph (possibly biding his time, building up the necessary support for another go at overthrowing the French Bourbons and reclaim the throne either for himself or for his son); establishing a colony within the US peacefully (in fact Bonapartists later attempted to forge colonies in Alabama and Texas – both then controlled by Spain); and as with Fisher’s supposition, invading Spain’s American colonies and thereby securing a new throne[9].
▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓▓
❈ as boys Frank and Charles Woolworth (the future giant retail empire founders) lived close to ‘Joe’ Bonaparte’s abandoned Bordentown mansion, spending lots of their leisure time playing at ‘Point Breeze’
۵~۵~۵
[1] originally Napoléon and Joseph had laid plans for the two of them to seek refuge together in America in the likelihood of a worst-case scenario. A location in New Jersey was picked out as the optimum place for settling but Napoléon missed a real chance to escape to the US by stealth, having prevaricated too long waiting for anticipated passports which did not come, and then making the fateful decision to give himself up to the British authorities, CE Macartney & G Dorrance, The Bonapartes in America, (1939), www.penelope.uchicago.edu (see also PostScript above)
[2] R Veit, ‘Point Breeze (Bonaparte Estate)’, (2015), www.philadelphiaencyclopedia.org; ‘Joseph Bonaparte at Point Breeze. New Jersey’s Ex-King and the Crown Jewels’, Flatrock, www.flatrock.org.nz
[3] ibid.
[4] ‘Bonapartist Refugees in America, 1815-1850’, www.napolun.com
[5] L Weeks, ‘What if Napoleon Had Come to America’, NPR, 10-Feb-2015, www.npr.org. Girard also underwrote the American war effort in the War of 1812
[6] M Dash, ‘The Secret Plot to Rescue Napoleon by Submarine’, Smithsonian Magazine, 08-Mar-2013, www.smithsonian.com
[7] H.A.L. Fisher, ‘If Napoleon had Escaped to America’, (Scribner’s Magazine, Jan. 1931), www.unz.org
[8] M Price, ‘How Napoleon Nearly Became a U.S. Citizen’, History News Network, 28-Dec-2014, www.historynewsnetwork.org
In this age of deregulated, worldwide passenger flight with more commercial airlines in the game than there are countries in the world (or so it seems anyway), its interesting to reflect that back in 1906 two American brothers had a monopoly on the very concept of human flight. Of course in 1906 there was no commercial flights – being still at the first dawn of aviation endeavour, but the only attempts at flight at all then (in a legal sense at least) were with the express say-so of those same two brothers.
href=”http://www.7dayadventurer.com/wp-content/uploads/2016/10/image-12.jpg”> The 1906 Patent[/In 1906 the Wright brothers – Orville and Wilbur – were granted a patent by the US Patent Office (after two earlier failed applications) for their “flying machine”, or more precisely, for their demonstrated method of controlled, powered, heavier-than-air flight. The bicycle shop owners-cum-aviation inventors had managed to demonstrate some measure (albeit minimal) of aerial control of the third version of their Wright flyer in all three axes of aerodynamics – pitch, yaw and roll[1]. The basis of the patent was the Wrights’ experiments in 1902-1903 and the successful (852 feet/59 seconds) glider flight at Kitty Hawk, North Carolina, in December 1903.
⇓1903 Wright Flyer at the Smithsonian
The Wright brothers defended their exclusive aircraft patent against all-comers (“copiers and imitators” as they saw everybody else in the game) with a monomaniacal religious zeal that would have befitted their overbearing United Brethren minister father Milton. Orville and Wilbur freely sued and issued writs against anyone who attempted to construct and fly a new aircraft without purchasing a licence from them. As this was the pioneering era of aviation there were a lot of inventors trying to do just this[2]. Accordingly, the Wrights spent a lot of time locked in legal disputes with other manufacturers in America and overseas who were trying to avoid the patent fee. The Wrights staunchly defended their world monopoly over flight in unequivocal terms as a ‘moral’ and a ‘legal’ right, treating all other contemporary inventors in the field as in effect “hobbyists”![3].
f=”http://www.7dayadventurer.com/wp-content/uploads/2016/10/image-13.jpg”> GHC, technology innovator[/captGlenn Hammond Curtiss, a New York engineer and aviator, was one of many inventors who fell foul of the litigious Wright brothers when he added ailerons (French: “little wing”), a movable attachment to a fixed wing for greater control, to his experimental aircraft. Unfortunately for Curtiss he became the main focus of the Wrights’ wrath and in their eyes their greatest nemesis … in 1913 the Wrights won lawsuits for patent infringement against Curtiss et al, when US courts ruled that ailerons fell under the ambit of the Wright patent. Consequently Curtiss and his business partners (Aerial Experiment Association – AEA) were forced into bankruptcy[4].
The Wrights’ broad litigious reach was generally less effectively outside of the USA. Many European inventors were able to escape paying the patent fees, sometimes with the aid of sympathetic European courts. The Wrights’ demands for royalties were ignored or evaded, or if they were contested, one strategy was to stretch the case out until the patents had expired[5].
The Wright brothers’ obsession with enforcing their legal patent❈ had wider ramifications for the industry to the point of retarding progress in the development of US aviation. Beyond the early breakthroughs in lateral control, the brothers did not really add much to their aviation achievements (consequently in these years Curtiss pulled far ahead of them in design innovation). After America entered the Great War in 1917, the brothers’ perversely rigorous enforcement of the patents left America woefully short of new airplanes at a time they were desperately needed. The upshot was that the US forces in WWI had to secure French fighter planes for their military pilots[6].
Because of the Wrights’ unwavering stance on their patents (after 1912 Orville alone, as Wilbur died that year), resentment towards the brothers was strong, they were accused of being greedy by licensees, eg, by demanding “money first” from prospective buyers BEFORE giving a demonstration of the prototype flyer, or by setting too high a royalty fee (at one point demanding 20% of sales); after a string of fatal air crashes in Wright planes Orville Wright lost sympathy with the public by attributing the accidents solely to “pilot error” (characteristically giving no consideration to the fact that the Wrights might be at fault for not having tried to make improvements to their prototype Flyer’s basic design[7].
Eventually, inevitably, the US authorities moved to close down the Wrights’ monopoly. A patent pool system was introduced in 1917 whereby all aircraft manufacturers in the country joined an association requiring the payment of a relatively small fee for patent use. The pooling of the aircraft patents signalled the end of the Wrights’ patent wars … by this time Orville had already sold his interest in the Wright Company at handsome profit and moved on to other (non-aviation) ventures[8].
PostScript: Curtiss-Wright parallels
Intriguingly, Curtiss shared a common background with the brothers Wright, like them he began as a bicycle shop owner, designing, building and repairing bikes in small-town USA. But before moving into aviation Curtiss excelled in another area, motorcycles … he began designing V-8 powered motorcycles. The adventurous Curtiss even raced them, winning several races and setting a world record speed of 136 mph (earning himself for a brief period the tag of “the fastest man on earth”).
Despite the early setbacks at the hands of the Wrights, Curtiss went on to have a stellar career in aviation (and in naval aviation), designing practical seaplanes and airplanes, the viability of which he happily demonstrated in public (cf. the Wrights who tended to shroud their aircraft projects in secrecy). With financial backing from the famous inventor Alexander Graham Bell and from Bell’s wife, Curtiss’ international prize-winning planes (“The June Bug”, “The Albany Flyer”, “The Jenny”) completed the first publicly witnessed flight and the first long distance flight in North America (220 km, Albany to New York City). Curtiss, far superior to the Wrights as a pragmatic, go-ahead businessman, quickly became a multimillionaire. Curtiss possessed a flair for publicising and promoting his inventions that the brothers did not exhibit, and turned his inventions into rapid sales of units[9]. In a superb irony given Orville’s fierce, lifelong antipathy to Glenn Curtiss, the two aviation companies eventually merged in 1929❦ to form the Curtiss-Wright Corporation[10].
◖◗ See also the related November 2014 blog article ‘Wright or Not Right?: the Controversy over who really was “First in Flight?” ‘
▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂▂
❈ the stock joke the Curtiss people liked to tell at the time went … (the two brothers were so litigious that) every time somebody jumped in the air and waved his arms, the Wrights would demand a patent royalty or threaten to sue!
❦ by which time neither man had active roles in their respective companies any longer … Notwithstanding that Orville still objected to the new corporation’s title listing Curtiss’ name first!
[1] activating the pitch (moving the aircraft’s nose up and down) and yaw (moving the nose side-to-side) of the projectile was the previous, understood (but unsuccessful) method of controlling flight … the Wrights reasoned that these worked only in unison with the third element of rotation, roll (lateral movement through the novel wing-warping feature of the Flyer). Warping (twisting) of part of the wing on either side causes the plane to roll or bank in that direction, Phaedra Hise, ‘The 1903 Wright Flyer’, Air & Space Magazine (Smithsonian), March 2003. The addition of twin-rudders to the rear of the 1902 model of the Flyer helped stabilise it and prevent it spinning out of control, ‘Rudder – Yaw (Wright 1903 Flyer)’, (National Aeronautics and Space Administration), www.wright.nasa.gov
[2] as W J Boyne described it, the Wrights went about “systematically sueing anyone suspected of infringing their patents, which really meant everyone attempting to make a living from building or flying airplanes”, Walter J Boyne’s “World Aviation History”, (‘The Wright Brothers: The Other Side of the Coin’), 2008, www.wingsoverkansas.com
[3] Sparks of Invention: Need for Speed, (Series 1, episode 5, TV documentary 2015, 9-NOW Network, screened 23-Oct-2016); ‘Wilbur Wright to Octave Chanute’, (letter, Dayton, Oh. 20-Jan-1910), cited in ‘Wright Brothers patent war’, Wikipedia, www.en.m.wikipedia.org
[3] ibid.
[4] ‘Wright Brothers patent wars’, ibid.
[5] ibid.
[6] ibid.
[7] Boyne, op.cit.; Phaedra Hise, ‘How the Wright Brothers Blew It’, Forbes, 19-Nov-2003, www.forbes.com
[8] Wright Brothers patent wars’, op.cit.
[9] ‘About the Man – Glenn H. Curtiss’, Glenn H. Curtiss Museum, www.glennhcurtissmuseum.org
[10] Flying (magazine), ‘Century of Flight’, 130(12), Dec 2003
The earliest European explorers of Australasia (Australia and New Zealand) seem to have been the Dutch¹. History records a host of Dutch mariners and navigators, in the service of the bodaciously powerful VOC (Vereenigde Oost-Indische Compagnie), the Dutch East India Company – the “Microsoft of its day” as John Birmingham described it². These seafarers voyaged to the unknown southland known as New Holland and explored parts of it during the 17th century❈.
Nouvelle Hollande on a 1681 globe of world
The multiple presence of Dutch seafarers in the oceans of the Southern Hemisphere in the 17th century is reflected in the maps of early cartographers, especially in the nomenclature. New Zealand derived its name from the province of Zeeland in Holland, in Latin Nova Zeelandia, Dutch, Nieuw Zeeland, (‘Zeeland’ was later modified to ‘Zeland’ and then finally to ‘Zealand’). Nomenclature in Australia has distinct associations with the Netherlands – the continent was previously known as “New Holland” (Lat: Hollandia Nova, Dut: Nieuw Holland); Both Tasmania’s present name and its previous name (Van Diemen’s Land) bear the mark of Dutch exploration回.
Willem Janszoon’s venture to the eastern side of Australia (today’s North Queensland) to search out new trading outlets did not yield any success on this count. Moreover Janszoon found the land swampy and the indigenous people inhospitable and threatening³. Although many Dutch explorers visited the West Australian coast in the two centuries after the first Hartog expedition in 1606, there was no real attempt by the Netherlands to establish a colony in New Holland. The Dutch were deterred by the poor prospects (as they saw them) for farming, eg, apparent lack of water and fertile soil. Ultimately though, the crucial factor in dissuading the Dutch from launching into colonising or settling part of New Holland was the (apparent) complete absence of trade in the land⁴.
Could there have been impromptu Dutch settlements in Western Australia in the 17th and 18th centuries?
Its possible … in this era a number of commercial VOC ships on route to or from Batavia (the East Indies capital) were known to have been wrecked off the western coast of Australia, usually caught up in the treacherous “Roaring 40s” winds (between 40˚ and 50˚ longitude), most famously associated with the Batavia wreck and mutiny in 1629. This has led to conjecture that some survivors (including mutineers) could have settled in the country after integrating into local aboriginal tribes⁵.
The Spice Trade
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Sweden does not come to mind as a coloniser on a world scale as readily as some of the more conspicuous imperial powers. But under its ambitious monarch King Gustav III, it embarked on a foray into the colony business in the 1780s※. By 1784 it had acquired a colony in the West Indies, Saint-Bathélemy, from France, and was looking further afield. A prospect in West Africa, in Goree, Senegal, was investigated but proved unfeasible. About the same time as Gustav was eyeing off unclaimed parts of the globe, Britain was making plans for its penal colony in Botany Bay. In 1786 the Swedish king engaged William Bolts, a Dutch-born merchant and adventurer. Bolts had earlier been in the employ of both the British East India Co and the Austrian East India Co (the Ostend Company) and so had extensive commercial connexions in India. The plan was for Bolts to locate and found a Swedish colony on a suitable island in the “Eastern seas” (a trading base for the SOIC).
Seal of the Swedish East India Co (SOIC)
Bolts took his inspiration for the venture from a well-known, early 18th century publication by Jean Pierre Purry, proposing to colonise “the Land of Nuyts”. Purry speculated that a unspecified land with a latitude corresponding to that of New Holland “might contain richer mines of Gold and Silver than Chili (sic), Peru, or Mexico”. Purry advanced the view that a latitude of between 31˚ and 33˚(North or South) was highly propitious for the cultivation of vines, fruits and plants. Purry later put his theory into practice in the eponymous South Carolina township, Purrysburg (32.3˚N)⁶.
Under the terms of Bolts’ convention (contract) with Gustav III he would take possession of the WA island in the name of the Swedish crown. Bolts would be governor for life of the settlement which was to called ‘Boltsholm’. Bolts’ scheme for the Southwest Australian colony was to use it as a base to trade with the Nawab of Sind (now ‘Sindh’ in Pakistan, formerly southwest India) where he would set up a trading factory. Boltsholm would also serve as a place of refreshment for Swedish merchant ships on the way to the East Indies and China. He also envisaged it could become a free port in time of war between European powers whereby Sweden could handsomely profit by trading with both sides. Bolts refused to disclose ‘information’ publicly as to the site’s precise whereabouts, simply saying that the land would be suitable for plantations producing silk, cotton and sugar⁷.
Notwithstanding Bolts’ vagueness as to the island’s location and some of the royal ministers’ financial objections to the plan, Gustav contracted Bolts at a salary of 3,000 Rix dollars per annum plus a share of profits on any minerals or precious stones discovered. Despite this nothing happened for several months until March 1787 when Gustav suddenly postponed the project for a year, concerned at the prospect of a new European war. When war materialised between the Russian and the Turkish empires, Gustav spotted an opportunity to regain lost Baltic territories and invaded Russia. Gustav then postponed the New Holland expedition indefinitely, releasing Bolts from his contract and recompensing him with £250⁸.
King George Sound, WA
Bolts tried to reanimate Swedish interest in the project, reminding the ministry that the English had consummated their plans to establish a settlement in Botany Bay. He also pitched a revised plan for the colony to the King’s chief adviser proposing a joint venture with the Kingdom of Sardinia … but to no avail. Bolts moved on to new (and equally unsuccessful) ventures and the idea of a Swedish colony in New Holland remained unrealised.
PostScript: Le vieil ennemi de la Grande-Bretagne
A third player in the regional imperial stakes was believed to harbour designs on New Holland as a colony – France. In the 1780s rumours circulated in the US, Britain and elsewhere in Europe, of French intentions in the light of a scientific expedition by the Comte de Lapérouse … to doubting minds the real reason for the expedition in the south seas was to prepare for a French colony in New Holland (a base in handy reach of the lucrative East Indies trade)⁹. Western Australia remained devoid of European settlements until well into the 19th century. After surveyor Jules de Blosseville reported to the French government on the suitability of south-west WA as a penal colony for France (perceived as a “possible panacea for a number of ills in France at that time”)◑, the Admiralty in Whitehall instructed the New South Wales governor (Brisbane) to establish an outpost, Fredericktown (Albany) in King George Sound in 1826. The perceived threat from France saw the British consolidate its hold on the West by establishing a permanent settlement on the Swan River (Swan River Colony later Perth) in 1829¹⁰.
The VOC’s routes to the East Indies
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❈ Australians and New Zealanders are familiar with the names Dirk Hartog (Dirck Hatichs), Abel Tasman and Antonio van Diemens, but probably less conversant with that of Willem Janszoon, Hendrik Brouwer, Frederik de Houtman, Frans Thijsz (or Thijssen) and Willem de Vlamingh
回 many different names have been attributed (or misattributed) to Australia – the Great Southern Land, Terra Australis (or Terra Australis Incognita), New Holland. Sweden referred to it as ‘Ulimaroa’ (corrupted from a Maori word). Late 16th century Flemish and Dutch mapmakers confused ‘Beach’ or ‘Boeach’ (to identify the northernmost land of Australia) with Marco Polo’s gold-rich ‘Locach’, a term Polo used to refer to the southern Thai kingdom. The Travels spoke of a southern land to the south of Java called La Grande isle de Java, (or Jave la Grand) which Polo described as “the largest island in the world”, providing inspiration for later explorers of New Holland. A Spanish expedition led by de Queirós landed in the New Hebrides (today Vanuata) in 1606, thinking it to be the southern continent, named the land “Australia del Eśpiritu Santo” in honour of the Spanish queen. The same year Hartog exploring the Australian west coast named it “Eendrachtsland” (after his ship!). Frans Thijsz on exploring the southwestern part of the mainland (near Cape Leeuwin in WA) named the continent “Land Van Pieter Nuyts” (AKA “Land of Nights”). Janszoon, first known European to see the Australian mainland, chartered 320km of the coastline in the Gulf of Carpentaria, naming the land “Nieu Zeland”, fortunately the name was not adopted and later applied by Abel Tasman to the two islands across the sea from Australia. New Zealand echoed some of the misunderstandings surrounding Australia’s early discoveries – Tasman on finding the South Island of NZ originally called it “Staten Landt” because he was under the misapprehension that the island was connected to Staten Island at the southern tip of Argentina! ‘European exploration of Australia’, (Wiki), https://en.m.wikipedia.org/wiki/european-exploration-of-australia; ‘Abel Tasman’, (Wiki), https://en.m.wikipedia.org/wiki/abel-tasman ※ there had been an earlier Svenska kolonier phase (1638-63) with colonies in West Africa (Swedish Gold Coast) and Delaware (New Sweden)
◑ France eventually established its version of Botany Bay in the region – a combination of penal and settler colony – in New Caledonia in 1853
❄ ❄ ❄
¹ although over the years several other rival claimants have been advanced as the first foreign visitors to stumble upon the continent, including the Portuguese and the Chinese, see KC McIntyre, The Secret Discovery of Australia: Portuguese discoveries 20 years before Captain Cook; G Menzies, 1421: The year China discovered the world
² J Birmingham, Leviathan: The Unauthorised Biography of Sydney, (1999)
³ Janszoon somehow missed the straits which separate the Australian mainland from New Guinea, unlike the Galician and Portuguese mariner Torres a few months later (today known as the Torres Straits). Dutch cartographers, relying on Janszoon’s reports, for decades after erroneously drew maps showing New Guinea and Australia as a one great land mass, ‘Willem Janszoon’, (Wiki), https://en.m.wikipedia.org/wiki/willem-janszoon
⁴ The main focus of Janszoon, Tasman and other Dutch explorers was mercantile, finding tradeable commodities within the Australian continent, ‘Janszoon’, ibid.;’Dutch Origins: The Part played by the Dutch in Western Australia’, www.indigitrax.org.au
⁵ ‘Dutch Origins’, ibid. Blood group correlation of members of the WA Amangu tribe with Leyden in Holland add weight to these arguments, ‘Batavia’, (Wiki), https://en.m.wikipedia.org/wiki/batavia
⁶ Lands of true and certain beauty: the geographical theories and colonization strategies of Jean Pierre Purry, JP Purry / AC Migliazzo; Robert J King, ‘Jean Pierre Purry’s proposal to colonize the Land of Nuyts’, (Apr-2008), www.australianonthemap.org.au
⁷ RJ King, ‘Gustav III’s Australian Colony’, The Great Circle,(online), Vol 27, No 2 (2005)
⁸ ibid.
⁹ ibid.
¹⁰ LR Marchant, ‘Blosseville, Jules Poret de (1802–1833)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, http://adb.anu.edu.au/biography/blosseville-jules-poret-de-1799/text2041, published first in hardcopy 1966, accessed online 31 August 2016.
Eighty years ago this month the IOC’s most controversial Olympiad was held. 1936 was a momentous year for the Olympic movement – the official Summer Olympic Games were held by the Nazis in August in Berlin. Back in February of that year another part of Germany, Garmisch-Partenkirchen*, had hosted the Winter Olympiad[1]. And in July there had been, or should have been, an alternative, anti-Nazi Olympiad in Barcelona … more of that later.
Never before had a modern games been manipulated for propaganda purposes to the extent that the Germans under Hitler did at Berlin. When the Summer Games were awarded in 1931 Germany was still under the governance of the democratic (but ill-fated) Weimar Republic, but with Hitler coming to power two years later Germany swiftly took on a more unsavoury and increasingly sinister complexion. The Third Reich was soon savagely attacking the liberties of Jews, communists and the Roma (gypsies) … and much worse was to come!
(Image: www.olympic-museum.de)
As it got closer to the event there were questions asked within the Olympic community about whether the Games should go ahead in Berlin. The Nazi regime’s transparent violations of human rights at home, and it’s failure to behave like a good international citizen (eg, pulling out of the League of Nations in 1933, illegally occupying the Rhineland in March 1936, etc), prompted a number of nations to consider boycotting the event.
In America public opinion was far from consensual on the issue. 500,000 Americans signed petitions demanding an alternate site” to Berlin and several newspapers, including the New York Times registered objections to US participation [Peter Carroll, The Odyssey of the Abraham Lincoln Brigades, (1994)].
f=”http://www.7dayadventurer.com/wp-content/uploads/2016/08/image-18.jpg”> Berlin olympischstadion 1936[/captThe US Olympic Committee debated the issue at great length. American Olympic association heavyweight, Avery Brundage (later controversial head of the IOC) was “gung-ho” for going ahead with participating, running the (now hackneyed) line that politics had no place in sport. The head of the American Amateur Athletic Union, JT Mahoney, and many others, were in favour of boycotting. The authoritarian patrician Brundage was widely thought to be anti-Semitic and racist (in 1935 he alleged there was “a Jewish-communist conspiracy” trying to prevent the US team’s participation in Berlin). Ultimately Brundage’s lobby narrowly carried the AAAU vote in favour of going. The American decision to participate in Berlin was pivotal in salvaging the Games for the host city[2].
Brundage, defender of the Nazi Olympiad International opposition to the Nazi Olympics remained very vocal in the lead-up to the event. Spain and Barcelona in particular had a vested interest, having lost the bid to hold the 1936 Games to Berlin (the German city won easily, 43 votes to 16)♔. SASI (the international federation of workers’ sports) decided to hold the next instalment of its Workers’ Olympiads (see my previous post) in Barcelona in 1936. The Catalan Committee in Favour of Popular Sport (CCEP), boosted by the election of the leftist Popular Front in Spain in February 1936, worked with SASI to plan and prepare the Barcelona Olympiad♕, scheduled to begin just two weeks before the start of the official (Berlin) Games … clearly timed to steal Nazi Germany’s (and the Führer’s) thunder!
(Source: Bernard N. Danchik Papers; ALBA 033; Box 2; Tamiment Library / Robert F. Wagner Labor Archives, NYU)
In the end, although only two countries, the USSR and Spain, withdrew from the Berlin Games in favour of the Barcelona Olympiade, support for the Barcelona alternative games was widespread. The Olympiad was not state-sponsored in the fashion of the IOC carnival but backing came from progressive bodies and associations within western countries (trade unions, socialists, communists, anarchists, syndicalists, etc.). The Peoples’ Olympiad was also supported by various individuals – eg, dissident Germans with first-hand experience of the Hitler state and Jewish-American athletes opposed to Nazism[3].
SASI preached a cooperative and fraternal spirit to the 6,000 athletes from 22 countries who committed to participate. Whereas the Berlin Games were perceived as an affront to the Olympic ideals, Barcelona was intended to be based on a foundation of international solidarity that would elevate the “brotherhood of men and races” and “show the sport-loving masses (a Olympiad) that is neither chauvinistic or commercialised”, one devoid of the “sensational publicity of stars” that was characteristic of the IOC-run Games[4].
The organising committee for the Peoples’ Olympiad employed an emblem which reinforced the SASI themes of solidarity, brotherhood and world peace … three male athletes standing defiantly side-by-side, one white, one coloured and one (to all appearances) of mixed or Asian ethnicity (no females in the poster to be seen however … inclusiveness apparently hadn’t extended that far by then!)[5].
Most of the mainstream IOC sports had been slated for inclusion in Barcelona and one or two former ones like amateur rugby revived. Also tacked on to the Olympiad were a variety of cultural activities such as folk dancing, theatre, music, chess♚ and an “Art Olympiad” (the promoters advertised the event also as a “Folk Olympiad”)[6].
Avery Brundage and the IOC were not alone in condemning the ‘rebel’ Olympiad in Catalonia, the Spanish right-wing press slammed the idea saying, variously: it would be a “second class Olympics” because it was open to all-comers, it was a “Jewish-communist” games, etc.[7]. On the Left the Spanish Marxist Workers’ Party (POUM) opposed the Peoples’ Olympiad on two grounds – the preoccupation with sports was “a waste of time” distracting the working class from its ‘proper’ objectives, and they mistrusted the motives of the democratic socialists (ie, SASI)[8]. Another instance of the lack of unity of the European Left in the face of the threat from the totalitarian Right.
El Estadio de Montjuic
In July 1936 on the eve of the games opening, the Peoples’ Olympiad was thwarted when the Spanish military led by General Franco staged a coup against the republican government. The outbreak of a full-scale civil war in the country resulted in the Olympiad’s cancellation. It was a double blow for the city of Barcelona as it had earlier also lost out on the 1924 Olympic bid (to Paris). Some of the overseas athletes A number of the overseas athletes who had already arrived in Barcelona stayed, joining the Republic side and fighting in the International Brigades against Franco’s Falange forces. The Berlin Olympics kicked off as planned on 1st August with the politics indeed overshadowing the sport[9]. Barcelona and its Montjuïc Stadium had to wait another 56 years before it finally got its chance to hold the Olympic Games in 1992.
_________________________________________
* the infrastructure for the sports tournament was already in place – the main stadium and hotels (to be converted into a state-of-the-art Olympic village) had been constructed for the 1929 Barcelona International Exposition and upgraded for the city’s bid for the 1936 Games
♚ Chess has a long tradition (since 1924) of staging its own brand of international Olympics, the Chess Olympiads, now held biennially
─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─
[1] such was the furore that surrounded the Berlin Olympics, the Garmisch-Partenkirchen Games, comparatively, have been largely overlooked by history … Hitler did take a more low-key approach to the Bavarian event, however it was not entirely without controversy, eg, the “Jews not wanted” signs prominently displayed in the town had to be hastily removed from sight (albeit only temporarily); the German army undertook military manoeuvres in the vicinity during the Games, A Meyhoff & G Pfeil, ‘Garmisch-Partenkirchen’s Uncomfortable Past: German Ski Resort Represses Memory of 1936 Winter Olympics’, Spiegel International Online, 22-Jan 2010, www.spiegel.de
[2] H Gordon, Australia and the Olympics ; ‘The Movement to Boycott the Olympics of 1936’, (United States Holocaust Memorial Museum), www.ushmm.org
[3] British support of Barcelona (and opposition to Berlin) was formidable, promising a big representation of UK athletes for the Olimpíada Popular, TUC (Trade Union Congress), ‘Labor Chest – Opposition to the Nazi Games, British Workers’ Sports Associations’ (Press Release), 9-Jun 1936), in Documents on the Popular Olympiad from “Trabajadores: The Spanish Civil War through the eyes of organised labor”, BTU Congress (Modern Research Centre, University of Warwick), www.contentdm.warwick.ac.uk
[4] ibid.
[5] J Freedland, ‘The Anti-Nazi Games that never were’, Evening Standard (Lon.), 16-Jul 2012
[6] ‘The Peoples’ Olympics in Barcelona’, http://iberianature.com/
[7] G Calomé & J Sureda, ‘Sport and Industrial Relations’ (1913-1939): the 1936 Popular Olympiad’, (1995), www.ddd.uab.cat
[8] ibid.
[9] Photos of the Berlin Games at the time of the event capture how completely Nazi propaganda lorded it over the ideals of the Olympics – the massive Nazi swastika symbol is seen to dwarf the Olympic Rings at venues, ‘The Olympics: Playing Political Games’, (Modern Research Centre, University of Warwick), www2.warwick.ac.uk
1936 was a momentous year for the Olympic movement, the official, IOC-sanctioned Olympic Games was hosted by Nazi Germany’s Berlin. Never before had a modern games been manipulated for propaganda purposes to the extent that the Germans under Hitler did in Berlin 80 years ago this month. When Berlin was awarded the Games in 1931, Germany was still under the governance of the democratic Weimar Republic, but with Hitler coming to power two years later Germany swiftly took on a more unsavoury and increasingly sinister complexion. The Third Reich was soon savagely attacking the liberties of Jews, communists, the Roma (gypsies) and other targeted groups of German society … and much worse was to come!
As it got closer to the event there were questions asked within the Olympic community about whether the Games should go ahead in Berlin. The Nazi regime’s transparent violations of human rights at home, and it’s failure to behave like a good international citizen (eg, pulling out of the League of Nations in 1933, illegally occupying the Rhineland in March 1936, etc), prompted a number of nations to consider boycotting the event.
The US Olympic Committee debated the issue at great length. American Olympic association heavyweight, Avery Brundage (later controversial head of the IOC) was “gung-ho” for going ahead with participating, running the (now hackneyed) line that politics had no place in sport. The head of the American Amateur Athletic Union, JT Mahoney, and many others, were in favour of boycotting. The patrician Brundage was widely thought to be anti-Semitic and racist (in 1935 he alleged there was “a Jewish-communist conspiracy” trying to prevent the US team’s participation in Berlin). Ultimately Brundage’s lobby narrowly carried the AAAU vote in favour of going. The American decision to participate in Berlin was pivotal in salvaging the Games for the host city[1].
Catalonia’s Olympiad Stadium
International opposition to the Nazi Olympics remained very vocal in the lead-up to the event. Spain and Barcelona in particular had a vested interest, having lost the bid to hold the 1936 Games to Berlin (the German city won easily, 43 votes to 16)♔. SASI (the international federation of workers’ sports) decided to hold the next instalment of its Workers’ Olympiads (see my previous post) in Barcelona in 1936. The Catalan Committee in Favour of Popular Sport (CCEP), boosted by the election of the leftist Popular Front in Spain in February 1936, worked with SASI to plan and prepare the Barcelona Olympiad♕, scheduled to begin just two weeks before the start of the official (Berlin) Games (clearly timed to steal Nazi Germany’s thunder!).
Politics and sport, the National Socialist way
In the end, although only two countries, the USSR and Spain, withdrew from the Berlin Games in favour of the Barcelona Olympiade, support for the Barcelona alternative games was widespread. The Olympiad was not state-sponsored in the fashion of the IOC carnival but backing came from progressive bodies and associations within western countries (trade unions, socialists, communists, anarchists, syndicalists, etc.). The Peoples’ Olympiad was also supported by various individuals – eg, dissident Germans with first-hand experience of the Hitler state and Jewish-American athletes opposed to Nazism[2].
SASI preached a cooperative and fraternal spirit to the 6,000 athletes from 22 countries who committed to participate. Whereas the Berlin Games were perceived as an affront to the Olympic ideals, Barcelona was intended to be based on a foundation of international solidarity that would elevate the “brotherhood of men and races” and “show the sport-loving masses (a Olympiad) that is neither chauvinistic or commercialised”, one devoid of the “sensational publicity of stars” that was characteristic of the IOC-run Games[3].
Olimpíada Popular poster: International worker-athlete brotherhood
The organising committee for the Peoples’ Olympiad employed an emblem which reinforced the SASI themes of solidarity, brotherhood and world peace … three male athletes standing defiantly side-by-side, one white, one coloured and one (to all appearances) of mixed or Asian ethnicity (no females in the poster to be seen however … inclusiveness apparently hadn’t extended that far by then!)[4].
Most of the mainstream IOC sports had been slated for inclusion in Barcelona and one or two former ones like amateur rugby revived. Also tacked on to the Olympiad were a variety of cultural activities such as folk dancing, theatre, music, chess♚ and an “Art Olympiad” (the promoters advertised the event also as a “Folk Olympiad”)[5].
Avery Brundage and the IOC were not alone in condemning the ‘rebel’ Olympiad in Catalonia, the Spanish right-wing press slammed the idea saying, variously: it would be a “second class Olympics” because it was open to all-comers, it was a “Jewish-communist” games, etc.[6]. On the Left the Spanish Marxist Workers’ Party (POUM) opposed the Peoples’ Olympiad on two grounds – the preoccupation with sports was “a waste of time” distracting the working class from its ‘proper’ objectives, and they mistrusted the motives of the democratic socialists (ie, SASI)[7]. Another instance of the lack of unity of the European Left in the face of the threat from the totalitarian Right.
Estadio Montjuïc
In July 1936 on the eve of the games opening, the Peoples’ Olympiad was thwarted when the Spanish military led by General Franco staged a coup against the republican government. The outbreak of a full-scale civil war in the country resulted in the Olympiad’s cancellation. Some of the overseas athletes A number of the overseas athletes who had already arrived in Barcelona stayed, joining the Republic side and fighting in the International Brigades against Franco’s Falange forces. The Berlin Olympics kicked off as planned on 1st August with the politics indeed overshadowing the sport[8]. Barcelona and its Montjuïc Stadium had to wait another 56 years before it finally got its chance to hold the Olympic Games in 1992.
유유유유유유유유유유유유유유유유유유유유유유유유
♔ a double blow for Barcelona as it also earlier had lost the 1924 Olympic bid (to Paris)
♕ the infrastructure for the sports tournament was already in place – the main stadium and hotels (to be converted into a state-of-the-art Olympic village) had been constructed for the 1929 Barcelona International Exposition and upgraded for the city’s bid for the 1936 Games
♚ Chess has a long tradition (since 1924) of staging its own brand of international Olympics, the Chess Olympiads, now held biennially
─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─
[1] H Gordon, Australia and the Olympics ; ‘The Movement to Boycott the Olympics of 1936’, (United States Holocaust Memorial Museum), www.ushmm.org
[2] British support of Barcelona (and opposition to Berlin) was formidable, promising a big representation of UK athletes for the Olimpíada Popular, TUC (Trade Union Congress), ‘Labor Chest – Opposition to the Nazi Games, British Workers’ Sports Associations’ (Press Release), 9-Jun 1936), in Documents on the Popular Olympiad from “Trabajadores: The Spanish Civil War through the eyes of organised labor”, BTU Congress (Modern Research Centre, University of Warwick), www.contentdm.warwick.ac.uk
[3] ibid.
[4] J Freedland, ‘The Anti-Nazi Games that never were’, Evening Standard (Lon.), 16-Jul 2012
[5] ‘The Peoples’ Olympics in Barcelona’, http://iberianature.com/
[6] G Calomé & J Sureda, ‘Sport and Industrial Relations’ (1913-1939): the 1936 Popular Olympiad’, (1995), www.ddd.uab.cat
[7] ibid.
[8] Photos of the Berlin Games at the time of the event capture how completely Nazi propaganda lorded it over the ideals of the Olympics – the massive Nazi swastika symbol is seen to dwarf the Olympic Rings at venues, ‘The Olympics: Playing Political Games’, (Modern Research Centre, University of Warwick), www2.warwick.ac.uk
The second week of the Rio Olympics is now in full swing with the track and field disciplines having taken over from the swimming events. The conspicuous media coverage of the ‘unofficial'(sic) medal tallies in these games and the keen, vicarious interest of patriotic supporters in the performances of their national teams is as high as ever. By way of contrast to today’s highly competitive and commercialised IOC Olympics, I thought it might be interesting to take a look at a very different kind of Olympiad, one lacking in individual competitiveness, centring largely round the Second World in the 1920s and 1930s.
During the interwar period (1919-1939) the newly-communist state of the USSR isolated itself from the capitalist world, this also meant opting out of the western system of sport, including the quadrennial Olympic Games♜. The USSR leaders viewed the Olympics as a capitalist and inherently exploitative and chauvinistic sporting event run by and for the West’s elites¹. The Bolsheviks certainly wanted to engage the Soviet citizenry especially its youth in physical activity, but wanted to create a sporting and physical culture that was ‘proletarian’ in nature to match the state’s avowed ideological position². Eschewing the IOC games’ ‘bourgeois’ individualism and record-seeking, the Soviets envisaged a sporting movement that would be class-based, collectivist and mass-oriented³.
Spartakiad 1931
As an alternative to the Olympics the Soviet Union in the early 1920s introduced the Spartakiad⁴, an ongoing, international multi-sports event sponsored by itself. The state organisation responsible for organising the event was called Red Sport International♔ (RSI or Sportintern), under the aegis of the powerful Comintern (the Communist International). The Spartikiad was the brainchild of RSI’s first president, Nikolai Podvoisky who came to the position from being Vsevobuch (responsible for organising the military training of Soviet youth).
RSI was formed in opposition to the IOC’s First World-dominated Olympics, but also in opposition to the rival Socialist Workers’ Sport International (Ger: Sozialistische Arbeitersport Internationale, SASI) which was founded as the Lucerne Sport International and based in that German-speaking Swiss city in 1920 (see Postscript). SASI organised a series of Workers’ Olympiads over the ensuing two decades.
The early (unofficial) Spartakiads were purely Soviet Republic affairs involving formations of the Red Army and Spartak Youth Physical Culture. Later participants included trade unions, the Dynamo Physical Culture Sports Society, the Patriotic Defence Society (DOSAAF) and other labour-based sports clubs and associations. From 1928 to 1937 athletes from sports clubs and associations outside of the USSR were invited to take part in the Spartakiads.
RSI Vs SASI
Predictably the separate sports tournaments of the USSR-sponsored RSI and the SASI (backed by the German parliamentary socialist Left and a mixture of independent socialists, syndicalists and anarchists) became vehicles to endorse the virtues of each body’s political stance … the Soviets saw the sporting activities of RSI as opportunities for political education of the masses (although they were quite frustrated at the limited success in this objective). There were calls in the 1920s for SASI and RSI to unify their multi-sport movements and some tentative connections made, but these were made against a backdrop of the non-crystallisation of the Left in Europe. Communists and social democrats committed the fatal political mistake: bickering and fighting with each other rather than focusing on the common enemy, a greater threat to them from fascism and the Far Right in Europe (eg, as happened in Weimar Germany). Ultimately the two workers’ sporting organisations couldn’t bring themselves to merge as the ideological divide between moderate (democratic) Left and Far Left widened⁵.
Both sports internationals were large-scale organisations, each with over two million members by 1928. Both professed to be anti-bourgeois but crucial differences surfaced rapidly. SASI took a strongly anti-militarist stance (the Olympiad’s slogan was “No More War”), and insisted that members follow its policy of political party neutrality (on both counts antithetical to RSI). SASI’s political non-alignment drew hostility from RSI who attacked it for a failure to espouse revolutionary goals, labelling its members as ‘Mensheviks’ and ‘reformists’. RSI also pursued a strategy of trying to ‘white-ant’ SASI by forming communist factions within it. SASI for its part earnestly resisted attempts by RSI to radicalise its movement and impose a communist dominance over it⁶.
Frankfurt WO 1925
SASI held its first Workers’ Olympiad in Frankfurt-am-Main in 1925. Around 150,000 spectators attended and a world record was broken in the 4 x 100 metres women’s relay race. SASI fostered the ideals of international solidarity and brotherhood among athletes, this was in stark contrast to the IOC which had compromised its own Olympic principles by allowing Belgium and France to ban the defeated (so-called) “aggressor nations”, Germany and Austria, from the 1920 and 1924 Olympics♕. The display of national flags and anthems at Worker Olympiads were forbidden … all athletes competed under a single red flag and “The Internationale” was sung at ceremonies which comprised displays of free exercises by a mass of gymnasts. The sense of brotherhood engendered by SASI discouraged the quest for records and the idolisation of individual athletes⁷.
Another feature distinguishing the Workers’ Olympiad from the IOC Olympics was that the best performed athletes were awarded diplomas instead of medals. As well, there was no exclusive accommodation for competitors such as Olympic villages, worker-athletes were billeted with local, working class families⁸.
The 1931 SASI Olympiad in Vienna♚ was probably the most successful tournament, introducing innovative sports such as fitness biathlon (run-and-swim) and “military sport”. It attracted 250,000 spectators (more than attended the 1932 Los Angeles Games), with competitors from 26 countries numbering in excess of 75,000 (cf. a mere 1,410 competing at the LA Games). Workers’ Olympiads were not restricted to elite performers, they were in fact overtly non-elitist … open to participants regardless of ability. SASI’s games had a more socially progressive approach … where the IOC had only 107 women competitors in LA in 1932 (about 7% of the total), Vienna had 25,000 female athletes attend in 1931⁹.
The next Workers’ Olympiad was set to take place in Barcelona in 1936, the same year as the Berlin Olympics, and was intended to be a protest against the IOC’s awarding of the Games to Hitler’s Germany. It was however called off at the 11th hour owing to the outbreak of the Spanish Civil War (see separate post). Hastily rescheduled for 1937♤ in Antwerp, this Olympiad was considerably reduced in scale (15 participating countries) … no German athletes because the Workers’ Gymnastics and Sports Federation of Germany (ATSB) had been outlawed by the Nazi regime upon coming to power. As a partial reconciliation SASI did permit RSI sporting clubs and bodies to take part. Exotic or novel sports at Antwerp included Basque pelota, Czech handball, table tennis, motor cycling and chess¹⁰.
Antwerp WO 1937
The 1937 Workers’ Olympiad was the last of SASI’s sexennial multi-sports labour-centred events, as the outbreak of World War II put paid to plans to hold the 1943 Workers’ Olympiad scheduled to take place in Helsinki. The global war also called a halt to the Moscow-controlled Spartakiads (Red Star International itself was dissolved in the late 1930s).
Emerging from the war as allies of Britain, France and the US, the USSR moved towards a position of greater engagement with the world. Embracing the West, to the extent it did this, was partly a recognition of the need to modernise the Soviet Union, and this was essential if the USSR was going to compete with and overtake the capitalist world in industry, technology and agriculture. A key part of engaging internationally was to integrate into the Western international sports system, starting with the major sports in the USSR, football and weightlifting. The Soviets got themselves onto the world governing federations in these sports and then extended the process to other highly participatory sports¹¹.
As the muscle-flexing of the Cold War was starting up, the USSR recognised the value of using sport to project and enhance great-power status, so a clear aim was re-admission to the Olympic Games fraternity. The Soviets did not try to participate at the 1948 London Games but timed their return for the 1952 Games in Helsinki where they were successful in winning 22 gold medals. At Melbourne in the 1956 Olympics the USSR finished first (above even the mighty USA) in the medal tally. Such a demonstration of communist sporting supremacy over capitalist nations in this world arena brought the Soviet Union a real measure of international recognition¹² (in the same way as Soviet technological breakthroughs in the “Space Race” did).
In the post-war period the Soviet Union continued holding Spartakiads, but they now had new purposes. The Spartikiads and other such massive-scale, multi-sport extravaganzas (kompleksnye sorevnovania) were still PR vehicles to propagate positive values of youth, optimism and world peace. The Spartakiad continued right up to the breakup of the USSR, and its sporting activities bolstered national defence by providing paramilitary training for Soviet youth. But the event was now held one year prior to the Olympics, the Spartakiad became an internal Olympics trial, a mechanism to find and develop new talent for the upcoming Games¹³.
Postscript:
The origins of worker gymnastic and sporting associations and clubs lie in Central Europe in late I9th century and arose out of an increase in workers’ leisure time, eg, Germany led the way with the formation of the Worker-Gymnasts Association (Arbeiter-Turnerbund – ATB) in 1893. Swimming, sailing, athletics and other sports swiftly followed suit. By soon after the turn-of-the century these types of organisations had spread to other European states. In 1913 worker sport associations representing Germany, England, Belgium, France and Austria, met at a congress in Ghent and formed the first International Workers’ Sports Association. The advent of world war the following year however put the IWSA’s activities in abeyance for the duration¹⁴.
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♜ in this formative stage of the Soviet Union, “Socialism in One Country” was the prevailing strategy of the Party (advanced by Stalin) – consolidating the ‘progressive’ and revolutionary conditions within the USSR, which meant postponing its export to the outside world
♔ originally known as the International Red Sports and Gymnastics Associations, underscoring gymnastics’ place in organised recreational pursuits in this period
♕ both worker sports associations (especially SASI) railed against the IOC for its practice of social exclusion, racist attitudes and failure to promote policies of gender equality at the Games
♚ the same year RSI held an All-Unions Spartakiad in Berlin
♤ the 1937 Summer workers’ event was preceded by an Arbeiter Olympiade Winter in Czechoslovakia
─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─ ─
References:
¹ a succession of aristocratic heads of the IOC (de Coubertin, de Baillet-Latour, Brundage) accentuated the elitist nature of the organisation and the event
² more pragmatically, the government also understood that the proletarian sports meets would provide youth with valuable training for later national military service
³ B Keys, ‘Soviet Sport and Transnational Mass Culture in the 1930s’, Journal of Contemporary History, 38(3), 2003, www.blogs.bu.edu
⁴ the Spartakiad took its name from Spartacus, the 1st century Thracian gladiator who led the slave rebellion against Rome, a deliberate contrast with the Modern Olympics movement which took its inspiration from the Ancient Olympics with its aristocratic nod to the mythology of Greek Gods, ‘Spartakiad’, (Wikipedia), https://en.m.wikipedia.org/wiki/Spartakiad
⁵ ‘A Workers’ Olympics?’, Workers’ Liberty, 01-Aug 2012,www.workersliberty.org
⁶ DA Steinberg, ‘The Workers’ Sports Internationals 1920-28′, Journal of Contemporary History, 13(2), Apr 1978
⁷ B Kidd, ‘Radical Immigrants and the Workers’ Sports Federation of Canada, 1924-37′, in G Eisen & DK Wiggins [Eds], Ethnicity and Sport in North American History and Culture
⁸ ‘A Workers’ Olympics?’, op.cit.
⁹ ‘Socialist Workers’ Sport International’, (Wikipedia), https://en.m.wikipedia.org/wiki/SocialistWorkersSportInternational; ‘Red Sport International’, (Wikipedia), https://en.m.wikipedia.org/wiki/RedSportInternational; Kidd, op.cit.
Windsor, 63 kilometres north-west of Sydney and nestling on the southern side of the winding Hawkesbury River, is one of the most historic towns of Australia’s European settlement. The first white settlers moved into Windsor in the early 1790’s giving it the name Green Hills, although it wasn’t until Lachlan Macquarie’s governorship (commencing in early 1810) that the town and environs of Green Hills (by now renamed ‘Windsor’) started to get a kick-along, progress-wise.
Plaque honouring site of Macquarie’s Govt House at Windsor
The Riverview Shopping Centre in George Street (Windsor’s high street), constructed in 2006, offers up its own acknowledgement of the suburb’s rich historical story. On the centre’s marble effect floor, positioned at regular points, there is an historical timeline, a series of banner inscriptions which identify certain events or milestones in the history of the Hawkesbury district.
Among the little snippets of local historical interest is a reference to Windsor’s own notorious colonial bushranger, George Armstrong. Armstrong – labelled “the terror of the Windsor district” – briefly threatened the safety and well-being of the township’s citizens in 1837[1] (an interesting side-note to this is that nearby Wilberforce – just across the river – was the birthplace of a far more celebrated Australian bushranger, Fred Ward, better known as Captain Thunderbolt).
However it was another historic headline on the centre floor that caught my eye – the banner read “1814 ~ Report given to Governor Macquarie of planned invasion of the Hawkesbury by Napoleon”. I was not previously aware of any reference to a supposed connection between Napoléon and Sydney’s Windsor district, and found the notion an intriguing one.
“http://www.7dayadventurer.com/wp-content/uploads/2016/08/image-8.jpg”> Gov. Macquarie in Thompson Square[/captioAt the time the Napoleonic Wars were at their height with Britain and its allies moving towards the ultimate showdown with France at Waterloo in 1815. The official who alerted Macquarie to the French danger was Earl Bathurst, Secretary of War and Colonies (Bathurst to Macquarie: 1813 correspondence). Bathurst’s letter warned of the possibility of French attack on the colony, most likely to originate by sea from Broken Bay, down the Hawkesbury River … the target was thought to be Windsor’s granary (Sydney’s “food bowl”), to cut off its supply to Sydney Town[2]. In response, Macquarie, already preoccupied with the task of making Windsor more secure, stepped up the strengthening of the military garrison and boosted the population of free men (including emancipists) in the district.
British intelligence about a planned invasion of the Sydney colony has its genesis in the period’s French maritime expeditions in the South Pacifc, particularly that of Nicolas Baudin in 1802 and 1803. Baudin’s scientific expedition visited Port Jackson in 1802 and it was the activities (and subsequent written record) of the expedition’s naturalist, François Péron, which provided the blueprint for supposed French intentions in New Holland. Whilst there, Péron, under the guise of his scientific activities, engaged in a “freelance spying” exercise[3], collecting information on the nature and defence capacity of the colony. Péron wrote down his observations in a secret report (entitled Mémoire sur les établissements anglais à la Nouvelle Hollande).
Monsieur Péron
Péron claimed to be a government agent and that the expedition’s real purpose was a political mission. The zoologist-cum-spy recommended that France attack the fledgling British colony in New Holland, speculating that the act would incite an Irish rebellion against the colony’s English overlords and elicit resistance from the indigenous population as well. The military strategy advanced by Péron also called for a takeover of the south of Tasmania. The assault on Sydney via the Hawkesbury was one of three invasion routes proposed by Péron[4].
Although Péron’s viewpoint was widely discredited at the time, his memoir has recently been translated into English (from the original) and new research on the subject at Adelaide University (UoA) has thrown up fresh evidence to support the contention of Péron that Napoléon was seriously considering such an attack. Peron’s report (and the reactions to it) demonstrates that Port Jackson/NSW was perceived as a strategic location by both Britain and its enemies. The related UOA research unearthed further evidence that the British South Pacific outpost held a strategic necessity that went beyond the mere penal colony that was stated to be Sydney’s raison d’être[5].
Isle de France 🇫🇷
The perspective of the Sydney colony proffered by Péron (and Napoléon’s later acknowledgement of his views) underscore the displeasure with which the French viewed Britain’s decision to unilaterally annex this great, southern land without consulting other European powers. The new British colony was also seen as posing a potential threat to France’s Indian Ocean island possessions, especially to the French naval base in the Isle de France (Mauritius and its dependent territories)[6].
The British colonialists in Australia did recognise and respond to the threat from France at some level. Concern over French incursions into Van Diemen’s Land (Tasmania) was intensified by the contemporary activity of French explorers (separate ‘scientific’ expeditions by d’Entrecasteaux, Baudin and Freycinet in the south) – and prompted His Majesty’s government to occupy the south of Tasmania and plant the “Union Jack” on King Island (in the Bass Strait) in fear of French designs on this part of the continent[7].
Bathurst’s “hush-hush” letter to Macquarie (based on information supplied by agents friendly to Britain) also raised the prospect of a joint naval attack by both France and the United States[8]. The plan was for the combined fleet to assemble at Two Fold Bay (Eden, NSW) and then proceed up the Pacific Coast and launch an attack on Sydney from the north (Hawkesbury River). Napoléon’s disastrous Russian campaign and the reverses suffered by the US early in the War of 1812 meant that the plan was never put into practice[9], but the episode served to underline how strategically important the remote, western Pacific colony was for Britain imperial ambitions.
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[1] ‘The Notorious Bushranger George Armstrong’, Hawkesbury Historical Society, (10-Feb 2016), www.hawkesburyhistoricalsocietyblogspot.com.au
[2] ‘Windsor, New South Wales’, (Wiki),http://en.m.wikipedia.org
[3] described by some as an “amateur espionage project”, N Rothwell, ‘Francois Peron’s French lessons in the colonisation of Australia’, The Australian, 05-Apr 2014
[4] M Connor, ‘The secret plan to invade Sydney’, Quadrant Magazine, 01-Nov 2009, www.quadrant.org.au; ‘Napoleon’s Intention to Capture Thompson Square’, (The Battle for Windsor Bridge – Personal Stories), www.rahs.org.au
[5] R Brice, ‘Sacré bleu! French invasion plan for Sydney’, (ABC News, 11-Dec 2012), www.abc.net.au
[6] ibid.
[7] ‘Battle for Windsor Bridge’, op.cit.
[8] At the time (1813), both France and the US were engaged in (distinct but related) wars with Britain, whose navy was blockading the fleets of both countries. Attacking the important colony of Port Jackson made tactical sense to divert the British fleet away from US and French ports, ibid.
[9] ibid.
As has been described in Part 1, Zog’s attainment of the kingship paved the way for him to step up his autocratic rule over the Albanian citizens. Zog was now politically more secure against his internal rivals, but the broader reality of the plenipotentiary’s (and Albania’s) position was still that of a very small fish in a large and increasingly volatile European lake.
King Zog in his finest regalia
Dicing with the Devil
Given the backwardness and poverty of an Albania that was still essentially feudal, Zog realised that the country needed large injections of external finance to achieve modernisation. Zog’s government had approached the newly formed League of Nations but to no avail (although Yugoslavia provided an early loan). Needing more money to develop Zog eventually turned to fascist Italy and the two countries entered into talks. As a result of the 1926 Pact of Friendship and Security Albania secured loans of around 20 million lira from Mussolini – but in exchange for the loss of its independence in foreign policy. A second Tiranë Pact in 1927 netted Zog a further £140,000 at the cost of a further diminution of Albania’s sovereignty, Italy negotiated more influence over Albania’s militia (including control of its training). Consequently the Italians ended up with a “virtual protectorate over Albania”[1].
Follow up bilateral treaties tied Albania to Italy economically by monopolising its trade. Albania granted Italy new petroleum concessions¤ and the right to build military fortifications on Albanian soil. These pacts kept Albania in a subordinate position vis-à-vis Mussolini’s Italy. Its economic development was hamstrung, industrialisation was stagnant, having achieved little headway, by 1939 production was still predominantly agricultural and the state was forced to rely on imports from Italy, a situation that Rome was perfectly content to see persist[2].
Shqipëria “Land of the Eagles”
Roadblocks to Reform
Education in Albania during Zog’s rule was state-controlled but made slow progress due to a combination of factors, eg, lack of national educational infrastructure, shortage of teachers, resistance from religious institutions and communities, (Greek) Orthodox, (Italian) Catholic, Ottoman/Muslim. By 1939 the literacy rate was only 15% (only marginally up from 10% in the early 1920s)[3].
Some scholars have placed stress on Zog’s distinctiveness as a European Muslim monarch (eg, JH Tomes, King Zog of Albania: Europe’s Self-Made Muslim Monarch, (2004)) but in reality the footprint of Islam didn’t feature in his policies. Once entrenched in power Zog legislated to ensure the primacy of secular law. Islamic law was supplanted by Western civil (Swiss/French), criminal and commercial codes[12]. Zog’s government in 1923 put an end to polygamy and the wearing of the hijab[4]. However for purposes of political unity he still endeavoured to appeal to the diversity of communities within Albania, eg, his oath of allegiance at his coronation was sworn on both the Bible and the Koran, a further manifestation of Zog’s dualism.
With the rise of European fascism in the 1930s Mussolini had become more emboldened in his foreign policy, engaging in widespread colonial adventurism, eg, Ethiopia, Balearic Islands. Zog, perturbed that Albania was becoming more and more a client state of Italy, tried to counterbalance Rome’s excessive influence by forging trade treaties with Greece and Yugoslavia. But Albania (and Zog) were in a very difficult situation from either direction, both Italy and Serbia were attracted to its territory and the lure of unfettered access to the Adriatic.
Endgame for Albania’s independence
By the late 1930s Zog was baulking at Mussolini’s demands for even greater Italian incursions into Albania. The linchpin for Mussolini’s decision to invade its Adriatic neighbour was Nazi Germany’s sudden, unexpected takeover of Czechoslovakia … Mussolini, peeved at Hitler’s unilateral move without informing his Italian allies, immediately launched his action as a tit-for-tat gesture[5].
‘Daily Express’ April 8, 1939
The military conflict was short-lived, the meagre, poorly equipped forces of Albania’s army (trained by Italians, itself a factor compromising its will to resist) put up a feeble fight (although small pockets of the resistance did fight valiantly if briefly). In the middle of the ‘defence’ Zog and his retinue fled the country, slinking off with him a significant chunk of the nation’s gold reserves. The Albanian people he left behind were absorbed into the Italian empire, the country was made nominally autonomous with Albania’s largest landowner, Shefqet Verlaci (onetime Zog’s prospective father-in-law), appointed as prime minister. This was for appearances though as control of Albania was entirely in Italian hands (until the fall of Italy in 1943), and Mussolini set about implementing an Italian colonisation program in ‘Greater Albania'[6].
House-moving with the Zogu family
In exile Zog (and his family including heir to the throne Prince Leka) led a peripatetic life which took them to Greece, Egypt, the south of France, England (living in London, Berkshire and Buckinghamshire), returning to Egypt as guests of King Farouk until the deposition of Farouk himself. Zog spent the final part of his life living quietly in Paris.
Zog’s Long Island Palace
An intriguing side story of Zog’s exile was the grand castle and estate he purchased in New York in 1951. Zog intended to inhabit the 60 room mansion (the Knollwood Estate in Muttontown, NY) and turn it into his palace-in-exile, complete with Albanian retainers and servants. The Zogus never carried through with the planned relocation to the US and the property was sold in 1955, the mansion eventually fell into disrepair and decay, and was later demolished[7]. The scattered remnants of the Zogu estate (in what is known as the Muttonwood Preserve) such as they are, are a curiosity piece today for hikers and other visitors.
Moderniser? Harbinger of Nationalism?
A perception of Zog as being a comical figure in history, not to be taken too seriously and the sense of him being of at best minor importance, obscures whatever Zog may have achieved as head of state for Albania and Albanians. The exaggerated pomp and ceremony of his monarchical style didn’t help to elevate him in the opinion of those outside of the country. Even when he announced his kingship to the world in 1928, the international response was more or less universally underwhelming. Hardly anyone, certainly none of the major powers, rushed to recognise the event. There were those who publicly rebuked him, such as the Turkish president, Mustafa Kemal Atatürk, who refused to recognise Zog’s kingdom and ridiculed the Tiranë royal court as being like a scenario from an operetta[8].
Tiranë, 1930s
Notwithstanding all of this, Zog was a leader who made a genuine attempt at modernising. Modernisation for a backward, hidebound country like Albania entailed Westernisation. Zog introduced a Western state apparatus and constitution and secular legal system. Under Zog Albania made some progress in education and other areas of society (albeit starting from a very low base!), but his accomplishments were only partial or often heavily qualified. This can be attributed to a number of factors. Albania suffered badly from a chronic lack of financial reserves and limited resources, hence the ill-advised reliance (as it turned out) on fascist Italy to provide the shortfall. Some of the projects (eg, public works in the new capital) involved extravagant waste. And like everywhere else at that time, Albania ran smack bang into the Great Depression and the catastrophic economic dislocation that ensued would have had a retarding impact on Zog’s programs and reforms. Corruption and misappropriation, predictably for a despotic regime, also played its part in hindering Albania’s progress.
A by-product of Zog’s consolidation of power was the formative development of nationalism in Albania, a consciousness already kick-started by his prime ministerial predecessors. At the uncertain beginnings of Albanian independence which was born out of the upshot of the Balkan Wars, conditions were far from propitious for engendering nationalist sentiments – the many obstacles included:
⌲ the Albanian language had not been widely disseminated because the Ottomans had forbidden its teaching in school
⌲ because of aggressive designs by Greece and Serbia on its territory, many Albanians viewed Turkey positively as it provided protection to small and vulnerable Albania. Moreover the Ottoman Empire provided a defined path for career advancement for Albanians – either in the army or in the civil service
⌲ the bonds of clanism and localism were very entrenched in Albania
⌲ the churches were not a unifying force because there was no one, dominant religion in the country (spiritual instruction was spread between the four coexisting faiths – Orthodox, Catholic and two separate strands of Islam)[9]
Zog managed to get round most of these handicaps and foster a measure of nationalist feeling among Albanians through several state strategies … using the education system to inculcate a nationalist consciousness and desire for national independence; creating autocephalous churches to block the sources of external authority and bring the clerical leadership under national control; shaping the tiny national army into a “melting pot” of recruits drawn from all parts of Albania; by achieving some improvements in communication and transport infrastructure (eg, extending the road network) the police and tax collectors gained greater access to the far-away northern tribes in their mountain retreats. There is an irony in the extent to which Zog made inroads into the sectionalism of Albania and achieved an element of unification and nationalist consciousness … he laid part of the groundwork for communist strongman Enver Hoxha later on to set up a very different brand of nationalism[10].
Postscript: Enter the pretenders
After Zog I died in 1961 his only son and heir Leka had himself consecrated ‘King Leka I of Albania’, notwithstanding the fact that the Hoxha communist regime of Albania abolished the monarchy in 1946. Leka married an Australian teacher and, being an admirer of Franco, lived in Spain where he worked as a commodities broker. Some of those ‘commodities’ it transpired were weapons and armaments (prompting the post-Franco authorities in Madrid to move the Zogus on)❦. They moved to Rhodesia (later Zimbabwe) but clashed with Robert Mugabe, necessitating another move, this time settling in South Africa.
Leka, throughout his life, sincerely campaigned for his restoration as King of the Albanians (and for Kosovo’s integration into Albania). An attempt to return to the country of his birth in 1995 was stopped at Tiranë airport when authorities barred his entry because his passport (issued by the Albanian Government-in-Exile, ie, by himself) listed his occupation as “King of Albania”.
Leka I – celebrated return amid controversy 1997
He was more successful two years later when the Albanian (Berisha) Government found itself under pressure from the public for its part in failed financial schemes and was forced to allow both Leka’s return and a referendum on the question of the monarchy’s restoration in Albania. Only 30-35% however voted for the monarchy. Leka responded by alleging that the ballot was rigged by the government, and a shoot-out erupted at the electoral centre between Leka’s personal militia and the police before Leka’s entourage fled in a private jet. ‘Colourful’ would be an apt description for Zog’s son who enjoyed shooting and hunting and was given to swanning round in military fatigues.
The pretender to the throne was subsequently sentenced in absentia to three years imprisonment – which was later overturned with Leka being pardoned. Surprisingly in 2002, after support was mustered within the Albanian parliament by right-wing monarchists, the government permitted the return of Leka to his homeland[11].
Leka and his wife, ‘Queen’ Susan, had one son (Zog’s grandson), also named Leka, who had born in Johannesburg. After Leka I died in 2011 in Albania the crown prince was declared to be the successor to the Albanian throne. Prince (or King) Leka II, as he is known to some Albanian émigré monarchists, has initiated no active role in promoting the Zogu restoration in Albania. In fact he has been co-opted into the machinery of government in Tiranë, representing the Fourth Republic in various diplomatic posts.
:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-:-: ¤ Albania had earlier granted Anglo-Persian Oil (partly British owned) extensive prospecting rights.
❦ Leka’s fascination with guns maintained the family tradition as Zog was famous for resorting to the use of weapons when needs be.
[1] ‘Tirana Pact’, (Papers Past – Press – 1 April 1927), www.paperspast.natlib.gov.nz
[2] The Great Soviet Encyclopedia, (3rd Edition, 1979) “Italian-Albanian Treaties and Agreements” Retrieved 20 July 2016 from http://encyclopedia2.thefreedictionary.com/Italian-Albanian+Treaties+and+Agreements ; BJ Fischer, ‘King Zog’s Albanian Interwar Dictator’, in Fischer (Ed.), Balkan Strongman: Dictators and Authoritarian Rulers of South Eastern Europe, (2007)
[3] E Sefa, ‘The Efforts of King Zog I for Nationalization of Albanian Education’, Journal of Educational and Social Research, 2(2) May 2012, www.mcser.org ; Fischer, ibid
[4] ‘Albanian Kingdom 1928-39’, (Wikipedia), http://en.m.wikipedia.org
[5] ‘Zog I of Albania’, (Wikipedia), http://en.m.wikipedia.org
[6] ‘Italian colonists in Albania’, (Wikipedia), http://en.m.wikipedia.org
[7] ‘King Zog’s Ruins’, (2008), Bygone LI, www.lioddities.com/Bygone/zoo.htm
[8] JH Tomes, King Zog: Self-Made Monarch of Albania, (2007)
[9] BJ Fischer, ‘A Brief Historical Overview of the Development of Albanian Nationalism’, paper delivered www.wilsoncenter.org
[10] ibid.
[11] ‘Leka I Zogu’, The Telegraph (London), 30-Nov 2011, www.telegraph.co.uk
Zog the First is one of my favourite rulers among the unimportant bit players in the authoritarian power politics of interwar Europe. Zog hailed from the periphery of Europe, Albania, a ‘backwaters’ country at that stage of its development, predominantly absorbed with agrarian pursuits and animal husbandry and the persistence of tribal fiefdoms. The (London) Times was given to describing the unlikely, self-appointed monarch from Europe’s most obscure country as “the bizarre King Zog”[1].
I suppose what first drew my attention to the Albanian strongman-cum-potentate was simply the seeming absurdity (to Western ears) of his odd-sounding name. “King Zog” sounds like a character you would find either in a television spoof about prehistoric man (sort of like … “Ugg, me Zog, live cave”) or featuring as an interplanetary humanoid in a Star Wars episode. You might also think a slightly ludicrous royal named Zog wouldn’t be out-of-place in fictional Ruritania or the Duchy of Grand Fenwick (depicted in The Prisoner of Zenda and The Mouse that Roared respectively).
ref=”http://www.7dayadventurer.com/wp-content/uploads/2016/07/image-11.jpg”> Albania[/caWorking his way to the top of the political heap
But unlike the imaginary rulers from those satirical places and fictional works, Zog was a very real historical person. Born Ahmet Zogolli into a Beylik Muslim family in Northern Albania in 1895 (then part of the Ottoman Empire). Zog utilised his post as hereditary governor of Mati province as a springboard into Balkan politics. From 1919 Zog was involved in political machinations and intrigues in the new state of Albania, playing the role of ‘kingmaker’, being largely responsible for the overthrow of successive governments, biding his time until he was in a position to takeover as prime minister of the Principality of Albania at the young age of 27.
A tenuous grip on power
Tenure of the Albanian prime ministership was a revolving door for politicians from the Declaration of Independence (1912) through to the 1920s. Even Zog, the most successful interwar leader of the reformist Popular Party, found himself brought down at one point by the vicissitudes of national politics. In 1924 a chain of events upturned Zog’s power base. The trigger was an attempt outside the parliament on the life of the still vicenarian prime minister. Zog was wounded in the fracas but managed to escape, retreating to his Mati tribal stronghold to recover. Zog had earned the enmity of a diverse group which had coalesced in opposition to his program (northern chieftains, elements of the military and gendarmerie, irredentists and the main parliamentary rivals, the Democratic Party). In keeping with the native custom of “blood vengeance” an opposition MP held responsible for the attack on Zog was assassinated (Zog had authorised it as a revenge killing). Fan Noli’s Democratic Party reacted by orchestrating a coup forcing Zog to flee the country to Belgrade with the Harvard educated Bishop Noli replacing him as Albanian PM. Six months later, with funding and troops provided by Serbia, Zog launched a counter-coup to retake the government in Tiranë (Tirana). The lessons of 1924 convinced Zog that he needed to shore up his hold on power more securely … the solution was to come the following year with Zog taking the opportunity to change Albania into a Republic and enact dictatorial powers.
Early 20th century highland Albanian tribesmanThe consummate opportunist
Throughout his public life Zog’s instinct for opportunism was always to the fore. Zog played a significant role as a tribal leader in helping to rid Albania of foreign forces (especially Italian and Serbian) in the immediate post-WWI chaos, though the credit given him was perhaps a little inflated. Whichever way it happened[2], once the border incursions were repulsed Zog turned his attention to the overriding task of national unity. Internally chaos still reigned in Albania with a host of warring tribes (Ghegs, Tosks, Mirditës, etc) hostile to central authority and each other. At the core Zog had a non-ideological bent, fundamentally he was about power for power’s sake … his best chance, probably his only chance, of staying in control, was to bring the powerful tribes together under his hegemony. He understood that political unity was the precondition for economic stability[3].
The Über-chieftain: Countering the centrifugal forces
Zog’s strategy in regard to the quarrelsome regional clans was a mixture of cunning and force. Many chiefs were bribed with “peace money”, this often took the form of offering them the rank of colonel in the Albanian army and putting them on the payroll. Those chiefs that came to swear allegiance to Zog did so personally to him … to his supporters he was viewed as a kind of über-chieftain. Remarkably given the feudal and “Wild West” nature of the country at the time, Zog through his persistent efforts, got many (but not all) of these tribal leaders sufficiently onside that they eventually acquiesced to his bold insistence that they hand in their rifles[4].
Zog streamlined the national army and carved out a personal elite, a new militia composed of trusted Mati tribesmen. This provided him with the clout to subdue (or at least keep quiescent) the tribal warlords who failed to be won over by his military appointments and other financial inducements. In trying to integrate the regional players into the unified state Zog was pragmatic when there was bigger, especially external issues to consider, he refrained for example from supporting the irredentist impulses of the Kosovars so as not to draw the hostility of Albania’s larger neighbour Yugoslavia (the Kosovo minority was already a sensitive issue to the Serbs)[5].
Guinness Book of Assassination Records
Zog’s Mati guards were also responsible for the leader’s personal safety. Over the course of Zog’s rule many hundreds of political opponents were arrested and exiled – mainly to Italy (other enemies were not so lucky being liquidated outright!). But the guards still had their work cut out for them, between 1924 and 1939 Zog was thought to be the target of around 55 attempts to assassinate him! The most conspicuous attempt occurred in 1931 when two gunmen (agents acting for Zog’s Albanian political opponents) shot at the king as he was leaving the Vienna Opera House. Zog was not harmed and, according to eye witnesses, became the stuff of legends by pulling out his own revolver and returning fire[6].
Zog permitted some limited political reform once at the helm, but was careful to make sure it never threatened his own position. He introduced Western-oriented reforms into the polity but increasingly his rule became more despotic (a mix of West and East) – especially after 1925 when he replaced the principality with a republic and himself as president.
There was also limited land reform[7] but Zog’s regime intended no social revolution. Zog always made sure that he didn’t take things too far, he avoided encroaching on the traditional way of life of the people and discouraged popular participation in society. By permitting the populace minimal representation he maintained his hold on power, and continued to “collect the fruits of monopolizing political power”[8].
Pretensions of emulating Napoleon
From 1927 Zog embarked on the road to becoming royalty. He engineered a ‘spontaneous’ response from sectors of the community, entreating him to accept the title “Saviour of the Nation”. The following year, after receiving a nod of approval from Italy, the “Nation’s Saviour” changed his family name to Zogu❦ and (in the tradition of his hero Napoleon) had himself crowned “King Zog I”. After his coronation he broadened and deepened the already extensive powers he had as president, extending them to the point of autocratic control of the country. Parliament was dissolved, and to retain a sham veneer of democracy, replaced by a new constituent assembly. All decision-making was by executive prerogative.
Zog with three of his sisters in uniform (white the operative colour!)Zog set about immediately and enthusiastically acquiring the trappings of royalty, he had already exhibited a fondness for dazzling white uniforms and elaborate epaulettes. The king’s face now appeared on stamps, on buildings and his name and initials were carved on to the side of mountains. To further enhance his reign’s legitimacy he fabricated, or at the very least embellished, a connection to the 15th century national military hero Skanderbeg, taking the name ‘Skanderbeg III’ as part of his official title[9]. Zog, again taking a leaf from the Napoloeonic playbook, extended the garland of royalty to his siblings who were made princes and princesses.
With the consolidation of the Zogu monarchy (purportedly constitutional but in reality absolute), Albania took on the increasingly appearance of a police state. With his regime buttressed by a facade of royal imprimatur, the vainglorious Zog had attained the high point of his rule. Over the next decade or so the Albanians’ hold over their own country would be whittled away by pressures exerted from outside – as will be described in the second part of my piece on Zog Zogu, the “Bird Pasha“.Zog’s countenance on Albania’s banknotes
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❦ ‘zogu’ in Albanian means ‘bird’.
[1] R Cavendish, ‘King Zog I of Albania’, History Today, 58(9), Sep 2008, www.historytoday.com
[2] The success of getting the invading Serbs to pull back from Northern Albania may have resulted from a secret deal between Zog and the Serbian leaders whereby Zog agreed to not support the irredentist demands of the 700,000 Kosovars wanting to escape Serbian rule, JH Tomes, King Zog: Self-Made Monarch of Albania, (2007)
[3] BJ Fischer, ‘King Zog’s Albanian Interwar Dictator’, in Fischer (Ed.), Balkan Strongman: Dictators and Authoritarian Rulers of South Eastern Europe, (2007)
[4] That Zog established a measure of central authority in an anarchic, faction-riven, still embryonic country was a formidable achievement … especially when one considers the depth of the traditional rivalry between the Ghegs in the north (Zog’s own clan) and the Tosks in the south (the latter forming the brunt of the communist elite from 1944)
[5] Besides, the Kosovars located within the borders of Albania were in conflict with Zog’s government, so it was not in his interest to reunite the two groups under the Albanian flag, Fischer, op.cit
[6] Die Stunde, (Vienna, 22-Feb-1931, 22-Feb-1931), cited in R Elsie, ‘Texts and Documents of Albanian History’, (1931 The Balkans in the Operngasse), www.albanianhistory.net
[7] Fischer, op.cit
[8] R Wintrobe, ‘The Tinpot and the Totalitarian: An Economic Theory of Dictatorship’, American Political Science Review, 84(3), Sep 1990
[9] Fischer, op.cit
In the time of Aboriginal Australia, the indigenous clans which inhabited the Balmain peninsula, the Wan-gal and the Cadi-gal, called the chunk of land that juts out between Snails Bay and Mort’s Bay, Walama (meaning “to return”). In the 230 years since white settlement, what is today called Ballast Point has come back to a peaceful state of natureφ.
At the time the First Fleeters encountered the place it was a bushy promontory with great intrinsic value to the original inhabitants. This narrow bluff of land on Sydney Harbour has gone full circle from a spot of untouched natural beauty to (post-1788) a grimy industrial site and is now being returned to something a little reminiscent of its natural state, in time perhaps becoming a palimpsest of what it once was.
Ballast Point Park was opened as a two-and-a-half-hectare public space in 2009 (also called ‘Walama’ as a mark of respect for the traditional custodians for the area). The restoration of the Point as public land was a victory for the people of Balmain, achieved only after a long struggle of determined local activism and community support to overcome the commercial plans of developers and the vacillation of state governments.
Indigenous motifs decorate the site’s industrial remnants
Walama’s geology, a boon for the return voyages of cargo ships
Before I outline the details of how the Ballast Point story with its vicissitudes played out in the late 20th century, I should recount a little of the headland’s early history following first contacts between the indigenous and white populations. The British settlers’ first use of Ballast Point seems to have been as a fishing and hunting spot. The name “Ballast Point” is derived apparently from the occurrence of rockfalls from the high point above the shoreline crashing to the bottom of the outcrop[1]. Ships having unloaded their cargo from Europe needed to secure suitable ballast for the return journeys. Stones accumulated on the Point’s shore – some heavy but manoeuvrable, others smaller, mainly broken rocks and gravel – were deemed ideal weighty material to steady the empty hulls of the merchant vessels, providing the stability needed for the ocean voyage.
http://www.7dayadventurer.com/wp-content/uploads/2016/05/image-16.jpg”> Display remembering ‘Menevia’ which once occupied the Ballast Pt site[/captionA succession of colonial land-holders and ‘Menevia’
Part of colonial surgeon William Balmain’s early land grant, Ballast Point passed through many hands in the first half of the 19th century including Fred Parbury, James Goodsir, Henry Smith, George Cooper and John Gilchrist (who subdivided it as ‘Glenelg Crescent’ but this enticed few if any buyers)[2]. Merchant and draper Thomas Perkins acquired the promontory in 1852. By 1864 Perkins had built and occupied a large two-story, sandstone villa on the headland, which he named Menevia§. For some years after it was built Ballast Point was known as Menevia Point. After Perkins’ death the mansion became a boarding house until after World War I.
Texas Oil takeover
By 1928 Menevia had fallen into disrepair and was up for sale. Balmain Council expressed an interest but public funds were tight at the time and it couldn’t afford to buy it. Texas oil company Texaco snapped it up. Texaco, who later merged with Standard Oil of California to form Caltex, used it as a depot to store very large quantities of petroleum (and later as a grease plant).
Old Caltex sign from the 1960s retained on site: grease plant
☬
Over time Caltex built 30 large storage tanks at what became known as the Balmain Terminal. However this large scale enterprise did nothing the quality of life of local residents, with trucks coming and going through the narrow, congested streets of Balmain an ongoing irritant to those living in the, mainly humble, dwellings nearby[3].
Caltex scale-back and preparation for pull-out
Ballast Point became less important to Caltex after the company in the late sixties opened a new, larger oil terminal at Banksmeadow (South Sydney). From the late 1980s through the 1990s Caltex tried to prepare the way to unload its Balmain operations in a commercial deal, twice petitioning Leichhardt Council to have its land rezoned from waterfront industrial to residential, but without success. A struggle for the future land use of Ballast Point ensued: the local community in Balmain formed an opposition group called Ballast Point Campaign Committee (BPCC) in the mid Eighties to save Ballast Point by returning the headland to public land. Leichhardt Council eventually supported BPCC in its actions[4]. End-game: Victory for the public over developers’ profit-driven plans for the Point
The Walker Corporation (formerly McRoss Developments) sought to purchase the 2.6ha headland site from Caltex to build a 138 unit apartment complex, but the deal was blocked by the Sydney Harbour Foreshore Authority’s (SHFA) compulsory acquisition of the land in 2002[5]. Caltex received nearly $14.4 million in compensation. Walker Corp was offered $10.1 million by the state government (as they had acquired an option on the land), which it disputed in the High Court of Australia as grossly undervalued (Walker Corporation P/L v Sydney Harbour Foreshore Authority (2008). Initially the developers were awarded compensation of $60M but this was overturned on appeal and the original amount of $10M reaffirmed[6].
After the SHFA took control of Ballast Point it took another seven years during which the Caltex site was remediated, followed by planning, designing and landscaping, before the post-industrial park was opened in July 2009. The design of the new park includes walls composed of recycled rubble enclosed in wire mesh gabions (cylindrical baskets), sandstone plinths, artworks commemorating the former industrial role, eg, Tank 101 (storage tanks) as well as reminiscences of Menevia – artefacts of the Victorian house excavated whilst the site was being remediated. These comprise domestic utensils (crockery, glassware, bottles, etc) mounted in a display case in the park. Unfortunately, recently the glass cabinet was smashed by mindless vandals and the damaged archeological items have been removed.
The final form of Ballast Point Park has come in for some criticism from various quarters, especially from Paul Keating (who originally championed its creation) for “its lack of romantic verdancy” and the failure of the architects to erase all reminders of the past “industrial vandalism” of Caltex (as the ex-PM described it). Opponents of this viewpoint have attacked it as representing an attitude that seeks to ‘sanitise’ history by omitting the full story of the place’s industrial past[7]. With the full passage of time, they advocate, vegetation will bring this public park back to something like the wooden headland it was prior to European colonisation.
Footnote: The Gabion, the all-purpose retaining wall
Ballast Point Park is not a place to visit if you have a “gabion phobia”, the park is positively gabion-overload! Upon arrival the ubiquity of this construction feature is all-too evident! The Gabion⋇ has become quite the go-to outdoor feature for councils and town planners in recent times. It is both highly utilitarian and cost-effective and embraces the recycling ethos. Some may also find an aesthetic appeal in the gabion’s unusual symmetry – the way it neatly packages an assortment of multi-coloured, irregular-shaped, cast-off building materials in (usually) oblong wire-mesh containers.
⋇ Gabion (from Italian gabbione meaning “big cage”; from Italian gabbia and Latin cavea meaning “cage”) is a cage, cylinder, or box filled with rocks, concrete, or sometimes sand and soil for use in civil engineering, road building, military applications and landscaping [Wikipedia].
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φ At the time the British came in 1788, the pioneering settlers reported that indigenous hunters of the Wan-gal and Cadi-gal clans would hunt kangaroos through the densely wooden and bushy peninsula, driving them towards the north-eastern point of Balmain (down the hill into present-day Illoura Reserve) into a cul-de-sac at Peacock’s Point where they were able to trap the animals and easily kill them
§ The name ‘Menevia’ was apparently derived from a cathedral in Swansea, South Wales which bears the name
☬☬☬☬☬☬
[1] Peter Reynolds,’Ballast Point’, Dictionary of Sydney, 2008, http://dictionaryofsydney.org/entry/ballast_point,viewed 15 May 2016
[2] ibid
[3] ibid
[4] ‘Ballast Point Park Opening’, The Peninsula Observer, Vol 44 No 3 Issue 312 (Sept 2009)
[5] Ex-PM Keating, Tom Uren, et al, apparently influenced the Carr Labor Government’s decision to make the Caltex site a public space, K Legge, ‘How Paul Keating saved Barangaroo headland park on Sydney Harbour’, The Australian, 3 October 2015
[6] B Makin, ‘Ballast Point: from oil terminal to public park’, Sydney Morning Herald, 6 Oct 2005
[7] as Laura Hardin put the counter-view: Ex-PM Keating’s “interpretation of history risks replacing the gritty authenticity of these places with the deceptive, pastel languor of a Lycett watercolour…seeks to make amends by erasure, denial and the importation of the picturesque”, L Harding & S Hawken, ‘Ballast Point’, ArchitectureAU, 2 Jan 2012, www.architecture.com.au
The Balmain peninsula, just to the west of Sydney’s CBD, has a long post-settlement history of European mixed land use, both as a magnet for industry and a place for workers and their families – and room also for those financially well-heeled enough to afford the pick of the land and a waterfront property with magnificent views of Australia’s finest harbour.
Balmain’s dirty industries
From the 1840s industry had started to make inroads into the Balmain landscape, and the types of enterprises were becoming many and varied. Over the next 150 years the suburb’s diverse industry has included power stationsφ, an English-owned colliery (from 1897) located just east of Birchgrove Public School, whose long-term productivity proved disappointing. After the mine’s closure in 1931 it produced methane gas until the early 1940s. Eventually houses were built over it and today an exclusive residential complex known as Hopetoun Quays sits atop the site.
ef=”http://www.7dayadventurer.com/wp-content/uploads/2016/05/image-15.jpg”> Thames St Ferry Wharf, Mort’s Bay[/capAt Mort’s Bay a shipyard and dry dock (Australia’s first) was created in the 1850s, the shipyard was not very successful, and the business eventually morphed into a maritime engineering enterprise employing in excess of 1,000 men. Thomas S Mort, the dock owner, created ‘Mort’s Town of Waterview‘, a subdivision of land to provide housing for his dockyard workers[1]. There was also a ferry service built at Mort’s Bay c.1895. The Thames Street Wharf, with its distinctive curved shelter, transported between 20,000 and 24,000 workers to and from Circular Quay daily (it is thought to be the only Victorian era ferry still operating in the Sydney Harbour network)[2].
Balmain’s ‘clean’ industries
Other industrial enterprises on the peninsula included a saw mill at the end of Nicholson Street, owned by Alexander Burns, the location later taken over by the Adelaide Steamship Co which employed more than 600 men in its ship repair business; a coal loader; US soap and toothpaste giant Colgate-Palmolive with a factory employing over 140 operated in Broadstairs Street, later renamed Colgate Avenue (the Colgate building, which was known locally as “the Olive” is now smartly renovated apartments)[3]. Interestingly, grimy industrial Balmain had no shortage of soap as a second company, Lever and Kitchen (later morphing into the multinational corporation Unilever), also manufactured soap and glycerol in a huge (10ha) plant near Booth Street and Punch Park. At its zenith Lever and Kitchen had a workforce of over 1,250, many of whom lived locally.
The co-existence between home-maker and industry in Balmain has not always been an easy one. The peninsula developed as an industry hub and a desirable place to dwell more or less concurrently. Its proximity to Sydney Town made it attractive to industrialists and to the workforce. By 1846 Balmain housed 19.6 per cent of Sydney and was the largest residential area of the colony – predominantly working class as the workers in the main wanted to be close to where the industrial work was[4].
Notwithstanding the numerous working men (and their unpaid women folk) in the early days[5] there was also a significant middle class component, after all someone had to live in those magnificent Post-Regency and Georgian mansions. “Captains of industry” like Ewen Wallace Cameron and Robert (RW) Miller lived in such palatial homes on the peninsula, as did local developers and businessmen like Robert Blake and JJ Yeend.
The peninsula’s population in 1848 was just 1,337, however there was a spike in numbers over the remainder of the century reaching a straining 28,460 by 1895[6]. The working class parts of Balmain were clearly overcrowded and the suburb’s pattern of development disorganised and haphazard, eg, factories were springing up alongside workers’ modest houses and public schools[7].
ALP “Holy Grail”
Because of the historic heavy concentration of blue-collar industry in Balmain, a strong trade union presence (in particular the maritime industries with the Painters and Dockers Union) has always been part of the landscape. That Balmain/union nexus led to the formation of the Labor Electoral League (which changed its name to the Australian Labor Party) at the relocated Unity Hall Hotel (290 Darling Street) in 1891. The ALP has dominated state elections in the seat covering the Balmain area (in 1978 capturing 82.4 per cent of the two-party vote), although the current MP is a Greens politician, which continues the traditional left-leaning trend of peninsula politics.
Birchgrove: 1855 map 🗺
Colgate-Palm apartments
Datchett Street
Interior of Thames St Ferry shelter, Morts Bay
Birch grove btwn Snails Bay & Long Cove: 1855 map
Thames St Ferry Wharf, Mort’s Bay
From pub to friendly society to medical centre
The Louisa Road dress circle
Birchgrove in Balmain’s north-western point is thought of as the classiest (in reality values at least) area of the whole peninsula, well, not all of Birchgrove, just one street … actually just part of one street, Louisa Road, the end part. Birch Grove House, believed to be the first house built on the Balmain peninsula, was located at 67 Louisa Rd. It was constructed in 1810 for army regiment paymaster John Birch and demolished, sadly, in 1967. In the 1860s and 70s Hunters Hill developers, the Joubert brothers, subdivided Birchgrove land backing on to Snails Bay§. The estate was advertised as “a miniature Bay of Naples” but few of the villas were ever sold[8].
Home owners today in the exclusive bits of Louisa Rd (properties starting at well in excess of $3 million) include movie producers and directors, famous writers, members of platinum record-breaking rock bands, as well as the more mainstream common, garden variety” type of professionals. But it has not always been the exclusive preserve of society’s elite – 150 Louisa Rd at one time was the rented headquarters of the Bandidos bikie gang. After the 1984 Milperra Massacre involving rival Comancheros and Bandidos bikie gangs, the Bandidos members were turfed out of the 1897 Federation/Queen Anne house[9].
Darling Street: sandstone hotel precinct
The houses in East Balmain don’t overall tend to match the price tags of Federation-rich Louisa Road, but they represent some of the best and most interesting, as well as the oldest, architecture in the peninsula. Darling Street, starting from East Balmain Wharf, is dotted with 1840s-1860s sandstone hotel buildings. Some are no longer functioning as pubs, eg, the Shipwrights Arms, 1844 (10 Darling St), the original Unity Hall Hotel, c.1848 (49 Darling St), the Waterford Arms, now ‘Cahermore’ (“Fort on the Hill”) 1846 (50 Darling St). These 1840s buildings have a plain Post-Regency style to them, simple stone and wooden roofs, clean lines with little or no ornamentation. The contrast is with the later Victorian buildings, such as ‘Bootmaker’s Cottage’ 1860 (90 Darling St) which is more ornate (if restrained) with stone quoins (corner blocks) plus a combination of stone and brick materials and elegant cast-iron balustrading[10]. The enhanced use of decoration and superior materials in the grander later Victorian houses, reflect the affluence of Sydney after the colony’s Gold rushes.
Cameron’s Cove and Datchett Street
The extent to which Balmain had become an architectural zoo In the 19th century can be glimpsed from comparing Cameron’s Cove with its Victorian Italianate mansions like ‘Ewenton’ 1854-72 (1 Blake St)[11] with the delightful but ramshackled old timber cottages in little Datchett Street, a narrow, steep side lane-way just across the Cove. Some of the Datchett dwellings look a bit like holiday shacks and would not be out-of-place in a sleepy little backwater down the coast✲.
Just to the east of Ewenton in Grafton St, backing on to the fairly new White Bay Cruise Terminal, sits Hampton Villa. This 1849 Post-Regency house with its Tuscan columns is best known as the 1880s residence of Sir Henry Parkes (five times premier of NSW and “Father of Federation”).
De-industrialising the peninsula: Enter the developers
From the 1960s Balmain’s character began to change. A slow process of gentrification was occurring as property values rose and more people renovated their old houses. Industries moved out, partly because of a trend toward decentralisation, and partly because many were dying off[12]. The prospect of a waterfront home tantalisingly close to the CBD was a lure for many a “cashed-up” punter!
In the eighties and early nineties industrial areas of the peninsula were rezoned as residential by a development friendly Leichhardt Council to the glee of developers like Leda Group who were free to carve out new middle class estates from the old Unilever site and elsewhere in Balmain. All of which meant the suburb had fast become beyond the reach of most working class home-owners.
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φ strictly speaking, these two power stations, White Bay and Balmain (Cove), which book-ended the peninsula east and west, were located in Rozelle, but within the Balmain district § the Wan-gal (Aboriginal) name for the point jutting out from Birchgrove is Yurulbin which means “swift running waters” as it is the point of confluence where the two headwaters meet (Port Jackson and Parramatta River)
✲ a number of the street’s old timber cottages have gone, to be replaced with dense concrete heavily-fortified looking structures ☬☬☬☬☬☬
[1] LA Jones, ‘Housing the Worker’, (unpublished BA(Hon) thesis, University of Sydney), Oct 2011
[2] ‘History of Balmain Thames Street Ferry Wharf’, (NSW Transport), www.rms.gov.au
[3] G Spindler, ‘A Sydney Harbour Circle Walk 2011-12’ (Historic Notes & Background), Apr 2011, www.walkingcoastalsydney.com.au
[4] ‘Wyoming’ (Balmain Italianate Mansion), NSW Office of Environment & Heritage, www.environment.nsw.gov.au
[5] so much so the mainstream Sydney press in 1889 described Balmain with its 5,000 dwellings as “working men’s paradise”, Illustrated Sydney News, 11 Jul 1889
[6] ‘Balmain: Local History’, Inner West Council/Leichhardt Municipal Council, www.leichhardt.nsw.gov.au
[7] ‘History of Balmain’, www.balmainlodge.com.au
[8] ‘Wyoming’, op.cit.. Didier Joubert named Louisa Rd after his wife and the adjoining streets after his children
[9] Spindler, op.cit.
[10] ‘Humble to Handsome – Balmain Architecture 1840-1860s’, (Balmain Walks, Balmain Association Inc), www.balmainwalks.org.au
[11] ‘Ewenton’ itself is something of an architectural mélange with its mixture of Moorish arches and Georgian and Victorian features, ibid.
[12] eg, the 14 or so old shipyards of Balmain have all closed down, ‘Old Balmain: Paddocks and Shipyards’, Local Notes (2012), www.localnotes.net.au
The founding of the British colony in Port Jackson in 1788, isolated from the mother country some ten-and-a-half thousand miles away, brought with it many anxieties for the new settlers. With French, Spanish, Dutch and Russian empires all vying with Britain for global supremacy, the security of Sydney was very much on the minds of Governor Phillip and his gubernatorial successors. Right from the get-go measures were put in place to shore up the vulnerable colony’s defences, both against potential external threats and internal rebellion. How secure and how effective these efforts were, we shall examine below.
⇧ What’s left of the Dawes Pt battery, towering above which these days is a pretty sizeable awning!
1790: “No frills” fortifications
In 1790 a battery was located in Sydney on a rocky bluff jutting out into the harbour on what was to become known as Dawes Point. The Dawes Point fortifications were chosen to be the first line of defence against enemy invaders because of its propitious location – a high, narrow, peninsula offering an excellent views straight out onto the harbour✱. Also, being very close to the main settlement at Sydney Cove, news of any sign of impending danger or threat could be quickly relayed to the townspeople. A battery was also installed on Windmill Hill (now Observatory Hill) in 1794. Ten years later work commenced on the construction of Fort Phillip on the same site, the fort was intended to be a citadel in the event of convict insurrection, however it was never completed. In the 1850s most of the fortified structure got dismantled to make way for the building of the Sydney Observatory¹.
Over the course of the first seventy years or so of settlement in Sydney the security focus gradually shifted from concentrating on the inner harbour (Dawes Point and Sydney Cove) to defending the Heads and Botany Bay. In 1801 the first gun emplacements were built in Middle Head (north of Obelisk Bay) as a response to the growing threat to Britain of France under Napoleon (in the 20th century these fortifications were overgrown by vegetation and more or less forgotten until rediscovered in the 1990s)².
⇧ Outmoded artillery on ‘Windmill Hill‘
The threat to New South Wales, so distant from the European theatres of the Napoleonic Wars, probably seems a remote one when seen through modern eyes, but it was taken seriously at the time. Sydney was perceived as a desirable prize because of several factors – it had a strategically important harbour, the envy of navies all over the world; there was only a small population in place to defend the settlement; and later on it had huge quantities of gold bullion acquired from the goldfields³.
It seems that the adequacy of the fortifications was being called into question constantly throughout the 19th century. Criticism from prominent citizens of the colony was common (the embrasures ineffective, fragility of the fortification as a whole, etc). One of the points made by Commissioner Bigge’s Report into the colony (1820) was that in the event of another conflict between Britain and the USA (following upon the recent War of 1812) Britain’s colonies, especially New South Wales, would be very susceptible to seizure by the US⁴. In addition, the prevalence of American whaling fleets in the South Pacific made many in the colony fearful of raids on Sydney Town by Yankee privateers.
Francis Greenway was the architect commissioned to strengthen the principal fort at Dawes Point in 1819, having described (with some exaggeration) the battery’s prior state as “perfectly useless … so that any speculator of any of the nations we were at war with, might have entered our harbour, destroyed our infant town, blowed up the stores, and left us in a woeful condition⁵. Greenway was also responsible for the construction of Fort Macquarie on the tip of Bennelong Point (smack-bang where the Sydney Opera House is today!).
The strengthening of Sydney’s defences have often occurred as a reaction to security scares in the colony. The decision in 1841 to convert a convict hold in the middle of the harbour (Pinchgut Island) into Fort Denison came about after two American warships were discovered having anchored themselves in the harbour without being detected. The fortifications of Fort Denison were in any case far from swiftly constructed, not being finished until 1857, by which time the perceived external threat had shifted to Russia after the Crimean War.
South Head was fortified in the 1840s – though not equipped with artillery until the 1870s! Possessing an ideal vantage point to view vessels approaching the harbour, it was also used as a lookout and a signal station. Today a naval base, HMAS Watson, is housed on the land it occupied⁶.
Not all plans for the reform of Sydney’s coastal defences got acted on. In 1848 Lt-Colonel James Gordon proposed a definitive, systematic plan to upgrade and improve both the inner (harbour) fortifications and the outer (heads) fortifications. Gordon’s plans only ever got partially implemented by the colonial authorities who were content to “cherry-pick” what they liked⁷.
⇧ Upper Georges Heights battery
Following the Crimean War conflict, a fear that the Russian Pacific Fleet might invade the colony prompted an upgrade in defence facilities. Some fortifications were added to Bradleys Head and South Head, although nothing much really happened until Britain’s Cardwell Army Reforms came into effect (1870). One consequence was that British ‘redcoats’ were withdrawn from Australia and the colony was required to raise local units to protect itself. This proved a spur to the authorities in Sydney to construct new fortifications further north-east in Port Jackson, around Mosman. Gun emplacements were built at Middle Head, Georges Head, Bradleys Head and Lower Georges Heights.
British fears that Tsarist Russia might try to extend its empire into India via Afghanistan led to a wave of ‘Russophobia’in the 1870s and 80s8, which spread eventually to the NSW colony. Already, in 1863 a Russian corvette (the Bogatyr) had visited Sydney and Melbourne, prompting the Sydney Morning Herald to allege that it was secretly conducting topographical surveys of Port Jackson and Botany Bay to ascertain the strength of the settlement’s fortifications⁹.
⇧ Bare Island – a decent sort of target!
The Sydney authorities, fearing an attack from the Russian Navy and sensing that Sydney was vulnerable to an attack from its southern “back door”, built a fort in 1888 at Bare Island off La Perouse⊕at the entrance to Botany Bay. The edifice unfortunately was composed of poor quality materials and began to crumble before completion. The islet fort was decommissioned in 1902 due in part to the state of its armaments. Though heavily-gunned its technology had quickly become outdated. The Russian Pacific Fleet never came to Bare Island but these days scuba divers flock to it as its waters are a prized diving site¹⁰.
The Jervois-Stratchley Reports (defence capability reviews) of the late 1870s emphasised the military importance of sea-ports and this led to a new phase of fort construction in Sydney and elsewhere in the Australasian colonies, eg, Bare Island, Fort Nepean (Port Phillip Bay, Victoria), Fort Lytton (Brisbane) and the eponymous Fort Scratchley in Newcastle. The fortifications designed by Lieutenant Scratchley, eg, Bare Island, the 1890s cliff-top forts manned with large, anti-bombardment guns around Sydney’s eastern seaboard to protect the suburbs of Vaucluse (Signal Hill Fort), Bondi (Ben Buckler) and Clovelly/Coogee (Shark Point), were outmoded and already basically obsolete when completed¹¹.
The development of Sydney’s coastal defences has followed an irregular course since 1788. Its decidedly desultory and piecemeal trajectory can be attributed to a number of factors, principal among which is cost. Funding defensive works with all the infrastructure required (then as well as now) is an expensive business. Unsurprisingly, the resort to cost-cutting as in the Dawes Point battery, led to the use of inferior materials and rapid disintegration of the construction. Procuring the artillery was neither cheap or easy to do, and in virtually no time the weaponry became out-of-date¹². Also at times, the “tyranny of distance” possibly breed in the local authorities a degree of complacency. Being so far away from where the international action was, meant that coastal fortification often ended up a lower priority that the other, immediate needs of the colony.
Postscript: Bare Island
Bare Island, having never fired a shot in anger—perhaps fortunately so as had it seen action its location would have been terribly exposed to retaliatory hostile fire—has functioned as a museum since the early 1960s. Its infrastructure remains largely intact although its disappearing guns have indeed ‘disappeared’ for good. The nearby but remote Henry Head is today overgrown to a large extent with vegetation, predictably vandalised and also sans guns.
⇧ Old Fort Rd, Middle Head
Middle Harbour fortifications
Middle Head/Georges Head (Mosman) has probably the best kept fortifications on the Sydney coast, owing in large part to the fact that this part of Middle Harbour was under military jurisdiction for over a century. The area at various times has contained, et al, a naval hospital, army camp (barracks, quarters, etc), a gunnery school and a submarine miners’ depot.
⇧ the Outer Fort’s notorious “tiger cages”
Middle Head has two forts on the headland, the larger one, the Outer Fort, is perched up on sloping ground in front of a cleared area. The fort’s emplacements contain the notorious the “tiger cages”. During the Vietnam War the cages were used by the Australian Army to train soldiers to withstand torture and interrogation. On the iron grills of some of the cages rust marks are still visible, a remnant of the water entrapment ordeals that used to be meted out! Although no shots were ever fired in anger from the Head, in the middle of last century the battery’s gunners used to practice the accuracy of their 10 and 12 inch guns on a tiny, rocky outcrop of an island in Middle Harbour – which is now fully submerged (no surprise!)
A 1970s ‘Indie’ film set
The smaller Inner Fort with dense vegetation surrounding it has a very different claim to fame. It was used as the bikies’ hideout in the 1974 independent cult movie Stone. The emplacements have long entrance ramps leading to circular gun enclosures and the bikies on their Harleys would tear through the bush track and along the ramps into the enclosures. The two forts and the nearby fort at Georges Head all have the same design – circular gun mounts with ancillary rooms running off them and a vast network of connecting tunnels leading to other military instalments on the promontory.
⇧ Emplacements at Middle Head
The Dawes Point battery today is non-existent, the space merely one of the historic curios of the Rocks. All that remains is the symbolism of a couple of authentic looking canons, some information boards recounting the history and architecture, and an artist’s modern, interpretative representation of the former structure … and a nice park in the shadows of the steel undergirth of the harbour bridge.
°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°°
✱ Dawes Point functioned as the centrepiece of a system of signal stations. A series of strategically positioned signal posts stretching out to the Heads would relay information on marine activity such as the approach of foreign shipping
⊕ at the same gun emplacements (with disappearing guns) were constructed at Henry Head on the most easterly part of La Perouse
² ‘Sydney’s lost fort declared open’, 23. July 2010, www.news.com.au
³ Dean Boyce, ‘Defending colonial Sydney” Dictionary of Sydney, 2008, http://dictionaryofsydney.org/entry/defending_colonial_sydney, viewed 30 March 2016
⁴ Boyce 2008; A Wayne Johnson, ‘Showdown in the Pacific: a Remote Response to European Power Struggles in the Pacific, Dawes Point Battery, Sydney, 1791-1925’, (Sydney Harbour Foreshore Authority), www.sha.org/uploads/files/
⁵ F Greenway, Sydney Gazette and NSW Advertiser, 13 September 1834
⁸ ‘Russophobia’ was evident at the time in the popularity of “Invasion scare novels” (eg, The Invasion by WH Walker, published in Sydney in 1877, an account of a fictionalised attack on Sydney by the Russian navy, Boyce 2008
⁹ A Massov, ‘The Russian Corvette “Bogatyr” in Melbourne and Sydney in 1863’,http://australiarussia.com.au
¹⁰ ‘Bare Island (New South Wales)’, Wikipedia entry
¹¹ Boyce 2008; ‘Sydney’s Fortifications’ 2015
¹² ‘Sydney’s Colonial Fortifications’, Australian Society for the History of Engineering & Technology (ASHET, Self-guided Tour, nd)
Not long ago I was doing an exploratory walk around “The Rocks” precinct, one of the first parts of Sydney Cove settled by the 1788 colonists and an area much changed since the PT (pre-tourism) days when it was a considerably less congenial, considerably more grimy and decidedly un-swanky part of town to dwell in. At Dawes Point, on the hill immediately under the southern pylons of the Harbour Bridge, I noticed an information stand next to the old battery site and erstwhile observatory which makes reference to an 18th century conflict between the empires of Britain and Spain that had an association with that very spot, Dawes Point.
The stand contains a timeline which includes the following short narrative: 1790 Britain fears an attack on the colony from Spain, which disputes Britain’s claim to New South Wales. Spain backs down in the dispute.
This curious snippet of information came as a surprise and prompted me to look further into this little known chapter in early Australian colonial history. I was aware of course of the French interest in New Holland (as it was known in the 18th century) with the explorations of Botany Bay by La Perouse in the 1780s, but the idea of a Spanish connection with the earliest days of European settlement in Australia was completely new to me.
(Former) Officers’ Quarters, Dawes Pt ⬇️
Dawes Point née Maskelyne
The Dawes Point story begins with the arrival of the First Fleet in Port Jackson in 1788. Naval engineer Lt William Dawes came on the Sirius as the colony’s astronomer with orders to construct an observatory, optimally located on a narrow promontory near Sydney Cove. Dawes named the point (which now bears his name) Point Maskelyne after the then Astronomer Royal at Greenwich, London. The peninsula Dawes chose in 1788 for the designated lookout had been home to the local, indigenous Cadigal clan for 1000s of years and known to them as Tar-ra.
http://www.7dayadventurer.com/wp-content/uploads/2016/04/image-28.jpg”> Dawes Point, Sydney Cove[/captionIn addition to an observatory, Point Maskelyne/Dawes Point was soon put to use as a powder magazine✽, a cemetery and it’s most substantial role, as a defence battery – in fact the first line of defence for the colony against the enemies of the British Empire. The original battery was pretty rudimentary but the fortifications were strengthened in 1819 by Francis Greenway utilising the plentiful supply of local sandstone. Greenway’s formidable castle-like structure was actually more impressive in appearance than in reality … the famous colonial architect constructed a kind of faux castle that was mainly just facade! [Johnson 2003].
Anglo-Spanish flashpoint
The incident that triggered a new crisis in 18th century Anglo-Spanish relations with ramifications for the fledgling colony in Botany Bay is known as the Nootka Sound incident. Nootka Sound was an important Spanish trading base on Vancouver Island on the North American north-west coast. In 1789 the Spanish commander at Nootka seized two British merchantmen (ships) anchored in the Sound and arrested the crews for infringing the sovereign territory of Spain. As far as Spain was concerned the British ships had unlawfully transgressed upon its imperial sphere of influence. Madrid had long claimed the entire Pacific Ocean region as a Spanish mare clausum (Legal Latin = “closed sea”). This was a double source of annoyance to the Spanish Crown with the British already earning Spain’s ire by establishing the colony in Nueva Holanda two years earlier. The Spanish claim of the Pacific as its mare clausum was based on the 1494 Papal-sanctioned Treaty of Tordesillas which allocated everything west of a meridian point drawn through the Americas to the Spanish Crown. Madrid viewed the recent British foothold on the “Great Southern Land” as a potential and very real threat to Spain’s existing Pacific colonies (Philippines, Mexico, Chile, Argentina and Peru) [King 1986; Johnson 2003].
The British colony at Port Jackson at the time was far from securely rooted. On Malaspina’s visit to Sydney in 1793 (see below), the Spaniard noted the widespread opinion within the colony that it would be closed down. Displeasure among the early fleeters were rife, many were unhappy with the deprivations and daily struggle and wanted out. London newspapers were not optimistic about Sydney’s prospects. Until the colony got on its own two legs, it was quite a close-run thing [Hall 2000].
The 1494 treaty divvying up the Americas between Spain and Portugal ⬇️
Spain had good reason to worry about the threat Britain posed to its diverse Pacific possessions, but it was also concerned about Tsarist Russia’s imperial ambitions in the region. Russia had established settlements in Alaska which had spread south as far as California (also in Hawaii) and it appeared likely to encroach on Spain’s American territories.
Britain at the time was determined to get in on the lucrative North American fur trade (seal and especially sea otter pelts). American fur traders (and sailors on Captain Cook’s 3rd Expedition) achieved very high prices for North Pacific otter pelts in Canton (Guangzhou)[Johnson 2003]. A British trading base on the north-west Pacific coast would obviate the need to make the long haul from Calcutta to reach these rich fishing waters. The recent, successful colonisation of both Botany Bay and Norfolk Island also encouraged Britain to establish a presence at Nootka Sound [King 2010]. Accordingly the Prime Minister, William Pitt the Younger, realising that Britain had a pretty weak legal claim to the territory that was to become British Columbia, played the bluff card and belligerently demanded redress from the Spanish for ‘illegally’ holding the British crewmen and allegedly mistreating them. Parliament mobilised for war and made plans to attack the Spanish at Nootka Sound.
The younger Pitt (Source: Pharmaceutical Journal)
The part of these developments which connected back to the Botany Bay colony is that Britain’s strategy involved using Port Jackson as a cog in the war operations. The Admiralty redirected frigates bound for New Holland to the conflict zone on the north-west coast. Governor Phillip was instructed to replenish supplies for the Nootka Sound military expedition from Sydney Cove [Gough 1980].
During the period of the war crisis there were also plans to have a small contingent of marines and convicts from Botany Bay travel to Nootka Sound on The Discovery to establish a settlement on the north-west coast [King 2010].
The recently independent United States also had commercial ships in and around Vancouver Island at the time of the Nootka Sound incident, and was an interested onlooker in the Spanish-British conflict. The American government expressed the view that in the event of war Britain would target Spanish ports on the Mississippi including New Orleans which would bring the conflict dangerously into the vicinity of US territory [Niles Weekly 1817].
Eventually, Spain backed down to the bellicose British. Negotiations followed resulting in a series of Nootka Sound Conventions. Spain acquiesced to British demands, conceding that all nations were free to navigate and fish in the Pacific, and to trade and settle on unoccupied land. The conflict’s resolution was a coup for British mercantilism and diplomacy.
There were several developments that affected the dissipation of Spain’s resolve to oppose the English incursion into the realm of “New Spain”. Madrid has anticipated support from Bourbon France, however this proved to be not forthcoming. The onset of the French Revolution in 1789 dissuaded France in its state of turbulence from embroiling itself in a war against Britain at the time. Spain found itself further isolated after Prussia and Portugal allied themselves with the British on the issue.
Dissipation of tensions
Ultimately, war between Spain and Britain was averted. By the late 1790s the growing threat to Europe was Napoléon…tensions between Britain and Spain dissolved when the two enemies became allies in the new, common fight against the über-ambitious French general.
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By 1795 a weakened Spain had completely abandoned its trading post at Nootka Sound, leaving Britain free to do business in the north Pacific. Vancouver Island and the whole territory (British Columbia) eventually became a crown colony of Britain (1849).
Malaspina scientific and spying mission
The averting of the war crisis over Nootka Sound did not remove Spanish anxieties over the British presence in the Pacific. In 1793 a large Spanish expedition undertaking maritime scientific exploration reached the shores of Sydney harbour. Funded by the Spanish crown, the expedition had set out from Cadiz in 1789 visiting South America, the Falkland Islands, Mexico, Alaska, the Philippines, Tonga and New Zealand, in addition to the infant New South Wales colony. The catalyst for the expedition, proposed and led by Alessandro Malaspina, was the knowledge that Russia was hatching similar plans for a scientific exploration of the Pacific. The Mulovsky Expedition, as it is known, was also intended to annex the North American littoral region from Vancouver to Alaska in the name of the Russian empress. The expedition however was cancelled due to the outbreak of the Second Russo-Turkish War in 1787.
The Spanish expedition carried with it an elite collection of scientists and artists but Malaspina’s mission had a secret, political purpose as well. Madrid was anxious to learn what Britain’s real purpose was in establishing the colony in New Holland. Malaspina’s instructions were to also ascertain how advanced the Port Jackson settlement was. Malaspina respectfully courted and charmed the authorities in Sydney (Lt Gov Grose) as a cover for his spying activities during the month the frigates were anchored in the harbour. His men collected botanical specimens and other scientific knowledge and sketched drawings of the scenery and the townsfolk including the local Eora (Aboriginal) people [King 1986].
Upon his return home Malaspina reported back to the Spanish government that the New South Wales settlement was well established and warned that it posed real dangers to Spain’s Pacific possessions. Malaspina noted that Port Jackson could be used as a base for privateers to cut the colonial lines of communication between Manila and Spanish America, and to launch raids on the Peru and Chile colonies from. He concluded that Spain had no real chance of supplanting the British in Port Jackson [Olcelli 2013].
Britain’s foothold in the western Pacific was an ongoing concern for the Spanish, so much so that they considered a pre-emptive strike on the NSW colony. Proposed by José de Bustamante (military governor of Paraguay and Montevideo) and approved by King Carlos IV in the early 1790s, the Spanish scheme was to launch an 100-boat assault on Port Jackson from its base in Uruguay. The armada, armed with the new, “hot shot” cannon, ultimately did not proceed [Pearlman 2015].
PostScript: British eyes switchfrom Spain to France
By around the turn-of-the-century, 1800, with Spanish imperial power on the wane, Britain had much more reason to be concerned about the aggression of Napoléon in Europe … France had supplanted Spain as the focus for British security at Dawes Point and the fledgling and distant New South Wales outpost.
an unrecognisable Dawes Pt battery ca.1875 ⬇️
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✽ the storage room still exists, located under the Harbour Bridge southern pylon, where in the formative years of the colony a secret stock of explosives was kept for use in defending the town against enemy warships [Compagnoni 2015]
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References:
BM Gough, Distant Dominion: Britain and the Northwest Coast of North America, 1579-1809, (1980)
AW Johnson, ‘Showdown in the Pacific: a Remote Response to European Power Struggles in the Pacific, Dawes Point Battery, Sydney, 1791-1925’, (Sydney Harbour Authority 2003) www.sha.org/uploads/files/sha
RJ King, ‘Eora and English at Port Jackson: a Spanish View’, (1986), www.press.anu.edu.au/2016/02/articles054
RJ King, ‘George Vancouver and the Contemplated Settlement at Nootka Sound’, The Great Circle, 32(1), 2010
L Olcelli, ‘Alessandro Malaspina: an Italian-Spaniard at Port Jackson’, Sydney Journal, 4(1), 2013
J Pearlman, “Spanish plan to ‘invade’ the British colony in Australia in the 1790s with 100-vessel armada”, 26-Jan 2015, www.telegraph.co.uk Niles Weekly Register, No 19 of Vol XII, 5 July 1817
T Compagnoni (video), ‘Gunpowder Magazine Hidden Beneath Sydney Harbour Bridge’, 07 September 2015,www.huffpost.com
Ever since Keith ‘Nugget’ Miller retired from test cricket in 1956, Australia has searched for a replacement to fill the outstanding all-rounder’s shoes.
To call Miller’s career (and life) ‘flamboyant’ seems a bit trite. World War II fighter pilot, journalist & man-about-town bon vivant, the Victorian scored almost 3,000 runs in tests (7 centuries, top score 147, averaging a shade under 37). His right-arm fast bowling was even more valuable to Australia (170 wickets at 22.97 with best figures of 7/60). The versatile sports star also found time to play 50 games for St Kilda in the VFL & represented both Victoria & NSW in the triennial national football carnivals.
After Miller exited the test arena, Australian cricket embarked on a seemingly never-ending quest to find another (genuine test standard) all-rounder. The mantle seemed likely to fall on Richie Benaud at one stage. Early on, Benaud’s batting appeared more promising than his bowling as he struggled to perfect the leg-spinner’s art. Later Benaud’s concentration on his bowling and on captaincy paid dividends – to the detriment of his batting, as his 24.45 overall test average illustrates. Benaud’s teammate, Alan Davidson, a superb left-arm fast-medium bowler, was more than a handy batsmen usually batting at 8, but his increasingly heavy workload with the ball (especially after Lindwall and Miller retired) took the edge off his batting performances.
Sir Garfield St AubranThrough the sixties the Australian cricket establishment watched with envy as Barbados’ Garfield Sobers developed into one of the greatest ever all-rounders for the West Indies. Similarly South Africa produced Mike Proctor, a test class all-rounder whose country’s Apartheid policy restricted his opportunities to just seven test matches and so denied him the chance to demonstrate the breadth of his all-round game at the highest level.
Players who Australia typically tried in the role at the time included Ken ‘Slasher’ Mackay and Tom Veivers – handy cricketers with both bat and ball, but not likely to dominate a test match with either. Australia’s forte seemed more to incline towards specialist batsmen who could turn their hand occasionally to spin like Bob Cowper and Bobby Simpson or batsmen who could bowl part-time medium pace like Doug Walters, Graeme Watson and much later Mark Waugh. At the same time, frontline bowlers capable now and then of a weighty contribution with the bat, were encouraged, eg, Ray Lindwall or more recently Mitchell Johnson and Mitchell Starc.
The emergence in the late seventies/early eighties of four great all-rounders on the international scene – Ian Botham (Eng.), Richard Hadlee (NZ), Imran Khan (Pak.) & Kapil Dev (Ind.) – was an added spur for Australia to find a genuine all-rounder. The success of these four emphasised to the Australia authorities the benefit of a more balanced team with an all-rounder to strengthen both the batting and bowling when required.
A combination of the difficulty in finding a competent replacement for Rod Marsh and the lack of success in finding a genuine all-rounder (and the desperation it engendered in Australian cricket), might account for the attempt in the early eighties to plant Wayne ‘Flipper’ Phillips into the role of an “all-rounder of sorts”, a batsman-wicketkeeper (long before it become standard practice that a keeper had to also be an accomplished batsman in his own right). With Phillips himself talking it up, the reality that his keeping was not up to the accepted mark did nothing for his batting confidence and that was the end of Flipper’s international career.
Greg ‘Mo’ Matthews, an orthodox off-spinner with an unorthodox, quirky personality in the midst of a staid 1980s Aussie cricketing fraternity, was the next hopeful the believers turned to. As it eventuated his batting (Ave: 41.08 over 33 matches) proved of more advantage to the test side. Matthews’ test bowling largely lacked penetration except on one memorable occasion, the famous 1986 tied test in Madras.
Similarly, leg-spinner and hard-hitting lower order batter, Peter Sleep, found himself regularly in and out of the Australian XI over a 12-year period as the Australian selectors strove to find the all-rounder missing link in the team. Ultimately, both Sleep’s bowling and batting lacking the consistency and penetration to hold down a permanent place.
Steve Waugh was the next “new great hope” for the role. Waugh was elevated very early to the Australian XI after a handful of state games. Waugh was retained in the Australian side despite struggling with the bat for the best part of four years before his first (breakthrough) century for Australia (177x v England in 1989) on the promise of his budding all-rounder credentials and handy medium pace bowling (especially effective in ODIs). His progress to test-quality batsman, his recurring back problems and the traditional reluctance of batting captains to bowl themselves, saw him bowl much less frequently, and eventually rarely, for the latter part of his test career.
Through the 1990s up to the present time, Australia has continued with its “Holy Grail” like search for a genuine test all-rounder. Again, other countries have provided some of the impetus for Australia’s persistence. Dan Vettori, Chris Cairns, Shaun Pollock, Andrew ‘Freddie’ Flintoff, Ravi Ashwin and especially, Jacques Kallis, have all had test success with bat & ball in recent years.
The experiment has continued with Tony Dodemaide, Andrew Symons, Andrew MacDonald, Shane Watson and (briefly) Cameron White and Moisés Henriques all getting a tryout in the role – with mostly mixed results at best. Regularly the selectors would compromise by banking on good second-change bowlers who could contribute with the bat the occasional valuable knock … Paul Reiffel and Andy “Mr 12th Man” Bichel come into this category.
Steve Smith at the onset of his first class career was thought more likely to be a test leg-spinner in the making, until he found his batting compass and soon after ascended to the captaincy of the national team. Currently, the hopes of those advocating the virtue of all-rounders in the Australian test and limited over sides lie with the likes of Mitch Marsh, James Faulkner and Glenn Maxwell.
Adil Rashid, currently displaying his bowling wares in the Big Bash League, recently took a five-wicket haul on test debut for England in the UAE. Nothing too sensational there you might say … except that he was the first English leg break bowler to bag a ‘Michelle’ (thank you Kerry O’Keefe!), five wickets in an innings, in a cricket test for 56 years! Its not that the English haven’t had any decent ‘leggies’ in that time – Robin Hobbs, Ian Salisbury, Chris Schofield, Scott Borthwick, have all been ‘capped’ for England – but when they have given them a go in the international arena they have done so ever so briefly, such is the closed mindset of the English establishment when it comes to leg-spinners!
England and Australia have diametrically opposed thought processes when it comes to assessing the value of leg-spinners. Everyone in Australia (and India) remembers Shane Warne’s test debut, 150-1 v India, grist for Ravi Shastri’s mill in 1992. And it didn’t get better in a hurry for Warne, after his first four tests he had taken precisely four wickets! But the Australian selectors, seeing the promise, persisted with Warne – and the rest was (leg spinning) history. The English authorities by contrast are neither brave or bold when it comes to encouraging and nurturing their young leggies, and it remains to be seen if England will persist with Rashid for longer than they have with other promising wrist spinners in the near past.
England invented the leg break and the ‘Bosie’ (the googly) and it is certainly not true that the country and its conditions are incompatible with good leg-spin bowling. Pakistan leggie Mustaq Ahmed in his legendary stint with Sussex took 478 wickets in five seasons of English country cricket (he remains the most recent bowler to take 100 wickets in an English FC season). Sussex won its first ever County Championship in 2003 and went on to win three in five years on the back of ‘Mushy’s’ persistent, penetrative leg breaks and wrong-uns! Indian leg-spinner Anil Kumble was similarly successful in his one (1995) season with Northamptonshire, topping the championship bowling list with 105 dismissals.
Tich in action° ° ° °As to home-grown leggies, going deep into the history, England produced, among others, the most phenomenal, overachieving leg-spinner ever to grace an English ground! Alfred Percy Freeman, as his nickname (‘Tich’) implies, was tiny, 5’2″ (158 centimetres in the new language). Freeman achieved phenomenal success with Kent in the English County Championship in the inter-war years (see below). The attitude of the English selectors to Tich’s “class of his own” performances, emphasises what was to become the characteristic “head in the sand” reaction, a reluctance to embrace leg break bowling and give it a decent tryout.
In the historical record books of First class (FC) and English county cricket the nonpareil AP Freeman’s career include the following highlights:
:~ 3,776 wickets at 18.42 in FC career in 592 matches (6.38 wkts per match, strike rate: 40.9, economy rate 2.69) – second highest all-time wicket-taker to the great Wilfred Rhodes who took 4,204 wickets in 1,110 matches (ie, in 518 more matches)
:~ 304 wickets @ 18.05 in the 1928 English FC season – the highest of all-time & the only bowler to snare 300 in a single season (he also holds number 2 spot with 298 wkts @ 15.26 in 1933)
:~ in all FC matches: Five wickets in an innings, 386 times, & ten wickets in a match, 140 times! The next closest “five for” in an innings tally achieved in FC cricket is 287 instances (Rhodes), 99 in arrears of Tich. The next closest bowler for number of “ten fors” in matches made 91 (Charlie Parker)
:~ The only bowler to take 10 wkts in an innings thrice, the only bowler to take 17 wickets or more twice in a match
:~ Almost half of his 3,776 wkts were unassisted – the batsmen were either bowled, caught & bowled, LBW or hit-wicket
With such startling figures, leg-spinner or not, the selectors couldn’t ignore Tich forever. He was selected in an MCC ‘A’ tour to New Zealand in which he excelled on NZ pitches, followed by a full test tour to Australia in 1924-25 in which he made his debut at age 36. A combination of good, hard Australian wickets and the fact that Australian batsmen were brought up on a diet of leg spin meant that Freeman made very heavy weather of the series. Thereafter the national selectors choose the leg-spinner very irregularly. He did very well against South Africa and the West Indies, but was not considered for the tests against the Australians on either the 1926 or 1930 tours of the UK, despite getting a six for and a five for in the county games for Kent against the tourists. The selectors demonstrated a remarkable lack of perception in not showing a sustained faith in Freeman’s obvious talent and not backing him in tests, especially in English conditions. As things turned out, his record in tests suggest the magnitude of their error in judgement:
In just 12 tests, 66 wkts. ave: 25.86, strike rate: 56.5 BB: 71-7. Five wkts in inns: 5 times, Ten wkts in match: 3 times.
In the very limited opportunities afforded Freeman to represent his country, 66 wickets in tests at an average of 5.5 per match is more than respectable as returns go. In any form and at any level of the game, he was an out-and-out wicket-taking machine!
What accounts for the diminutive, right-arm Kent leggie’s exceptionality? Firstly, he was unswervingly consistent as a bowler … and he improved with age. In the eight seasons after he turned 40 in 1928, he took 2,090 wickets at 17.86, making him the leading wicket-taker in county cricket eight years in a row! Glenn McGrath has been described as ‘metronomic’ as a bowler, but it was Tich Freeman first who whirled them down with unerring accuracy like an automaton for 20 plus years. He commanded fantastic control of line and length. Although Tich was small, he was strong of hand and he had seemingly endless reserves of stamina, going on and on and on at the bowling crease. Freeman loved nothing more than to bowl and bowl and bowl. And he just hated being taken off. Regularly he would open the bowling in county games and bowl right through the innings!
Tich Freeman’s standard bowling strategy was one of relentlessly attacking the stumps. The line of his leg break (his “go-to” ball) was directed towards making the right-handed batsman play at the ball, rather than being able to just let it spin by harmlessly. He had an unorthodox leg-spinner’s grip and tended to not overuse the googly, but had an extremely hard-to-pick top-spinner.
Some cricket pundits, in contrasting Freeman to later generations of bowlers, have tried to explain away or diminish his extraordinary success by predictably referring to the poor state of uncovered wickets in his day. Or to the fact that he sent down such a sheer weight of numbers of balls in his career. It is undeniable that bad wickets were an advantage for bowlers in that era, but in response I would ask what was it, given the even playing field prevailing, that made Freeman so much more successful than his contemporary counterparts? This comparison accentuates the point: in that English season when he took 304 wickets, the entire Derbyshire team in the Championship by comparison took just 324 wickets! The next closest individual county bowler to his 304 victims in 1928 managed only 190 wickets.
And while it was true that Freeman bowled a hell of a lot of balls in FC cricket, 154 thousand plus, the point remains that at the same time he maintained an outstanding career strike rate, less than 41, which is right up there with the very best of bowlers. Tich Freeman was a seriously great English wrist spinner whose fame was largely restricted to his home county of Kent. But for the timidness and blinkered vision of the national selectors in truncating his test career, Freeman’s bowling feats could be as well celebrated and lionised internationally as they are today among the Kent faithful and in pockets of the county cricket fraternity.Photo: Wisden
A Rector is a type of office-holder pertaining to both the ecclesiastical and the academic realm. It is in this second context of the term, that of academe, that is the focus of this blog. The word ‘rector’ itself derives from the Latin regere (Ruler), and in the 17th century it signified one who governed a city, state or region. In the contemporary world of universities it is widely employed in Europe, Latin America, Russia, Pakistan, Philippines, Indonesia and the Middle East. Its meaning varies from place to place, in some of these the term ‘rector’ is used in the sense of chancellor, ie, the executive head of a university, but much more likely it denotes the ceremonial head (in a British University the real power would usually reside with the vice-chancellor rather than the chancellor).
The Ancient Universities of Scotland (Aberdeen)
In the English speaking world the rector is not a common office in the university hierarchy, the exception to this being Scotland where the post dates back to the 16th century. Each of the four ‘ancient’ universities of Scotland (St Andrews, Glasgow, Aberdeen and Edinburgh) plus Dundee – all have the office of rector, in some cases it is called, more grandly, lord rector. Scottish rectors are elected by the student body for a three year term, although at the University of Edinburgh rectors are still elected by both students and staff.
In the sphere of higher education the duties of rectors vary from institution to institution but broadly they are there to represent the interests of students in the wider university context on various governing bodies, eg, in Scotland they might also chair the University Court, the highest governing council of the university. One way they directly represent students is in an ombudsmen’s role, being a forum for students to air their grievances and complaints and a conduit to have their issues addressed within the university. Other duties of a rector might include participating in convocation ceremonies [‘What does the Rector even do?’, http://queensu.ca/rector/blog/].
In past centuries the Scottish tradition was for noblemen as rectors, titled gentlemen with a assortment of names sounding like variations on the “8th Earl of Cumbleyheathwaite”. By the 20th century the post tended to be filled by high achievers from business, politics, the civil service, the military, and the occasional notable clergyman. In the interwar period St Andrews set a precedent, by electing inventor Guglielmo Marconi, North Pole explorer Fridtjof Nansen and writer Rudyard Kipling to the post. After WWII Edinburgh University followed suit by electing the popular British actors Alastair Sim and James Robertson Justice, having earlier given the post to Churchill and a host of other MPs.
“Nero” as Rector…Peter Ustinov actually. If it was the historical Nero, most likely he’d have been “wrecker” rather than “rector”
By the late sixties and the seventies celebrity rectors were starting to become a feature of the academic landscape. Students at Dundee University elected actor and “Renaissance Man” of letters Peter Ustinov for a second term which seems a measure of his popularity … perhaps this was not universally the case however. In his memoirs Dear Me, the rector emeritus expressed stinging criticisms of the arts students at Dundee for having the temerity to protest vociferously against the Vietnam War and militarism and authoritarianism in general, whilst under his watch. The peeved thespian compared them unfavourably to the University’s political and socially apathetic but scholastically conscientious engineering students.
Other colourful rectors followed at Dundee. Actor and omnipresent TV personality Stephen Fry was a popular rector in the 1990s, a popularity apparently not tarnished by Fry’s recent admissions that he used cocaine and Ecstasy during his rectorship at the University [Reported in The Courier (UK, 14 Oct. 2014) www.thecourier.co.uk ]. NB: the good burghers of the Dundee University community, if perturbed by this revelation, should take comfort in Fry’s disclosure in his memoirs that he also snorted coke on a visit to Buckingham Palace, so Dundee is in lofty company. The incumbent rector of Dundee University in 2015 is another celebrated Hollywood actor, Brian Cox, a Dundee local whose two terms are incident free to this point.
Dundee students may have expressed a preference for actors as their rectors but this has not exclusively been the case. In the 1970s they selected chef, broadcaster and politician Clement Freud (grandson of the father of Psychobabbling, Sigmund Freud). Clem Freud later had a second turn as rector, this time at St Andrews University where he edged out polarising feminist icon Germaine Greer in the ballot for the job.
Cleese anyone? The rector for “Silly Walks”
St Andrews’ most high-profile rector in recent history was comic actor John Cleese (1970-73), the “Minister for Silly Walks” himself. Cleese proved a popular rector at St Andrews and his staunchly anti-Vietnam War speeches struck a receptive cord among politicised students of the day. Cleese was an active participant in University activities and allayed any fears there may have been about his whacky persona bringing discredit on the office with any “Monty Python” antics [Cinema St Andrews , ‘John Cleese elected Rector of University of St Andrews’, www.cinemastandrews.org.uk]. Actors and television personalities have been the preferred flavour of the St Andrews’ student body, numbering Tim Brooke-Taylor, Frank Muir and Nicholas Parsons amongst their “media-sourced” rectors.
Edward Snowden (Image: NY Review of Books)
Whereas Dundee University’s preference has been for actors as rectors, Glasgow University students in recent times have made more bolder political choices. The Glasgow rectors have ranged from ANC (African National Congress) anti-Apartheid activists, Albert Lutuli and Winnie Madikizela-Mandela, to establishment vilified ‘whistleblowers’ Mordechai Vanunu and Edward Snowden (the current rector). The selection of these individuals were only symbolic choices as rectors (meant as a student statement of support and solidarity with international figures and causes) as none of the people were free to travel to Scotland to take up their posts. Accordingly the office of rector has been effectively unoccupied during these tenures.
A recent working(sic) rector voted in by matriculated Glasgow students was the actor and journalist Ross Kemp. Kemp’s term was truncated as a result of an abysmal performance in the post (repeated failure to attend important university events like the “freshers’ welcome”). The Students Representative Council at Glasgow carried a vote of no confidence in him and forced his resignation[‘Kemp quits university post’, BBC News, http://news.bbc.co.uk].
Aberdeen University students have been a little more restrained than their southern Scottish university counterparts in seeking out the very famous for rector, opting in the main for locally known identities. The University hasn’t steered clear entirely of rectors with celebrity status. In the early 2000s it had Clarissa Dickson Wright, TV cook and writer, one half of the popular “Two Fat Ladies” series, as its rector (though perceptive gender equality enumerators would have already noted that women have been numerically disadvantaged in the bestowing of the post of rector across all the institutions❈).
The ambitious & frugal young Mr Brown – his first leg on the political ladder
Overall, opinion north of the River Tweed has been mixed about the merits of celebrity rectors. Those who support the trend and try to explain its appeal, point to the growing dissatisfaction of students with party politics, and the perception that politicians are bland and dour and lacking in dynamic, like recent British PM Gordon Brown who was rector of Edinburgh University back in the early 1970s – having been elected to the office whilst still being a student (unusual). Entertainers and media personalities on the other hand, the theory goes, can add cache to the university, attracting positive publicity and much-needed funding … and they can bring a fresh, outsider’s perspective to what are traditional organisations.
Of course how successful or otherwise the celebrity rector is comes down to the individual. A factor in how much benefit the celebrity can be as rector is how much time (and energy) the incumbent can give to the position. Rectors with heavy demands on their time due to their full-time “day jobs” will be restricted in what they can give to the office. Also, if a rector attracts adverse publicity during his or her tenure (eg, Fry and Kemp), by association it could reflect badly on the institution [‘After this soap, your next role will be a rector’, Times Higher Education, (22 Jun. 2001) www.timeshighereducation.co.uk/feature].
The process for the election of Scottish rectors is open and quite democratic. Only 20 signatures are required to nominate someone for rector, which can give rise to surprising nominations. For example a Dundee student nominated his pet rat for the post, which might be viewed by some as trivialising and ridiculing the office. A nominee in 1928 for rector of St Andrews, coming clear out of right field, was Italian Prime Minister Benito Mussolini. Had the Fascist head of state been successful in his bid it might have been interesting to see what if anything he would have done with the office[ibid.].
Billy Connolly (Source: The Independent)
So, an academic post with the potential to maximise publicity for financially-struggling universities in Scotland, I am left to ponder the obvious thought that comes to me … why isn’t Billy Connolly on anyone’s short-list when they were putting forward the next round of nominees for Scottish rectors?
🏴‿‿‿‿‿‿‿‿‿‿‿‿‿‿‿‿‿‿‿‿🏴
❈ this comes as no surprise but women have been hugely under-represented as university rectors even in more socially-inclusive, recent times
The Hydro Majestic Hotel stands on the upper slopes of the Megalong Valley in the Blue Mountains, about 116 kilometres west of the Sydney CBD. Last December it re-opened for business six years after it’s resale and interim closure in 2008. The new owners, the Escarpment Group (a consortium of Sydney developers headed by Huong Nguyen and George Saad), have an ambitious vision for the Medlow Bath hotel, including an extension to its facilities and services, and a major renovation of the once great Blue Mountains landmark to restore some of its past glory. About four years passed before construction work even commenced on the site. Initially the new owners had to undertake a big clean-up job of the vacated property as a very large amount of assorted clutter was left behind by the previous occupants [‘Saving a grand old beauty’s soul’, Peter Munro, Traveller, 7 January 2013, www.traveller.com.au].
The Hydro Majestic through the agency of a renovation that cost $30 million has been transformed—from its erstwhile state of dishevelment and disrepair—to again rise seemingly phoenix-like in 2015. The new exterior makeover resulted in the complex’s buildings being painted uniformly white, clearly the developers are hoping that the anticipated returns will repay the investment (all up a reported $40.5 million including the purchase price) so that the venture doesn’t end up a ‘white elephant in all senses!’
Mark Foy’s Liverpool St store
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The Majestic’s current incarnation however is only the latest of many manifestations and reinventions that the hotel has undergone over its long, colourful history. The Hydro Majestic’s genesis lies in the overseas travel experiences of retail baron Mark Foy around the turn of the twentieth century. Foy was co-owner with his brother Francis of the large Sydney department store, Mark Foy’s (named after his father Mark Foy Sr) in Oxford Street, Sydney, later relocated to Liverpool Street in a famous piazza building. The young entrepreneur’s experience of health spas on the Continent gave him the idea for starting a hydropathic therapy operation in Australia. In 1902 Foy purchased several large blocks of land in the Blue Mountains to re-create a similar spa resort to the highly-popular sanatoriums he had visited in Europe. The site chosen at Medlow Bath was supposedly located on natural mineral springs that incorporated the earlier Belgravia Hotel [John Low, ‘Palace in a Wilderness: Hydro Majestic Medlow Bath’, www.bmcc.nsw.gov.au]. Foy’s Blue Mountains ur-health resort
Upon completion in 1904 Foy opened his Medlow Bath hydropathic sanatorium (the first health resort in NSW) which he named the Hydro-Majestic. By this time whatever springs were present (if they ever existed) had dried up. Consequently Foy imported large quantities of mineral water from Germany for use in his establishment [www.hydromajestic.com.au (Wikipedia entry)]. He also introduced a German-manufactured generator to supply the Hotel and the surrounding township with electricity (purportedly four days before the city of Sydney achieved electricity!) [www.hydromajestic.com.au, ibid.].
A series of spa pools connected by springs to the hotel generator were constructed in the nearby bush for the use of guests. Foy advertised that the Hydro would provide cures for nervous, alimentary, respiratory and circulatory ailments. Foy from the establishment’s start was also intent on trying to broaden the Hydro’s appeal, advertising it as “the most enjoyable place to spend one’s holidays” [Elaine Kaldy, ‘Medlow 1883 and Now’ (1983), cited in ‘Mb002 : Hydro Majestic’, NSW Office of Environment and Heritage, www.environment.nsw.gov.au]. To coordinate the therapeutic programs Foy brought out a Dr Bauer from Switzerland to introduce guests to his “diets of weird and wonderful treatments” [www.hydromajestic.com.au].
Playboy business tycoon
Mark Foy, to all accounts, was not particularly hands-on in his business pursuits, leaving it to a host of managers and agents. The Hydro for instance was apparently leased to influential hotelier and parliamentarian James Joynton Smith in 1913 [‘K032 : Carrington Hotel’, NSW Office of Environment and Heritage, www.environment.nsw.gov.au]. Foy’s conspicuous affluence and delegation of tasks to others allowed him the leisure to pursue outdoor activities. The business baron also had a reputation of being something of a playboy-about-town in the ‘Great Gatsby’ mould, legendary for throwing lavish parties for his friends at the Hydro and at his other homes at Bellevue Hill and Bayview.
Mark Foy Jr
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The Hydro Majestic owner was a keen sportsman, yachtsman and motor-car enthusiast. He was such a car enthusiast that he would periodically have sales of bulk numbers of his vehicles on site at his Bellevue Hill property [“MARK FOY’S MOTORS” (Advertisement), Sydney Morning Herald, 3 September 1910 – an adroit coupling of business with pleasure on his part; cited in Pittwater Online News, Issue 102 (17-23 March 2013), http://www.pittwateronlinenews.com/mark-foy-history.php]. Foy used his fleet of cars to ferry guests on trips from Medlow Bath to nearby Jenolan Caves. He also kept horses on the grounds for guests to explore Megalong Valley by horseback [Office of Heritage and Environment (Hydro Majestic), www.environment.nsw.gov.au].
Majestic skyline
˚ Network of bush walks and sustainable agriculture
Foy had a series of bush walk tracks built on the cliffs below the Hydro Majestic. The walking tracks provided spa guests with a physical outlet that would complement Dr Bauer’s therapeutic programs. Guests were encouraged to exercise in the fresh mountain air as part of their recovery. These tracks with local physical features with names like Tucker’s Lookout, Sentinel Pass and the Colosseum offer breath-taking cliff views of the Megalong Valley, and are still explored by bush walkers today.As well as the hotel site itself Mark Foy purchased a considerable amount of land in the Megalong Valley to grow food for the Majestic hotel dinner tables. Foy built a large rural holding at Megalong which he called the Valley Farm, on it was a racecourse, stables, diary farm and a piggery. The farm grew corn, turnips and oats [‘Mark Foy – Retail Tycoon and Megalong Valley Farm’, www.megalongcc.com.au]. The produce grown in the valley was transported up to the resort by a flying fox Foy had rigged up.
The business tycoon also maintained personal properties on the Medlow Bath complex, including a cottage in the Valley known as the Sheleagh Cottage. This property with its great views of the valley, now called “Mark Foy House”, is today listed as a mountains getaway available for rental. It is unclear how much time the constantly on-the-go Foy spent at Sheleagh, or for that matter at any of his Sydney properties, as the newspapers of that day regularly reported him as embarking with his family on yet another world or European tour [cited in Pittwater Online News, op.cit.]. I can easily imagine Foy’s name cropping up constantly in the Vice-Regal column that used to appear in the Sydney Morning Herald.
‘The Lost World’
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༘༘༘Resort’s luminaries
At the height of its popularity, in the twenties, the Hydro-Majesty was THE fashionable venue to visit, “the place to be seen” by the denizens who grace Sydney’s social pages. Over the years it has had more than its fair share of VIP guests, such as Sherlock Holmes creator Sir Arthur Conan Doyle whose novel The Lost World was inspired by the vast wilderness environment that the Hydro was set in. Other guests include Indian rajahs, Australia’s first Olympic swimming gold medal winner Freddie Lane, and the Commonwealth’s inaugural Prime Minister Edmund Barton, who died whilst staying at the resort in 1920. Boxer Tommy Burns set up a training camp at the hotel where he prepared to fight Jack Johnson for the World Heavyweight Championship in the most famous bout in Australia boxing history at Sydney Stadium in 1908. The entertainment and amusements provided by Mr Foy at the Hydro Majestic took various forms. In its heyday when it was a luxury tourist resort, balls and concerts were regular events. Singers such as the soprano queens Dames Nellie Melba and Clara Butt were hired to perform at these concerts. A curious feature was the cross-dressing costume parties of well-to-do guests in which the husband and wife swapped clothing with each other for the event [‘Saving a grand old beauty’s soul’, op.cit.].
An architectural mixed bag
Taken at its broad scope the Hydro-Majestic is an impressive if a bit discordant sight, a long line of arranged buildings, albeit positioned in a somewhat higgledy-piggledy fashion stretching for some 1.1 kilometres across the Megalong escarpment. The Hotel’s architecture is hybrid in character, with buildings being added in an ad hoc fashion over time and in a novel mixture of styles: Victorian, Edwardian, Belle Époque and a blend of Art Deco and Art Nouveau interior design.
The Hydro – in its down-market days
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The Majestic’s most distinctive external feature is the Casino building with its imposing Chicago-manufactured dome (this ‘casino’ has been used as an entertainment hall or pavilion rather than as a gaming house). The changing fortunes of the Hydro Majestic as a whole over the decades was symbolised in the fate of the Casino itself: going from the scene for grand balls and concerts in the 1920s and 1930s to a repository for (how the mighty have fallen!) pinball machine entertainment in the 1980s!
A Zimmerman
˚ Resident artist with obsessive-compulsive tendencies
One of the most intriguing interior features of the Hydro Majestic is the so-called Cat’s Alley, a long corridor whose windows back in the day were draped with peacock feathers. Scone-and-cream afternoon tea visitors to the hotel would stroll down the corridor strewn with puff-pillowed lounge chairs and a set of bizarre panelled scenes, hunting scenes from different historical periods, the work of a Swiss artist called Arnold Zimmerman. Panel after panel comprised Prehistoric cavemen hunting wooly mammoths, Assyrian warriors slaughtering lions, British Raj mounted horsemen hunting tigers in India, Roman soldiers killing elephants, and so on and so on. The first time I ever visited the Hydro I marvelled somewhat bemused at Zimmerman’s paintings, finding them slightly disturbing in their obsession with the monumental struggle between man and beast, terrible but also engaging in a visceral way. Visitor access was blocked to the Alley for some years but it is pleasing to note that it is opened again after the refurbishment with additional seating.
The immediacy of a vast wilderness of National Park bushland has regularly posed a danger to the Hydro Majestic. In 1905 fire destroyed the Gallery building and in 1922 did the same to the original Belgravia wing. There have been several other close calls, the latest in 2002 when Medlow Bath’s “Gothic tourist pile”, as one article described it, narrowly avoided a spot fire blaze [Margaret Simons, ‘Majestic tourist icon survives ordeal by fire’, Sydney Morning Herald, 9 December 2002].
The Hydro-Majestic over the course of its century-plus existence has undergone a number of transformations. What started off as a hydropathic spa pretty soon morphed into a luxury tourist retreat after 1909 (“Mr Foy’s Private Lodge”), only to revert more modestly to a family hotel for ordinary guests and day-trippers. In WWII the Hydro was converted into the 118th US General Hospital to care for convalescing American soldiers, some of which showed their “gratitude” by inflicting damage on the hotel’s decor during their stay. After the War the Hydro reverted to a hotel and guesthouse. By the 1980s the buildings had declined alarmingly despite receiving a heritage preservation order in 1984, business had dropped off and the very visible signs of wear and age eventually necessitated a revamping in the 1990s and again in the last few years.
In keeping with the hybrid nature of the hotel, parts of the new Hydro Majestic exude a distinctly oriental flavour. The Salon Du Thé features a Shanghai chic tea room and bar and both it and the Cat’s Alley reprise many of the oriental traits of the original 1900s Medlow hotel which featured a Chinoiserie style favoured by Mark Foy. The Majestic’s original Salon Du Thé displayed ornaments and furnishings which included large Chinese vases and porcelain vessels, bamboo-look furniture and silk umbrellas [www.hydromajestic.com.au].
Footnote: Regaining its past glory? Will the refurbished Hydro Majestic rise again to the exalted heights it attained in the inter-war period? Will patrons flock to it again as they once did? Will it be able to attract the higher socio-economic clientele associated with a luxury resort? It is far too early to tell, but it should be noted that there is a lot more choice now in Sydney with high-class hotels and resorts. Nonetheless, the Hydro’s traditional high tea is back, the complex has more restaurant options than ever before, though the guest rooms are still on the small side! What also hasn’t changed to its advantage are the magnificent panoramic views of the Megalong Valley, they remain one of the Hotel’s strongest magnetic attractions.
Above: Flagship of the Mark Foy’s retail empire. The city department store opened in 1885, moving to the Liverpool Street site in 1909 where an ice skating rink was installed on the 5th floor in 1950 for “Fashion Fantasy on Ice” parades. In 1980, having been earlier acquired by Waltons, it ceased trading permanently. Today the monolithic heritage building renamed the Downing Centre functions as a local and district court
Before there was motion pictures, radio or television in Australia, variety theatre and vaudeville flourished as the form of public entertainment. In the first half of the 20th century two performers in the absolute vanguard of Australian vaudeville comedy were George Wallace and Roy Rene. Both these standout comedy stars of the Australasian theatre, at their career high-point, were extremely well paid. Each had his own distinctive style and persona, as well as particular strengths and weaknesses in the differing modes of comic performance attempted.
George Wallace (above) had an early taste of the stage appearing in children’s pantomime at age three, but it wasn’t until after WWI that his career really took off when he teamed up with fellow vaudevillian Jack Paterson to form a knockabout comedy act called “Dinks and Onkus”. The duo performed their “couple of drunks” routine to packed audiences at the Newtown Bridge Theatre for five years before Wallace outgrew the partnership and joined up with bigger enterprises, first that of Fuller’s Circuit and then the Tivoli Theatre Circuit.
George was smallish in stature and quite chubby in build but despite this, on stage he was exceptionally acrobatic and agile on his feet. As part of his very physical act he became acutely adept at landing on his left ear during a deliberate fall. Wallace wrote witty songs and review sketches to perform in theatre, sometimes he told absurd stories about characters such as Stanley the Bull, the Drongo from the Congo and Sophie the Sort [Stuart Sayers, ‘Wallace, George Stevenson (1895–1960)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, http://adb.anu.edu.au/biography/wallace-george-stevenson-8961/text15765, published first in hardcopy 1990, accessed online 4 April 2015]. The Wallace persona on stage and screen was that of a childlike man, portraying goggle-eyed, innocent characters well down on the social ladder, often farm boys, hicks and yokels ill at ease with women [Paul Byrnes, ‘George Wallace’, www.aso.gov.au]. The country bumpkin-cum-innocent in the big city association was further emphasised by George’s garb, comprising ill-fitting clothes and rumpled hat.
Wallace’s “working class zero” popularity attracted the attention of local film-makers and in the thirties he appeared in a number of films such as Gone to the Dogs, A Ticket for Tatts, mostly for Ken G Hall, Australia’s foremost (Cinesound) director in the interwar period. In his movies (some of which he co-wrote) Wallace reprised his theatre role as a bumbling, disaster-prone innocent. In his performances on the big screen Wallace demonstrated that he was able to make the transition from stage to cinema. After WWII however, finances dried up and the Australian film industry went into steep decline. Wallace returned to theatre including a return to pantomime and to the new medium of radio performance. In 1949 he began a weekly radio show with the Macquarie Network in Sydney. The one setback to Wallace’s career was his unsuccessful attempt in the early fifties to make it in the English theatre as a comedian, but this could be attributed partially to the English audiences’ unfamiliarity with his Australian accent [ibid.].
Roy Rene (born of part-Dutch ancestry, Harry Van Der Sluice) was a rival of sorts for Wallace in the interwar musical comedy theatre. Rene’s stage persona of ‘Mo’ and his successful partnership with Nat Phillips as “Stiffy and Mo” was the inspiration for Wallace to form “Dinks and Onkus”. Like Wallace, Rene started in ‘panto’ at 14 as “Boy Roy” in a Sydney production of Sinbad the Sailor. Rene’s popularity grew in musical comedy reviews all around Australia and NZ in the 1920s and 1930s. His theatrical career however was marked by tempestuous relationships with colleagues and proprietors. He broke up and then reunited with Phillips, and moved (sometimes sacked) from one theatre company to another (Princess Theatre, the National Amphitheatre, Fuller’s, Tivoli, Theatre Royal, etc) from one side of the continent to the other and on to New Zealand throughout his career.
Rene had a very distinctive on-stage appearance, striking black-and-white face paint which gave a nod to the influence of minstrelsy, baggy pants and a battered black top hat. In performance he exuded an extroverted and even exhibitionist style – he was the quintessential lair (the self-promoting “show-off”). Often he would robustly insult the audience with a spray of obscenities, both verbal and gestural. In today’s milieu of political correctness Rene’s act would in all likelihood be characterised as sexist and even racist (in its presentation of a Jewish caricature) and it did alienate some viewers in the day. This did not stop Fuller’s from billing him (pre-war) as “Australia’s foremost delineator of Hebrew eccentricities” [Frank Van Straten, ‘Roy Rene 1892-1954’, Live Performance Australia – Hall of Fame (2007), www.liveperformance.com.au ].
At the height of his career the wider public loved Mo’s humour and feted him as a great clown. The typically unrestrained expressions used by Rene in skits became the vogue, so much so that they entered the Australian lexicon. The numerous ‘Mo-isms’ that still colour the linguistic landscape of Australia include such perennial gems as “strike me lucky!”, ” you beaut!”, “strewth”, “cop that, young Harry”, “you little trimmer!”, “don’t come the raw prawn with me” and “fair suck of the sav” [‘Roy Rene’, www.skwirk.com].
Rene as a live performer was a forerunner of what a later generation would euphemistically call “working blue”. His work, especially in the Stiffy and Mo skits was punctuated with risqué humour and vulgar double entendre. One of their most celebrated routines had Mo, chalk in hand, saying to the “straight guy” Stiffy: “why is that whenever I write F you see K” (the audience apparently never got it at the time). How far Roy could be characterised as a “blue comic” is a moot point. A show biz contemporary of his, Bill Moloney in his autobiography, Memoirs of an Abominable Showman, cautions that this was more in the public’s perception than anything actually evident in Mo’s sketches. Moreover, in the light of the unfettered ‘blueness’ of later comics like Lenny Bruce and Rodney Rude, Mo’s ribald smuttiness comes across as very pale by comparison.
Roy as Mo struck a chord with the public partially perhaps because he was seen as being so far from being a hero, more of an everyman, and also because they saw him in the context of the Depression as a battler, an underdog barking back at his so-called ‘betters’ [ibid.]. At the peak of his fame a measure of his popularity were the stacks of unaddressed mail he received from his fans. Letters would somehow find their way to Roy Rene’s home or office with only the iconic, black and white image of Mo’s face scribbled where the address should appear on the envelope!
Inevitably the popularity of Mo led to attempts to establish Roy Rene as a film star. Strike Me Lucky! (1934) directed by Ken G Hall was not successful either critically or at the box office. The medium did not suit Rene who needed the spontaneity of performing before a live audience to feed off and sparkle at his best. The repetition of takes during scenes in movies was also to his distaste [Lesley Speed, ‘Strike Me Lucky: Social Difference and Consumer Culture in Roy Rene’s Only Film’ (Screening Australia), www.tlweb.latrobe.edu.au].
After WWII, with variety theatre in recession, Rene made a successful transition to radio. He was able to do this having learned from the lessons of his failed venture into films, because he made sure that his radio shows were presented before a live audience to ensure that his performances had that necessary edge. At Sydney radio station 2GB he found a niche as the bombastic “Professor Mo McCackie” of “McCackie Manor” finding a whole new audience for his unique sense of humour.
Because they possessed very different comedic styles, it is hard to detect any influences Rene and Wallace may have had on each other. Rene, hitting the boards a good decade before the younger man, led to him becoming the bigger star in the late 1910s to mid 1920s. The differences in style and content were quite pronounced: Rene’s speech drew on the broad Australian vernacular, he had an urban type of comedy influenced by the traditions of American Jewish (Yiddish) comedy. Roy/Mo was both raunchy and in-your-face in a way the simpler, more laid-back George/Onkus never was. Wallace was more influenced by the traditions and stories of the Australian bush (his adolescent years were largely spent working in the Queensland bush as a cane-cutter, horseman, dairy farming and the like). One critic has identified the influence of Charlie Chaplin on Wallace’s comedy in aspects like the use of athletic slapstick and the choice of costumes [Byrnes, op.cit.].
Wallace and Rene were gigantic figures in the first half of 20th century Australian variety entertainment, both were quintessentially Australian, both had exemplary timing in their comic delivery. The two plied the same trade but stylistically and temperamentally they were very different vaudeville comics. The two comedians did ultimately have one curious connexion: both men died in the same small Sydney suburb of Kensington, six years apart.
‘Mo Mac’ with another great master of comedy, Stan Laurel
Postscript: I have not included Jim Gerald within the purview of this survey. ‘Diabolo’ Gerald, the rubbery-faced clown, a contemporary of Rene and Wallace, was a theatrical performer who rightly deserves a place in the trio of 20th century Australian vaudeville comic greats. Gerald however differs from the other two Australia-focused comedians. He was more international in outlook, sourcing a large amount of his material during trips abroad, and working overseas extensively, eg, touring South Africa, Asia, North America; as part of the AIF Entertainment Unit in the Middle East and the Mediterranean during WWII; plus starring in a series of cinematic shorts in Hollywood during the silent era.
The Epic Film: Myth and History, by Derek Elley (re-published 2014, originally published 1984)
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The onset of the 21st century seemed to herald a revival in the epic genre in film. Large-budget “Sword-and-Sandal” movies of the early 2000s such as Gladiator and Troy, labelled “Neo-epic films” by cinema critics, have reinvigorated the genre. At the same time, a new blockbuster phenomenon in the shape of the Lord of the Rings and Harry Potter series of films, padded with wall-to-wall distinguished British (and Commonwealth) actors, have extended the epic genre, and in the case of the ‘Rings’ cycle, given the flagging “Sword-and-Sorcery” sub-genre a new lease of life.
The author’s approach to his subject is a somewhat scholarly one, although the book also remains accessible purely on an entertainment level. Elley begins by making clear the distinction between the heroic and the epic … “heroes alone do not make an epic,” other ingredients especially the “all-important mythic quality” is needed to elevate the narrative to a higher plane, the ‘supra-human’ dimension. The author then proceeds to trace the transition from the epic in its original, literary form to its cinematic form.
The book concerns itself to a large extent with the type of epic film much in vogue in the fifties and sixties, drawn from the history and mythology of antiquity (Greece, Rome, Egypt, Mesopotamia). Right up front I’d have to say that I think that the author is inclined to take the genre a bit too seriously. The epic movie, in whatever phase or incarnation it takes, has been something difficult to be especially serious about! By definition the standard form of the epic has tended to be characterised by an indulgence in excess – grandiosity, vulgarity, basically everything 8XL in size! Mention the epic film and people often think of monumental Hollywood flicks like Ben-Hur, Spartacus, Cleopatra, and the like. Conspicuous consumption the order of the day, so much so so that it could be suggested that epic films should be primarily seen as a kind of parody of themselves.
The Epic Film spends a good deal of time examining another type of epic movie, the Continental Sword-and-Sandal variant of the species which further takes away from the serious side of the genre’s purpose. The “Sword-and-Sandal” as the book points out is also known in the trade as a Peplummovie …from peplos the type of ancient Greek robe or tunic worn by women (as modelled below). Strictly speaking ancient men wore chitons, a lighter, simpler and usually shorter garment than the feminine peplos, but the name ‘Peplum’ stuck for the epic movie!
This sub-genre had its heyday between the late 1950s and the mid 1960, usually set in Ancient Greece or Rome and often filmed at Cinecittà in Rome (for a time the world’s film studio of choice) and/or in the campagna in Italy or Spain. The elements of the genre are well-known and entirely formulaic: heroic but one-dimensional gladiatorial strongmen, a bevy of immaculately beautiful but defenceless heroines in sexy, ultra-mini peplums, a paper-thin storyline appallingly scripted and only coincidentally unrecognisable as history, incoherently edited, low budgets, sloppily shot with atrociously wooden acting and haphazardly dubbed into English.
Footnote: the popularity of the Italian Peplum provided career change opportunities for body builders as many would-be actors like Steve Reeves, Mark Forest and Kirk Morris, made the transition from the bodybuilding game to become leads in Sword-and-Sandal sagas. Interestingly, many of the Italian musclemen-stars took Anglo-sounding names in an attempt to make them more appealing to the American market, thus the well-known Sergio Ciani became on screen the aptly named “Alan Steel”.
Steve Reeves’ phenomenally successful Labors of Hercules (1957) was the springboard for a spate of strongman-centred Pepla. From the mid sixties a number of the Peplum strongmen made the switch to Spaghetti Westerns which spectacularly filled the void when the popularity of the Sword and Sandal costumers began to wane. Spaghetti Westerns utilised the same device of giving its Italian stars American-sounding names, the most famous of which were the ‘Trinity’ duo, Terence Hill and Bud Spencer.
Whilst acknowledging the limitations of many of these B-grade epics Elley soberly proceeds to unearth all manner of meaningful cinematic aesthetics from the likes of Samson against the Moon Men, Hercules and the Tyrants of Babylon, etc, etc. The author describes his text somewhat grandly as an extended essay on defining “the epic form in its filmic context”. The definition in the book that took my eye is attributed to Charlton Heston, “There’s a temptingly simple definition of the epic film: It’s the easiest kind of picture to make badly” (Chuck should have known – he appeared in his fair share of dud epics in his career).
Strongman ‘Maciste’
Elley points out that spectacle is the most characteristic trademark of the epic genre, and that trait is (or was) synonymous with Hollywood. Although we connect the Pepla of that era with Italy and the Continent, we tend to associate the wider phenomenon of epics with America. The author quotes Peter Ustinov to good effect: “I’ve always thought that only the Americans can do Ancient Rome pictures. Both cultures have the same kind of relaxed, rangy pomp. Both have exactly the same kind of bad taste”.
⇧ Transparent marketing attempt to capitalise on the famous ‘Ben-Hur’ chariot racebut failing to meet those expectations
The book is adorned with some 88 pictures in glorious black-and-white and these may hold for some readers the greatest interest. Amongst these is a still from the 1964 movie The Fall of the Roman Empire, a long range shot of a Late Roman frontier fortress under attack – complete with a modern Italian villa and two parked fiats close by in the background. Another revealing picture contains a close-up of the cleft-chinned Kirk Douglas as the fabled Ulysses, his heroic countenance somewhat spoiled by the clearly visible but unsightly appearance of Kirk’s varicose veins! Or equally entertaining, is the photo (below) of Victor Mature as Samson, teeth gritted, valiantly wrestling a ‘savage’ lion which looks like it’s been recently rejected by a local Los Angeles taxidermist.
Many of the era’s epic films that came out of Hollywood tend to be prone to snatches of excruciatingly bad dialogue. The book provides a wealth of atrocious quotes from the genre. Savour if you will these little vignettes which run the gamut from overblown dramatic(sic) intensity to inane absurdity:
“When you speak of destiny, this is something I must at last believe” (delivered with exaggerated emphasis), Genghis Khan, in Genghis Khan (1965).
“Love and hate are horns on the same goat”, Rune woman, in The Vikings (1958).
“At one time, when you were a little fella, you were always asking questions!”, Joseph, to Jesus, in The Greatest Story Ever Told (1965).
This last line of dialogue, tinged with more than a touch of folksy mid-western Americanism, could easily have rolled from the mouth of failed actor-turned-US president, Ronnie Reagan, whilst whittling wood on the back-step of his Californian ranch.
By focussing on 50s and 60s Hollywood and Italian epics Elley largely neglects the first resurgence of the Sword-and-Sorcery film which took place in the late 70s and early 80s … the Star Wars cycle, Excalibur, Conan the Barbarian, etc (all made before The Epic Film‘s original publication in 1984). Other (admittedly minor) sub-genres of the epic such as the Sinbad saga films (The Seventh Voyage of Sinbad, Sinbad and the Eye of the Tiger, and so on) and the Swashbuckler/Pirate films don’t get a guernsey at all … although the Sinbad movies could just as well be categorised as adventure-fantasy films, rather than strictly Sword-and-Sorcery ones.
Elley’s study of the epic film genre is informative and instructive in so far as it goes. Ancient Greeks and Romans, Biblical figures, barbarians and Norsemen, all get a good run, but Elley’s historical survey cuts off at the end of the Dark Ages. I’m left with a tinge of regret that he didn’t take a more expansive approach in the book to include the grand and occasionally grandiloquent epic movies made about legendary Britons of a later era like Arthur and Robin Hood, as well as the more modern epics like Lawrence of Arabia or Dr Zhivago and even extend it to examples of the genre as diverse as 2001 a Space Odyssey and Planet of the Apes.
To the vast majority of people, especially in America, the name Wright brothers and the first mechanically-propelled flight in a heavier-than-air craft have always been synonymous with each other. The reality is that the achievement of Orville and Wilbur’s “First Flight” has always been strongly contested from certain quarters within the aviation industry in the United States – and internationally as well.
Not long after the news spread about the momentous event at Kitty Hawk, North Carolina, on 17 December 1903, the significance of what the Wrights’ had done found itself under challenge, especially as time went on from the European aviation community. French newspapers after 1903 described the celebrated American brothers as bluffeurs (bluffers). Doubts were raised about their achievements when the Wrights failed to release the photo of the Wright Flyer in flight at Kitty Hawk until nearly five years after the groundbreaking 1903 flight … newspapers acerbically asked: “Were they fliers or liars?”, Paris edition of the New York Herald (10 Feb 1906); ‘Wright Brothers: European skepticism’, www.spiritus-temporis.com.
The state of North Carolina has harboured no such doubts, proudly displaying the slogan First in Flight on its car number-plates. Whether you accept the Wrights’ claim to be first in flight, or some other contender (of which there are several), in a sense could depend on what is meant by manned, aeronautical flight. Orville Wright’s first successful if brief powered flight was by no measure the first human flight in history. The genesis of intentional manned air travel can be traced back to the late 18th century with the advent of large hot air balloons (starting with the Montgolfier brothers of France in 1783).
As well, in the 30 years preceding Kitty Hawk, there was a host of aviation pioneers experimenting with monoplanes, biplanes, box-kites and gliders including, 1874: Félix du Temple; 1894: Hiram Maxim; 1894: Lawrence Hargrave; 1898: Augustus Moore Herring [B Kampmark, ‘Wright Brothers: Right or Wrong?’, Montréal Review (April 2013]. These flights however were either pre-power ones, or if motorised, they have been largely discredited as having been either unsustained, uncontrolled or as at the least not sufficiently controlled [P Scott, The Shoulders of Giants: A History of Human Flight to 1919].
The achievements of Orville and Wilbur in their 1903 Wright Flyer moved beyond the brothers’ earlier experiments in motorless gilders, but there are at least two other rival claimants prior to December 1903 whose aeronautical experiments were also mechanically-driven and became airborne albeit briefly – Gustave Whitehead in 1901 and Richard Pearse in 1902/1903. The late 1890s and early 1900s were awash with would-be plane makers, there was a veritable aircraft mania world-wide with people all the way from Austria to Australasia trying to construct workable “flying machines”.
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Richard Pearse ⇓
Pearse’s somewhat erratic aircraft experiments in New Zealand, far away from the salient aeronautical developments in the US Eastern Seaboard and Europe, largely flew under the radar (to invoke an obvious pun!). The evidence suggests that Canterbury farmer Pearse’s home-built glider (equipped with tricycle wheels and an air-compressed engine) made at least one (but probably more) flights, but with little control over the craft. What was to Pearse’s credit was that unlike the Wright Flyer which managed only to travel in a straight line on 17 December 1903, the New Zealander was able to turn right and left during his flight on 11 May 1903 [PS Ward, ‘Richard Pearse, First Flyer’ The Global Life of New Zealanders, www.nzedge.com].
Pearse’s low-key approach to his attempts meant that no photographs were taken, although Geoffrey Rodcliffe identifies over 40 witnesses to Pearce’s flights prior to July 1903 [http://avstop.com]. Pearse did not actively promote his own claims for a place in aviation history (unlike the consistently determined and even pathological efforts of the Wright brothers to consolidate their reputation), and he himself conceded that the Wrights’ flight achieved a “sustained and controlled” trajectory, something that he had not. But Pearse did contribute to aviation’s development nonetheless through the creation of a monoplane configuration, wing flaps and rear elevator, tricycle undercarriage with steerable nosewheel, and a propeller with variable-pitch blades driven by a unique double-acting horizontally opposed petrol engine [G Ogilvie, ‘Pearse, Richard William’, Dictionary of New Zealand Biography (Te Ara) 7 Jan 2014].
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⇓ Gustav Whitehead
G A Whitehead was a German migrant (born Gustave Weisskopf) living in Connecticut who started experimenting with gliders (variations on the glider prototype design developed by aviation pioneer Otto Lilienthal) in the mid-1890s, at a time when Wilbur and Orville were still making and repairing bicycles in Dayton, Ohio. The case in support of the flight made by Whitehead on 14 August 1901 in what must be noted was an improbable-looking, bat-shaped, engine-propelled glider at Fairfield near Bridgeport, was first taken up in 1935 (in an article in an industry magazine, Popular Aviation, entitled ‘Did Whitehead Precede Wright In World’s First Powered Flight?’)回. Whitehead’s claim lay dormant until the 1960s when army reservist William O’Dwyer, took up the German-American engine-maker’s cause and did his upmost to promote his “flying machine”.
A surprise rival to the Wrights’ crown
Supporters of Whitehead recently received a further boost through the research of Australian aviation historian John Brown who discovered a photo (lost since the 1906 Aero Club of America Exhibition) purporting to be of Whitehead’s № 21 Gilder in flight. Largely on the basis of this, Brown was able to convince the premier aviation journal, Jane’s All the World’s Aircraft, to recognise Whitehead’s claim over that of the Wrights’ as the first powered and navigable flight in history [“An airtight case for Whitehead?”, www.fairfield-sun.com, 24 August 2013]. Doubts remain however about the Whitehead thesis. Brown’s reliance on the newly-discovered photo remains problematic, the image even ultra-magnified is indistinct and inconclusive of anything much. In any case the providence is very questionable, there is no irrefutable evidence unearthed to this time linking it to Whitehead’s 1901 flight [“The case for Gustave Whitehead”, www.wright-brothers.org.]
⇑ Whitehead & his № 21 Glider
Footnote: The newly-acquired kudos of Connecticut arising from Jane’s recognition of Whitehead, has led to a jocular suggestion from some folk in that New England state…as a counter foil to North Carolina’s number–plates which are inscribed First in Flight Connecticuters, unfazed by some serious grammatical mangling, are calling for their state’s number–plates to carry the motto Firster in Flight!❈.
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⇓ Santos–Dumont’s biplane
Santos, breaking through for Europe (and Brazil)
A case has also been made for Alberto Santos–Dumont, a Brazilian aviator–inventor as the first to fly a mechanised aircraft – the 1906 Paris flight of his 14-bis biplane (Condor # 20). Supporters of the Brazilian aviator argue this on the grounds that it, not the Wrights 1903 flight, represented the first officially witnessed, unaided take-off and flight by a heavier-than-air craft. Brazilians, whilst acknowledging that the Wright Brothers conducted a successful flight earlier, argue that Santos-Dumont should be given pre-eminence because the 14-bis‘ take-off was made from fixed wheels (as was Pearse’s flight in NZ incidentally) rather than catapulted into the air from skids as happened with the Wright Flyer in 1903 [‘The case for Santos-Dumont’, www.wright-brothers.org]. The patriotic Brazilians, always ready to embrace a national hero, sporting or otherwise, have gone to great and amusing lengths to register their pride in Santos-Dumont’s achievement. Many Brazilian cities have an Avenida Santos Dumont named in honour of the aviator. In a characteristically Brazilian vein of jocularity, some Brazilians have taken a “stretch–limo” approach, rendering the street name into English thus: Santos Dumont the True Inventor of the Airplane and Not the Wright Brothers Avenue [V Barbara, ‘Learning to Speak Brazinglish’, New York Times, 8 November 2013].
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Hargrave at Stanwell Tops, NSW⇓
Hargrave down under: providing lift More seriously, Santos-Dumont’s 1906 successful, powered flight in Paris (dismissed by the Wrights as a series of “long hops”) owed a large debt to Lawrence Hargrave, Santos’ Condor biplane being based on Hargrave’s box-kite construction. Not just Santos but many other aviation pioneers, including the brothers Wright, all benefitted from Hargrave’s conscious decision not to patent his designs. The Australian inventor has an under-recognised role in the history of aviation, but he contributed massively to the first successful airplane through the development of three critical aeronautical concepts – the cellular box-kite wing, the curved wing surface, and the thick leading wing edge (aerofoil). The world’s first commercial aircraft built by Frenchman Gabriel Voisin incorporated the stable lifting surfaces of Hargrave’s box kites. In addition, Hargrave invented the radial rotary engine which drew great interest from Europe and was later used extensively in military aircraft [‘The Pioneers: Aviation and Aeromodelling – Independent Evolutions and Histories’ (Lawrence Hargrave 1850-1915), www.ctie.monash.edu.au].
Illawarra’s place in the pioneering story of manned flight: Hargrave started off constructing ornithopters (“mechanical birds’ utilising a ‘flapping’ method) before experimenting with designs based on kites. Hargrave’s cellular or box kites provided the basis for a rigid, stable aeroplane. In 1894 at Stanwell Park in the Illawarra region, south of Sydney, Hargrave tested his own four-kite device which got the inventor airborne for a distance of five metres, the world’s first ”flying contraption” to achieve aerial lift from a fixed-wing [‘Aviation in Australia Hargrave’s flying machines’, State Library of NSW,www.sl.nsw.gov.au].
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Jane’s magazine’s decision in 2013 to jettison the Wrights’ primacy and endorse Whitehead’s claim to be the first powered flight is in marked contrast to the position of the Smithsonian National Air and Space Museum on the subject. The key to understanding the Smithsonian’s rigid, on-going refusal to countenance the Whitehead case, or even to have an open mind on it (the Smithsonian dismissively refers to it as the “Whitehead Myth”), has its roots in the testy relationship that prevailed between the Wrights and the Institution. From the start the Smithsonian did not immediately and unconditionally embrace the Wright brothers’ Kitty Hawk achievement. Instead, the Institute sought to elevate Samuel Pierpoint Langley‘s unsuccessful Aerodrome craft on an equal footing with the Wright Flyer (at one point Langley was Secretary of the Smithsonian – a clear suggestion of a conflict of interest within the Institution). In retaliation the Wrights refused to display their 1903 “First Flight” aircraft in the Smithsonian. Orville, after Wilbur’s early death, eventually shipped it off to England where it was exhibited in the Science Museum in South London instead [‘History of the 1903 Wright Flyer’, (Wright State University Libraries), www.libraries.wright.edu].
The intriguing twist in this story occurred in 1942 when the remaining Wright, Orville, relented on the Smithsonian ban, but only after a deal was struck. The Smithsonian recanted its long-standing statement that Langley’s Aerodrome was the first machine capable of flight in favour of the Wrights’ claim. In return the Washington DC Institution was allowed to hold and exhibit the 1903 Wright Flyer. The rider which contractually committed the Smithsonian stated that if the Institute ever deviated from its acknowledgement that the Flyer was the first craft to make a controlled, sustained powered flight, then control of the Flyer would fall into the hands of Orville’s heirs.
On display at the Smithsonian (National Air & Space Museum)⇓
Critics of the Institute believe that the Smithsonian’s indebtedness to the Wrights’ legacy (the fear of losing the historic Flyer to the estate executors) prevents it from recognising the merits of Whitehead’s pioneering achievement irrespective of the weight of evidence put forward [J Liotta, ‘Wright Brothers Flight Legacy Hits New Turbulence’, www.news.nationalgeographic.com]. Clearly this is a powerful disincentive to the Smithsonian objectively assessing the merits and new evidence for any rival claims to the Wrights (not just Whitehead’s) which may be unearthed.
The Wright stuff
There were numerous aviation pioneers, engineers and technologists experimenting with new forms of aircraft at the turn of the 20th century, so what was it that made the Wright brothers stand out from the others? The preservation of identifiable photographic evidence and documentation of the December 1903 attempts certainly contributed to the strengthening of the brothers’ argument for being “First”. Another factor is that the brothers scrupulously consolidated and cultivated their reputation as the foremost air pioneers. Clearly the Wrights had an eye on history which contrasts with the less calculated approach of their rivals (especially Whitehead and Pearse). The Wrights vigorously defended the accomplishments of their Flyer against that of competing airships. They also went to great efforts to protect their technologies against intellectual theft … the propensity of the Wrights to resort to lawsuits when they felt their interests (eg, patent preservation) was threatened, pays testimony to this.
The Wrights, unlike most of the competition, kept on improving the quality and capability of their airplanes (at least up until they got bogged down in patent litigation), eg, the development of “wing warping” helped control the aircraft through enhanced aerodynamic balance. [D Schneider, ‘First in Flight?’, American Scientist, 91(6), Nov-Dec 2003]. The patents issue and the brothers’ preparedness to play “hardball” with their rivals led them into questionable ethical terrain, eg, their refusal to acknowledge the influence on their designs of pioneers who came before them, such as the Anglo-Australian Hargrave [‘The Pioneers’ op.cit.].
The credence given to the Wright brothers’ claim to be the first successful flyers should perhaps come with an asterisk, signifying it’s need to be heavily qualified – as in David Schneider’s tongue–in–cheek, catch–all description: “First in Sustained, Piloted, Controlled, Powered, Heavier–than–air Flight of Lasting Technological Significance” [ibid].
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Many in the public at large would hold with tradition and still attribute the crucial breakthrough in aerial navigation to the Wright brothers…but can we really say that in that start-up era of aeronautics that any one of the countless attempts by aviation pioneers was absolutely the definitive one? The differences between what Whitehead, Santos-Dumont, Pearse, the brothers Wright and Herring achieved with their best efforts seems to be one of degree, not kind.
Augustus Moore Herring, the darling of Michigan aviation enthusiasts, managed a flight of only 73 feet and no more than 10 seconds in duration, no more than an extended hop according to National Air and Space Museum curator, Tom Crouch, but it registered as a lift-off nonetheless [TD Crouch, A Dream of Wings]. “Bamboo Dick” Pearse’s optimal flight in Temuka, NZ, travelled a mere 50 feet or so and abruptly ended 15 feet up in a gorse-hedge! The last and best attempt of Orville in the Wright Flyer on that December day in 1903 lasted 59 seconds and travelled some 852 feet in distance. Gus Whitehead’s best try on 14 August 1901 was half a mile according to him, but it was poorly documented, lacked verification and any surviving pellucid images of the feat.
Did any of the documented early flights per se achieve “sustained and controlled flight”? Human conquest of the sky didn’t happen in one quantum leap, surely it came about in a series of small, measured steps, each building on the one before. It is more meaningful to see the development of viable flying machines as something that happened incrementally, an aerodynamic puzzle put together piece-by-piece. It was an international effort, the culmination of the accumulated efforts of gifted pioneering aeronautical designers such as George Cayley, Octave Chanute, Samuel Langley, Lawrence Hargrave and Otto Lilienthal whose experiments made it possible for the Wrights and others to experiment with flight, coming closer and closer to the realisation of successful manned, powered flight.
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PostScript:Pittsburg 1899
In a documentary shown on national ABC television (Australia) John Brown made the case for an even earlier attempt at powered flight by Gus Whitehead, which occurred in the city of Pittsburg in 1899. Brown does not contend that this flight by the German–American should be recognised as the first successful attempt because it was not controlled – to the point that the aircraft actually crash landed into a brick building, Who Flew First: Challenging the Wright Brothers, (DTV 21, ABC 2016).
回 freelance writer Stella Randolph was responsible for maintaining interest in Whitehead’s aviation pursuits, researching and writing The Lost Flights of Gustave Whitehead in the 1930s
❈ then there’s the claims of Ohio and specifically Dayton to their part in aviation history, the Wright Flyer being manufactured in Dayton
◖◗ See also the related post on this blogsite (October 2016) – “The Wright Way, the Only Way: the Aviation ‘Patent Wars’ and Glenn Curtiss”
🎭Long, long before megaplex cinemas, massive outdoor theme parks and home entertainment centres, Australians were discovering new outlets of activity to occupy their precious and increasing if hard-earned leisure time. In the 19th century one outlet for Sydneysiders which filled the bill for outdoor entertainment and activities was the suburban pleasure ground.
Europe: The Medieval fair
The origins of pleasure grounds in Australia can be traced back ultimately to British and European antecedents such as the Medieval countryside fairs, whose purpose was primarily trade and commerce but whose rituals included an important element of “merry-making” [www.medieval-life-and-times.info/]. In England these would be occasions to celebrate feast days and milestones in the calendar like Midsummer Solstice and St Swithuns Day, and would involve feasting and drinking, bawdy games, musical interludes, races and other physically active pastimes.The type of pleasure grounds that evolved in Australia also drew inspiration from the great English pleasure gardens of centuries gone by. These pleasure gardens, of which, Vauxhall Gardens in South London, was arguably the most famous in Britain, were the primary providers of mass, public entertainment in the 18th and 19th centuries. Vauxhall (AKA New Spring) Gardens charged admission to see performances of tightrope walkers, hot air balloon ascents, concerts and fireworks. Vauxhall and others such as its closest London rival, Ranelagh Pleasure Gardens, were the forerunners to the modern amusement park, eg, Luna Park/Coney Island, Blackpool Pleasure Beach [‘History of London: Pleasure Gardens’, www.history.co.uk].In Sydney pleasure grounds popped up at all points of the metropolitan compass during the Victorian and Edwardian eras. They could be found in districts as far afield as Prospect Creek/Fairfield (Latty’s Boatshed and Pleasure Grounds), Waratah Bay/Hawkesbury River (Windybanks’ Paradise), Vaucluse (Nielsen Park), La Perouse/Yarra Bay (Howe’s Pleasure Grounds) and the Kurnell Pleasure Grounds at the southern tip of Botany Bay.
🔺 The original Banks Inn
Joseph Banks Pleasure Grounds
One of the earliest such venues was the Botany (or Sir Joseph Banks) Pleasure Grounds (BPG), established along with the Banks Inn on 75 acres of land and seafront in the 1840s by Thomas Kellett. At its peak, BPG was described variously as “zoological gardens”, “a Victorian garden with arbours” and an aggregation of first-rate sporting fields.
BPG was a popular spot for annual St Patrick’s Day Sports Carnivals which comprised, in addition to sports, singing, dancing, drinking, the riding of penny farthings and various circus acts. The road from Sydney to the Pleasure Grounds was of such a poor condition that many visitors came to the Botany attraction by steamer – a round trip fare on the “Sir John Harvey” in the 1850s cost 10/-. An indication of the popularity of the grounds and hotel can be gauged by the fact that over 5,000 people attended on Boxing Day 1852 [‘Australia’s First Zoo’, The World’s News (Sydney), 15 March 1952].
Control of BPG went through many hands with new leasees and owners regularly being turned over. The zoo was introduced by leasee William Beaumont in the early 1850s. It was Australia’s first private zoo with a menagerie acquired from the original colonial zoo at Hyde Park that included Australia’s only elephant, Manila red deers, Indian goats, black Bengal sheep and Bengal tigers, both a Himalayan and a Californian grizzly bear, and an ape.
The Banks pleasure grounds and zoo were purchased in 1875 by Frank Smith, an entrepreneur and publican, and incorporated into the Sir Joseph Banks Hotel complex. A grand ballroom catering for up to 1,000 diners and a bathing house were also added to BPG [M Chaffey, ‘A review of Botany’ (Botany Library local history files) quoted in M Butler, ‘Botany’ (2011), The Dictionary of Sydney, www.dictionaryofsydney.org; ‘Sir Joseph Banks Pleasure Gardens Botany Bay’,www.prowse.com.au].
🔺 Sir Joseph Banks Athletics Track, Botany NSW
Sporting fields for cricket, football, archery and athletics were also appended to the Joseph Banks Gardens. Aboriginal runners from the Randwick/La Perouse area participated in foot races on the Botany track (quaintly known in the day as “pedestrian contests”). In the 1870s and 1880s BPG hosted Australia’s earliest professional footrace, the Botany Bay Gift, which attracted top international athletes and large crowds. 1888 was probably the high point of professional sprinting in Australia with £800 being offered in prize money at that year’s Bay Gift.Wagering on the outcome of the Botany running contests was extensive and eventually the money involved led to some sharp practices occurring which affected the outcome of races. As a consequence, after several years the annual Gift was discontinued, though it was briefly resurrected in the late 20th Century. A well-known running club, the Botany Harriers (later the Randwick-Botany Harriers), had its beginning at the Sir Joseph Banks track [‘History of the Sir Joseph Banks Hotel’, www.thebanks.net.au].Around 1908–1910, after yet another change in ownership, BPG became the Olympic Recreational and Picnic Grounds. In March 1908 the Joseph Banks Ground hosted the first-ever game of rugby league in Australia, a match between a South Sydney Probables team and a Possibles side which preceded the inaugural season of the Sydney Rugby League [‘Centenary of Rugby League’, www.monumentaustralia.org.au].Fairyland Pleasure Grounds
Another suburban pleasure ground that greatly captured the imagination of Sydneysiders in its day was Fairyland Pleasure Grounds. It was situated on the Upper Lane Cove River in an area now incorporated into the Lane Cove National Park. From its inception as a pleasure ground in the early 1900s, up to when a main arterial road in North Ryde (Delhi Road) was linked with it, it was largely only accessible by boat to a wharf specially built by the operators of Fairyland (FPG).The Swan family, owners of the bushland, initially cleared the area for market gardens but also constructed a timber siding on the river which they called “The Rest”. Robert Swan later turned the site into a pleasure ground for day-trippers to visit, adding a kiosk, a playground, a dance hall and picnic area. ‘Fairyland’ was chosen as the name for the pleasure ground apparently because it exuded the atmosphere of a magical and mysterious place, Swan enhanced this theme with fairy-like structures and motifs – quirky fairytale huts, a slippery-dip in the shape of a sleeping giant (thought to be modelled on the character ‘Bluto’ from the ‘Popeye’ comics), and cardboard representations of imaginary and supernatural creatures such as fairies and elves positioned high up in the trees [www.friendsoflanecovenationalpark.org.au].Swan acquired a good deal of equipment from the closure sale at White City Fun Park in Rushcutters Bay in 1917 (from 1922 site of the White City Tennis courts✱). Amongst the items Swan brought to FPG were strength-testing machines, coin-operated machines through which you could view silent movies, and entertainment rides such as the’Ocean Wave’ (a “razzle-dazzle”) and a fairly rudimentary ‘Flying Fox’.
The former ‘Fairyland’, Lane Cove River: now overgrown by coastal bush land 🔺
Just getting to Fairyland in the early days could be quite a lengthy exercise. Walter Baker, a schoolboy during WWI, recalled how it took one hour to get to FPG travelling by motor boat from nearby Gladesville! [reported in The Catholic Press (Sydney), 18 July 1918]. Many associations and organisations held their yearly outings at FPG. In 1963 Sydney radio station 2UW sponsored a “Rock ‘n Roll Spectacular” on the grounds. After WWII there was widespread availability of private cars allowing people to journey further afield, consequently Fairyland’s popularity declined [‘Heritage and History’ (FLCNP), www.froghollow.com.au]. It lingered on as a venue for leisure activities, but falling attendances aided and abetted by a series of floods and more modern leisure choices saw the pleasure grounds close in the early 1970s.A similar pleasure ground to Fairyland was Palmer Pleasure Grounds, also on the northside at Castle Cove. Danish migrant HC Press started his entertainment venue in 1910 (which survived till 1964). Palmer (later renamed Press) PG was replete with picnic area, pergolas, fernery, three dining pavilions, swings and slippery dips, swimming pool, wharf, and a 100-yard sprint track. Press charged for admission with crowds of up to 900 pleasure-seekers visiting daily [Gavin Souter, Time and Tides: A Middle Harbour Memoir, 2012]
🔺 Wonderland in ‘Glamarama’
Tamarama Wonderland
In Sydney’s eastern suburbs, Tamarama was the location of a popular if relatively short-lived pleasure ground, which was known under various names at different times, the Bondi Aquarium (though not situated in the suburb of Bondi), the Royal Aquarium, Wonderland City (this name resonates with the later sobriquet acquired by Tamarama, ‘Glamarama’). The Aquarium, opened in 1887, was the first coastal amusement park in Sydney. It comprised a collection of sea creatures including tiger and wobbegong sharks, seals and a solitary penguin. The distinguishing physical icon of Wonderland was the serpentine-like roller coaster (called the “Switchback Railway”) which weaved around the cliffs of Tamarama beach. The carnivalesque entertainments included a ‘camera obscura‘, ‘merry-go-rounds’ and vaudevillian acts. Later, a waxworks was added to the park.
🔺 Tamarama Beach clubhouse mural
In the early 1900s the Aquarium was purchased by theatrical entrepreneur William Anderson who revamped the complex (now renamed ‘Wonderland City’). Under Anderson, the ‘Airem Scarem’ (an airship tracked on a cable from cliff to cliff), an artificial lake and open-air ice skating rink, was added to the entertainment venue. A haunted house and maze further underlined Wonderland City’s position as a precursor to the later Luna Park at Milson’s Point. The opening night in 1906 lured an estimated 20,000 visitors (during summer-time on weekends 2,000 Sydneysiders regularly attended the Wonderland park).Wonderland was dogged by controversies such as William Anderson’s attempts to block swimmers from the beach by erecting a barbed wire fence across the Tamarama site. After a tic-for-tac exchange between the disaffected local swimmers and management, the NSW Government eventually intervened in the conflict and re-established beach access. The bad press experienced by Wonderland over the blockade of the swimmers was followed by further adverse publicity – safety concerns over breakdowns on the Airem Scarem, complaints made about the treatment of the animals, local resident unhappiness about the disruptive nature of weekend revellers. By 1911, with attendances having declined for several years, Wonderland closed its doors. Anderson was said to have lost £15,000 on the venture [‘Wonderland City’, www1.waverley.nsw.gov.au; J Spedding, ‘Wonderland City’ (2011) in Dictionary of Sydney, www.trust.dictionaryofsydney.org].
🔺 Clontarf Pleasure Grounds (Source: Manly Art Gallery & Museum)Other pleasure grounds in Sydney in the 19th and 20th centuries didn’t have quite the colour or pulling power of Fairyland and Wonderland, but were significant providers of popular leisure pursuits in their own right. The Clontarf Pleasure Grounds (CPG) in Sydney’s north was founded in 1863 by hotelier Issac Moore (see footnote at end of the article for the connexion between pub-owners and pleasure grounds in Australia), who provided an off-liquor license at the grounds. Day-trippers would arrive by ferry to engage in games (quoits, skittles, cricket, etc), dancing, swimming and picnicking. The steamer Illalong ferried visitors from Circular Quay to Clontarf in the last quarter of the 19th century for the sum of 2/-. CPG was a particularly favourite venue for picnics and anniversaries like St Patrick’s Day, and for the celebrations of religious and trade union organisations (eg, Catholics Youngmen’s Societies, United Protestant Societies, Telegraph Construction Branch, Amalgamated Slaughtermen).
🔺 Attempted royal assassination at Clontarf
Clontarf Pleasure Grounds
The Clontarf Pleasure Grounds had another association in the 19th century, this one noted for its infamy. It was the site of an attempted assassination on the life of Prince Albert, Duke of Edinburgh (Queen Victoria’s son) in 1868 by a Irish supposed supporter of the Fenian movement. Issac Moore’s sons took over the family business from their father and continued the Clontarf Pleasure Grounds for over 35 years…at one stage the sons sued The Bulletin paper for labelling the Pleasure Grounds’ dance event an ‘orgy’ [www.manly.nsw.gov.au; www.balgowlahonline.com.au].
St George and Shire Pleasure Grounds
The southern suburbs of Oatley and Como had their own pleasure grounds. Harry Linmark started Oatley Pleasure Grounds in the early part of the 20th century (the park where it was located still retains this name). OPG was popular for fishing and swimming parties and for picnics. When it acquired by Hartlands, they introduced a miniature zoo and a noisy wine bar which earned the ire of local residents. In 1934 Kogarah Council acquired the pleasure grounds and closed down the bar [www.kogarah.nsw.gov.au]. The nearby Como Pleasure Grounds was created in 1895 to celebrate the extension of the southern rail link to the Shire. It boasted a ‘RazzleDazzle’ circular ride (similar to the one in operation at Fairyland on Lane Cove River) which drew the crowds to Como by train [www.sutherlandshireaustralia.com.au].
Pleasure grounds in Sydney came into fashion in the 19th century, providing an outside outlet for people away from their everyday, often unexciting urban existences. The locations of pleasure grounds allowed workers to escape on the weekends by taking a nice train day trip or a ferry boat ride. The venues conveyed a romantic connotation for day-trippers, a kind of rustic paradise which promised carefree social and recreational activities. Some of the operations floundered financially and were closed down within a relatively short interval. Others that managed to achieve a measure of longevity, like Fairyland and the Botany Pleasure Grounds, eventually became simply “old hat”. Society had changed, there were new, slicker forms of entertainment that people preferred. The convenience and proximity of big amusement complexes in the city like Luna Park made them a more attractive option for workers’ leisure time, and as the pace of life quickened, the appeal of pleasure grounds as unhurried, bucolic ‘paradises’ receded.
🔺The Pleasure Garden: translated into Swedish for the title of this 1961 film gives the outdoor entertainment concept a quite different connotation
PostScript: Pleasure Grounds in Melbourne – a lesser feast for the public
Interestingly in Melbourne at that time, pleasure grounds/ gardens for whatever reason didn’t catch on to anywhere near the same degree as in Sydney. Probably the only one that rose to any significant heights, albeit ephemerally, was Cremorne Gardens on the Yarra River at Richmond – which acquired the somewhat pretentious appellation “Cremorne Gardens-Upon-Yarra” (CGUY). Under its proprietor, theatrical entrepreneur George Coppin, CGUY had an amusement park aspect to it, with trapezes, balloon ascents, dances, theatres, a Cyclorama (a panoramic painting set against a concave wall), a bowling alley, a menagerie, firework displays, with a few extra features taking advantage of the Yarra, such as regattas and gondola rides. It also had a hotel on-site as with many of the Sydney pleasure grounds. Coppin’s gardens was inspired by the prototype Cremorne Gardens in London.
🔺 Cremorne Gardens-upon-Yarra, 1865
Though Coppin poured a lot of money into it, CGUY lasted only from 1853 to about 1863, unable to attract the patronage required to sustain it as a viable enterprise. The wowser element in Melbourne played its part in CGUY’s demise, many in the community objected to the presence of alcohol and the use of the Gardens by prostitutes to ply their trade. Dreamland, on St Kilda Beach, was even less successful than Cremorne, winding up after barely three years in 1909 (although the same site became a permanent entertainment fixture a few years later with the advent of Luna Park) [R Peterson, A Place of Sensuous Resort, (Online edition), www.skhs.org.au]. Some people at the time concluded that the Melbourne weather (more inclement than Sydney’s) was not conducive to outdoor amusements [‘# 1933. Cremorne Gardens Plan’ (Picture Victoria), www.pictures.libraries.vic.gov.au].
FN: An intriguing if not exactly surprising footnote to the pleasure grounds in Australia were the large number of proprietors of the operations who were also publicans
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✱ today the White City location is a reconstructed Jewish sporting complex known as Maccabi Tennis
Endnote: Maphilindo, a still-born S.E. Asian association
(Photo: rsl.ru)
(Photo: Priaulx Library & Occupation Archives)
(Source: tvtime.com)
The news, when it surfaced in the early 1980s, certainly caused quite a sensation internationally. After eminent historian Hugh Trevor-Roper (Lord Dacre) declared the diaries legit on a first sighting (though later he walked that back a bit), newspaper editors in Germany and the UK unhesitatingly bought the ruse. Rupert Murdoch, after forking out £250,000 to buy the serialisation rights from Der Stern magazine for the diaries, ordered their immediate serialisation in the Sunday Times.
(Image: Omaha World Herald, CooksInfo Food Encyclopedia)
As Europe moves through Autumn, a number of countries are reporting new records for coronavirus infections. This month Italy recorded a 24-hour total of over 10,000 new cases for three consecutive days, while France recorded its highest ever total of new cases for a single day, 32,427. Similarly, the Czech Republic broke the 10,000 barrier for the first time (1,105 cases). Even in Germany, virus cases for a single day reached a pandemic high of 7,830 [‘Italy steps up coronavirus restrictions as Europe fights second wave’, Euronews, 18-Oct-2020, www.euronews.com].
(Photo: Getty Images) 
(Source: 
(Photo: Britannica)
In his lifetime Fleming never said definitively who the principal model for 007 was, but the consensus seems to gravitate towards a Serbian double agent Dušan (‘Duško) Popov, someone Fleming came across in the course of his own intelligence career. A famous scene in Casino Royale (Fleming’s first James Bond novel) further advances the association of the world’s most celebrated fictional spy with Popov. Bond’s besting of a powerful Russian criminal at the baccarat table in Casino Estoril (Portugal) in the book/film mirrors an exchange Fleming observed first-hand when the real-life spy spectacularly called the bluff of a boastful Lithuanian gambler in a baccarat game at the same location.
Popov stumbled into the espionage game after being arrested by the Gestapo. To get out of that pickle Popov agreed to spy for the Abwehr (German intelligence agency). While in England he was recruited by MI6 and turned double agent✫. During the war Popov managed to feed a steady stream of misinformation to the Nazis about the Allies’ movements, strength, etc. Most productive for the Allies was his role in Operation Fortitude – Popov helped to convince German military planners that the D-Day invasion of France would occur in Pas de Calais, not Normandy, the actual landing point. As a consequence of Popov’s disinformation, when Operation Overlord was launched in 1944 there were seven German divisions stuck in Calais and unavailable to the Reichswehr in Normandy [‘My name is Popov, Duran Popov’, (Marta Levai), www.0011info.com].
(Image: Getty)
(Source: 
The Universal Postal Union (UPU), (French: Union Postale Universelle), originally the “General Postal Union”, was established in 1874 with the task of laying down regulations and bringing uniformity to the setting of tariffs (including the transit costs) for mail exchanges between countries. Prior to it’s inception, a complicated, loose bilateral system prevailed where an individual country would have to establish postal treaties separately with each other country it wished to correspond with. Sometimes this involved calculating postage for each leg of the journey and finding mail forwarders in a third country if there was no direct delivery to the country of destination [‘Universal Postal Union’, 
The initial mid-19th century impetus to create such a global entity came from American frustrations at postal communication with Europe, especially with France, but the decisive thrust came from Heinrich von Stephan, a senior Prussian postal official from the North German Confederation (and later the Reichspost), whose advocacy prompted the Swiss government to host the inaugural international postal conference leading to the formation of the UPU.
UPU’s role also includes the resolving of any polemical issues that may arise between member nations. The great explosion in E-commerce trade has tended to exacerbate cost anomalies in postage tariffs. In 2018 US companies were paying twice as much to mail an item to a US customer than it cost China (and other subsidised Asian countries) to send items to the same US customer (
This issue aside, the habitually low-profile UPU has been largely free of controversy✶, but one other minor discordant note occurred in 1964 when the Fifteenth Congress of UPU voted by a large majority to expel South Africa from membership. This was controversial because several country delegates raised the objection that the action was unconstitutional, arguing that a member could only be expelled for violating UPU’s regulations. The South African delegate initially refused to budge but did so after other African delegates demanded his expulsion [“Universal Postal Union.” International Organization, vol. 20, no. 4, 1966, pp. 834–842. JSTOR,
The UPU has gone from a largely Eurocentric organisation in 1874 to a truly universal one today with about 192 countries of the world (plus territories) signed up۞. A number of other non-member states and territories get their mail routed through a third (member) country including Andorra (through France and Spain), Taiwan (through Japan and US), Kosovo (through Serbia), Northern Cyprus (through Turkey), Micronesia (through the US) and Somaliland (through Ethiopia) [‘List of members of the Universal Postal Union’, Wikipedia, 
The plague was first noticed in the Inner Mongolian town of Manzhouli on the Chinese-Russian border, where Russian doctors began treating patients with fever and haemoptysis symptoms. Thus began the Great Manchurian Plague which eventually took up to 60,000 lives in less than six months – with a mortality rate very close to 100 per cent [William C Summers, The Great Manchurian Plague: The Geopolitics of an Epidemic Disease, (2012)].
In the disease’s wake mortality proceeded at an alarming rate, Harbin in the far north was the initial epicentre. In November 5,272 died in the city. It then spread along the tracks to cities further south, Mukden recorded a death toll of 2,571 by January 1911, and Changchun was losing over 200 a day to the plague (Meiklejohn). The plague was sustained and promoted by the prevailing conditions it encountered – dense population, high human mobility and poor hygiene environments (Cornelia Knab, cited in Meiklejohn). Eventually the plague reached Peking and as far as central China
(Photo: AP)
(Photo: AFP/Igor SAFIN)
If the Shànghâi of the 1920s and ‘30s that we visited in the preceding blog deserves it’s glowing epithet, “the Paris of the South”, then it’s other sobriquet, “the whore of Asia”, to describe the seedy and violent underbelly of the same city, is every bit as applicable. The “freebooting capitalism” of Shànghâi in the interwar years[
Du and the Green Gang
Canidrome Ballroom🔺(“canine track”)
Aldi’s control of it’s “own brand”—which makes up a whopping 90 to 95% of what it sells—is interesting. First there’s the design, it deliberately makes the packaging on its food items look much the same as the leading manufacturers’ equivalent brands. Next, it tries to replicate the taste of these popular brands. Then Aldi invents a brand name for the product which often sounds vaguely like the well-known brand. And it apparently works – even on luxury items. To take a UK example: Many British consumers who once shopped at the upmarket Sainsbury’s and Waitrose supermarkets have been enticed by Aldi’s “Specially-Selected” luxury items – and the reason is twofold, obviously price (much cheaper than Sainsbury’s), but also because they now feel they are getting a similar-quality product (retail expert Julie McColl, Glasgow Caledonian University). As well as a recent product expansion to include luxury treats for it’s shoppers, Aldi’s move into ‘fresh’, the fruit and veg lines, has broadened it’s appeal.
Another key to Aldi being so spectacularly successfully in the supermarket game is it’s relationship to suppliers. Because of their runaway retail success they have many primary producers and manufacturers lining up to do business with them, but Aldi is well-known for driving a hard bargain with suppliers (sort of a case of “my way or the highway”). They are also clever at judging what will be efficacious – by sourcing local suppliers and advertising in the UK they have softened the German outsider element and fostered an impression among British shoppers of the big discount ‘invader’ being home-based.
The above factors, outlined, are apparently the ‘secrets’ to Aldi’s stellar success and it’s ability to offer and maintain retail prices at rock bottom in markets across the world. In part II I will tell the story of Aldi’s rise from a single grocer’s store in provincial Germany to international retail empire, and of the two publicity-shy and increasingly reclusive brothers who spearheaded the company’s seemingly unstoppable growth and expansion.
The remoteness and fairly nondescript appearance of Heligoland (in German and Danish: Helgoland, presumably from Heyligeland, “Holy Land”) belies a rather colourful history of fluctuating fortunes, especially over the last two centuries. Up until 1807 the island was the property of Denmark (interrupted by one or two brief periods when it fell under the control of Hamburg). ThIs “No-Man’s Land” has traditionally served as something of a haven for mainlanders – a refuge from the severe climatic conditions of the German Bight, and also occasionally from Danish taxation officials [George Drower, Heligoland: The True Story of German Bight and the Island that Britain Betrayed (2002)]. 
In 1807, as the Napoleonic Wars raged in Europe, the British Navy under orders from Whitehall seized it from the Danes. Heligoland was of value to the British in the war against Napoleon as a means of circumventing the economic blockade imposed on Great Britain by the French emperor (the Continental system). Having Heligoland provided the British with a handy base to carry on (illegal) trade with Europe in defiance of Napoleon…between 1809 and 1811 alone, some £86 million worth of goods passed through the island and into the hands of German merchants. Heligoland’s economic activity flourished with most of the smuggled merchandise comprising tea, coffee, tobacco, rum and sugar from GB’s commodity-rich colonies around the globe [‘Heligoland’, (The British Empire), 
Canadian political philosopher John Ralston Saul is the secular high-priest of doubters and cynics, a non-believer in “the gospel” of the modern corporate state, constantly debunking the conventional wisdoms offered up as “absolute truths” in Western society
Although Saul calls his volume “a dictionary”, the term applies more to the book’s format (utilising the standard A-Z form of the dictionary) than to its content or purpose. The Companion goes on to define Dictionary as “Opinion presented as truth in alphabetical order”. And Answers are merely “a mechanism for avoiding questions”. Saul decries the trajectory of modern dictionaries and language (which have been captured by the forces of a rational orthodoxy), yearning instead for a return to the Humanist dictionaries of the 18th century (Voltaire, Diderot, Johnson, etc)². 
When I first delved into The Doubter’s Companion (around 1995), my mind took me to that other great cynic’s dictionary of the early 1900s, Ambrose Bierce’s The Devil’s Dictionary. Both works, albeit very different books, are idiosyncratically unconventional takes on language and meaning in their respective societies, and both proffer a contrarian view of the established wisdom of the day. Both Saul and Bierce are provocateurs, each with their own personal axe to grind⁌.
The Doubter’s Companion, by its polemical nature is unequivocally meant to shake up orthodox thinking (TDC was described by one reader as “an abecedarium of subversion”). The dictionary form of the book is a device Saul employs to launch into short philosophical essays on topics about modern post-industrial society that concern him—corporatism, individualism, leadership and managerialism, freedom of expression, communication, public relations, advertising and the way language is distorted to control communications (see his definition of ‘ideology’). In so doing, Saul skewers the accepted veracity of many of the words, phrases and terms you will find in today’s dictionaries.
Saul savages that that most universal institution of American fast food, MacDonalds:
Happy Hour is “a depressing comment on the rest of the day”.
Saul includes in the alphabetical list a number of surprising and disparate entries for a reference book on philosophical common sense. These include Ants (Saul makes the unexpected and unverified statement that the members of the Formicidae family of eusocial insects “do nothing 71.5 per cent of the time”)
Museums: Safe storage for stolen objects.
Highly influential literary critic of the first half of the 20th century, HL Mencken, heaped lavish almost doting praise on The Devil’s Dictionary… “
⇑ First (1911) edition of the Dictionary
Cynicism and satire provide the backbones of Bierce’s provocative dictionary. So, an interesting place to start looking is how he handles these terms – the words ‘satire’, ‘cynic’ and ‘dictionary’ themselves. Despite being fully versed in the craft himself, Bierce views the practitioner of cynicism less than favourably.
Romance and true love falls by the wayside with Bierce’s cynic always hovering around ground level:
The Dictionary dishes up a smorgasbord of satirical, ironic and often bitter definitions of the world as seen by Ambrose Bierce (one of the acerbic writer’s nicknames was “Bitter Bierce”). But Bierce is of course a creature of his time with all the glaring faults and prejudices of the 19th century white man’s mindset. So, through the satire and cynicism we witness the less savoury traits and predisposition of the lexicographer. Casual assumptions of racism and misogyny run through the pages of The Devil’s Dictionary. 
Appian way, or if you prefer, the Appian Way, is a reminder of the more exalted social status that Burwood perhaps once commanded. In the midst of the “Strata-titleland” that is modern day Burwood is the Appian Way, you’ll find it perched between Burwood Road (South) and the seminal Liverpool Road. Appian Way is just a short, little street which charts a serpentine course, looping not far from its eastern end. Within this loop lies the street’s main interest…at least as far as this correspondent is concerned.
Hoskins, exhibiting a tendency which nowadays we might describe as that of a “control freak”, leased rather than sold the estate’s houses, which allowed the industrialist and developer to monopolise all aspects of the community (only one solitary house in the tree-lined street had been sold by the time of Hoskins’ death in 1926) [ibid.].
The houses
‘Erica’ – perhaps the Way’s standout ▲
What tennis courts? ▲
▲ Bush plants and agaves surround the ‘courts’
(Map image: www.eurogeologists.eu)
A Chinese market trader in Vladivostok (Photo: AFP) 
New ‘besties’ Xi and Putin toast one another (Photo: AP)
(note how close Mengjiang’s eastern boundary came to China’s principal city Peking)
In 1939 South Chahar and North Shanxi provinces (both predominately Han Chinese in population✥) were added to the ‘Mongolian’ regime, now renamed the Mengjiang✼ (or Mongol) United Autonomous Government (蒙疆聯合自治政府) (Měngjiāng Liánhé Zìzhì Zhèngfǔ Mōkyō Rengō Jichi Seifu) with its capital in Kalgan (Zhāngjiākǒu) [ibid.]. On paper Prince Demchugdongrub remained Mengjiang head of state (until 1945), his main function seems to have been to give the territorial entity the countenance of legitimacy. One manifestation of Mengjiang’s Mongolian roots was Demchugdongrub’s adoption of the historic Mongolian calendar…1936, Mengjiang’s creation year, became the year 781 to associate the regime with Genghis Khan (below) and the height of power of the Mongol Empire [John Man, The Mongol Empire: Genghis Khan, His Heirs and the Founding of Modern China, (2015)]✧.
Wang’s defection to the Japanese was motivated by this and he envisioned his alternate government, RNGRC, would provide him with the power base within China he was seeking▣. With Wang’s appointment as “Chinese president”, Demchugdongrub’s MAF was subsumed under the Wang regime, but in practical terms the MAF was still autonomous of it, if not of the Japanese [‘Mengjiang’, (Military Wiki), www.military.wikia.org].
(map source: www.globalsecurity.org)
In 1931 the Manchurian component of the Japanese Imperial Army faked the sabotage of the Southern Manchurian Railroad (which was controlled by the Japanese themselves) near Mukden (present day Shenyang). The Japanese military, playing the victim, alleged it was the work of Chinese dissidents, and used the so-called Mukden Incident to launch a full-scale invasion of Manchuria✴. 
The military onslaught from Japan’s Kwantung Army (formerly Garrison) [関東軍, Kantogun] (AKA the Guandong Army) met with determined if largely ineffective resistance…the Chinese were under-prepared, under-equipped and not as technologically advanced militarily as the Japanese, but their defensive efforts were also undermined by Chinese leader Chiang Kai-shek who ordered the local warlord Zhang Xue-liang✪ to hold back on resisting the Japanese invaders. The reason – Chang had fixed on a strategy that prioritised gaining control over the rest of the China in the civil war against Mao’s Chinese communists [‘Mukden Incident’, Encyclopaedia Britannia, (John Swift), www.britannia.com]. The Japanese military successes were followed by the creation of a Japanese “puppet state”, Manchukuoꆤ, in Manchuria in April 1932 (comprising China’s Northeast and Inner Mongolia).
Background to Manchukuo: Japanese “special interests’
Manchukuo’s capital was Hsinking [Xīnjīng: (literally ‘new capital’)] (today reverted to its original name, Chángchūn) in Jilin province. In 1945 at the end of WWII the capital was moved to nearby Tonghua. Hsinking had the status of a “special city” under the Manchurian state, as did Harbin. 
Puppet statehood
(Model display of puppet emperor in palace museum)
Highly politicised, the Kwantung Army adopted an extra-military role for itself in Manchuria, eg, the commanding officer of the Kwantung Army was also Manchukuo ambassador to Japan and held an extraordinary power of veto – even over the Emperor of Japan! [ibid.].
Japanese spin imbued the Manchukuo regime with a pseudo-legitimacy that was almost mythic: “the ‘Manchus’ followed the ‘kingly way’ (王道 wangdao) of harmony, prosperity, and peace under the benevolent guidance and protection of imperial Japan” [Review of Sovereignty and Authenticity: Manchukuo and the East Asian Modern, (Prasenjit Duara), by John J. Stephan, The International History Review,Vol. 26, No. 1 (Mar., 2004), pp. 181-182. Published by: Taylor & Francis, Ltd.Stable URL: http://www.jstor.org/stable/40110486]❅.
Myth-busting Manchukuo 
A prized economic asset
Photo: 
Manchurian malfeasance – for the record: these days the once imperial “puppet palace” of Manchukuo is a history museum – a reminder to Chinese and the very occasional 外国人 (foreign) visitor alike of the aberrant and abhorrent regime imposed on North-East China during the interwar period of the 20th century.
Manchukuo (State of Manchuria) comprising northeastern China and part of Inner Mongolia
Area: approx 1.19 million km
Pop (est) 1940: 30-35 million
Ethnic Mix: Han Chinese (majority), Manchus, Mongols, Huis, Koreans, Japanese, Belorussians (minorities) 
(Photo: Powerhouse Museum, Sydney) ⇧
(Photo: www.visityuleba.com.au) ⇧
⇧ Vic Museums (Photo credit: 
⇧ Cobb & Co Charleville coachworks (Qld) (Photo: 
(Source: www.queensland.com) 
Freeman Cobb ⇑ (Photo: www.geni.com)
The Concord coaches were fitted with leather braces and straps in place of the inflexible iron ones used on other horse-drawn vehicles which had a tendency to snap too easily (leather also provided greatly superior suspension for the carriage). Concord coaches were made to last the rugged journey and so contributed to a reputation for reliability that the Cobb service was able to establish [‘Days of Cobb & Co’, loc.cit.].
Many of the drivers, some of which Cobb and (later) Rutherford recruited from the US, were colourful characters in addition to being accomplished horse handlers…blokes such as Dick Houston, Jim Conroy, ‘Silent’ Bob Bates, H Barnes, and not least “Cabbage Tree” Ned Devine. Devine, with his team of distinctive light grey horses, was by all accounts a particularly exceptional driver (earning himself a very good wage of £17 a week)…when the first English cricket team toured Australia (HH Stephenson’s, 1862), Devine was their driver on the Victorian leg of the tour [K. A. Austin, ‘Devine, Edward (Ned) (1833–1908)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, http://adb.anu.edu.au/biography/devine-edward-ned-3405/text5169, published first in hardcopy 1972, accessed online 31 May 2019]. 
(Photo source: State Library of Victoria)
Greater Union (henceforth GUT) was involved in all forms of the movie business – production, distribution and exhibition. The Bondi Studios made a few silent films in the late 1920s, like The Adorable Outcast and most notably The Term of His Natural Life which cost £60,000 and bombed badly at the box office [‘Cinesound Productions’, Sydney Morning Herald, 06-Aug-1934 (Trove).
Stuart F Doyle, GUT managing director, appointed former film publicist Ken G Hall as general manager of the newly formed Cinesound Productions. Two more Cinesound studio locations were opened, one at nearby Rushcutters Bay and the other at St Kilda (in Melbourne). Over an eight-year period (1932-40), with Hall at the helm as producer-director, Cinesound produced 17 feature films (16 of which were directed by Hall). The first of the sequence, On Our Selection, revolved round the adventures of one of Australian cinema’s most popular characters, Dad Rudd and his family. The film, benefiting from a new sound-recording system invented in Tasmania, was a box office triumph for Cinesound, earning £46,000 in Australia and New Zealand by the end of 1933, providing a tremendous fillip for the fledgling studios [Andrew Pike & Ross Cooper, Australian Film 1900-1977: A Guide to Feature Film Production, (1998)].
Cinesound and Hall exploited On Our Selection’s popularity with a series of sequels, Grandad Rudd, Dad and Dave Come to Town and Dad Rudd, MP. Of these the ‘Dad and Dave’ entry especially proved a hit, matching the profitability of the original movie.
↗ Ken G Hall (centre) with American actress Helen Twelvetrees during filming of ‘Thoroughbred’ (photo: Mitchell Library)
⬆️ Australian cinema’s long tradition of Bushranger flicks beginning with the original 1906 feature film
With the outbreak of world war Cinesound called a halt on feature film production. During the war years the studios directed all energies into making newsreels, initially covering the war against Japan and beyond that on all aspects of Australiana.
Newsreel rivalry: Cinesound Vs Movietone: t
Newsreels in Australia prior to 1956 occupied a unique place in media and communications. Before the introduction of television, cinema-goers’ exposure to newsreels (part of the “warm-up” for the main feature) were the only images Australians saw of their land – the footage of elections, natural disasters and other such events [Waverley Lib, loc.cit.]. Thus, newsreels like the Cinesound Review, with its distinctive red kangaroo symbol, were an important source of news and current affairs, and were an integral part of the cinema program [‘Cinesound Movietone Australian Newsreels’, (ASO) (Poppy De Souza), www.aso.gov.au]✙. According to Anthony Buckley, the newsreels reflected Ken G Hall’s “pride and spirited nationalism” [Buckley, A, ‘Obituary: Ken G. Hall’, The Independent (London), 17-Feb-1994].
Ken G Hall in his autobiography contended that Cinesound Productions never lost money on any feature films. Some did very well – crime drama The Silence of Dean Maitland, for instance, for an outlay of £10,000 returned takings of more than £70,000 in Australia and the UK [Graham Shirley & Brian Adams, Australian Cinema: The First Eighty Years, (1989)]. One Cinesound movie however, strictly-speaking, probably did lose money…Roy Rene’s single venture into celluloid, Strike Me Lucky, in which ‘Mo’s’ humour, robbed of it’s spontaneity in live performance didn’t translate well to the big screen and was reflected in negative critical reviews and at the box office [Film Review: ‘Strike Me Lucky’, Sydney Morning Herald, 19-Nov-1934 (Trove)]. Despite Hall’s faith in the studios’ films, from 1937 there was a decline in box office returns (prompting GUT head Doyle to resign). Another (external) factor affecting Cinesound profitability occurred in 1938 with the passing of the Cinematograph Films Act in the UK…under this legislation Australian films no longer counted as local, their removal from the British quota meant a loss of market for Cinesound and other Australian movie producers [Waverley Lib, loc.cit.].
⬆️ ‘Smithy’ star Ron Randell later pursued a career in Hollywood
By the 1930s it was apparent to all concerned that Fordlândia, Henry Ford‘s rubber plantation in the Amazon, had been a costly, massive underachiever. Ford however, to the unending frustration of his family, doggedly refused to pull the plug and walk away from the Amazon fiasco counting his losses. In 1934, instead of ditching the failing Fordlândia operation altogether, he retained it and at the same time poured a fresh pile of money and resources into a second Amazonian rubber plantation site.
Improvements in local agronomy
The Amazonian rubber venture by 1941 nevertheless did seem to be making some headway, there was in excess of three-and-a-half million rubber tree planted (mostly at Belterra), which by the following year had yielded 750 tons of latex [ibid.]. The Ford Company was optimistic enough to announce that it expected to produce 30 to 40 million pounds of high quality rubber from the Amazon by 1950 [Esch, op.cit.]. One thing in its favour, as a consequence of the world war extending to the Pacific, was that British, Dutch and French Far Eastern rubber plantations were now in the hands of enemy Japan and no longer commercial entities.
✱ botantist expert James R Weir, brought in to ‘troubleshoot’ the company ‘s dismal performance in trying to grow rubber at Fordlândia, came up with the idea of a second plantation in the Amazon (and then promptly left the project altogether!)
Three hundred years ago this coming April, London merchant-cum-journalist Daniel Defoe published his debut novel anonymously✱ – it was to become one of the most iconic and most imitated literary works ever…it began with a title page descriptor that read in full:
Once “cast on Shore by Shipwreck”, Crusoe, isolated and alone, is forced to make the best of a perilous predicament in an alien and challenging environment. His solitary, epic struggle in the face of hardships and the existence of threats from wild animals and the unknown elevates the story to mythic proportions. The myth is complete when Crusoe ultimately succeeds in conquering all impediments and fashions the island into his own “miniature Great Britain”.
A search for the genesis of The Life and Strange Surprising Adventures of Robinson Crusoe, like the story’s narrative itself, has taken scholars far and wide. Geographically, this has included both the South Pacific and the South Atlantic Oceans, the Caribbean and Ceylon (Sri Lanka). The search has also led, through the work of biographers, to a study of DeFoe’s own life experiences for sources of inspiration for the work of fiction.
Some commentators today still hold that Selkirk was the true inspiration for Defoe’s most famous fictional protagonist [‘The Real Robinson Crusoe’, (Bruce Selcraig), Smithsonian Magazine, July 2005, www.smithsonianmag.com; ‘Scientists Research the Real Robinson Crusoe’, (Marco Evers), Spiegel Online, 02-VI-2009, www.spiegel.de]. A perception that was given some added credence by the Chilean government. With an eye to the tourist potential spin-off, Chile renamed Más-a-Tierra, the small island in the South Pacific which had been Selkirk’s enforced home for over four years, Robinson Crusoe Island.
Aside from Selkirk’s story, Defoe who read widely and voraciously would have drawn on other, existing accounts of shipwreck and survival – this includes a work by 12th century Arab Andalusian writer Ibn Tufail, Hayy ibn Yaqzan, both a philosophical treatise and the first novel to depict a desert island castaway, and the story of Pedro Luis Serrano (Maestre Joan)♉, a 16th century Spanish sailor thought to have been marooned on a small Caribbean Island for seven or eight years [‘RC’, Wikipedia, loc.cit.]❇.
The derivative Defoe
2013: John Lewis presence in Westfield’s Shepherds Bush mall ∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸∸
PTT, “Whoosh✱ and Go!” technology, the 19th century’s version of “Tap and Go!”
(Photo: Science Photo Library)
Dentist-inventor Adams was extremely disappointed when the Military pulled the plug on the project. Adams maintained that what happened with the atomic devastation of Hiroshima and Nagasaki could have been avoided if the US had stuck with his bat-delivered bombings: (would have caused) “thousands of fires breaking out simultaneously … Japan could have been devastated, yet with small loss of life” [‘Top Secret WWII Bat and Bird Bomber Program’, 6-Dec-2006, www.historynet.com].
⤴ What’s left of the two remaining dog kennels after a large tree fell on them
“House of Nestlé” 1937 (Photo: RAHS – Adastra Aerial Photo Collection)
China’s most distinctive and enduring icon is its Great Wall – Chángchéng 長城 – or as it is sometimes described, Wan-li Ch’ang-ch’eng 萬里長城 (10,000-mile Long Wall). The Great Wall is of course a global icon, one of the wonders of both the ancient and modern worlds, extending 21,196.18 km in length from west to east. Sections of the Wall are around 2,300 years old, dating from the Warring States era. The western end of the Wall by consensus is Jiayuguan Pass in Gansu Province (north-central region of China), but where is the eastern end-point?
(Source: Lonely Planet)
Yahoo!Movies described The Conqueror as “the most toxic movie ever made”…tarnishing the careers of those who appeared in this egregious stinker, especially its star John Wayne, effectively bankrupting RKO Pictures (costing a blown-out $6 million) and contributing to the deaths of an inordinate number of its cast and crew².
John Wayne, faced with the need to fulfil the third and final picture of his contract with RKO, apparently fished the discarded script out of the rubbish bin and convinced the assigned director Dick Powell (who in turn convinced RKO’s owner Howard Hughes) to make the film with Wayne playing the role as Mongol warlord Genghis Khan (a role intended apparently for Marlon Brando). By all accounts Wayne was grossly miscast⋇, interpreting the great Mongol leader as a cowboy (probably an entirely natural notion for the Duke!). The script (by Oscar Millard) was terrible and vacuous as the following inane, awkward samples of the dialogue illustrate:
Snow Canyon, radioactive movie set
Many, many things did go wrong on the set, including costs…the MGM musical/fantasy came in over budget at a cost of $2.8 million. This in part reflects The Wizard of Oz’s disjointed trajectory – going through five directors including King Vidor, George Cukor and Richard Thorpe and 14 screenwriters in the course of the production. The movie’s ultimate director Victor Fleming (who also directed the other great Hollywood film of 1939 Gone With The Wind) was widely suspected of Nazi sympathies.
Hardy and Aldrich each had his own distinctive and characteristic expressions, these verbal calling cards were often reiterated throughout each movie…Andy Hardy, when in ebullient mood, would chirpily respond to Polly Benedict or to another of his many, simultaneous love interests with “You said it, toots!” Henry Aldrich is universally remembered for the opening exchange with his mother who bellows: “Hen-reeeeeeeeeeeee! Hen-ree Al-drich!”, to which Henry from upstairs would haltingly and tremulously reply, “Com-ing, Mother!”
The first Andy Hardy film was released in 1937, A Family Affair with 15 more following within a decade, plus a less successful ‘reunion’ film in 1958 focusing on Andy’s return, full circle, to Carvel to take up his father’s old judicial post. The character of Henry Aldrich first surfaced in a Broadway play What a Life in 1938 (playwright: Clifford Goldsmith)…from there in span off into fourteen years of very popular radio (1939-53), four years of television (1949-53), a series of ten movies, and an uncountable number of comic books, musical scores, pin-ups, games, and toys.
The disproportionate toll of African-American enlisted men in the disaster was the result of the Navy assigning them to the most menial, labouring jobs as stevedores, basically “pack mules” loading the munitions. The Navy made casual racist assumptions about their ‘limited’ vocational capacity, despite the fact that at the Navy boot camp the black sailors had each completed specific training for one or other of the naval rating occupations[3].
(Photo: National Park Service)
(photo: AP)
Building on this argument, Katz and Voight in the 1980s argued that beer had a dual appeal in antiquity: people enjoyed “the altered state of awareness” that sufficient intake of beer engendered, and at the same time they benefitted from beer’s nutritional superiority to every other food in their diet aside from animal proteins[6]Recent anthropological studies conducted in Mexico support the contention that beer took primacy over bread. Teosinte, the ancestral grass of modern maize common to Meso-America, was much more suited to beer making than for making corn flour for bread or tortillas. Mexican farmers only managed to domesticate the grass into the diet staple maize much later[7].
⬆️ Ancient Egyptian artisan brewing up beer
(photo: www.fortross.org)
Soon after Russian explorers first sighted the Alaskan shoreline in 1741, Russian hunters and fur traders (the promyshlenniki) began to move into the Aleutian Islands, a preliminary step to further expansion into the Gulf of Alaska. An outpost was established at Unalaska, from here the Russian traders encroached on Alaskan territory in a piecemeal fashion. Using the same strategy employed against the Siberian tribes earlier, the promyshlenniki coerced the indigenous Aleuts into hunting sea otters for them. The missionary zeal of Russian Orhodox priests, who were part of the colonial community in the outposts, played a role in the ‘pacification’ of the Alaskan native populations[3]. Contact with the Russians was also devastating to the health of indigenous Americans: it is estimated that 80% or more of Alaskan peoples were wiped out as a result of infectious diseases brought by the Europeans[4].
Alaska Purchase
🔝 Zagros Mountains
The Wright brothers defended their exclusive aircraft patent against all-comers (“copiers and imitators” as they saw everybody else in the game) with a monomaniacal religious zeal that would have befitted their overbearing United Brethren minister father Milton. Orville and Wilbur freely sued and issued writs against anyone who attempted to construct and fly a new aircraft without purchasing a licence from them. As this was the pioneering era of aviation there were a lot of inventors trying to do just this[2]. Accordingly, the Wrights spent a lot of time locked in legal disputes with other manufacturers in America and overseas who were trying to avoid the patent fee. The Wrights staunchly defended their world monopoly over flight in unequivocal terms as a ‘moral’ and a ‘legal’ right, treating all other contemporary inventors in the field as in effect “hobbyists”![3].
Because of the Wrights’ unwavering stance on their patents (after 1912 Orville alone, as Wilbur died that year), resentment towards the brothers was strong, they were accused of being greedy by licensees, eg, by demanding “money first” from prospective buyers BEFORE giving a demonstration of the prototype flyer, or by setting too high a royalty fee (at one point demanding 20% of sales); after a string of fatal air crashes in Wright planes Orville Wright lost sympathy with the public by attributing the accidents solely to “pilot error” (characteristically giving no consideration to the fact that the Wrights might be at fault for not having tried to make improvements to their prototype Flyer’s basic design[7].
Willem Janszoon’s venture to the eastern side of Australia (today’s North Queensland) to search out new trading outlets did not yield any success on this count. Moreover Janszoon found the land swampy and the indigenous people inhospitable and threatening³. Although many Dutch explorers visited the West Australian coast in the two centuries after the first Hartog expedition in 1606, there was no real attempt by the Netherlands to establish a colony in New Holland. The Dutch were deterred by the poor prospects (as they saw them) for farming, eg, apparent lack of water and fertile soil. Ultimately though, the crucial factor in dissuading the Dutch from launching into colonising or settling part of New Holland was the (apparent) complete absence of trade in the land⁴.
Never before had a modern games been manipulated for propaganda purposes to the extent that the Germans under Hitler did at Berlin. When the Summer Games were awarded in 1931 Germany was still under the governance of the democratic (but ill-fated) Weimar Republic, but with Hitler coming to power two years later Germany swiftly took on a more unsavoury and increasingly sinister complexion. The Third Reich was soon savagely attacking the liberties of Jews, communists and the Roma (gypsies) … and much worse was to come!
International opposition to the Nazi Olympics remained very vocal in the lead-up to the event. Spain and Barcelona in particular had a vested interest, having lost the bid to hold the 1936 Games to Berlin (the German city won easily, 43 votes to 16)♔. SASI (the international federation of workers’ sports) decided to hold the next instalment of its Workers’ Olympiads (see my previous post) in Barcelona in 1936. The Catalan Committee in Favour of Popular Sport (CCEP), boosted by the election of the leftist Popular Front in Spain in February 1936, worked with SASI to plan and prepare the Barcelona Olympiad♕, scheduled to begin just two weeks before the start of the official (Berlin) Games … clearly timed to steal Nazi Germany’s (and the Führer’s) thunder!
The organising committee for the Peoples’ Olympiad employed an emblem which reinforced the SASI themes of solidarity, brotherhood and world peace … three male athletes standing defiantly side-by-side, one white, one coloured and one (to all appearances) of mixed or Asian ethnicity (no females in the poster to be seen however … inclusiveness apparently hadn’t extended that far by then!)[5].
El Estadio de Montjuic
As it got closer to the event there were questions asked within the Olympic community about whether the Games should go ahead in Berlin. The Nazi regime’s transparent violations of human rights at home, and it’s failure to behave like a good international citizen (eg, pulling out of the League of Nations in 1933, illegally occupying the Rhineland in March 1936, etc), prompted a number of nations to consider boycotting the event.
Politics and sport, the National Socialist way
Plaque honouring site of Macquarie’s Govt House at Windsor
British intelligence about a planned invasion of the Sydney colony has its genesis in the period’s French maritime expeditions in the South Pacifc, particularly that of Nicolas Baudin in 1802 and 1803. Baudin’s scientific expedition visited Port Jackson in 1802 and it was the activities (and subsequent written record) of the expedition’s naturalist, François Péron, which provided the blueprint for supposed French intentions in New Holland. Whilst there, Péron, under the guise of his scientific activities, engaged in a “freelance spying” exercise[3], collecting information on the nature and defence capacity of the colony. Péron wrote down his observations in a secret report (entitled Mémoire sur les établissements anglais à la Nouvelle Hollande).
Monsieur Péron
Isle de France 🇫🇷
Bathurst’s “hush-hush” letter to Macquarie (based on information supplied by agents friendly to Britain) also raised the prospect of a joint naval attack by both France and the United States[8]. The plan was for the combined fleet to assemble at Two Fold Bay (Eden, NSW) and then proceed up the Pacific Coast and launch an attack on Sydney from the north (Hawkesbury River). Napoléon’s disastrous Russian campaign and the reverses suffered by the US early in the War of 1812 meant that the plan was never put into practice[9], but the episode served to underline how strategically important the remote, western Pacific colony was for Britain imperial ambitions.
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Upon his return home Malaspina reported back to the Spanish government that the New South Wales settlement was well established and warned that it posed real dangers to Spain’s Pacific possessions. Malaspina noted that Port Jackson could be used as a base for privateers to cut the colonial lines of communication between Manila and Spanish America, and to launch raids on the Peru and Chile colonies from. He concluded that Spain had no real chance of supplanting the British in Port Jackson [Olcelli 2013].
With such startling figures, leg-spinner or not, the selectors couldn’t ignore Tich forever. He was selected in an MCC ‘A’ tour to New Zealand in which he excelled on NZ pitches, followed by a full test tour to Australia in 1924-25 in which he made his debut at age 36. A combination of good, hard Australian wickets and the fact that Australian batsmen were brought up on a diet of leg spin meant that Freeman made very heavy weather of the series. Thereafter the national selectors choose the leg-spinner very irregularly. He did very well against South Africa and the West Indies, but was not considered for the tests against the Australians on either the 1926 or 1930 tours of the UK, despite getting a six for and a five for in the county games for Kent against the tourists. The selectors demonstrated a remarkable lack of perception in not showing a sustained faith in Freeman’s obvious talent and not backing him in tests, especially in English conditions. As things turned out, his record in tests suggest the magnitude of their error in judgement:
George Wallace (above) had an early taste of the stage appearing in children’s pantomime at age three, but it wasn’t until after WWI that his career really took off when he teamed up with fellow vaudevillian Jack Paterson to form a knockabout comedy act called “Dinks and Onkus”. The duo performed their “couple of drunks” routine to packed audiences at the Newtown Bridge Theatre for five years before Wallace outgrew the partnership and joined up with bigger enterprises, first that of Fuller’s Circuit and then the Tivoli Theatre Circuit.
George was smallish in stature and quite chubby in build but despite this, on stage he was exceptionally acrobatic and agile on his feet. As part of his very physical act he became acutely adept at landing on his left ear during a deliberate fall. Wallace wrote witty songs and review sketches to perform in theatre, sometimes he told absurd stories about characters such as Stanley the Bull, the Drongo from the Congo and Sophie the Sort [Stuart Sayers, ‘Wallace, George Stevenson (1895–1960)’, Australian Dictionary of Biography, National Centre of Biography, Australian National University, 
Wallace’s “working class zero” popularity attracted the attention of local film-makers and in the thirties he appeared in a number of films such as Gone to the Dogs, A Ticket for Tatts, mostly for Ken G Hall, Australia’s foremost (Cinesound) director in the interwar period. In his movies (some of which he co-wrote) Wallace reprised his theatre role as a bumbling, disaster-prone innocent. In his performances on the big screen Wallace demonstrated that he was able to make the transition from stage to cinema. After WWII however, finances dried up and the Australian film industry went into steep decline. Wallace returned to theatre including a return to pantomime and to the new medium of radio performance. In 1949 he began a weekly radio show with the Macquarie Network in Sydney. The one setback to Wallace’s career was his unsuccessful attempt in the early fifties to make it in the English theatre as a comedian, but this could be attributed partially to the English audiences’ unfamiliarity with his Australian accent [ibid.].
Rene had a very distinctive on-stage appearance, striking black-and-white face paint which gave a nod to the influence of minstrelsy, baggy pants and a battered black top hat. In performance he exuded an extroverted and even exhibitionist style – he was the quintessential lair (the self-promoting “show-off”). Often he would robustly insult the audience with a spray of obscenities, both verbal and gestural. In today’s milieu of political correctness Rene’s act would in all likelihood be characterised as sexist and even racist (in its presentation of a Jewish caricature) and it did alienate some viewers in the day. This did not stop Fuller’s from billing him (pre-war) as “Australia’s foremost delineator of Hebrew eccentricities” [Frank Van Straten, ‘Roy Rene 1892-1954’, Live Performance Australia – Hall of Fame (2007), 
After WWII, with variety theatre in recession, Rene made a successful transition to radio. He was able to do this having learned from the lessons of his failed venture into films, because he made sure that his radio shows were presented before a live audience to ensure that his performances had that necessary edge. At Sydney radio station 2GB he found a niche as the bombastic “Professor Mo McCackie” of “McCackie Manor” finding a whole new audience for his unique sense of humour.
The book concerns itself to a large extent with the type of epic film much in vogue in the fifties and sixties, drawn from the history and mythology of antiquity (Greece, Rome, Egypt, Mesopotamia). Right up front I’d have to say that I think that the author is inclined to take the genre a bit too seriously. The epic movie, in whatever phase or incarnation it takes, has been something difficult to be especially serious about! By definition the standard form of the epic has tended to be characterised by an indulgence in excess – grandiosity, vulgarity, basically everything 8XL in size! Mention the epic film and people often think of monumental Hollywood flicks like Ben-Hur, Spartacus, Cleopatra, and the like. Conspicuous consumption the order of the day, so much so so that it could be suggested that epic films should be primarily seen as a kind of parody of themselves.
Not long after the news spread about the momentous event at Kitty Hawk, North Carolina, on 17 December 1903, the significance of what the Wrights’ had done found itself under challenge, especially as time went on from the European aviation community. French newspapers after 1903 described the celebrated American brothers as bluffeurs (bluffers). Doubts were raised about their achievements when the Wrights failed to release the photo of the Wright Flyer in flight at Kitty Hawk until nearly five years after the groundbreaking 1903 flight … newspapers acerbically asked: “Were they fliers or liars?”, Paris edition of the New York Herald (10 Feb 1906); ‘Wright Brothers: European skepticism’, www.spiritus-temporis.com.
As well, in the 30 years preceding Kitty Hawk, there was a host of aviation pioneers experimenting with monoplanes, biplanes, box-kites and gliders including, 1874: Félix du Temple; 1894: Hiram Maxim; 1894: Lawrence Hargrave; 1898: Augustus Moore Herring [B Kampmark, ‘Wright Brothers: Right or Wrong?’, Montréal Review (April 2013]. These flights however were either pre-power ones, or if motorised, they have been largely discredited as having been either unsustained, uncontrolled or as at the least not sufficiently controlled [P Scott, The Shoulders of Giants: A History of Human Flight to 1919].
G A Whitehead was a German migrant (born Gustave Weisskopf) living in Connecticut who started experimenting with gliders (variations on the glider prototype design developed by aviation pioneer Otto Lilienthal) in the mid-1890s, at a time when Wilbur and Orville were still making and repairing bicycles in Dayton, Ohio. The case in support of the flight made by Whitehead on 14 August 1901 in what must be noted was an improbable-looking, bat-shaped, engine-propelled glider at Fairfield near Bridgeport, was first taken up in 1935 (in an article in an industry magazine, Popular Aviation, entitled ‘Did Whitehead Precede Wright In World’s First Powered Flight?’)回. Whitehead’s claim lay dormant until the 1960s when army reservist William O’Dwyer, took up the German-American engine-maker’s cause and did his upmost to promote his “flying machine”.
Critics of the Institute believe that the Smithsonian’s indebtedness to the Wrights’ legacy (the fear of losing the historic Flyer to the estate executors) prevents it from recognising the merits of Whitehead’s pioneering achievement irrespective of the weight of evidence put forward [J Liotta, ‘Wright Brothers Flight Legacy Hits New Turbulence’, www.news.nationalgeographic.com]. Clearly this is a powerful disincentive to the Smithsonian objectively assessing the merits and new evidence for any rival claims to the Wrights (not just Whitehead’s) which may be unearthed.
The credence given to the Wright brothers’ claim to be the first successful flyers should perhaps come with an asterisk, signifying it’s need to be heavily qualified – as in David Schneider’s tongue–in–cheek, catch–all description: “First in Sustained, Piloted, Controlled, Powered, Heavier–than–air Flight of Lasting Technological Significance” [ibid].
Did any of the documented early flights per se achieve “sustained and controlled flight”? Human conquest of the sky didn’t happen in one quantum leap, surely it came about in a series of small, measured steps, each building on the one before. It is more meaningful to see the development of viable flying machines as something that happened incrementally, an aerodynamic puzzle put together piece-by-piece. It was an international effort, the culmination of the accumulated efforts of gifted pioneering aeronautical designers such as George Cayley, Octave Chanute, Samuel Langley, Lawrence Hargrave and Otto Lilienthal whose experiments made it possible for the Wrights and others to experiment with flight, coming closer and closer to the realisation of successful manned, powered flight.
